Boeing 737 rudder issues
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During the 1990s, a series of issues affecting the
rudder A rudder is a primary control surface used to steer a ship, boat, submarine, hovercraft, aircraft, or other vehicle that moves through a fluid medium (generally air or water). On an aircraft the rudder is used primarily to counter adve ...
of
Boeing 737 The Boeing 737 is a narrow-body aircraft produced by Boeing at its Boeing Renton Factory, Renton Factory in Washington (state), Washington. Developed to supplement the Boeing 727 on short and thin routes, the twinjet retains the Boeing 707, 7 ...
passenger aircraft resulted in multiple incidents. In two separate accidents, pilots lost control of their aircraft due to a sudden and unexpected rudder movement, and the resulting crashes killed everyone on board, 157 people in total. Similar rudder issues led to a temporary loss of control on at least one other Boeing 737 flight before the cause of the problem was ultimately identified. The National Transportation Safety Board determined that the incidents were the result of a design flaw that could result in an uncommanded movement of the aircraft's
rudder A rudder is a primary control surface used to steer a ship, boat, submarine, hovercraft, aircraft, or other vehicle that moves through a fluid medium (generally air or water). On an aircraft the rudder is used primarily to counter adve ...
. The issues were resolved after the
Federal Aviation Administration The Federal Aviation Administration (FAA) is the largest transportation agency of the U.S. government and regulates all aspects of civil aviation in the country as well as over surrounding international waters. Its powers include air traffic ...
ordered modifications for all Boeing 737 aircraft in service. In 2016, former NTSB investigator John Cox stated that time has proven the NTSB correct in its findings because no additional rudder-reversal incidents have occurred since Boeing's redesign.


Rudder function

Unlike other twin-engine large transport aircraft in service at the time, the Boeing 737 was designed with a single rudder panel and single rudder actuator. The single rudder panel is controlled by a single hydraulic Power Control Unit (PCU). Inside the PCU is a dual
servo Servo may refer to: Mechanisms * Servomechanism, or servo, a device used to provide control of a desired operation through the use of feedback ** AI servo, an autofocus mode ** Electrohydraulic servo valve, an electrically operated valve that c ...
valve that, based on input from the pilot's rudder pedals or the aircraft's
yaw damper A yaw damper (sometimes referred to as a stability augmentation system) is a system used to reduce (or damp) the undesirable tendencies of an aircraft to oscillate in a repetitive rolling and yawing motion, a phenomenon known as the Dutch roll. ...
system, directs the flow of hydraulic fluid in order to move the rudder. The PCU for affected Boeing 737 aircraft was designed by
Boeing The Boeing Company () is an American multinational corporation that designs, manufactures, and sells airplanes, rotorcraft, rockets, satellites, telecommunications equipment, and missiles worldwide. The company also provides leasing and p ...
and manufactured by
Parker Hannifin Parker Hannifin Corporation, originally Parker Appliance Company, usually referred to as just Parker, is an American corporation specializing in motion and control technologies. Its corporate headquarters are in Mayfield Heights, Ohio, in Greate ...
.


First accident and investigation

On March 3, 1991,
United Airlines Flight 585 United Airlines Flight 585 was a scheduled passenger flight on March 3, 1991 from Denver to Colorado Springs, Colorado, carrying 20 passengers and 5 crew members on board. The plane experienced a rudder hardover while on final approach to runway ...
, a Boeing 737-200, crashed while attempting to land in Colorado Springs, Colorado. During the airplane's landing approach, the plane rolled to the right and pitched nose-down into a near-vertical dive. The resulting crash destroyed the aircraft and killed all 25 people on board. Although the NTSB investigated the accident, it was unable to conclusively identify the cause of the crash. The rudder PCU from Flight 585 was severely damaged, which prevented operational testing of the PCU. A review of the flight crew's history determined that Flight 585's captain strictly adhered to operating procedures and had a conservative approach to flying. A first officer who had previously flown with Flight 585's captain reported that the captain had indicated to him while landing in turbulent weather that the captain had no problem with declaring a go-around if the landing appeared unsafe. The first officer was considered to be "very competent" by the captain on previous trips they had flown together. The weather data available to the NTSB indicated that Flight 585 might have encountered a horizontal-axis wind vortex that could have caused the aircraft to roll over, but this could not be shown conclusively to have happened or to have caused the rollover. On December 8, 1992, the NTSB published a report that identified what the NTSB believed at the time to be the two most likely causes of the accident. The first possibility was that the airplane's directional control system had malfunctioned and caused the rudder to move in a manner that caused the accident. The second possibility was a weather disturbance that caused a sudden rudder movement or loss of control. The Board determined that it lacked sufficient evidence to conclude either theory as the probable cause of the accident. This was only the fourth time in the NTSB's history that it had closed an investigation and published a final aircraft accident report where the probable cause was undetermined.


Second accident

On September 8, 1994, USAir Flight 427, a Boeing 737-300, crashed near
Pittsburgh, Pennsylvania Pittsburgh ( ) is a city in the Commonwealth of Pennsylvania, United States, and the county seat of Allegheny County. It is the most populous city in both Allegheny County and Western Pennsylvania, the second-most populous city in Pennsylva ...
. While on approach to
Pittsburgh International Airport Pittsburgh International Airport , formerly Greater Pittsburgh International Airport, is a civil–military international airport in Findlay Township and Moon Township, Pennsylvania. Located about 10 miles (15 km) west of downtown Pitts ...
, Flight 427 suddenly rolled to the left. Although the pilots were briefly able to roll right and level the plane, it rolled left a second time and the pilots were unable to recover. The resulting crash killed all 132 people on board. The NTSB realized early into its investigation that the crash of Flight 427 might have been caused by an unintended or uncommanded rudder movement, similar to the suspected (but not yet established) cause of the Flight 585 crash. As a result, the NTSB conducted additional testing on United Flight 585's Parker-Hannifin PCU servo during its Flight 427 investigation. One of the problems facing investigators was the relative lack of precision in the data produced by the
flight data recorder A flight recorder is an electronic recording device placed in an aircraft for the purpose of facilitating the investigation of aviation accidents and incidents. The device may often be referred to as a "black box", an outdated name which has ...
(FDR), which only recorded control inputs at periodic intervals with significant time gaps between samples, gaps during which no data was recorded no matter what the pilot did with the controls. This lack of precision led to it being possible for Boeing to interpret the data differently from the way the NTSB did, leading the manufacturer to suspect and insist that the pilot had responded incorrectly to a
wake turbulence Wake turbulence is a disturbance in the atmosphere that forms behind an aircraft as it passes through the air. It includes variety of elements, the most significant of which are wingtip vortices and jetwash. Jetwash refers to the rapidly moving g ...
incident.''
Equinox A solar equinox is a moment in time when the Sun crosses the Earth's equator, which is to say, appears directly above the equator, rather than north or south of the equator. On the day of the equinox, the Sun appears to rise "due east" and se ...
'' - "The Box", Channel 4, 2001.
At the request of the NTSB, data from the Penny & Giles quick access recorder (QAR) of a
British Airways British Airways (BA) is the flag carrier airline of the United Kingdom. It is headquartered in London, England, near its main hub at Heathrow Airport. The airline is the second largest UK-based carrier, based on fleet size and passengers ...
(BA) Boeing 747-400 was supplied to the NTSB by BA. The data was from a London-Bangkok flight in which the aircraft suffered an uncommanded elevator movement and momentary elevator reversal on take-off, the aircraft then landed safely. Operating alongside the FDR system, the QAR on BA's 747-400s, in conjunction with a Data Management Unit, received and recorded more aircraft parametric data, including control input values at a higher rate. This BA data led to renewed suspicion of the similar valve design used on the 737 rudder. As a result of this earlier BA incident, Boeing had, in fact, modified the design of the 747 elevator servo system, and the modified system had been retroactively fitted to all 747-400s in service.


Eastwind incident

On June 9, 1996, while the NTSB's investigation of Flight 427 was still ongoing, the pilots of Eastwind Airlines Flight 517 briefly lost control of their aircraft, a 737-200, while flying from
Trenton, New Jersey Trenton is the capital city of the U.S. state of New Jersey and the county seat of Mercer County. It was the capital of the United States from November 1 to December 24, 1784.Richmond, Virginia. The aircraft experienced two episodes of rudder reversal while on approach to land in Richmond. Unlike the two prior incidents, the rudder issues on Flight 517 spontaneously resolved and the pilots were able to safely land the aircraft. One of the 53 people on board was injured. The NTSB investigated the Eastwind incident, and incorporated information from both United Flight 585 and Eastwind Flight 517 into its ongoing investigation of the Flight 427 crash.


Renewed investigation and conclusions

Because Eastwind Flight 517 had landed safely and the pilots of Flight 517 had survived, the NTSB was also able to perform tests on a plane that had experienced problems similar to the accident aircraft, was able to interview them, and gain additional information on their experience. The captain told the NTSB in a post-accident interview that they had not encountered any turbulence during the flight, and that, during their landing descent, he felt the rudder "kick" or "bump" even though neither pilot had moved the rudder pedals. When the plane abruptly rolled to the right, the captain applied left aileron and attempted to move the rudder, but the rudder pedal controls felt stiffer than normal and did not seem to respond to his input; when his flight control inputs did not immediately resolve the roll upset, he also advanced the throttle of the right engine in an effort to compensate. The NTSB and Boeing engineers conducted a series of tests on the PCUs from Flight 517 and Flight 427, as well as PCUs used in other aircraft and a brand-new PCU that had not yet been used in flight (the PCU from Flight 585, although it had been recovered, was too badly damaged to test in this manner). Testing revealed that under certain circumstances, the PCU's dual servo valve could jam and deflect the rudder in the opposite direction of the pilots' input. Thermal shock testing revealed that the uncommanded rudder movement could be replicated by injecting a cold PCU with hot hydraulic fluid. Thermal shock resulted in the servo's secondary slide becoming jammed against the servo housing, and that when the secondary slide was jammed the primary slide could move to a position that resulted in rudder movement opposite of the pilot's commands. The NTSB concluded that all three rudder incidents (United Flight 585, USAir Flight 427, and Eastwind Flight 517) were most likely due to the PCU secondary slide jamming and excessive travel of the primary slide, resulting in the rudder reversal. On March 24, 1999, after a four-year investigation, the NTSB issued its probable cause finding for Flight 427. The NTSB concluded that the probable cause of the Flight 427 crash was rudder reversal due to the PCU servo malfunction. Two years later, the NTSB published an amended accident report for Flight 585 that found the same probable cause for that accident as well. As a result of the NTSB's findings, the
Federal Aviation Administration The Federal Aviation Administration (FAA) is the largest transportation agency of the U.S. government and regulates all aspects of civil aviation in the country as well as over surrounding international waters. Its powers include air traffic ...
ordered that the servo valves be replaced on all 737s by November 12, 2002. The FAA also ordered new training protocols for pilots to handle in an unexpected movement of flight controls.


Other suspected 737 rudder PCU malfunctions

The following Boeing 737 aircraft incidents were also suspected of being caused by a rudder PCU malfunction: *On June 6, 1992, Copa Airlines Flight 201, a 737-200 Advanced, flipped and crashed into the
Darién Gap The Darién Gap (, , es, Tapón del Darién , ) is a geographic region between the North and South American continents within Central America, consisting of a large watershed, forest, and mountains in Panama's Darién Province and the norther ...
jungle, killing 47 people. Investigators initially believed that the airplane experienced a rudder malfunction, but after an exhaustive and extensive inquiry, they concluded that the crash was caused by faulty
attitude indicator The attitude indicator (AI), formerly known as the gyro horizon or artificial horizon, is a flight instrument that informs the pilot of the aircraft orientation relative to Earth's horizon, and gives an immediate indication of the smallest o ...
instrument readings. *On March 8, 1994, a Sahara Airlines aircraft that had three trainees and one supervising pilot on board
crashed "Crashed" is the third U.S. rock Single (music), single, (the fifth overall), from the band Daughtry (band), Daughtry's debut album. It was released only to U.S. rock stations on September 5, 2007. Upon its release the song got adds at those stat ...
after performing a " touch-and-go landing" at New Delhi Airport and slammed into a Russian jet. The four pilots and five ground workers (a total of nine) were killed. Although repairs were done to the PCU with unauthorized parts, the incident is still thought to be in part due to the plane's rudder reversing both right and left. *On April 11, 1994, a Continental Airlines pilot, Ray Miller, reported his aircraft rolled violently to the right and continued to pull to the right for another 18 minutes; the Boeing 737-300 landed safely. Continental removed the flight data recorder and rudder PCU from the incident aircraft and provided them to Boeing for investigation. Boeing concluded that the rudder had inadvertently moved due to an electrical malfunction, but only 2.5 degrees and for less than two minutes in total, a finding disputed by Miller. *On February 23, 1999,
MetroJet Flight 2710 During the 1990s, a series of issues affecting the rudder of Boeing 737 passenger aircraft resulted in multiple incidents. In two separate accidents, pilots lost control of their aircraft due to a sudden and unexpected rudder movement, and the re ...
, a 737-200, experienced a slow deflection of the rudder to its blowdown limit while flying at 33,000 feet above
Salisbury, Maryland Salisbury () is a city in and the county seat of Wicomico County, Maryland, United States, and the largest city in the state's Eastern Shore region. The population was 33,050 at the 2020 census. Salisbury is the principal city of the Salisbury ...
. While a rudder malfunction was suspected, the aircraft was an older 737 and its flight data recorder only recorded 11 flight parameters, compared to the hundreds of parameters recorded by newer aircraft. NTSB chairman Jim Hall said that the investigation was "hampered by the lack of basic aircraft data." All 112 passengers and five crew members (117 total) survived the incident.


SilkAir crash

On December 19, 1997, SilkAir Flight 185 crashed in
Indonesia Indonesia, officially the Republic of Indonesia, is a country in Southeast Asia and Oceania between the Indian and Pacific oceans. It consists of over 17,000 islands, including Sumatra, Java, Sulawesi, and parts of Borneo and New Guine ...
, killing 104 people. Because the crash involved a Boeing 737-300 rolling and diving toward the ground at a steep angle, investigators considered the possibility of rudder hardover due to PCU servo malfunction. The Indonesian
National Transportation Safety Committee The National Transportation Safety Committee (NTSC, id, Komite Nasional Keselamatan Transportasi, KNKT; literally "Transportation Safety National Committee") is an Indonesian government agency charged with the investigation of air, land, rail, ...
, the lead investigating agency, concluded in its December 14, 2000 final report that it had found "no evidence to explain the cause of the accident." However, on the same day the U.S. NTSB, which also participated in the investigation, issued its own final report that contradicted the Indonesian NTSC findings. The NTSB's report found that there was sufficient evidence to rule out mechanical failure (based on NTSB/Parker-Hannifin's own examinations of the suspected PCU/dual-servo unit recovered from the SilkAir crash), and that the probable cause of the accident was "intentional pilot action," most likely the captain, purposely crashing the aircraft by applying sustained nose-down control pressure. In 2004, following an
independent Independent or Independents may refer to: Arts, entertainment, and media Artist groups * Independents (artist group), a group of modernist painters based in the New Hope, Pennsylvania, area of the United States during the early 1930s * Independ ...
investigation of the recovered PCU/dual-servo unit, a Los Angeles jury, which was not allowed to hear or consider the NTSB's conclusions about the accident, ruled that the 737's rudder was the cause of the crash, and ordered Parker Hannifin, the PCU/dual-servo component manufacturer, to pay US$44 million to the
plaintiff A plaintiff ( Π in legal shorthand) is the party who initiates a lawsuit (also known as an ''action'') before a court. By doing so, the plaintiff seeks a legal remedy. If this search is successful, the court will issue judgment in favor of t ...
families. Parker Hannifin subsequently appealed the verdict, which resulted in an out-of-court settlement for an undisclosed amount.


In popular culture

The
Discovery Channel Canada Discovery Channel (often referred to as simply Discovery) is a Canadian specialty television channel owned by CTV Speciality Television Inc. (a joint venture between Bell Media/ESPN Inc. (80%) and Warner Bros. Discovery (which owns the remainin ...
TV Series '' Mayday'' (called ''Air Crash Investigation'' or ''Air Disasters'' in some markets) dramatized the NTSB's 737 rudder investigation in a 2007 episode titled "Hidden Danger" (broadcast in some countries as "Mystery Crashes"). ''Mayday'' separately dramatized the SilkAir crash investigation and lawsuit, including its connection to the 737 rudder controversy, in a 2012 episode titled "Pushed to the Limit" (broadcast in some countries as "Pilot Under Pressure").


See also

* Boeing 737 MAX groundings, aircraft issues involving the latest variants of Boeing 737. * Northwest Airlines Flight 85, rudder hardover event involving a 747-400 *
Continental Airlines Flight 1404 Continental Airlines Flight 1404 was a Continental Airlines flight from Denver International Airport in Denver, Colorado, to George Bush Intercontinental Airport in Houston, Texas.How the 737 rudder works


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