Borough of Duryea v. Guarnieri
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''Borough of Duryea v. Guarnieri'', 564 U.S. 379 (2011), was a case in which the
Supreme Court of the United States The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
held the public concern test limits Petition Clause claims by public employees. More specifically, state and local government employees may not sue their employers for retaliation under the Petition Clause of the
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and rec ...
when they petition the government on matters of private concern. To show that an employer interfered with rights under the
Free Speech Clause The First Amendment (Amendment I) to the United States Constitution prevents the government from making laws that regulate an establishment of religion, or that prohibit the free exercise of religion, or abridge the freedom of speech, th ...
of the First Amendment, an employee must show that his speech related to a matter of public concern. The court held that this test also applies when the employee invokes the Petition Clause. The case is significant under the Petition Clause because 1.) it recognized that lawsuits are “Petitions” under the First Amendment and 2.) it explains that the Petition Clause and Speech Clause are not always coextensive, and leaves open the possibility that here may be additional claims under the Petition Clause which plaintiffs may invoke consistent with the purpose of that Clause..


Background


Termination and reinstatement

Charles Guarnieri was terminated as chief of police for the borough of
Duryea, Pennsylvania Duryea is a borough in the Greater Pittston area of Luzerne County, Pennsylvania, United States, south of Scranton. The Susquehanna River marks Duryea's western boundary, and the Lackawanna River flows through Duryea. It was incorporated as a boro ...
. He filed a union grievance which proceeded to arbitration per the police union collective-bargaining agreement. The arbitrator found that procedural errors had been committed in connection with the termination of Guarnieri. The arbitrator also found misconduct on the part of Guarnieri. Guarnieri was ordered reinstated following a disciplinary suspension. After Guarnieri was reinstated, he was issued a set of directives outlining Guarnieri's responsibilities in the performance of his duties. Guarnieri claimed his grievance was a petition protected by the Petition Clause of the First Amendment. He filed lawsuit against the borough, alleging that the directives were retaliation for that protected activity.


Lawsuit

During the lawsuit, the jury was instructed that the lawsuit and union grievance were "protected activity... under the constitution". The jury found for Guarnieri and awarded damages. The borough appealed on the ground that Guarnieri's lawsuit and grievance were not protected under the First Amendment as they did not address matters of public concern, a view affirmed by Courts outside the Third Circuit. The Court of Appeals concluded that "a public employee who has petitioned the government through a formal mechanism such as the filing of a lawsuit or grievance is protected under the Petition Clause from retaliation for that activity, even if the petition concerns a matter of solely private concern". The Supreme Court granted
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
in order to rule on the conflicting interpretations of the Petition Clause.


Opinion of the Court

The Court held that "a government employer's allegedly retaliatory actions against an employee do not give rise to liability under the Petition Clause unless the employee's petition relates to a matter of public concern."


Speech Clause

The Court had ruled in ''
Connick v. Myers ''Connick v. Myers'', 461 U.S. 138 (1983), is a United States Supreme Court decision concerning the First Amendment rights of public employees who speak on matters of possible public concern within the workplace context. It was first brought by She ...
'' that a public employee must show he spoke as a citizen on a matter of public concern when suing his employer under the First Amendment's Speech Clause. After making this showing, the Court had stated in ''
Pickering v. Board of Education ''Pickering v. Board of Education'', 391 U.S. 563 (1968), was a case in which the Supreme Court of the United States held that in the absence of proof of the teacher knowingly or recklessly making false statements the teacher had a right to speak o ...
'' that the court must balance the employee's right to engage in speech against the government's interest in being efficient and effective in the public services it performs. In this case, the Court outlined the close connection between the rights of speech and petition when making its ruling.


Petition Clause

The Court wrote that "the substantial government interests that justify a cautious and restrained approach to protecting public employees' speech are just as relevant in Petition Clause cases". The Court noted that holding a different standard for the Petition Clause could result in a loophole, as "petitions are a form of expression, and employees who invoke the Petition Clause in most cases could invoke as well the Speech Clause of the First Amendment".


Partial dissent

Justice Scalia Antonin Gregory Scalia (; March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectua ...
concurred in the judgment in part and dissented in part. Scalia argued that the Court "has never actually held that a lawsuit is a constitutionally protected Petition". In this case the parties did not litigate on this issue and so the Court left it an open question. Scalia also argued against the holding Petition Clause and Speech clause being treated identically in public employment cases.


See also

* ''
Connick v. Myers ''Connick v. Myers'', 461 U.S. 138 (1983), is a United States Supreme Court decision concerning the First Amendment rights of public employees who speak on matters of possible public concern within the workplace context. It was first brought by She ...
'' * ''
Pickering v. Board of Education ''Pickering v. Board of Education'', 391 U.S. 563 (1968), was a case in which the Supreme Court of the United States held that in the absence of proof of the teacher knowingly or recklessly making false statements the teacher had a right to speak o ...
'' * ''
Garcetti v. Ceballos ''Garcetti v. Ceballos'', 547 U.S. 410 (2006), is a U.S. Supreme Court decision involving First Amendment free speech protections for government employees. The plaintiff in the case was a district attorney who claimed that he had been passed up fo ...
''


References


External links

* {{US1stAmendment, speech 2011 in United States case law United States Free Speech Clause case law United States public employment case law United States Supreme Court cases United States Supreme Court cases of the Roberts Court