Arend Lijphart
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Arend d'Angremond Lijphart (born 17 August 1936) is a Dutch-American
political scientist Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
specializing in
comparative politics Comparative politics is a field in political science characterized either by the use of the ''comparative method'' or other empirical methods to explore politics both within and between countries. Substantively, this can include questions relatin ...
,
election An election is a formal group decision-making process by which a population chooses an individual or multiple individuals to hold public office. Elections have been the usual mechanism by which modern representative democracy has opera ...
s and
voting system An electoral system or voting system is a set of rules that determine how elections and referendums are conducted and how their results are determined. Electoral systems are used in politics to elect governments, while non-political elections m ...
s, democratic institutions, and ethnicity and politics. He is Research
Professor Emeritus ''Emeritus'' (; female: ''emerita'') is an adjective used to designate a retired chair, professor, pastor, bishop, pope, director, president, prime minister, rabbi, emperor, or other person who has been "permitted to retain as an honorary title ...
of
Political Science Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
at the
University of California, San Diego The University of California, San Diego (UC San Diego or colloquially, UCSD) is a public land-grant research university in San Diego, California. Established in 1960 near the pre-existing Scripps Institution of Oceanography, UC San Diego is t ...
. He is influential for his work on consociational democracy and his contribution to the
new Institutionalism New institutionalism (also referred to as neo-institutionalist theory or institutionalism) is an approach to the study of institutions that focuses on the constraining and enabling effects of formal and informal rules on the behavior of individuals ...
in political science.


Biography

Lijphart was born in
Apeldoorn Apeldoorn (; Dutch Low Saxon: ) is a municipality and city in the province of Gelderland in the centre of the Netherlands. It is located about 60 km east of Utrecht, 60 km west of Enschede, 25 km north of Arnhem and 35 km south of Zwolle. Th ...
,
Netherlands ) , anthem = ( en, "William of Nassau") , image_map = , map_caption = , subdivision_type = Sovereign state , subdivision_name = Kingdom of the Netherlands , established_title = Before independence , established_date = Spanish Netherl ...
in 1936. During his youth, he experienced World War II and he attributed his aversion "to violence" and interest "in questions of both peace and democracy" to this experience. He has a B.A. from Principia College in 1958 and a PhD in political science from Yale University in 1963. Lijphart taught at Elmira College (1961–63), the
University of California, Berkeley The University of California, Berkeley (UC Berkeley, Berkeley, Cal, or California) is a public land-grant research university in Berkeley, California. Established in 1868 as the University of California, it is the state's first land-grant u ...
(1963–68), at Leiden University (1968–78), and the
University of California, San Diego The University of California, San Diego (UC San Diego or colloquially, UCSD) is a public land-grant research university in San Diego, California. Established in 1960 near the pre-existing Scripps Institution of Oceanography, UC San Diego is t ...
(UCSD) (1978–2000). He became a professor emeritus at UCSD in 2000. Dutch by birth, he has spent most of his working life in the United States and became an American citizen. He has since regained his Dutch citizenship and is now a
dual citizen Dual or Duals may refer to: Paired/two things * Dual (mathematics), a notion of paired concepts that mirror one another ** Dual (category theory), a formalization of mathematical duality *** see more cases in :Duality theories * Dual (grammatical ...
of both the Netherlands and the United States.


Awards and honors

Over his career, Lijphart has received many awards and honors: * 1984–85
Guggenheim fellow Guggenheim Fellowships are grants that have been awarded annually since by the John Simon Guggenheim Memorial Foundation to those "who have demonstrated exceptional capacity for productive scholarship or exceptional creative ability in the a ...
* 1989 Elected to the
American Academy of Arts and Sciences The American Academy of Arts and Sciences (abbreviation: AAA&S) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, a ...
* 1995 to 1996 Served as President of the American Political Science Association. * In 1993 he became foreign member of the Royal Netherlands Academy of Arts and Sciences. * 1997 Awarded the prestigious
Johan Skytte Prize in Political Science ), location=Uppsala, Sweden, date= The Johan Skytte Prize in Political Science ( sv, Skytteanska priset) was established in 1995 by the Johan Skytte Foundation at Uppsala University. The foundation itself goes back to the donation in 1622 from J ...
in 1997. * 1998 Elected to the
British Academy The British Academy is the United Kingdom's national academy for the humanities and the social sciences. It was established in 1902 and received its royal charter in the same year. It is now a fellowship of more than 1,000 leading scholars spa ...
* 2010 Received the Constantine Panunzio Distinguished Emeritus Award Lijphart has also received honorary doctorate from Leiden University (2001), Queen's University Belfast (2004), and
Ghent University Ghent University ( nl, Universiteit Gent, abbreviated as UGent) is a public research university located in Ghent, Belgium. Established before the state of Belgium itself, the university was founded by the Dutch King William I in 1817, when th ...
(2009).


Major works


Consociationalism and consensus democracy

Lijphart is the leading authority on
consociationalism Consociationalism ( ) is a form of democratic power sharing. Political scientists define a consociational state as one which has major internal divisions along ethnic, religious, or linguistic lines, but which remains stable due to consultation ...
, or the ways in which segmented societies manage to sustain
democracy Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which people, the people have the authority to deliberate and decide legislation ("direct democracy"), or to choo ...
through power-sharing. Lijphart developed this concept in his first major work, ''The Politics of Accommodation: Pluralism and Democracy in the Netherlands'' (1968), a study of the Dutch political system, and further developed his arguments in ''Democracy in Plural Societies: A Comparative Exploration'' (1977). In ''The Politics of Accommodation'' (1968), Lijphart challenges the influential pluralist theory and argues that the main factor in having a viable democracy in a strongly divided society is the spirit of accommodation among the elites of different groups. In ''Democracy in Plural Societies'' (1977), Lijphart demonstrates that democracy can be achieved and maintained in countries with deep religious, ideological, linguistic, cultural, or ethnic cleavages if elites opt for a set of institutions that are distinctive of consociational democracy. In this book, Lijphart defines a consociational democracy in terms of four characteristics: (1) "government by grand coalition of the political leaders of all significant segments of the plural society," (2) "the mutual veto", (3) proportionality, and (4) "a high degree of autonomy of each segment to run its own internal affairs." Lijphart's work challenged the then influential view that democracy could only be stable in countries with a homogenous political culture. Beginning with his book ''Democracies: Patterns of Majoritarian & Consensus Government in Twenty-one Countries'' (1984), Lijphart focused on the broader contrast between
majoritarian democracy Majoritarian democracy is a form of democracy based upon majority rule of a polity's citizens. Majoritarian democracy contrasts with consensus democracy, rule by as many people as possible. Characteristics In the majoritarian vision of democra ...
and
consensus democracy Consensus democracy, consensus politics or consensualism is the application of consensus decision-making to the process of legislation in a democracy. It is characterized by a decision-making structure that involves and takes into account as bro ...
. While Lijphart advocated consociationalism primarily for societies deeply divided along ethnic, religious, ideological, or other cleavages, he sees consensus democracy as appropriate for any society with a consensual political culture. In contrast to majoritarian democracies, consensus democracies have multiparty systems, parliamentarism with oversized (and therefore inclusive) cabinet coalitions, proportional electoral systems, corporatist (hierarchical) interest group structures, federal structures,
bicameralism Bicameralism is a type of legislature, one divided into two separate assemblies, chambers, or houses, known as a bicameral legislature. Bicameralism is distinguished from unicameralism, in which all members deliberate and vote as a single gro ...
, rigid constitutions protected by
judicial review Judicial review is a process under which executive, legislative and administrative actions are subject to review by the judiciary. A court with authority for judicial review may invalidate laws, acts and governmental actions that are incomp ...
, and independent
central bank A central bank, reserve bank, or monetary authority is an institution that manages the currency and monetary policy of a country or monetary union, and oversees their commercial banking system. In contrast to a commercial bank, a central b ...
s. These institutions ensure, firstly, that only a broad supermajority can control policy and, secondly, that once a coalition takes power, its ability to infringe on minority rights is limited. In ''Patterns of Democracy'' (1999, 2nd ed., 2012), Lijphart classifies thirty-six democracies using these attributes. He finds consensus democracies to be "kinder, gentler" states, having lower incarceration rates, less use of the death penalty, better care for the environment, more foreign aid work, and more welfare spending – qualities he feels "should appeal to all democrats". He also finds that consensus democracies have a less abrasive political culture, more functional business-like proceedings, and a results-oriented ethic. The 2012 edition included data up to 2010 and found proportional representation (PR) was vastly superior for the "quality of democracy", being statistically significantly better for 19 of 19 indicators. On the issue of "effective government" 16 out of 17 indicators pointed to PR as superior, with 9 out of 17 statistically significant. These results held up when controlling for the level of development and population size. Peter Gourevitch and Gary Jacobson argue that Lijphart's work on democracy make him "the world's leading theorist of democracy in sharply divided societies." Nils-Christian Bormann claims that "Arend Lijphart's typology of democratic systems has been one of the major contributions to comparative political science in the last decades." Gerardo L. Munck and Richard Snyder hold that "Arend Lijphart is a leading empirical democratic theorist who reintroduced the study of political institutions into comparative politics in the wake of the behavioral revolution."


Methodology

Lijphart has also made influential contributions to methodological debates within comparative politics, most notably through his 1971 article "Comparative Politics and the Comparative Method," published in the ''
American Political Science Review The ''American Political Science Review'' is a quarterly peer-reviewed academic journal covering all areas of political science. It is an official journal of the American Political Science Association and is published on their behalf by Cambri ...
''. In this article Lijphart argues that the comparative method can be understood in contrast to the experimental and statistical methods and claims that the main difficulty facing the comparative method is that "it must generalize on the basis of relatively few empirical cases." To solve this problem, Lijphart suggests four solutions: * (1) "increasing the number of cases as much as possible by means of longitudinal extension and a global range of analysis" * (2) "Reducing the property space of the analysis" * (3) "Focusing the comparative analysis on 'comparable' cases" * (4) "Focusing on the key variables" Lijphart also discusses the
case study A case study is an in-depth, detailed examination of a particular case (or cases) within a real-world context. For example, case studies in medicine may focus on an individual patient or ailment; case studies in business might cover a particular fi ...
method and identifies six types of case studies: * (1) Atheoretical * (2) Interpretative * (3) Hypothesis-generating * (4) Theory-confirming * (5) Theory-infirming * (6) Deviant case analyses Lijphart work on methodology drew on ideas developed by Neil Smelser. It was also the point of departure for the work by David Collier on the comparative method.David Collier, "The Comparative Method," pp. 105–19, in Ada W. Finifter (ed.), ''Political Science: The State of the Discipline II''. Washington, D.C.: The American Political Science Association, 1993.


Publications


Books

* Lijphart, Arend. 1966. ''The Trauma of Decolonization: The Dutch & West New Guinea''. New Haven: Yale University Press. * Lijphart, Arend. 1968. ''The Politics of Accommodation. Pluralism and Democracy in the Netherlands'', Berkeley, California: University of California Press. * Lijphart, Arend. 1977. ''Democracy in Plural Societies: A Comparative Exploration''. New Haven: Yale University Press. . * Lijphart, Arend. 1984. '' Democracies: Patterns of Majoritarian & Consensus Government in Twenty-one Countries''. New Haven: Yale University Press. . * 'Lijphart, Arend. 1985. 'Power-Sharing in South Africa''. Berkeley: Institute of International Studies, University of California. . * Grofman, Bernard, and Lijphart, Arend (eds.). 1986. ''Electoral Laws & Their Political Consequences''. New York: Agathon Press. . * Lijphart, Arend. 1994. ''Electoral Systems and Party Systems: A Study of Twenty-Seven Democracies, 1945–1990''. Oxford: Oxford University Press. . * Lijphart, Arend, and Waisman, Carlos H. (eds.). 1996. ''Institutional Design in New Democracies''. Boulder, Colorado: Westview. . * Lijphart, Arend. 1999. ''Patterns of Democracy: Government Forms and Performance in Thirty-Six Countries''. New Haven: Yale University Press. * Grofman, Bernard and Lijphart, Arend (eds.). 2002. ''The Evolution of Electoral & Party Systems in the Nordic Countries''. New York: Agathon Press. . * Lijphart, Arend. 2008. ''Thinking About Democracy. Power sharing and majority rule in theory and practice''. New York, NY: Routledge. * Lijphart, Arend. 2012. ''Patterns of Democracy: Government Forms & Performance in Thirty-six Countries'', Second Edition. New Haven: Yale University Press. * Taylor, Steven L., Matthew S. Shugart, Arend Lijphart, and Bernard Grofman. 2014. ''A Different Democracy: American Government in a 31-Country Perspective''. New Haven: Yale University Press.


Articles and chapters

* Lijphart, Arend. 1968. ”Typologies of Democratic Systems.“ ''Comparative Political Studies'' 1(1): 3–44. * Lijphart, Arend. 1969. "Consociational Democracy." ''World Politics'' 21(2): 207–25. * Lijphart, Arend. 1971. "Comparative Politics and the Comparative Method." ''American Political Science Review'' 65(3):682–93. * Lijphart, Arend. 1972. "Toward Empirical Democratic Theory: Research Strategies and Tactics." ''Comparative Politics'' 4(3): 417–32. * Lijphart, Arend. 1975. "The Comparable-Case Strategy in Comparative Research." ''Comparative Political Studies'' 8(2): 158–77. * Lijphart, Arend. 1997. "Dimensions of democracies".'' European Journal of Political Research'' 31: 193–204/ * Lijphart, Arend. 1998. "Consensus and Consensus: Democracy Cultural, Structural, Functional, and Rational-Choice Explanations." ''Scandinavian Political Studies'' 21(2): 99–108. (Lecture given by the Winner of the Johan Skytte Prize in Political Science, Uppsala, 4 October 1997.) * Lijphart, Arend. 2000. "The Pros and Cons – but mainly Pros – of Consensus Democracy". ''Acta Politica'' 36(2): 129–39. * Lijphart, Arend. 2000. "The Future of Democracy: Reasons for Pessimism, but Also Some Optimism." ''Scandinavian Political Studies'' 23(3): 245–283. * Lijphart, Arend. 2001. "Democracy in the 21st century: Can we be optimistic?" ''European Review'' 9(2), 169–184. * Lijphart, Arend. 2002. "Negotiation Democracy versus Consensus Democracy: Parallel Conclusions and Recommendations." ''European Journal of Political Research'' 41(1):107–113. * Lijphart, Arend. 2004. "Constitutional Design for Divided Societies." ''Journal of Democracy'' 15,2: 96–109. * Lijphart, Arend. 2013. "Steps in My Research and Thinking About Power Sharing and Democratic Institutions." ''Taiwan Journal of Democracy'' Special issue, 1–

* Lijphart, Arend. 2018. "Consociationalism After Half a Century," pp. 1–9, in Michaelina Jakala, Durukan Kuzu, and Matt Qvortrup (eds.). ''Consociationalism and Power-Sharing in Europe. Arend Lijphart's Theory of Political Accommodation''. Cham: Palgrave Macmillan.


Further reading


Summaries of Lijphart's major works
* Andeweg, Rudy. 2001. "Lijphart versus Lijphart: The Cons of Consensus Democracy in Homogenous Societies." ''Acta Politica'' 36(2): 117–28. * Bormann, Nils-Christian. 2010. "Patterns of Democracy and Its Critics." ''Living Reviews in Democracy'

* Crepaz, Markus M. L., Thomas A. Koelble, and David Wilsford (eds.). 2000. ''Democracy and Institutions: The Life Work of Arend Lijphart''. Ann Arbor: University of Michigan Press. * Jakala, Michaelina, Durukan Kuzu, and Matt Qvortrup (eds.). 2018. ''Consociationalism and Power-Sharing in Europe. Arend Lijphart's Theory of Political Accommodation''. Cham: Palgrave Macmillan. * Lustick, Ian S. 1997. "Lijphart, Lakatos, and Consociationalism." ''World Politics'' Vol. 50, No. 1: 88–117. * Gourevitch, Peter, and Gary Jacobson. 1995. "Arend Lijphart, A Profile." ''PS: Political Science & Politics'' 28(4): 751–754. * Grofman, Bernard. 1997. "Arend Lijphart and the 'New Institutionalism'". UC Irvine, CSD Working Paper

* Hadenius, Axel. 2002. "Power-Sharing and Democracy: Pros and Cons of the Rustow-Lijphart Approach", pp. 65–86, in Ole Elgström and Goran Hyden (eds.), ''Development and Democracy: What Have We Learned and How?'' New York: Routledge and ECPR. * Munck, Gerardo L. and Richard Snyder. 2007. "Arend Lijphart: political institutions, divided societies, and consociational democracy," pp. 234–272, in Gerardo L. Munck and Richard Snyder, ''Passion, Craft, and Method in Comparative Politics''. Baltimore, Md.: The Johns Hopkins University Press. nterview with Arend Lijphart* Schouten, Peer. 2008. "Theory Talk #8: Arend Lijphart on Sharing Power in Africa and the Future of Democracy," Theory Talks (26-05-2008)

* Taagepera, Rein. 2003. "Arend Lijphart's Dimensions of Democracy: Logical Connections and Institutional Design." ''Political Studies'' 51(1): 1–19. * Taiwan Foundation of Democracy. 2013. Special Issue of ''Taiwan Journal of Democracy'' (May 2013) in honor of Arend Lijphar


References


External links


Arend Lijphart at UCSD

Lijphart Elections Archive
{{DEFAULTSORT:Lijphart, Arend 1936 births Living people Dutch political scientists People from Apeldoorn Dutch emigrants to the United States American political scientists Scholars of nationalism Members of the Royal Netherlands Academy of Arts and Sciences Corresponding Fellows of the British Academy Principia College alumni Yale University alumni University of California, San Diego faculty Elmira College faculty University of California, Berkeley faculty Leiden University faculty