familial extermination
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The nine familial exterminations or nine kinship exterminations or execution of nine relations, also known by the names ''zuzhu'' ("family execution") and ''miezu'' ("family extermination"), was the most severe punishment for a
capital offense Capital punishment, also known as the death penalty, is the state-sanctioned practice of deliberately killing a person as a punishment for an actual or supposed crime, usually following an authorized, rule-governed process to conclude that t ...
in premodern China, Japan,
Korea Korea ( ko, 한국, or , ) is a peninsular region in East Asia. Since 1945, it has been divided at or near the 38th parallel, with North Korea (Democratic People's Republic of Korea) comprising its northern half and South Korea (Republic o ...
, and
Vietnam Vietnam or Viet Nam ( vi, Việt Nam, ), officially the Socialist Republic of Vietnam,., group="n" is a country in Southeast Asia, at the eastern edge of mainland Southeast Asia, with an area of and population of 96 million, making i ...
.The Nine Exterminations (族诛)
Definition of "族诛" at the China Encyclopedia
A collective form of
kin punishment Kin punishment is the practice of punishing the family members of someone who is accused of committing a crime, either in place of or in addition to the perpetrator of the crime. It refers to the principle in which a family shares responsibility fo ...
typically associated with offenses such as
treason Treason is the crime of attacking a state authority to which one owes allegiance. This typically includes acts such as participating in a war against one's native country, attempting to overthrow its government, spying on its military, its diplo ...
, the punishment involved the execution of all relatives of an individual, which were categorized into nine groups. Nine exterminations were often done by
slow slicing ''Lingchi'' (; ), translated variously as the slow process, the lingering death, or slow slicing, and also known as death by a thousand cuts, was a form of torture and execution used in China from roughly 900 CE up until the practice ended aro ...
. The occurrence of this punishment was somewhat rare, with relatively few sentences recorded throughout history.


Punishment

The punishment involved the execution of close and extended family members. These included: *The criminal's living parents *The criminal's living grandparents *Any children the criminal may have, over a certain age (varying over different eras, children below that age becoming slaves) and—if married—their spouses. *Any grandchildren the criminal may have, over a certain age (again with enslavement for the underaged) and—if married—their spouses. *Siblings and siblings-in-law (the siblings of the criminal and that of his or her spouse, in the case where he or she is married) *Uncles and aunts of the criminal, as well as their spouses *The criminal's cousins (in the case of Korea, this included up to second and third cousins) *The criminal's spouse *The criminal's spouse's parents *The criminal
Confucian Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China. Variously described as tradition, a philosophy, a religion, a humanistic or rationalistic religion, a way of governing, or ...
principles also played a major role in the extent of the punishment. The killing of children was disapproved under Mencius' principle that "being offspring is not a sin" (
Classical Chinese Classical Chinese, also known as Literary Chinese (古文 ''gǔwén'' "ancient text", or 文言 ''wényán'' "text speak", meaning "literary language/speech"; modern vernacular: 文言文 ''wényánwén'' "text speak text", meaning "literar ...
: 罪人不孥), so that children under a certain age were often spared execution.


History


Ancient China

The punishment by nine exterminations is usually associated with the tyrannical rulers throughout Chinese history who were prone to use inhumane methods of asserting control (such as
slow slicing ''Lingchi'' (; ), translated variously as the slow process, the lingering death, or slow slicing, and also known as death by a thousand cuts, was a form of torture and execution used in China from roughly 900 CE up until the practice ended aro ...
, or "death by ten thousand cuts"). The first written account of the concept is in the '' Classic of History'', a historical account of the Shang (1600 BC – 1046 BC) and Zhou (1045 BC – 256 BC) Dynasties, where it is recorded that prior to a military battle, officers would threaten their subordinates that they would exterminate their families if they refused to obey orders.什么是“族诛”
"What is 'Mie Zu'?" from the Primary School learning resources network (小学语文资源网)
From the Spring and Autumn period (770BC–403BC), there are records of exterminations of "three clans" "Ancient Chinese law and judiciary", from the Research Institute of Chinese Culture (中國文化研究院) (). A notable case was under the State of Qin in 338 BC: lawmaker
Shang Yang Shang Yang (; c. 390 – 338 BC), also known as Wei Yang () and originally surnamed Gongsun, was a Chinese jurist, philosopher, and politician.Antonio S. Cua (ed.), 2003, p. 362, ''Encyclopedia of Chinese Philosophy'"The fifth important legali ...
's entire family was killed by order of
King Huiwen of Qin King Huiwen of Qin (; 356–311 BC), also known as Lord Huiwen of Qin () or King Hui of Qin (), given name Si (駟), was the ruler of the Qin state from 338 to 311 BC during the Warring States period of Chinese history and likely an ancestor of Em ...
, while Shang Yang himself was sentenced to death by being drawn and quartered. This was an ironic occurrence as it was Shang Yang who formulated such a punishment into Qin law in the first place, being commonly recorded as a lawmaker who used excessive punishments.


Early imperial era

During the
Qin Dynasty The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
(221 BC – 207 BC), punishments became even more rigorous under the first emperor of unified China,
Qin Shi Huang Qin Shi Huang (, ; 259–210 BC) was the founder of the Qin dynasty and the first emperor of a unified China. Rather than maintain the title of " king" ( ''wáng'') borne by the previous Shang and Zhou rulers, he ruled as the First Empero ...
(259 BC – 210 BC). In order to uphold his rule, strict laws were enforced, where deception, libel, and the study of banned books became punishable by familial extermination.“株连九族”的历史演进 – 新华网
"The history and evolution of '株连九族' (Nine exterminations)" –
Xinhua Xinhua News Agency (English pronunciation: )J. C. Wells: Longman Pronunciation Dictionary, 3rd ed., for both British and American English, or New China News Agency, is the official state news agency of the People's Republic of China. Xinhua ...
This increase in tyranny only helped to speed up the overthrow of the Qin Dynasty. The
Han Dynasty The Han dynasty (, ; ) was an imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–207 BC) and a warr ...
(202 BC – 220 AD), although it inherited the concept of family execution, was more moderate in inflicting such severe punishments. In many cases, the Han Emperor would retract the sentence, and so family executions were much rarer than under the Qin Dynasty. During the
Tang Dynasty The Tang dynasty (, ; zh, t= ), or Tang Empire, was an imperial dynasty of China that ruled from 618 to 907 AD, with an interregnum between 690 and 705. It was preceded by the Sui dynasty and followed by the Five Dynasties and Ten Kingdom ...
(618–907), the family punishment was not abolished, but it was only applied to those who plotted against the rule of the Emperor. By this time, the penalty had become more regulated and different; from the
Tang Code The ''Tang Code'' () was a penal code that was established and used during the Tang Dynasty in China. Supplemented by civil statutes and regulations, it became the basis for later dynastic codes not only in China but elsewhere in East Asia. The Cod ...
, the sentence involved the death of parents, children over the age of sixteen, and other close kindred, and was only applied to the offenses of treason and rebellion.


Late imperial era

During the
Ming The Ming dynasty (), officially the Great Ming, was an imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol-led Yuan dynasty. The Ming dynasty was the last orthodox dynasty of China ruled by the Han peop ...
(1368–1644) and Qing (1644–1912) Dynasties, the breadth of family extermination was increased. Under the Hongwu Emperor (r. 1368 – 98), those committing rebellion and treason were punished by having their parents, grandparents, brethren (by birth, as well as "sworn brothers"), children, grandchildren, those living with the criminal regardless of surname, uncles, and the children of brethren put to death, as well as death for the rebels themselves by
slow slicing ''Lingchi'' (; ), translated variously as the slow process, the lingering death, or slow slicing, and also known as death by a thousand cuts, was a form of torture and execution used in China from roughly 900 CE up until the practice ended aro ...
or ''lingchi''. The number of sentences during the Ming were higher than that of the Tang, due to the policy of "showing mercy beneath the sword" (), while females were given the choice to become slaves rather than be killed. A rare case was
Fang Xiaoru Fang Xiaoru (; 1357–1402), courtesy name Xizhi (希直) or Xigu (希古), was a Chinese politician and Confucian scholar of the Ming dynasty. He was an orthodox Confucian scholar-bureaucrat, famous for his continuation of the Jinhua school of ...
(1357–1402), whose students and friends were also executed as the 10th family by the
Yongle Emperor The Yongle Emperor (; pronounced ; 2 May 1360 – 12 August 1424), personal name Zhu Di (), was the third Emperor of the Ming dynasty, reigning from 1402 to 1424. Zhu Di was the fourth son of the Hongwu Emperor, the founder of the Ming dyn ...
(r. 1402 – 1424), the only case where "ten exterminations" was officially sentenced and carried out. The punishment by family extermination during the
Qing Dynasty The Qing dynasty ( ), officially the Great Qing,, was a Manchu-led imperial dynasty of China and the last orthodox dynasty in Chinese history. It emerged from the Later Jin dynasty founded by the Jianzhou Jurchens, a Tungusic-spea ...
was a direct imitation of the regulation under the Ming. On 1 November 1728, after the Qing reconquest of Lhasa in Tibet, several Tibetan rebels were sliced to death by Qing Manchu officers and officials. The Qing Manchu President of the Board of Civil Office, Jalangga, Mongol sub-chancellor Sen-ge, and brigadier-general Manchu Mala ordered the Tibetan rebels Lum-pa-nas and Na-p'od-pa to be sliced to death. They ordered gZims-dpon C'os-ac'ad (Hsi-mu-pen ch'ui-cha-t'e), son of Lum-pa-nas and rNog Tarqan bsKal-bzajn-c'os-adar and dKon-mc'og-lha-sgrub (Kun-ch'u-k'o-la-ku-pu) and dGa'-ldan-p'un-ts'ogs (K'a-erh-tan-p'en-ch'u-k'o), sons of Na-p'od-pa to be beheaded. Byams-pa (Cha-mu-pa) and his brother Lhag-gsan (La-k'o-sang) and their brothers, daughters, wives, and mother were exiled after their father sByar-ra-nas was beheaded. The Manchus wrote that they "set an example" by forcing the Tibetans to publicly watch the executions of Tibetan rebels of slicing like Na-p'od-pa since they said it was the Tibetan's nature to be cruel. The exiled Tibetans were enslaved and given as slaves to soldiers in Ching-chou (Jingzhou), K'ang-zhou (Kangzhou), and Chiang-ning (Jiangning) in the marshall-residences there. The Tibetan rNam-rgyal-grva-ts'an college administrator (gner-adsin) and sKyor'lun Lama were tied together with Lum-pa-nas and Na-p'od-pa on 4 scaffolds (k'rims-sin) to be sliced. The Manchus used muskets to fire 3 salvoes and then the Manchus strangled the 2 Lamas while slicing Lum-pa-nas and Na-p'od-pa to death while they beheaded the 13 other rebel leaders. The Tibetan population was depressed by the scene and the writer continued to feel sad as he described it 5 years later. All relatives of the Tibetan rebels including little children were executed by the Qing Manchus except the exiled and deported family of sByar-ra-ba who were condemned to be slaves. The public executions spectacle worked on the Tibetans since they were "cowed into submission" by the Qing. Even the Tibetan collaborator with the Qing, Polhané Sönam Topgyé (P'o-lha-nas), felt sad at his fellow Tibetans being executed in this manner and he prayed for them. All of this was included in a report by General
Yue Zhongqi Yue Zhongqi (岳鍾琪, 1686 – 1754) was a Chinese military commander of the Qing dynasty. He was a descendant of Yue Fei, and served as Ministry of War and Viceroy of Chuan-Shaan during the reign of the Yongzheng Emperor. Yue succeeded Ni ...
and sent to the Qing emperor at the time, the
Yongzheng Emperor The Yongzheng Emperor (13 December 1678 – 8 October 1735), also known by his temple name Emperor Shizong of Qing, born Yinzhen, was the fourth Emperor of the Qing dynasty, and the third Qing emperor to rule over China proper. He reigned from ...
. Punishment by nine exterminations was abolished near the end of the Qing Dynasty, and was officially repealed by the imperial government in 1905.


In other countries

There were various ethical judgements regarding group punishment in ancient times. It was typically seen as a tyrannical method of rule, unjustly punishing innocent family members for the crime of a relative. Like all forms of collective punishment, it was also intended as a dreadful deterrent for the worst crimes, rather than merely as a form of revenge. In ancient Korea, this punishment was applied during the reign of King
Jinpyeong of Silla Jinpyeong of Silla (567? – 632, reign 579 – 632) was the 26th king of the Silla Dynasty, one of the Three Kingdoms of Korea. King Jinpyeong followed in the footsteps of his predecessor, King Jinji, by reorganizing the central ruling syste ...
(579-632) when conspirator Ichan Chilsuk (이찬 칠숙) and his entire family and relatives to the ninth degree were put to death. In ancient Japan, the punishment was carried out among samurai from the end of the Heian period to the Edo period. For example, regarding the situation when the Kai-Takeda clan was destroyed by Nobunaga Oda, Yu Hirayama wrote, "The Takeda family, the fudai (a hereditary vassal to the feudal lords of Shingen), the influential Kokushu (local samurai) of Kai, etc. were almost destroyed." In ancient Vietnam, the most prominent example is the execution of most of the family members of
Nguyễn Trãi Nguyễn Trãi (阮廌), pen name Ức Trai (抑齋); (1380–1442) was an illustrious Vietnamese Confucian scholar, a noted poet, a skilled politician and a master strategist. He was at times attributed with being capable of almost miraculous o ...
(1380–1442), an official who was wrongly accused of killing the King. He had his entire family executed.


"Nine tribes"

In ancient times, there were nine different relations (or
guanxi ''Guanxi'' () is a term used in Chinese culture to describe an individual's social network of mutually beneficial personal and business relationships. The character ''guan'', 关, means “closed” while the character ''xi'' 系 means “system ...
) which an individual had with other people, which were referred to as the "family" or "tribe" () during that period. ZDIC definition of "族" These relations, under Confucian principles, were bonded by
filial piety In Confucianism, Chinese Buddhism, and Daoist ethics, filial piety (, ''xiào'') (Latin: pietas) is a virtue of respect for one's parents, elders, and ancestors. The Confucian '' Classic of Filial Piety'', thought to be written around the lat ...
. Because members of a family remained strictly loyal to one another, they were considered responsible for crimes committed by any member due to
guilt by association Guilt may refer to: *Guilt (emotion), an emotion that occurs when a person feels that they have violated a moral standard *Culpability, a legal term *Guilt (law), a legal term Music * ''Guilt'' (album), a 2009 album by Mims * "Guilt" (The Long Bl ...
. It also provided the argument that the entire family would be responsible in supporting each other in the case of a rebellion against a ruler. The Chinese character can be translated by its original definition of "clan" or "tribe", or it can have the additional meanings of "kinship", "family" (as in 家族), or "ethnicity" (as in 民族).


See also

*
Burning of books and burying of scholars The burning of books and burying of scholars (), also known as burning the books and executing the ru scholars, refers to the purported burning of texts in 213 BCE and live burial of 460 Confucian scholars in 212 BCE by the Chinese emperor ...
*
Chinese social relations Chinese social relations are typified by a reciprocal social network. Often social obligations within the network are characterized in familial terms. The individual link within the social network is known by ''guanxi'' (关系/關係) and the fe ...
*
Frankpledge Frankpledge was a system of joint suretyship common in England throughout the Early Middle Ages and High Middle Ages. The essential characteristic was the compulsory sharing of responsibility among persons connected in tithings. This unit, under ...
*
Nine bestowments The nine bestowments () were awards given by Chinese emperors to officials, ostensibly to reward them for their accomplishments. While the nature of the bestowments was probably established during the Zhou Dynasty, there was no record of anyone r ...
* Number nine in Chinese culture *
Ren (Confucianism) ''Ren'' (, meaning "co-humanity" or "humaneness") is the Confucian virtue denoting the good quality of a virtuous human when being altruistic. ''Ren'' is exemplified by a normal adult's protective feelings for children. It is considered the o ...
* ''
Sippenhaft ''Sippenhaft'' or ''Sippenhaftung'' (, ''kin liability'') is a German term for the idea that a family or clan shares the responsibility for a crime or act committed by one of its members, justifying collective punishment. As a legal principle, it ...
'' – a similar concept in German history * Ten Abominations


References


Further reading

*Ma Zhongqi (馬重奇), Zhou Liying (周麗英). ''A discussion of historical Chinese culture'' 《中國古代文化知識趣談》. Daoshi Publishing Company, 2002. . {{DEFAULTSORT:Nine Exterminations Capital punishment in China Collective punishment Execution methods Family murders History of ancient China History of Korea History of Vietnam