Carter doctrine
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The Carter Doctrine was a policy proclaimed by
President of the United States The president of the United States (POTUS) is the head of state and head of government of the United States of America. The president directs the executive branch of the federal government and is the commander-in-chief of the United States ...
Jimmy Carter James Earl Carter Jr. (born October 1, 1924) is an American politician who served as the 39th president of the United States from 1977 to 1981. A member of the Democratic Party, he previously served as the 76th governor of Georgia from 1 ...
in his
State of the Union Address The State of the Union Address (sometimes abbreviated to SOTU) is an annual message delivered by the president of the United States to a joint session of the United States Congress near the beginning of each calendar year on the current conditi ...
on January 23, 1980, which stated that the United States would use military force, if necessary, to defend its
national interest The national interest is a sovereign state's goals and ambitions (economic, military, cultural, or otherwise), taken to be the aim of government. Etymology The Italian phrase ''ragione degli stati'' was first used by Giovanni della Casa around ...
s in the
Persian Gulf The Persian Gulf ( fa, خلیج فارس, translit=xalij-e fârs, lit=Gulf of Fars, ), sometimes called the ( ar, اَلْخَلِيْجُ ٱلْعَرَبِيُّ, Al-Khalīj al-ˁArabī), is a mediterranean sea in Western Asia. The bod ...
. It was a response to the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, ...
's intervention in Afghanistan in 1979, and it was intended to deter the Soviet Union, the United States' Cold War adversary, from seeking
hegemony Hegemony (, , ) is the political, economic, and military predominance of one State (polity), state over other states. In Ancient Greece (8th BC – AD 6th ), hegemony denoted the politico-military dominance of the ''hegemon'' city-state over oth ...
in the Persian Gulf region. The following key sentence, which was written by
Zbigniew Brzezinski Zbigniew Kazimierz Brzeziński ( , ; March 28, 1928 – May 26, 2017), or Zbig, was a Polish-American diplomat and political scientist. He served as a counselor to President Lyndon B. Johnson from 1966 to 1968 and was President Jimmy Carter' ...
, President Carter's National Security Adviser, concludes the section:
Let our position be absolutely clear: An attempt by any outside force to gain control of the Persian Gulf region will be regarded as an assault on the vital interests of the United States of America, and such an assault will be repelled by any means necessary, including military force.
Brzezinski modeled the wording on the
Truman Doctrine The Truman Doctrine is an American foreign policy that pledged American "support for democracies against authoritarian threats." The doctrine originated with the primary goal of containing Soviet geopolitical expansion during the Cold War. It wa ...
, and insisted the sentence to be included in the speech "to make it very clear that the Soviets should stay away from the Persian Gulf." In '' The Prize: The Epic Quest for Oil, Money, and Power'', author
Daniel Yergin Daniel Howard Yergin (born February 6, 1947) is an American author, speaker, energy expert, and economic historian. Yergin is vice chairman of S&P Global. He was formerly vice chairman of IHS Markit, which merged with S&P in 2022. He founded C ...
notes that the Carter Doctrine "bore striking similarities" to a 1903
British British may refer to: Peoples, culture, and language * British people, nationals or natives of the United Kingdom, British Overseas Territories, and Crown Dependencies. ** Britishness, the British identity and common culture * British English, ...
declaration in which British Foreign Secretary Lord Landsdowne warned Russia and Germany that the British would "regard the establishment of a naval base or of a fortified port in the Persian Gulf by any other power as a very grave menace to British interests, and we should certainly resist it with all the means at our disposal."


Background

The Persian Gulf region was first proclaimed to be of national interest to the United States during
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposing ...
.
Petroleum Petroleum, also known as crude oil, or simply oil, is a naturally occurring yellowish-black liquid mixture of mainly hydrocarbons, and is found in geological formations. The name ''petroleum'' covers both naturally occurring unprocessed crud ...
is centrally important to modern armies. The United States, the world's leading oil producer at the time, supplied most of the oil for the Allied armies. Many American strategists were concerned that the war would dangerously reduce the US's oil supply and so they sought to establish good relations with
Saudi Arabia Saudi Arabia, officially the Kingdom of Saudi Arabia (KSA), is a country in Western Asia. It covers the bulk of the Arabian Peninsula, and has a land area of about , making it the fifth-largest country in Asia, the second-largest in the A ...
, a kingdom with large
oil reserves An oil is any nonpolar chemical substance that is composed primarily of hydrocarbons and is hydrophobic (does not mix with water) & lipophilic (mixes with other oils). Oils are usually flammable and surface active. Most oils are unsaturate ...
. On February 16, 1943, US President Franklin Roosevelt said, "the defense of Saudi Arabia is vital to the defense of the United States." On February 14, 1945, while he was returning from the
Yalta Conference The Yalta Conference (codenamed Argonaut), also known as the Crimea Conference, held 4–11 February 1945, was the World War II meeting of the heads of government of the United States, the United Kingdom, and the Soviet Union to discuss the post ...
, Roosevelt met with Saudi Arabian King Ibn Saud on the
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in the Suez Canal, the first time a US president had visited the Persian Gulf region. During
Operation Desert Shield The Gulf War was a 1990–1991 armed campaign waged by a Coalition of the Gulf War, 35-country military coalition in response to the Iraqi invasion of Kuwait. Spearheaded by the United States, the coalition's efforts against Ba'athist Iraq, ...
in 1990,
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Dick Cheney cited the landmark meeting between Roosevelt and Ibn Saud as one of the justifications for sending troops to protect Saudi Arabia's border. The Persian Gulf region was still regarded as an area of vital importance to the US during the Cold War. Three Cold War American presidential doctrines (the Truman,
Eisenhower Dwight David "Ike" Eisenhower (born David Dwight Eisenhower; ; October 14, 1890 – March 28, 1969) was an American military officer and statesman who served as the 34th president of the United States from 1953 to 1961. During World War II, ...
, and
Nixon Doctrine The Nixon Doctrine (also known as the Guam Doctrine) was put forth during a press conference in Guam on July 25, 1969 by President of the United States Richard Nixon and later formalized in his speech on Vietnamization of the Vietnam War on Novembe ...
s) played roles in forming the Carter Doctrine. The Truman Doctrine, which stated that the US would send military aid to countries threatened by Soviet communism, was used to strengthen both
Iran Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
and Saudi Arabia's security. In October 1950, President Truman wrote to Ibn Saud that "the United States is interested in the preservation of the independence and territorial integrity of Saudi Arabia. No threat to your Kingdom could occur which would not be a matter of immediate concern to the United States." The Eisenhower Doctrine called for US troops to be sent to the Middle East to defend US allies against their Soviet-backed adversaries. Ultimately, the Nixon Doctrine's application provided military aid to Iran and Saudi Arabia so that US allies could ensure peace and stability there. In 1979, the
Iranian Revolution The Iranian Revolution ( fa, انقلاب ایران, Enqelâb-e Irân, ), also known as the Islamic Revolution ( fa, انقلاب اسلامی, Enqelâb-e Eslâmī), was a series of events that culminated in the overthrow of the Pahlavi dyna ...
and the Soviet intervention of Afghanistan prompted the restatement of US interests in the region in the form of the Carter Doctrine. The
Yemenite War of 1979 The Second Yemenite War was a short military conflict between the Yemen Arab Republic (YAR; North Yemen) and the People's Democratic Republic of Yemen (PDRY; South Yemen). The war developed out of a breakdown in relations between the two countr ...
, with Soviet support to South Yemen, may also have been a "smaller shock" contributing to the crisis of that year, and Carter's foreign policy shift. National Security Advisor
Zbigniew Brzezinski Zbigniew Kazimierz Brzeziński ( , ; March 28, 1928 – May 26, 2017), or Zbig, was a Polish-American diplomat and political scientist. He served as a counselor to President Lyndon B. Johnson from 1966 to 1968 and was President Jimmy Carter' ...
advised President Carter that the United States's "greatest vulnerability" lay on an arc "stretching from Chittagong through
Islamabad Islamabad (; ur, , ) is the capital city of Pakistan. It is the country's ninth-most populous city, with a population of over 1.2 million people, and is federally administered by the Pakistani government as part of the Islamabad Capital ...
to Aden."
Henry Kissinger Henry Alfred Kissinger (; ; born Heinz Alfred Kissinger, May 27, 1923) is a German-born American politician, diplomat, and geopolitical consultant who served as United States Secretary of State and National Security Advisor under the presid ...
gave Carter similar advice. In July 1979, responding to a national energy crisis that resulted from the Iranian Revolution, President Carter delivered his "Crisis of Confidence" speech, urging Americans to reduce their energy use to help lessen American dependence on foreign oil supplies. Recently, some scholars have claimed that Carter's energy plan, if it had been fully enacted, would have prevented some of the current economic difficulties caused by the American dependency on foreign oil.Reprinted
at
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The 1979 oil crisis also led to a vast surge in energy wealth for the oil-rich Soviet Union, which along the lines of
resource curse The resource curse, also known as the paradox of plenty or the poverty paradox, is the phenomenon of countries with an abundance of natural resources (such as fossil fuels and certain minerals) having less economic growth, less democracy, or worse ...
literature, has been hypothesized to have caused the boldness of Soviet Politburo in the intervention in the first place. Previously, the Soviet Union's "
Third World The term "Third World" arose during the Cold War to define countries that remained non-aligned with either NATO or the Warsaw Pact. The United States, Canada, Japan, South Korea, Western European nations and their allies represented the " First ...
" strategy combined largely cautious support of revolutions with covert action. However, the invasion of Afghanistan indicated that Soviet policy had become more direct and belligerent. This was seen to advance a long-term Soviet geopolitical goal, the acquisition of strategic presence on the Indian Ocean, closer to the realm of possibility. This caused previous critics of containment policy to become some of its major supporters. Over the course of January 1980 in response to the Afghan intervention, Carter withdrew the SALT II treaty from consideration before the Senate, recalled the US Ambassador
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from Moscow, curtailed grain sales to the Soviet Union, and suspended high-technology exports to the Soviet Union.


The doctrine

President Carter, in his State of the Union Address on January 23, 1980, after stating that Soviet troops in Afghanistan posed "a grave threat to the free movement of Middle East oil," proclaimed: :The region which is now threatened by Soviet troops in Afghanistan is of great strategic importance: It contains more than two-thirds of the world's exportable oil. The Soviet effort to dominate Afghanistan has brought Soviet military forces to within 300 miles of the
Indian Ocean The Indian Ocean is the third-largest of the world's five oceanic divisions, covering or ~19.8% of the water on Earth's surface. It is bounded by Asia to the north, Africa to the west and Australia to the east. To the south it is bounded by t ...
and close to the
Straits of Hormuz The Strait of Hormuz ( fa, تنگه هرمز ''Tangeh-ye Hormoz'' ar, مَضيق هُرمُز ''Maḍīq Hurmuz'') is a strait between the Persian Gulf and the Gulf of Oman. It provides the only sea passage from the Persian Gulf to the o ...
, a waterway through which most of the world's oil must flow. The Soviet Union is now attempting to consolidate a strategic position, therefore, that poses a grave threat to the free movement of Middle East oil. :This situation demands careful thought, steady nerves, and resolute action, not only for this year but for many years to come. It demands collective efforts to meet this new threat to security in the Persian Gulf and in Southwest Asia. It demands the participation of all those who rely on oil from the Middle East and who are concerned with global peace and stability. And it demands consultation and close cooperation with countries in the area which might be threatened. :Meeting this challenge will take national will, diplomatic and political wisdom, economic sacrifice, and, of course, military capability. We must call on the best that is in us to preserve the security of this crucial region. :Let our position be absolutely clear: An attempt by any outside force to gain control of the Persian Gulf region will be regarded as an assault on the vital interests of the United States of America, and such an assault will be repelled by any means necessary, including military force.


Implementation

The Carter administration began to build up the
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, which would eventually become CENTCOM. In the interim, the administration asked Congress to restart
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registration, proposed a five percent increase in military spending for each of the next five years, and expanded the US naval presence in the Persian Gulf and the Indian Ocean. A negative response came from retired strategist
George F. Kennan George Frost Kennan (February 16, 1904 – March 17, 2005) was an American diplomat and historian. He was best known as an advocate of a policy of containment of Soviet expansion during the Cold War. He lectured widely and wrote scholarly hist ...
. United States Senator
Edward Kennedy Edward Moore Kennedy (February 22, 1932 – August 25, 2009) was an American lawyer and politician who served as a United States senator from Massachusetts for almost 47 years, from 1962 until his death in 2009. A member of the Democratic ...
charged that Carter had overreacted, exaggerated the Soviet threat, and failed to act diplomatically. Kennedy repeated these allegations during his 1980 Democratic presidential primary bid, in which he was defeated. Carter's successor, Ronald Reagan, extended the policy in October 1981 with what is sometimes called the "Reagan Corollary to the Carter Doctrine," which proclaimed that the United States would intervene to protect Saudi Arabia, whose security was believed to be threatened during the
Iran–Iraq War The Iran–Iraq War was an armed conflict between Iran and Ba'athist Iraq, Iraq that lasted from September 1980 to August 1988. It began with the Iraqi invasion of Iran and lasted for almost eight years, until the acceptance of United Nations S ...
. Thus, while the Carter Doctrine warned away ''outside'' forces from the region, the Reagan Corollary pledged to secure ''internal'' stability. According to diplomat Howard Teicher, "with the enunciation of the Reagan Corollary, the policy groundwork was laid for
Operation Desert Storm Operation or Operations may refer to: Arts, entertainment and media * ''Operation'' (game), a battery-operated board game that challenges dexterity * Operation (music), a term used in musical set theory * ''Operations'' (magazine), Multi-Ma ...
." Teicher, Howard and Gayle Radley Teicher. ''Twin Pillars to Desert Storm: America's Flawed Vision in the Middle East from Nixon to Bush''. New York: Morrow, 1993. pp. 145-6


See also

*
Iran–United States relations Iran and the United States have had no formal diplomatic relations since April 7, 1980. Instead, Pakistan serves as Iran's protecting power in the United States, while Switzerland serves as the United States' protecting power in Iran. Contacts are ...
*
Reagan Doctrine The Reagan Doctrine was stated by United States President Ronald Reagan in his State of the Union address on February 6, 1985: "We must not break faith with those who are risking their lives—on every continent from Afghanistan to Nicaragua—to ...


Notes


References

* * Meiertöns, Heiko (2010): ''The Doctrines of US Security Policy - An Evaluation under International Law'', Cambridge University Press, * Smith, Gaddis. ''Morality, Reason, and Power: American Diplomacy in the Carter Years'' (1986) * Stork, Joe. "The Carter doctrine and US bases in the Middle East." ''Merip Reports'' 90 (1980): 3-14
online
*


External links


National Security Directive-63
( PDF), a policy outline written by Brzezinski and signed by Carter, giving an overview of the goals of the Carter Doctrine.
Carter Doctrine and the Gulf War
from th
Dean Peter Krogh Foreign Affairs Digital Archives

1980 State of the Union Address
from the American Presidency Project.

* ttps://web.archive.org/web/20041221070445/http://www.globalpublicmedia.com/transcripts/245 Interview with Michael Klare in which he cites the Carter Doctrine as one of the causes of the 2003
Iraq War {{Infobox military conflict , conflict = Iraq War {{Nobold, {{lang, ar, حرب العراق (Arabic) {{Nobold, {{lang, ku, شەڕی عێراق ( Kurdish) , partof = the Iraq conflict and the War on terror , image ...
. {{Foreign relations of the United States , expanded=DPC 1980 in American politics 1980 in international relations Cold War history of the United States Foreign policy doctrines of the United States Jimmy Carter United States–Middle Eastern relations January 1980 events in the United States