A Theory of Architecture
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''A Theory of Architecture'' is a book on
architecture Architecture is the art and technique of designing and building, as distinguished from the skills associated with construction. It is both the process and the product of sketching, conceiving, planning, designing, and constructing buildings ...
by
Nikos Salingaros Nikos Angelos Salingaros ( el, Νίκος Άγγελος Σαλίγκαρος; born 1952) is a mathematician and polymath known for his work on urban theory, architectural theory, complexity theory, and design philosophy. He has been a close ...
, published in 2006 by Umbau-Verlag, Solingen, Germany . Cover recommendations are by Kenneth G. Masden II, Duncan G. Stroik, Michael Blowhard, and Dean A. Dykstra. Preface by
Prince Charles Charles III (Charles Philip Arthur George; born 14 November 1948) is King of the United Kingdom and the 14 other Commonwealth realms. He was the longest-serving heir apparent and Prince of Wales and, at age 73, became the oldest person to a ...
, and Foreword by Kenneth G. Masden II. This book is a re-working of previously published articles used to teach a senior architecture studio class. Four of the twelve chapters were originally written in collaboration, and the co-authors include
Michael Mehaffy Michael West Mehaffy (born October 24, 1955, in Beaumont, Texas) is an urbanist, architectural theorist, urban philosopher, researcher, educator, and executive director of Sustasis Foundation, based in Portland, Oregon, USA. Mehaffy has held teac ...
, Terry Mikiten, Debora Tejada, and Hing-Sing Yu.


Originality

This book joins a recent movement to explain socio-cultural phenomena by means of scientific models. Writers who have spearheaded this general effort by writing popular science with serious implications include
Richard Dawkins Richard Dawkins (born 26 March 1941) is a British evolutionary biologist and author. He is an emeritus fellow of New College, Oxford and was Professor for Public Understanding of Science in the University of Oxford from 1995 to 2008. An ...
,
Steven Pinker Steven Arthur Pinker (born September 18, 1954) is a Canadian-American cognitive psychologist, psycholinguist, popular science author, and public intellectual. He is an advocate of evolutionary psychology and the computational theory of mind. ...
, and
Edward Osborne Wilson Edward Osborne Wilson (June 10, 1929 – December 26, 2021) was an American biologist, naturalist, entomologist and writer. According to David Attenborough, Wilson was the world's leading expert in his specialty of myrmecology, the study of an ...
. Ever since
Benoit Mandelbrot Benoit B. Mandelbrot (20 November 1924 – 14 October 2010) was a Polish-born French-American mathematician and polymath with broad interests in the practical sciences, especially regarding what he labeled as "the art of roughness" of p ...
mentioned that traditional architecture was more intrinsically fractal than 20th century buildings, people have been intrigued about the possibility of understanding architectural form in mathematical terms. The fractal nature of natural structures is evident in topography, and people have noticed that traditional architecture blends better with the landscape. Salingaros builds upon
Christopher Alexander Christopher Wolfgang John Alexander (4 October 1936 – 17 March 2022) was an Austrian-born British-American architect and design theorist. He was an emeritus professor at the University of California, Berkeley. His theories about the nature ...
’s work, including '' Notes on the Synthesis of Form'', ''
A Pattern Language ''A Pattern Language: Towns, Buildings, Construction'' is a 1977 book on architecture, urban design, and community livability. It was authored by Christopher Alexander, Sara Ishikawa and Murray Silverstein of the Center for Environmental Struc ...
'', and ''
The Nature of Order ''The Nature of Order: An Essay on the Art of Building and the Nature of the Universe'' () is a four-volume work by the architect Christopher Alexander published in 2002–2004. In his earlier work, Alexander attempted to formulate the principles ...
''. Salingaros has collaborated with Alexander for many years, and was one of the editors of "
The Nature of Order ''The Nature of Order: An Essay on the Art of Building and the Nature of the Universe'' () is a four-volume work by the architect Christopher Alexander published in 2002–2004. In his earlier work, Alexander attempted to formulate the principles ...
". He proposes mathematical laws of scaling, argues for an essential role for
fractals In mathematics, a fractal is a geometric shape containing detailed structure at arbitrarily small scales, usually having a fractal dimension strictly exceeding the topological dimension. Many fractals appear similar at various scales, as illus ...
in architecture, and describes rules for coherence among subdivisions that can help produce a more pleasing design. He claims that these are, in effect, original aesthetic rules coming from science rather than from any traditional artistic sources. Yet, like Alexander, Salingaros argues that this design theory corresponds more closely to what humans have evolved to appreciate. The book introduces many innovative science-based ways of approaching design, and opposes abstract or formal methods based on
imageability Imageability is a measure of how easily a physical object, word or environment will evoke a clear mental image in the mind of any person observing it. It is used in architecture and city planning, in psycholinguistics, and in automated computer visi ...
.


Influence

Prince Charles Charles III (Charles Philip Arthur George; born 14 November 1948) is King of the United Kingdom and the 14 other Commonwealth realms. He was the longest-serving heir apparent and Prince of Wales and, at age 73, became the oldest person to a ...
wrote the Preface to the book, declaring Salingaros to be “an intriguing, perhaps historically important, new thinker”. The book is not about
Classical architecture Classical architecture usually denotes architecture which is more or less consciously derived from the principles of Greek and Roman architecture of classical antiquity, or sometimes even more specifically, from the works of the Roman architect ...
. Like Prince Charles, Salingaros is an admirer of
Islamic architecture Islamic architecture comprises the architectural styles of buildings associated with Islam. It encompasses both secular and religious styles from the early history of Islam to the present day. The Islamic world encompasses a wide geographic ...
, and the design theory he presents is claimed to be equally valid for Classical, Islamic, or any other vernacular or traditional architecture. Salingaros’ book presents a different view of architecture and design from the teaching texts used for courses in architecture schools during the past several decades. He criticizes present-day architectural education for continuing to rely uncritically on models that he argues lead automatically to non-adaptivity and unsustainability. Anthropologists K. Sorvig and J. Quillien commented: “The spirit of
Jacob Bronowski Jacob Bronowski (18 January 1908 – 22 August 1974) was a Polish-British mathematician and philosopher. He was known to friends and professional colleagues alike by the nickname Bruno. He is best known for developing a humanistic approach to sc ...
permeates the work of Nikos Salingaros. "A Theory of Architecture" takes us directly to the heart of difficult questions. Salingaros explores ways to clarify and formalize the understanding of aesthetic forms in the built environment, using mathematics,
thermodynamics Thermodynamics is a branch of physics that deals with heat, work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed by the four laws ...
,
Darwinism Darwinism is a theory of biological evolution developed by the English naturalist Charles Darwin (1809–1882) and others, stating that all species of organisms arise and develop through the natural selection of small, inherited variations tha ...
, complexity theory and cognitive sciences. He postulates that cross-cultural universals derived from scaling rules in nature govern human appreciation of architecture.” Architect and educator Ashraf Salama observed: “This book is of great value to architectural educators. It helps them correct some of the misconceptions inherited in architectural education … Knowledge is usually presented to students in a retrospective way where abstract and symbolic generalizations used to describe research results do not convey the feel of the behavior of the phenomena they describe; the late
Donald Schön Donald Alan Schön (September 19, 1930 – September 13, 1997) was an American philosopher and professor in urban planning at the Massachusetts Institute of Technology. He developed the concept of reflective practice and contributed to the theo ...
emphasized this view in 1988 … Rather than giving students ready-made interpretations about the work of star architects, this book offers a deeper insight into the understanding of the true essence of architecture...” Individual chapters have been translated into several different languages.


Primary topics


Darwinian processes

Designs evolve in two ways: in the architect's mind towards a final conception, and by variants of a building typology being built on the ground. A Darwinian process plays a significant role in both design and in the evolution (or persistence) of architectural typologies. Salingaros creates a framework where these mechanisms determine how designs evolve, and outlines a detailed model. His key concern is understanding the criteria for selection among competing variants: is selection driven by adaptation to human needs, or is it based upon matching to arbitrary images? What type of architecture results from each? Salingaros builds on the work of
Richard Dawkins Richard Dawkins (born 26 March 1941) is a British evolutionary biologist and author. He is an emeritus fellow of New College, Oxford and was Professor for Public Understanding of Science in the University of Oxford from 1995 to 2008. An ...
, especially the
meme A meme ( ) is an idea, behavior, or style that spreads by means of imitation from person to person within a culture and often carries symbolic meaning representing a particular phenomenon or theme. A meme acts as a unit for carrying cultural ...
model, to explain how architectural typologies and design elements are transmitted in society; an innovative application, but one that underlies a trenchant criticism of
modernist Modernism is both a philosophy, philosophical and arts movement that arose from broad transformations in Western world, Western society during the late 19th and early 20th centuries. The movement reflected a desire for the creation of new fo ...
,
post-modernist Postmodernism is an intellectual stance or mode of discourseNuyen, A.T., 1992. The Role of Rhetorical Devices in Postmodernist Discourse. Philosophy & Rhetoric, pp.183–194. characterized by skepticism toward the " grand narratives" of moderni ...
, and
deconstructivist Deconstructivism is a movement of postmodern architecture which appeared in the 1980s. It gives the impression of the fragmentation of the constructed building, commonly characterised by an absence of obvious harmony, continuity, or symmetry. ...
architectural styles. Salingaros claims they are not really adaptive: he argues that they transmit in society in the manner of an advertising
jingle A jingle is a short song or tune used in advertising and for other commercial uses. Jingles are a form of sound branding. A jingle contains one or more hooks and meaning that explicitly promote the product or service being advertised, usually ...
, and not because of intrinsic worthwhile qualities. Supporting arguments are explored in this book.


Complexity

Salingaros uses a model of organized complexity to estimate the degree of “life” in a building, a quantity that measures the organization of visual information. His model is based on an analogy with the physics of thermodynamic processes, and extends earlier work by Herbert A. Simon and
Warren Weaver Warren Weaver (July 17, 1894 – November 24, 1978) was an American scientist, mathematician, and science administrator. He is widely recognized as one of the pioneers of machine translation and as an important figure in creating support for scien ...
. The terminology arises from an analogy with biological forms. Salingaros distinguished between “organized” and “unorganized” complexity, going further to claim innate (biologically based) positive advantages of the former. The book claims, at least for those who like traditional buildings, the correlation between Salingaros’ “life” measure and the perceived degree of life in a building is high.
Minimalist In visual arts, music and other media, minimalism is an art movement that began in post– World War II in Western art, most strongly with American visual arts in the 1960s and early 1970s. Prominent artists associated with minimalism include Do ...
and
deconstructivist Deconstructivism is a movement of postmodern architecture which appeared in the 1980s. It gives the impression of the fragmentation of the constructed building, commonly characterised by an absence of obvious harmony, continuity, or symmetry. ...
buildings, on the other hand, rate very low, and this is a point of controversy with most architects.
Christopher Alexander Christopher Wolfgang John Alexander (4 October 1936 – 17 March 2022) was an Austrian-born British-American architect and design theorist. He was an emeritus professor at the University of California, Berkeley. His theories about the nature ...
reproduces Salingaros’ results in Book 1 of “
The Nature of Order ''The Nature of Order: An Essay on the Art of Building and the Nature of the Universe'' () is a four-volume work by the architect Christopher Alexander published in 2002–2004. In his earlier work, Alexander attempted to formulate the principles ...
”, saying that: “It is telling that a simply constructed arithmetical function, based on the considerations of the nature of living structure, no matter how crudely, could get these kinds of results at all. It shows that, while the question itself may be a million times more subtle, there is something tangible, and ultimately measurable, in the degree of life the living structure has.”


Emergence and evidence-based design

Salingaros describes architecture (or at least architecture that he terms “adaptive”) as a characteristic phenomenon of
Emergence In philosophy, systems theory, science, and art, emergence occurs when an entity is observed to have properties its parts do not have on their own, properties or behaviors that emerge only when the parts interact in a wider whole. Emergenc ...
. Contemporary architectural thinking has recently been moving in this direction, and this book attempts to advance the field forward. The author claims that
Architectural theory Architecture is the art and technique of designing and building, as distinguished from the skills associated with construction. It is both the process and the product of sketching, conceiving, planning, designing, and constructing buildings ...
has degenerated into a narrow point of view, neglecting architectural space and meaning. In proposing a broader discourse, some contemporary theorists are turning once again to
phenomenology Phenomenology may refer to: Art * Phenomenology (architecture), based on the experience of building materials and their sensory properties Philosophy * Phenomenology (philosophy), a branch of philosophy which studies subjective experiences and a ...
.
Christopher Alexander Christopher Wolfgang John Alexander (4 October 1936 – 17 March 2022) was an Austrian-born British-American architect and design theorist. He was an emeritus professor at the University of California, Berkeley. His theories about the nature ...
and Salingaros claim to move past the limited philosophical tools of
phenomenology Phenomenology may refer to: Art * Phenomenology (architecture), based on the experience of building materials and their sensory properties Philosophy * Phenomenology (philosophy), a branch of philosophy which studies subjective experiences and a ...
to derive evidence-based results.
Evidence-based design Evidence-based design (EBD) is the process of constructing a building or physical environment based on scientific research to achieve the best possible outcomes. Evidence-based design is especially important in evidence-based medicine, where res ...
is already being used in the innovative design of healing environments such as hospitals and health-care facilities. In parallel with intellectual advances in other fields driven by the revolution in scientific research at the end of the last millennium, authors such as Salingaros, Alexander, and others seek to build theoretical knowledge in architecture from experimental findings. These arguments are now being adopted and supplemented by a group of architects applying biophilia, a term coined by
Edward Osborne Wilson Edward Osborne Wilson (June 10, 1929 – December 26, 2021) was an American biologist, naturalist, entomologist and writer. According to David Attenborough, Wilson was the world's leading expert in his specialty of myrmecology, the study of an ...
to describe an intrinsic, genetic predisposition of human beings towards structures found in other living objects such as animals and plants. The key researchers in biophilic design refer to Salingaros’ work, and to chapters of this book in particular.,


Pattern languages

Salingaros develops pattern languages originally introduced by
Christopher Alexander Christopher Wolfgang John Alexander (4 October 1936 – 17 March 2022) was an Austrian-born British-American architect and design theorist. He was an emeritus professor at the University of California, Berkeley. His theories about the nature ...
and used in architecture as well as in software design. He earlier wrote an influential paper "The Structure of Pattern Languages", which described the combinatorics of patterns necessary to use them effectively. This applies both to
software Software is a set of computer programs and associated documentation and data. This is in contrast to hardware, from which the system is built and which actually performs the work. At the lowest programming level, executable code consist ...
and to architectural and
urban design Urban design is an approach to the design of buildings and the spaces between them that focuses on specific design processes and outcomes. In addition to designing and shaping the physical features of towns, cities, and regional spaces, urban d ...
. In "A Theory of Architecture", Salingaros shows how a
Pattern Language A pattern language is an organized and coherent set of ''patterns'', each of which describes a problem and the core of a solution that can be used in many ways within a specific field of expertise. The term was coined by architect Christopher Alexa ...
and a Form Language combine into an Adaptive Design Method. The discussion, while fairly abstract, digs at the scientific foundations of design, having more in common with
Evolvable hardware Evolvable hardware (EH) is a field focusing on the use of evolutionary algorithms (EA) to create specialized electronics without manual engineering. It brings together reconfigurable hardware, evolutionary computation, fault tolerance and autonomo ...
than with the more philosophical discussions found in contemporary
Architectural theory Architecture is the art and technique of designing and building, as distinguished from the skills associated with construction. It is both the process and the product of sketching, conceiving, planning, designing, and constructing buildings ...
.


The fractal mind

The book discusses how the
mind The mind is the set of faculties responsible for all mental phenomena. Often the term is also identified with the phenomena themselves. These faculties include thought, imagination, memory, will, and sensation. They are responsible for various m ...
perceives and conceives architectural form, and postulates that
fractal In mathematics, a fractal is a geometric shape containing detailed structure at arbitrarily small scales, usually having a fractal dimension strictly exceeding the topological dimension. Many fractals appear similar at various scales, as ill ...
and other organizational mechanisms play a key role in perception. It then argues that humans naturally prefer fractal, organized structures, based on how the mind works. Most modern
evolutionary biologists Evolutionary biology is the subfield of biology that studies the evolutionary processes ( natural selection, common descent, speciation) that produced the diversity of life on Earth. It is also defined as the study of the history of life fo ...
accept the idea that evolution is dependent on the geometry of the natural environment, and thus must be consistent with biological structure and morphology. However, the view that selection has shaped the mind to prefer certain shapes and configurations is more controversial.


Geometrical fundamentalism

The phrase "geometrical fundamentalism" in this book was coined by
Michael Mehaffy Michael West Mehaffy (born October 24, 1955, in Beaumont, Texas) is an urbanist, architectural theorist, urban philosopher, researcher, educator, and executive director of Sustasis Foundation, based in Portland, Oregon, USA. Mehaffy has held teac ...
and Salingaros as a provocative way of expressing the dominance of abstract, monolithic forms of
Modern architecture Modern architecture, or modernist architecture, was an architectural movement or architectural style based upon new and innovative technologies of construction, particularly the use of glass, steel, and reinforced concrete; the idea that for ...
. Being easy to build, the author claims that those simple typologies are passed on globally and now dominate world architecture. One of the strengths of the International Style was that the design solutions were indifferent to location, site, and climate, nevertheless, by not allowing architectural form the freedom to adapt to a particular set of local circumstances, the built environment has tended further and further away from
Sustainability Specific definitions of sustainability are difficult to agree on and have varied in the literature and over time. The concept of sustainability can be used to guide decisions at the global, national, and individual levels (e.g. sustainable livi ...
.


Meme encapsulation

The book also coins the term “encapsulation” to describe an architectural
meme A meme ( ) is an idea, behavior, or style that spreads by means of imitation from person to person within a culture and often carries symbolic meaning representing a particular phenomenon or theme. A meme acts as a unit for carrying cultural ...
bundled inside a social
meme A meme ( ) is an idea, behavior, or style that spreads by means of imitation from person to person within a culture and often carries symbolic meaning representing a particular phenomenon or theme. A meme acts as a unit for carrying cultural ...
. The model suggests that such memetic replication models human culture, in which building and urban typologies proliferate for reasons other than their utility. The contention is that typologies that are passed on are the ones whose encapsulation is more appealing. Salingaros and Terry Mikiten propose that encapsulation helps an architectural meme to survive and reproduce. In particular, phenomena such as (possibly impractical) architectural fashions, where clients enable certain memes that do not promote mental health and feelings of wellbeing to reproduce, can be explained as encapsulations helping their enclosed memes to replicate. The converse is also true: an adaptive architectural typology, such as found in older vernacular architectures, is often avoided because it is encapsulated within a socially negative label (e.g. not “progressive” enough). The author claims that when looked at from the point of view of meme encapsulation and selection, many architectural phenomena that were difficult to explain become easier to understand.


References


External links


Review by Michael Blowhard
{{DEFAULTSORT:Theory Of Architecture Architecture books Architectural design 2006 non-fiction books