Democracy promotion
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Democracy promotion, which can also be referred to as democracy assistance, democracy support, or democracy building, is a strand of foreign policy adopted by governments and international organizations that seek to support the spread of
democracy Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which people, the people have the authority to deliberate and decide legislation ("direct democracy"), or to choo ...
as a
political regime In politics, a regime (also "régime") is the form of government or the set of rules, cultural or social norms, etc. that regulate the operation of a government or institution and its interactions with society. According to Yale professor Juan J ...
around the world. Among the reasons for supporting democracy include the belief that countries with a democratic system of governance are less likely to go to war, are likely to be economically better off and socially more harmonious. In democracy building, the process includes the building and strengthening of
democracy Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which people, the people have the authority to deliberate and decide legislation ("direct democracy"), or to choo ...
, in particular the consolidation of democratic institutions, including
courts of law A court is any person or institution, often as a government institution, with the authority to adjudicate legal disputes between parties and carry out the administration of justice in civil, criminal, and administrative matters in accordance ...
,
police forces The police are a constituted body of persons empowered by a state, with the aim to enforce the law, to ensure the safety, health and possessions of citizens, and to prevent crime and civil disorder. Their lawful powers include arrest and t ...
, and
constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of entity and commonly determine how that entity is to be governed. When these princ ...
s. Some critics have argued that the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territori ...
has used democracy promotion to justify
military intervention Interventionism refers to a political practice of intervention, particularly to the practice of governments to interfere in political affairs of other countries, staging military or trade interventions. Economic interventionism refers to a diff ...
abroad. Also se
this page
Much experience has been gained in the last twenty years. After the
Revolutions of 1989 The Revolutions of 1989, also known as the Fall of Communism, was a revolutionary wave that resulted in the end of most communist states in the world. Sometimes this revolutionary wave is also called the Fall of Nations or the Autumn of Nat ...
resulted in the fall of the Iron Curtain, there was a wave of democratic transitions in former
Communist state A communist state, also known as a Marxist–Leninist state, is a one-party state that is administered and governed by a communist party guided by Marxism–Leninism. Marxism–Leninism was the state ideology of the Soviet Union, the Comi ...
s, particularly in Central and Eastern Europe. According to Freedom House, the number of democracies increased from 41 of 150 existing states in 1974 to 123 of 192 states in 2006.Lise Rakner, Alina Rocha Menocal and Verena Fritz (2008
Assessing international democracy assistance: Key lessons and challenges
London:
Overseas Development Institute ODI (formerly the 'Overseas Development Institute') is a global affairs think tank, founded in 1960. Its mission is "to inspire people to act on injustice and inequality through collaborative research and ideas that matter for people and the ...
The pace of transition slowed considerably since the beginning of the twenty-first century, which encouraged discussion of whether democracy was under threat. In the early twenty-first century, a
democratic deficit A democratic deficit (or democracy deficit) occurs when ostensibly democratic organizations or institutions (particularly governments) fall short of fulfilling the principles of democracy in their practices or operation where representative and l ...
was noticed in countries where democratic systems already existed, including Britain, the US and the European Union. In the financial sense, democracy promotion grew from 2% of
aid In international relations, aid (also known as international aid, overseas aid, foreign aid, economic aid or foreign assistance) is – from the perspective of governments – a voluntary transfer of resources from one country to another. Ai ...
in 1990 to nearly 20% in 2005. An open question for democracy promotion around the world, both in countries where it is already at the core of the system of governance and in those where it is not, is defining the terminology of promoting, supporting or assisting democracy in the post- Cold War situation.


Definitions

The precise definition of democracy promotion has been debated for more than twenty-five years. The multiplicity of terms used is a manifestation of the plurality of opinions and approaches by international actors, be they governments,
NGO A non-governmental organization (NGO) or non-governmental organisation (see spelling differences) is an organization that generally is formed independent from government. They are typically nonprofit entities, and many of them are active in h ...
s or other third parties. For example, the term 'promotion' itself can be seen by some as too intrusive, or implying outside interference, whilst 'support' can be seen by some as more benign but, by others, as insufficiently assertive. In the early twenty-first century, the differences tended to divide into two main camps: those who see it as a political process versus those who see it as a developmental process (see
international relations International relations (IR), sometimes referred to as international studies and international affairs, is the scientific study of interactions between sovereign states. In a broader sense, it concerns all activities between states—such a ...
and
development aid Development aid is a type of foreign/international/overseas aid given by governments and other agencies to support the economic, environmental, social, and political development of developing countries. Closely-related concepts include: develop ...
for context). At least part of the problem lies in the absence of a consensus on what
democracy Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which people, the people have the authority to deliberate and decide legislation ("direct democracy"), or to choo ...
constitutes. W. B. Gallie argued that it is impossible to find a consensus definition, and instead included democracy in a list of ' essentially contested concepts'. To date, the disagreement over definitions has seen some actors focus on supporting technical systems of democratic governance (elections, government structures and the like), while others take the bottom-up approach of promoting citizen participation and building strong civil and political society to prepare the ground on which systems of government can then be planted. The European Partnership for Democracy defines 'democracy support' as the political or financial "efforts to reinforce or create democratic development or to halt autocratisation", while 'democracy assistance' refers to financial flows "in the spirit of ‘international assistance". EPD further acknowledges that 'democracy promotion' is the term widespreadly used by academics but has a more active and often coercive connotation compared to ‘democracy support’. Support is something given to existing internal efforts for democratisation while promotion does not require any such internal (national) desire". Another definition of democracy support can be drawn from the OECD Development Assistance Committee's aid flow database. The classification makes the distinction between different types of aid flows relevant for democracy assistance, such as democratic participation and civil society, elections, legislatures and political parties, media and free flow of information, human rights, women's rights organisations and movement and government, decentralisation and support to subnational government institutions, and anti-corruption organisations and institutions. The types and objectives of democracy assistance aid delivered by international donors depend on the history of their own country with democracy, and may explain the diversity of democracy promotion contexts. If historically Western countries championed democracy promotion worldwide, new non-Western actors have emerged in the last decades with particular goals and geographical reaches, participating in the construction of a broad definition of democracy promotion.


Types

Democracy promotion has two main patterns that depend on the type of democratization a
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
is dealing with: external intervention and as a solution to
civil war A civil war or intrastate war is a war between organized groups within the same state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies ...
, or supporting an internal push for reform. Democracy promotion advocates are divided on which pattern tends to be most successful for the resources that democracy promotion programs invest; they are similarly divided on which components and factors of the democratization process are most important to the success of
democratic consolidation Democratic consolidation is the process by which a new democracy matures, in a way that it becomes unlikely to revert to authoritarianism without an external shock, and is regarded as the only available system of government within a country. This is ...
.


Post-civil war democratization

Civil wars cause a number of problems for democratization. Laura Armey and Robert McNab found that the longer a civil war lasts, and the more casualties it produces, the more hostile the warring factions become to each other; this hostility in turn makes stabilization along terms of peaceful competition, required in a democratic
regime In politics, a regime (also "régime") is the form of government or the set of rules, cultural or social norms, etc. that regulate the operation of a government or institution and its interactions with society. According to Yale professor Juan Jo ...
, more difficult. Problematically for democracy promotion, the same study found that quick, decisive victories for one faction—even an ostensibly pro-democratic rebellion—similarly discourage peaceful, electoral competition for control of a government after the conflict is over. Leonard Wantchekon has suggested that one of the most reliable forces of democratization is a stalemated civil war, in which the original motivation for the conflict becomes irrelevant as the costs mount; this impels the factions to turn to a combination of internal and external arbitrators to forge a power-sharing agreement: elections and outside, neutral institutions to guarantee that every faction participates in the new democracy fairly.


External intervention

External interventions see different levels of democratization success depending on the type of intervener, type of intervention, and level of elite cooperation prior to the intervention. The level of neutrality and geopolitical disinterest the intervener possesses is important, as is the severity of the intervention's infringement on sovereignty. The differences can be highlighted with three examples: a neutral, mostly unobtrusive monitor missions like UN
election observers Election monitoring involves the observation of an election by one or more independent parties, typically from another country or from a non-governmental organization (NGO). The monitoring parties aim primarily to assess the conduct of an electi ...
in Nicaragua in 1989; the multilateral NATO IFOR mission in Yugoslavia to enforce UN Security Council Resolution 1031 in 1995; and the
unilateral __NOTOC__ Unilateralism is any doctrine or agenda that supports one-sided action. Such action may be in disregard for other parties, or as an expression of a commitment toward a direction which other parties may find disagreeable. As a word, ''un ...
, destabilizing intervention represented by the American invasion of Iraq in 2003. All three missions aimed on some level to promote democracy, with varying degrees of success. Michael Doyle and Nicholas Sambanis have found that the peacekeeping missions most successful at producing fledgling democracies have strong mandates backing them up, but tend not to revolve around military enforcement. Successful democratizing interventions consist of monitoring factions' adherence to their negotiated settlement, while the most successful ones include extensive
state-building State-building as a specific term in social sciences and humanities, refers to political and historical processes of creation, institutional consolidation, stabilization and sustainable development of states, from the earliest emergence of sta ...
(such as improving government efficiency and professionalism, or classical infrastructure assistance).


Problems with external intervention

Interventions that fail to expend resources on state-building can sometimes be counter-productive to democracy promotion because, as McBride, Milante, and Skaperdas have proposed, a negotiated settlement to a civil war is based on individual factions' faith in the state's unbiased distribution of the benefits of
stability Stability may refer to: Mathematics *Stability theory, the study of the stability of solutions to differential equations and dynamical systems ** Asymptotic stability ** Linear stability ** Lyapunov stability ** Orbital stability ** Structural sta ...
; an external intervention shakes that faith by implying that such faith was misplaced to begin with. An additional problem raised by Marina Ottaway is that interventions too often rush to implement formal democratic institutions, such as elections, without allowing time for competing elites to separate responsibly; because of the short timeframe, they either unite into a new authoritarian arrangement or rely on overly divisive party platforms, such as identity, which precludes “permanent fragmentation” of the elite within a cooperative regime framework. A final concern raised with external interventions, particularly unilateral or narrowly multilateral ones, is the perception or actualization of imperialism or
neo-imperialism In historical contexts, New Imperialism characterizes a period of colonial expansion by European powers, the United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, i ...
in the name of human rights or democracy by an interested party, which, she theorizes, spawns counter-productive
nationalist Nationalism is an idea and movement that holds that the nation should be congruent with the state. As a movement, nationalism tends to promote the interests of a particular nation (as in a group of people), Smith, Anthony. ''Nationalism: Th ...
backlash; however, even neutral monitors must be careful that their reports do not invite a unilateral intervention, as the Council of Freely-Elected Heads of Government's 1989 report on
Panama Panama ( , ; es, link=no, Panamá ), officially the Republic of Panama ( es, República de Panamá), is a transcontinental country spanning the southern part of North America and the northern part of South America. It is bordered by Co ...
nian election fraud did for the United States.


Gradual reformism and the four-player game

Another school of thought on how democratization most successfully occurs involves an authoritarian regime transitioning to a democratic one as a result of gradual reforms over time. The basic mechanism for this is a four-player game theoretical set-up in which (1) moderate regime and (2) moderate opposition figures form a pro-democratic reform coalition to sideline (3) core regime members and (4) opposition calling for radical pro-democratic changes, with the aim of making the state more democratic while preserving its stability. Alfred Stepan and Juan Linz argue that this model requires both a highly institutionalized regime and public sphere. The regime must not be sultanistic (based entirely around one central ruler's desires) in order that different members retain some degree of autonomy and have different interests; meanwhile, in the
public sphere The public sphere (german: Öffentlichkeit) is an area in social life where individuals can come together to freely discuss and identify societal problems, and through that discussion influence political action. A "Public" is "of or concerning the ...
, there must be a strong
civil society Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere.democratic transitions depended substantially on the ability of civil society organizations (CSOs) to disseminate dissident information to counter authoritarian regimes' narratives, as well as their mobilizing high voter turnout and monitoring the first elections to prevent interference by hardliner members of the regime. Further, many scholars partial to the gradual reformism perspective on democratization agree with Francis Fukuyama, who asserts that the role of CSOs in directing the part of individuals' lives not under the
liberal democratic Liberal democracy is the combination of a liberal political ideology that operates under an indirect democratic form of government. It is characterized by elections between multiple distinct political parties, a separation of powers into di ...
state's control makes CSOs critical to sustaining the social capital and self-advocacy important for liberal democracy.


Conflict over support for internal reform

Even beyond the question of what and whether external intervention is an effective democracy support strategy, a number of issues continue to divide the proponents of a democracy support-based international policy.
Carles Boix Carles Boix i Serra (born 29 June 1962, in Barcelona) is a Spanish and American political scientist specializing in comparative politics, currently teaching at Princeton University. He is a leading scholar in empirical democratic theory and compar ...
and
Susan Stokes Susan Carol Stokes (born 1959) is an American political scientist and the Tiffany and Margaret Blake Distinguished Service Professor in the Political Science department of the University of Chicago, and the faculty director of the Chicago Center on ...
advocate economic development aid, contending that the more advanced an economy, the less willing factions will be to break the peace; others, however, contend that this strategy is only useful at defending democratic consolidation, and not at encouraging democratization of regimes where one faction already dominates. Still others fall in Freytag and Heckelman's camp, advocating the long-game, positing that although
USAID The United States Agency for International Development (USAID) is an independent agency of the U.S. federal government that is primarily responsible for administering civilian foreign aid and development assistance. With a budget of over $27 bi ...
programs have so far had little net effect on democratization, they have demonstrably improved basic democratic features, including civil society and the electoral process, in countries receiving aid. Not all CSOs will be helpful in promoting democracy—if the organization is too large to inspire its members, or its constituents' identity is too narrowly defined, the organization will fail to support four-player democratic transition pacts, and may even encourage divisiveness and civil war. There is also some concern that the international community may be propping up NGOs to the point that they themselves become an unrepresentative elite.


See also

* Foreign funding of NGOs * Democracy promotion by the United States *
Democratic backsliding Democratic backsliding, also called autocratization, is the decline in the democratic characteristics of a political system, and is the opposite of democratization. Democracy is the most popular form of government, with more than half of the nat ...
*
United States involvement in regime change Since the 19th century, the United States government has participated and interfered, both overtly and covertly, in the replacement of several foreign governments. In the latter half of the 19th century, the U.S. government initiated actions for ...


Further reading

* Evaluation performed on behalf of the
Social Science Research Council The Social Science Research Council (SSRC) is a US-based, independent, international nonprofit organization dedicated to advancing research in the social sciences and related disciplines. Established in Manhattan in 1923, it today maintains a he ...
(SSRC), at the request of and with funding from the Strategic and Operational Research Agenda (SORA) of
USAID The United States Agency for International Development (USAID) is an independent agency of the U.S. federal government that is primarily responsible for administering civilian foreign aid and development assistance. With a budget of over $27 bi ...
(Office of Democracy and Governance in the Bureau for Democracy, Conflict, and Humanitarian Assistance), according to the *
Thomas Carothers Thomas Carothers (born June 28, 1956) is an American lawyer and an expert on international democracy support, democratization, and U.S. foreign policy. He is senior vice president for studies at the Carnegie Endowment for International Peace, whe ...
, ''Critical Mission: Essays on Democracy Promotion'', Washington, DC: Carnegie Endowment for International Peace, 2004, * Nicolas Guilhot, ''The Democracy Makers: Human Rights and International Order'', New York: Columbia University Press, 2005,
Free PDF-formatted complete report
*


References


External links

* Michael McFaul
Democracy Promotion as a World Value
THE WASHINGTON QUARTERLY, WINTER 2004–05 * Paula J. campay and Thomas Carothers

Foreign Affairs, May/June 2003 *
Thomas Carothers Thomas Carothers (born June 28, 1956) is an American lawyer and an expert on international democracy support, democratization, and U.S. foreign policy. He is senior vice president for studies at the Carnegie Endowment for International Peace, whe ...

The Backlash Against Democracy Promotion
Foreign Affairs, March/April 2006 *
Thomas Carothers Thomas Carothers (born June 28, 1956) is an American lawyer and an expert on international democracy support, democratization, and U.S. foreign policy. He is senior vice president for studies at the Carnegie Endowment for International Peace, whe ...

Repairing Democracy Promotion
Washington Post, Friday, September 14, 2007 * Paula J. Dobriansky, Under Secretary for Global Affairs

Remarks to the Hudson Institute, 2005 * Paul J. Saunders and Morton H. Halperin
Democracy Promotion as Policy
Online Debate at Council for Foreign Relations, May–June 2006 * Project on Middle East Democracy

nonprofit committed to strengthen U.S. support for genuine democracies in the Middle East * Jörn Grävingholt, Julia Leininger, Oliver Schlumberger
The three Cs of democracy promotion policy: context, consistency and credibility
Bonn: Deutsches Institut für Entwicklungspolitik /German Development Institute, (Briefing Paper 1/2009) * Braathen, Einar; Henningsen, Erik; Holm-Hansen, Jørn and David Jordhus-Lier
The Dilemmas of Democracy Support
''The NIBR International Blog'' 19.02.2010. {{DEFAULTSORT:Democracy Promotion Democracy promotion, de:Demokratieförderung