Genocide of Poles in the Soviet Union
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The ''Polish Operation'' of the
NKVD The People's Commissariat for Internal Affairs (russian: Наро́дный комиссариа́т вну́тренних дел, Naródnyy komissariát vnútrennikh del, ), abbreviated NKVD ( ), was the interior ministry of the Soviet Union. ...
(
Soviet The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nation ...
security service) in 1937–1938 was an anti-Polish mass-ethnic cleansing operation of the NKVD carried out in the Soviet Union against
Poles Poles,, ; singular masculine: ''Polak'', singular feminine: ''Polka'' or Polish people, are a West Slavic nation and ethnic group, who share a common history, culture, the Polish language and are identified with the country of Poland in C ...
(labeled by the Soviets as "agents") during the period of the
Great Purge The Great Purge or the Great Terror (russian: Большой террор), also known as the Year of '37 (russian: 37-й год, translit=Tridtsat sedmoi god, label=none) and the Yezhovshchina ('period of Yezhov'), was Soviet General Secret ...
. It was ordered by the Politburo of the Communist Party against the so-called "Polish spies" and customarily interpreted by the
NKVD The People's Commissariat for Internal Affairs (russian: Наро́дный комиссариа́т вну́тренних дел, Naródnyy komissariát vnútrennikh del, ), abbreviated NKVD ( ), was the interior ministry of the Soviet Union. ...
officials as relating to 'absolutely all Poles'. It resulted in the sentencing of 139,835 people, and summary executions of 111,091 Poles living in or near the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, ...
. The operation was implemented according to NKVD Order No. 00485 signed by Nikolai Yezhov. The majority of the shooting victims were ethnically Polish, but not all, with some belonging to various minority groups from the
Kresy Eastern Borderlands ( pl, Kresy Wschodnie) or simply Borderlands ( pl, Kresy, ) was a term coined for the eastern part of the Second Polish Republic during the History of Poland (1918–1939), interwar period (1918–1939). Largely agricultural ...
macro-region, for instance,
Ruthenians Ruthenian and Ruthene are exonyms of Latin language, Latin origin, formerly used in Eastern and Central Europe as common ethnonyms for East Slavs, particularly during the late medieval and early modern periods. The Latin term Rutheni was used in ...
; these groups in the Soviet worldview had some element of Polish culture or heritage, and were therefore also "Polish". The remainder were 'suspected' of being Polish, without further inquiry, or classified as possibly having pro-Polish sympathies. In order to speed up the process, the NKVD personnel reviewed local telephone books and arrested persons with Polish-sounding names. The Polish Operation was the largest ethnic shooting and deportation action during the
Great Purge The Great Purge or the Great Terror (russian: Большой террор), also known as the Year of '37 (russian: 37-й год, translit=Tridtsat sedmoi god, label=none) and the Yezhovshchina ('period of Yezhov'), was Soviet General Secret ...
campaign of political murders in the Soviet Union, orchestrated by Nikolai Yezhov.


NKVD Order № 00485

The top secret NKVD Order No. 00485, titled "''On the liquidation of the Polish diversionist and espionage groups and POW units''," was approved on August 9, 1937 by the Party's Central Committee Politburo, and was signed by Nikolai Yezhov on August 11, 1937. It was distributed to the local subdivisions of the NKVD simultaneously with Yezhov's thirty-page "secret letter," explaining what the "Polish operation" was all about. The letter from Yezhov was titled, "''On fascist-resurrectionist, spying, diversional, defeationist, and terrorist activity of Polish intelligence in the USSR''".Original document
Full text of the Order in the Russian language.
"О фашистско-повстанческой, шпионской, диверсионной, пораженческой и террористической деятельности польской разведки в СССР." Хлевнюк О. В. Политбюро: Механизмы политической власти в 1930-е гг. М., 1996.
Joseph Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as General Secretar ...
was approving of the operation saying "‘Very good! Dig up and purge this Polish espionage mud in the future as well. Destroy it in the interest of the USSR.."The Great Terror (Chapter 4)
– from: "Stalin's Loyal Executioner: People's Commissar Nikolai Ezhov, 1895–1940" by Marc Jansen and
Nikita Petrov Nikita Vasilyevich Petrov (russian: Ники́та Васи́льевич Петро́в, born 31 January 1957, Kiev) is a Russian historian. He works at ''Memorial,'' a Russian organization dedicated to studying Soviet political repression. Pet ...
, pp. 95 (17 / 33). Internet Archive.
The "Order" adopted the simplified so-called "
album procedure The album procedure (russian: в альбомном порядке, v albomnom poryadke) was a simplified procedure of extrajudicial conviction by NKVD, introduced in the Soviet Union during the Great Purge. The level of punishment (execution or i ...
" (as it was called in NKVD circles). The long lists of Poles condemned by a lower NKVD organ (so-called ''dvoika'', a two-man team) during early meetings, were then collected into "albums" and sent to the midrange NKVD offices for a stamp of approval by a ''troika'' (a three-man team; a communist official, NKVD leader, and party procurator). Poles were the first ever major Soviet population group to be sentenced in this manner. After the approval of the entire "album", the executions were carried out immediately. This procedure was also used later on in other
mass operations of the NKVD Mass operations of the People's Comissariate of Internal Affairs (NKVD) were carried out during the Great Purge and targeted specific categories of people. As a rule, they were carried out according to the corresponding order of the People's Commis ...
. The "Polish Operation" was a second in a series of
national operations of the NKVD Mass operations of the People's Comissariate of Internal Affairs (NKVD) were carried out during the Great Purge and targeted specific categories of people. As a rule, they were carried out according to the corresponding order of the People's Commi ...
, carried out by the Soviet Union against ethnic groups including Latvian, Finnish, German, and Romanian, based on a theory about an internal enemy (i.e., the fifth column), labelled as the "hostile capitalist surrounding" residing along its western borders. In the opinion of historian
Timothy Snyder Timothy David Snyder (born August 18, 1969) is an American historian specializing in the modern history of Central and Eastern Europe. He is the Richard C. Levin Professor of History at Yale University and a permanent fellow at the Institute ...
, this fabricated justification was intended only to cover-up the state-sanctioned campaign of mass-murder aiming to eradicate Poles as a national (and linguistic) minority group. Another possible cause, according to Snyder, might have sprung from the necessity to explain the Holodomor, the Soviet-made famine in Ukraine, which required a political scapegoat. A top Soviet official,
Vsevolod Balitsky Vsevolod Apollonovych Balytsky ( uk, Всеволод Аполлонович Балицький; russian: Всеволод Аполлонович Балицкий; 27 November 1892 – 27 November 1937) was a Soviet official, Commissar of Sta ...
, chose the
Polish Military Organization The Polish Military Organisation, PMO ( pl, Polska Organizacja Wojskowa, POW) was a secret military organization which formed during World War I (1914-1918). Józef Piłsudski founded the group in August 1914; it adopted the name ''POW'' in Novem ...
which was disbanded in 1921. The NKVD declared that it continued to exist. Some Soviet Poles were tortured in order to confess to its existence, and denounce other individuals as spies. Meanwhile, the Communist International helped by revisiting its files in search of Polish members, producing another bountiful source of made-up evidence.


Targets of the operation

The operation took place approximately from August 25, 1937 to November 15, 1938. The largest group of people with a Polish background, around 40 percent of all victims, came from Soviet Ukraine, especially from the districts near the border with Poland. Among them were tens of thousands of peasants, railway workers, industrial labourers, engineers and others. An additional 17 percent of victims came from Soviet Byelorussia. The rest came from around Western Siberia and Kazakhstan, where exiled Poles had lived since the Partitions of Poland, as well as from the southern Urals, northern Caucasus and the rest of Siberia, including the Far East. The following categories of people were arrested by the NKVD during its Polish Operation, as described in Soviet documents: # All "antisoviet and nationalistic elements" from districts and region in the USSR where there existed a Polish community. # All immigrants from the Second Polish Republic. # Political exiles from Poland. # Former and present members of the
Polish Socialist Party The Polish Socialist Party ( pl, Polska Partia Socjalistyczna, PPS) is a socialist political party in Poland. It was one of the most important parties in Poland from its inception in 1892 until its merger with the communist Polish Workers' ...
and other non-communist Polish political parties. # All prisoners of war from the Polish-Soviet war remaining in the Soviet Union. # Members of the
Polish Military Organisation The Polish Military Organisation, PMO ( pl, Polska Organizacja Wojskowa, POW) was a secret military organization which formed during World War I (1914-1918). Józef Piłsudski founded the group in August 1914; it adopted the name ''POW'' in Novem ...
listed in the special list. #All " clerical elements" having, or having had, some kind of connection with Poland.


Ethnic breakdown

Although the Soviet authorities claim that the executed victims were all ethnic Poles, some of those killed were also ethnic Belarusians,
Jews Jews ( he, יְהוּדִים, , ) or Jewish people are an ethnoreligious group and nation originating from the Israelites Israelite origins and kingdom: "The first act in the long drama of Jewish history is the age of the Israelites""The ...
,
Ukrainians Ukrainians ( uk, Українці, Ukraintsi, ) are an East Slavic ethnic group native to Ukraine. They are the seventh-largest nation in Europe. The native language of the Ukrainians is Ukrainian. The majority of Ukrainians are Eastern Ort ...
and
Russians , native_name_lang = ru , image = , caption = , population = , popplace = 118 million Russians in the Russian Federation (2002 '' Winkler Prins'' estimate) , region1 = , pop1 ...
mistaken and alleged for being ethnic Poles due to their surnames or religious denominations. 47.3% of the total number of "Poles" who were arrested in Belarus were actually ethnic Belarusian Catholics, of whom many declared themselves to be Poles in the 1920s. They made up 14.2% of those arrested in the Polish Operation across the Soviet Union (September–November 1938). 13.4% of those arrested were ethnic Ukrainians. 8.8% of the arrested were ethnic Russians.Martin, Terry. "The origins of Soviet ethnic cleansing." The Journal of Modern History 70.4 (1998): 813-861.
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Killing process and death toll

According to archives of the NKVD, 111,091
Poles Poles,, ; singular masculine: ''Polak'', singular feminine: ''Polka'' or Polish people, are a West Slavic nation and ethnic group, who share a common history, culture, the Polish language and are identified with the country of Poland in C ...
and people accused of ties with Poland, were sentenced to death, and 28,744 were sentenced to labor camps; 139,835 victims in total. This number constitutes 10% of the total number of people officially convicted during the Yezhovshchina period, based on confirming NKVD documents. According to historian Bogdan Musiał: "It is estimated that Polish losses in the Ukrainian SSR were about 30%, while in the Belorussian SSR... the Polish minority was almost completely annihilated or deported." Musiał is also of the opinion that "it does not seem unlikely, as Soviet statistics indicate, that the number of Poles dropped from 792,000 in 1926 to 627,000 in 1939." Almost all victims of the NKVD shootings were men, wrote Michał Jasiński, most with families. Their wives and children were dealt with by the NKVD Order № 00486. The women were generally sentenced to deportation to
Kazakhstan Kazakhstan, officially the Republic of Kazakhstan, is a transcontinental country located mainly in Central Asia and partly in Eastern Europe. It borders Russia to the north and west, China to the east, Kyrgyzstan to the southeast, Uzbeki ...
for an average of 5 to 10 years. Orphaned children without relatives willing to take them were put in orphanages to be brought up as Soviet, with no knowledge of their origins. All possessions of the accused were confiscated. The parents of the executed men – as well as their in-laws – were left with nothing to live on, which usually sealed their fate as well. Statistical extrapolation, wrote Jasiński, increases the number of Polish victims in 1937–1938 to around 200–250,000 depending on the size of their families. In
Leningrad Saint Petersburg ( rus, links=no, Санкт-Петербург, a=Ru-Sankt Peterburg Leningrad Petrograd Piter.ogg, r=Sankt-Peterburg, p=ˈsankt pʲɪtʲɪrˈburk), formerly known as Petrograd (1914–1924) and later Leningrad (1924–1991), i ...
, the
NKVD The People's Commissariat for Internal Affairs (russian: Наро́дный комиссариа́т вну́тренних дел, Naródnyy komissariát vnútrennikh del, ), abbreviated NKVD ( ), was the interior ministry of the Soviet Union. ...
reviewed local telephone books and arrested almost 7,000 citizens with Polish-sounding name with the vast majority of such nominal "suspects" were executed within 10 days of arrest. In the village of Belostok, Tomsk Oblast, Siberia, 100 men of Polish origins were executed and their bodies thrown into the
Ob River } The Ob ( rus, Обь, p=opʲ: Ob') is a major river in Russia. It is in western Siberia; and together with Irtysh forms the world's seventh-longest river system, at . It forms at the confluence of the Biya and Katun which have their origins ...
.


Assessment

According to historian
Michael Ellman Michael John Ellman (born 27 July 1942, Ripley, Surrey) has been a professor of economics at the University of Amsterdam since 1978. He is now an ''emeritus professor''. He has written on the economics of the Soviet Union, transition economics, ...
, "The 'national operations' of 1937–38, notably the 'Polish operation', may qualify as
genocide Genocide is the intentional destruction of a people—usually defined as an ethnic, national, racial, or religious group—in whole or in part. Raphael Lemkin coined the term in 1944, combining the Greek word (, "race, people") with the Lat ...
as defined by the UN Convention, although there is as yet no legal ruling on the matter".Michael Ellman
Stalin and the Soviet Famine of 1932-33 Revisited
PDF file
Karol Karski argues that the Soviet actions against Poles are genocide according to international law. He says that while the extermination was targeting other nationalities as well, and according to the criteria other than ethnicity, but as long as Poles were singled out based on their ethnicity, that makes the actions to be genocide. The historian Terry Martin refers to the "national operations", including the "Polish Operation", as ethnic cleansing and "ethnic terror". According to Martin, the singling out of diaspora nationalities for arrest and mass execution "verged on the genocidal". Historian
Timothy Snyder Timothy David Snyder (born August 18, 1969) is an American historian specializing in the modern history of Central and Eastern Europe. He is the Richard C. Levin Professor of History at Yale University and a permanent fellow at the Institute ...
called the Polish Operation genocidal: "It is hard not to see the Soviet "Polish Operation" of 1937-38 as genocidal: Polish fathers were shot, Polish mothers sent to Kazakhstan, and Polish children left in orphanages where they would lose their Polish identity. As more than 100,000 innocent people were killed on the spurious grounds that theirs was a disloyal ethnicity, Stalin spoke of "Polish filth". On the other hand, Stalin often praised Poland as a good nation and the Poles as brave fighters, the third most "dogged" soldiers after the
Russians , native_name_lang = ru , image = , caption = , population = , popplace = 118 million Russians in the Russian Federation (2002 '' Winkler Prins'' estimate) , region1 = , pop1 ...
and
Germans , native_name_lang = de , region1 = , pop1 = 72,650,269 , region2 = , pop2 = 534,000 , region3 = , pop3 = 157,000 3,322,405 , region4 = , pop4 = ...
. Norman Naimark called Stalin's policy towards Poles in the 1930s "genocidal"Genocide: A World History
Norman M. Naimark
but did not consider the entire
Great Purge The Great Purge or the Great Terror (russian: Большой террор), also known as the Year of '37 (russian: 37-й год, translit=Tridtsat sedmoi god, label=none) and the Yezhovshchina ('period of Yezhov'), was Soviet General Secret ...
genocidal since it targeted political opponents as well.
Simon Sebag Montefiore Simon Jonathan Sebag Montefiore (; born 27 June 1965) is a British historian, television presenter and author of popular history books and novels, including ''Stalin: The Court of the Red Tsar' (2003), Monsters: History's Most Evil Men and ...
presents a similar opinion. According to historians Olle Sundström and Andrej Kotljarchuk, most scholars (for example,
Nicolas Werth Nicolas Werth (born 1950 in Paris) is a French historian. Biography Werth is a scholar of communist studies. He is the son of Alexander Werth, a Russian born British journalist and writer who lived in the USSR during World War II. Work Nico ...
,
Michael Mann Michael Kenneth Mann (born February 5, 1943) is an American director, screenwriter, and producer of film and television who is best known for his distinctive style of crime drama. His most acclaimed works include the films ''Thief'' (1981), ...
and
Hiroaki Kuromiya Hiroaki is a masculine Japanese given name in modern times consist of a family name (surname) followed by a given name, in that order. Nevertheless, when a Japanese name is written in the Roman alphabet, ever since the Meiji era, the official ...
) focus on the security dilemma in the border areas suggesting the need to secure the ethnic integrity of Soviet space ''vis-à-vis'' neighboring capitalistic enemy states. They stress the role of
international relations International relations (IR), sometimes referred to as international studies and international affairs, is the scientific study of interactions between sovereign states. In a broader sense, it concerns all activities between states—such a ...
and believe that representatives of ethnic minorities such as the Poles, were killed not because of their ethnicity, but because of their possible relations to countries hostile to the USSR and fear of disloyalty in the case of an invasion.


See also

* Anti-Polish sentiment *
Soviet war crimes The war crimes and crimes against humanity which were perpetrated by the Soviet Union and its armed forces from 1919 to 1991 include acts which were committed by the Red Army (later called the Soviet Army) as well as acts which were committed ...
* Soviet repressions of Polish citizens (1939–1946) * Gestapo–NKVD conferences (1939-1940) *
Katyn massacre The Katyn massacre, "Katyń crime"; russian: link=yes, Катынская резня ''Katynskaya reznya'', "Katyn massacre", or russian: link=no, Катынский расстрел, ''Katynsky rasstrel'', "Katyn execution" was a series of m ...
* Genocides in history *
Kengir uprising The Kengir uprising was a prisoner rebellion that occurred in Kengir (Steplag), a Soviet labor camp for political prisoners, during May and June of 1954. Its duration and intensity distinguished it from other Gulag rebellions during the same peri ...
* Flight of Poles from the USSR


Footnotes


Further reading

* McLoughlin, Barry, and McDermott, Kevin (eds). ''Stalin's Terror: High Politics and Mass Repression in the Soviet Union.''
Palgrave Macmillan Palgrave Macmillan is a British academic and trade publishing company headquartered in the London Borough of Camden. Its programme includes textbooks, journals, monographs, professional and reference works in print and online. It maintains off ...
, December 2002. . * Naimark, Norman M. ''Stalin's Genocides.'' Princeton University, 2010. * {{DEFAULTSORT:Polish Operation of the NKVD (1937-1938) 1937 in Belarus 1937 in the Soviet Union 1938 in the Soviet Union 1937 in Ukraine 1938 in Ukraine Anti-Polish sentiment in Europe Massacres in the Soviet Union Ethnic cleansing in Europe Genocides in Europe Great Purge Mass murder in 1937 Mass murder in 1938 Massacres of men NKVD Political repression in the Soviet Union Violence against men in Europe