
In the fields of
sociology and
political science
Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
, authority is the
legitimate power
Power most often refers to:
* Power (physics), meaning "rate of doing work"
** Engine power, the power put out by an engine
** Electric power
* Power (social and political), the ability to influence people or events
** Abusive power
Power may ...
of a person or group over other people. In a civil
state
State may refer to:
Arts, entertainment, and media Literature
* ''State Magazine'', a monthly magazine published by the U.S. Department of State
* ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States
* ''Our S ...
, ''authority'' is practiced in ways such a
judicial branch or an
executive branch
The Executive, also referred as the Executive branch or Executive power, is the term commonly used to describe that part of government which enforces the law, and has overall responsibility for the governance of a state.
In political systems ba ...
of
government.
[''The New Fontana Dictionary of Modern Thought'' Third Edition, Allan Bullock and Stephen Trombley, Eds. p. 115.]
In the exercise of
governance
Governance is the process of interactions through the laws, norms, power or language of an organized society over a social system (family, tribe, formal or informal organization, a territory or across territories). It is done by the governme ...
, the terms ''authority'' and ''power'' are inaccurate synonyms. The term ''authority'' identifies the
political legitimacy
In political science, legitimacy is the right and acceptance of an authority, usually a governing law or a regime. Whereas ''authority'' denotes a specific position in an established government, the term ''legitimacy'' denotes a system of governm ...
, which grants and justifies the ruler's right to exercise the power of government; and the term ''power'' identifies the ability to accomplish an authorized goal, either by compliance or by obedience; hence, ''authority'' is the ''power'' to make decisions and the legitimacy to make such legal decisions and order their execution.
History
Ancient understandings of authority trace back to
Rome and draw later from Catholic (
Thomistic) thought and other
tradition
A tradition is a belief or behavior (folk custom) passed down within a group or society with symbolic meaning or special significance with origins in the past. A component of cultural expressions and folklore, common examples include holiday ...
al understandings. In more modern terms, forms of authority include transitional authority (exhibited in, for example,
Cambodia
Cambodia (; also Kampuchea ; km, កម្ពុជា, UNGEGN: ), officially the Kingdom of Cambodia, is a country located in the southern portion of the Indochinese Peninsula in Southeast Asia, spanning an area of , bordered by Thailand ...
), public authority in the form of popular power, and, in more administrative terms, bureaucratic or managerial techniques. In terms of bureaucratic governance, one limitation of the governmental agents of the executive branch, as outlined by George A. Krause, is that they are not as close to the popular will as
elected representatives are. The claims of authority can extend to national or individual
sovereignty
Sovereignty is the defining authority within individual consciousness, social construct, or territory. Sovereignty entails hierarchy within the state, as well as external autonomy for states. In any state, sovereignty is assigned to the person ...
, which is broadly or provisionally understood as a claim to political authority that is
legitimated.
Historical applications of authority in political terms include the formation of the city-state of
Geneva
, neighboring_municipalities= Carouge, Chêne-Bougeries, Cologny, Lancy, Grand-Saconnex, Pregny-Chambésy, Vernier, Veyrier
, website = https://www.geneve.ch/
Geneva ( ; french: Genève ) frp, Genèva ; german: link=no, Genf ; it, Ginevra ; ...
, and experimental treatises involving the topic of authority in relation to education include ''
Emile, or On Education
''Emile, or On Education'' (french: Émile, ou De l’éducation) is a treatise on the nature of education and on the nature of man written by Jean-Jacques Rousseau, who considered it to be the "best and most important" of all his writings. Due ...
'' by
Jean-Jacques Rousseau. As
David Laitin defines, authority is a key concept to be defined in determining the range and role of political theory, science and inquiry. The relevance of a grounded understanding of authority includes the basic foundation and formation of political, civil and/or ecclesiastical institutions or representatives. In recent years, however, authority in political contexts has been challenged or questioned.
Political philosophy
There have been several contributions to the debate of
political authority
In political philosophy and ethics, political authority describes any of the moral principles legitimizing differences between individuals' rights and duties by virtue of their relationship with the state. Political authority grants members of ...
. Among others,
Hannah Arendt,
Carl Joachim Friedrich
Carl Joachim Friedrich (; ; June 5, 1901 – September 19, 1984) was a German-American professor and political theorist. He taught alternately at Harvard and Heidelberg until his retirement in 1971. His writings on state and constitutional theor ...
,
Thomas Hobbes
Thomas Hobbes ( ; 5/15 April 1588 – 4/14 December 1679) was an English philosopher, considered to be one of the founders of modern political philosophy. Hobbes is best known for his 1651 book ''Leviathan'', in which he expounds an influent ...
,
Alexandre Kojève and
Carl Schmitt have provided some of the most influential texts.
In European
political philosophy
Political philosophy or political theory is the philosophical study of government, addressing questions about the nature, scope, and legitimacy of public agents and institutions and the relationships between them. Its topics include politics, ...
, the jurisdiction of political authority, the location of sovereignty, the balancing of notions of freedom and authority, and the requirements of political obligations have been core questions from the time of
Plato
Plato ( ; grc-gre, Πλάτων ; 428/427 or 424/423 – 348/347 BC) was a Greek philosopher born in Athens during the Classical period in Ancient Greece. He founded the Platonist school of thought and the Academy, the first institution ...
and
Aristotle
Aristotle (; grc-gre, Ἀριστοτέλης ''Aristotélēs'', ; 384–322 BC) was a Greek philosopher and polymath during the Classical period in Ancient Greece. Taught by Plato, he was the founder of the Peripatetic school of phi ...
to the present. Most
democratic
Democrat, Democrats, or Democratic may refer to:
Politics
*A proponent of democracy, or democratic government; a form of government involving rule by the people.
*A member of a Democratic Party:
** Democratic Party (United States) (D)
** Democrat ...
societies are engaged in an ongoing discussion regarding the legitimate extent of the exercise of
governmental authority. In the
United States, for instance, there is a prevailing belief that the political system as instituted by the
Founding Fathers
The following list of national founding figures is a record, by country, of people who were credited with establishing a state. National founders are typically those who played an influential role in setting up the systems of governance, (i.e. ...
should accord the populace as much freedom as reasonable; that government should limit its authority accordingly, known as
limited government
In political philosophy, limited government is the concept of a government limited in power. It is a key concept in the history of liberalism.Amy Gutmann, "How Limited Is Liberal Government" in Liberalism Without Illusions: Essays on Liberal Th ...
.
Political anarchism is a philosophy which rejects the legitimacy of political authority and adherence to any form of sovereign rule or autonomy of a nation-state.
An argument for political anarchy is made by
Michael Huemer in his book ''
The Problem of Political Authority''. On the other side, one of the main arguments for the legitimacy of the state is some form of the
social contract theory developed by Thomas Hobbes in his 1668 book,
''Leviathan'', or by Jean-Jacques Rousseau in his political writings on
the social contract
''The Social Contract'', originally published as ''On the Social Contract; or, Principles of Political Right'' (french: Du contrat social; ou, Principes du droit politique), is a 1762 French-language book by the Genevan philosopher Jean-Jacques ...
.
Sociology
Since the emergence of the
social sciences
Social science is one of the branches of science, devoted to the study of societies and the relationships among individuals within those societies. The term was formerly used to refer to the field of sociology, the original "science of soc ...
, authority has become a subject of research in a variety of
empirical settings: the family (parental authority), small groups (informal authority of
leadership
Leadership, both as a research area and as a practical skill, encompasses the ability of an individual, group or organization to "lead", influence or guide other individuals, teams, or entire organizations. The word "leadership" often gets view ...
), intermediate organizations such as schools, churches, armies, industries and bureaucracies (organizational and bureaucratic authority), and society-wide or inclusive organizations, ranging from the most primitive tribal society to the modern nation-state and intermediate organization (political authority).
The definition of authority in contemporary social science remains a matter of debate.
Max Weber in his essay "
Politics as a Vocation
"Politics as a Vocation" (german: Politik als Beruf) is an essay by German economist and sociologist Max Weber (1864–1920). It originated in the second lecture of a series (the first was '' Science as a Vocation'') he gave in Munich to the "Free ...
" (1919) divided legitimate authority into
three types. Others, like
Howard Bloom, suggest a parallel between authority and
respect/reverence for ancestors.
United Kingdom and the Commonwealth realms
The political authority in the British context can be traced to
James VI and I of Scotland who wrote two political treatises called ''
Basilikon Doron'' and ''
The True Law of Free Monarchies: Or, The Reciprocal and Mutual Duty Between a Free King and His Natural Subjects'' which advocated his right to rule on the basis of the concept of the
divine right of kings
In European Christianity, the divine right of kings, divine right, or God's mandation is a political and religious doctrine of political legitimacy of a monarchy. It stems from a specific metaphysical framework in which a monarch is, befor ...
, a theological concept that has a basis in multiple religions, but in this case, Christianity, tracing this right to the
apostolic succession.
Sovereign kings and queens in the United Kingdom and the
Commonwealth Realms are considered the foundations of judicial, legislative and executive authority.
United States
The understanding of political authority and the exercise of
political powers in the American context traces back to the writings of the Founding Fathers, including the arguments put forward in ''
The Federalist Papers
''The Federalist Papers'' is a collection of 85 articles and essays written by Alexander Hamilton, James Madison, and John Jay under the collective pseudonym "Publius" to promote the ratification of the Constitution of the United States. The c ...
'' by
James Madison
James Madison Jr. (March 16, 1751June 28, 1836) was an American statesman, diplomat, and Founding Father. He served as the fourth president of the United States from 1809 to 1817. Madison is hailed as the "Father of the Constitution" for hi ...
,
Alexander Hamilton and the first chief justice of the United States
John Jay, and later speeches by the 16th president of the United States
Abraham Lincoln
Abraham Lincoln ( ; February 12, 1809 – April 15, 1865) was an American lawyer, politician, and statesman who served as the 16th president of the United States from 1861 until his assassination in 1865. Lincoln led the nation throu ...
. "Our government rests in public opinion," Lincoln said in 1856. In his 1854 speech at Peoria, Illinois, Lincoln espoused the proposition “that each man should do precisely as he pleases with all which is exclusively his own," a principle existing "at the foundation of the sense of justice." This sense of personal ownership and stewardship was integral to the practice of self-government as Lincoln saw it by a
Republican nation and its people. This was because, as Lincoln also declared, "No man is good enough to govern another man, without that other's consent."
The U.S. president is called to give account to the legislature for the conduct of the whole government, including that of regulatory agencies. The president influences the appointments, the budgeting process and has the right and capacity to review regulatory rules on a case-by-case basis. Since the time of the
Reagan administration the president was informed with a
cost–benefit analysis
Cost–benefit analysis (CBA), sometimes also called benefit–cost analysis, is a systematic approach to estimating the strengths and weaknesses of alternatives. It is used to determine options which provide the best approach to achieving benefits ...
of the regulation.
The creation of a
regulatory agency requires an
Act of Congress which specifies its jurisdiction, the related authority and delegated powers. Regulatory authorities can be qualified as independent agencies or executive branch agencies, a choice which is the reason of struggle between congress and the president as well as with the American courts. The latter's role is limited by the authorities' power to regulate
property rights without the
due process
Due process of law is application by state of all legal rules and principles pertaining to the case so all legal rights that are owed to the person are respected. Due process balances the power of law of the land and protects the individual pe ...
rights mandatorily applied by the courts.
See also
*
Authority bias
*
Authority (management)
*
Anti-authoritarianism
*
Appeal to authority
* ''
Auctoritas''
*
Authoritarianism
Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in the rule of law, separation of powers, and democratic vot ...
*
Discipline
Discipline refers to rule following behavior, to regulate, order, control and authority. It may also refer to punishment. Discipline is used to create habits, routines, and automatic mechanisms such as blind obedience. It may be inflicted on ot ...
*
Fidelity
*
Milgram experiment
The Milgram experiment(s) on obedience to authority figures were a series of social psychology experiments conducted by Yale University psychologist Stanley Milgram. They measured the willingness of study participants, 40 men in the age rang ...
*
Morale
Morale, also known as esprit de corps (), is the capacity of a group's members to maintain belief in an institution or goal, particularly in the face of opposition or hardship. Morale is often referenced by authority figures as a generic value ...
*
Political theology
Political theology is a term which has been used in discussion of the ways in which theological concepts or ways of thinking relate to politics. The term ''political theology'' is often used to denote religious thought about political principled q ...
*
Protection
Protection is any measure taken to guard a thing against damage caused by outside forces. Protection can be provided to physical objects, including organisms, to systems, and to intangible things like civil and political rights. Although t ...
*
Petty authority
*
Question authority
References
Further reading
*
Giorgio Agamben
Giorgio Agamben ( , ; born 22 April 1942) is an Italian philosopher best known for his work investigating the concepts of the state of exception, form-of-life (borrowed from Ludwig Wittgenstein) and '' homo sacer''. The concept of biopolitics ( ...
, ''State of Exception'' (2005)
*
Hannah Arendt, "Authority in the Twentieth Century."
Review of Politics' (1956)
*
Hannah Arendt, ''On Violence'' (1970)
*
Józef Maria Bocheński, ''?'' (1974)
* Renato Cristi, ''Hegel on Freedom and Authority'' (2005)
*
Carl Joachim Friedrich
Carl Joachim Friedrich (; ; June 5, 1901 – September 19, 1984) was a German-American professor and political theorist. He taught alternately at Harvard and Heidelberg until his retirement in 1971. His writings on state and constitutional theor ...
, ''Authority''. Cambridge, MA: Harvard University Press (1958)
*
Carl Joachim Friedrich
Carl Joachim Friedrich (; ; June 5, 1901 – September 19, 1984) was a German-American professor and political theorist. He taught alternately at Harvard and Heidelberg until his retirement in 1971. His writings on state and constitutional theor ...
, ''An Introduction to Political Theory: Twelve Lectures at Harvard.'' New York: Harper & Row (1967)
*
Carl Joachim Friedrich
Carl Joachim Friedrich (; ; June 5, 1901 – September 19, 1984) was a German-American professor and political theorist. He taught alternately at Harvard and Heidelberg until his retirement in 1971. His writings on state and constitutional theor ...
, ''Tradition and Authority''. London: Macmillan (1972)
*
Robert E. Goodin (ed),
The Oxford Handbook of Political Science' (2011)
* Sebastian De Grazia. (1959). "
What Authority Is Not". ''American Political Science Review'' 53(2): 321–331.
* Patrick Hayden, ''Hannah Arendt: Key Concepts'' (2014), esp. Chapter 8
*
Alexandre Kojève, "The Notion of Authority" (2014)
*
Rafael Domingo Osle, ''Auctoritas'' (1999)
* Gail Radford, ''The Rise of the Public Authority: Statebuilding and Economic Development in Twentieth-Century America'' (2013)
*
Carl Schmitt, ''Der Begriff des Politischen''
'The_Concept_of_the_Political''.html" ;"title="The_Concept_of_the_Political.html" ;"title="'The Concept of the Political">'The Concept of the Political''">The_Concept_of_the_Political.html" ;"title="'The Concept of the Political">'The Concept of the Political''(1932)
*
Max Weber, ''Economy and Society'' (1922)
*
Max Weber, ''
Politics as a Vocation
"Politics as a Vocation" (german: Politik als Beruf) is an essay by German economist and sociologist Max Weber (1864–1920). It originated in the second lecture of a series (the first was '' Science as a Vocation'') he gave in Munich to the "Free ...
'' (1919)
External links
*
Appeal to Authority Breakdown*
* Four essays published in the ''
International Journal of Philosophical Studies
''International Journal of Philosophical Studies'' is a peer-reviewed academic journal of philosophy
Philosophy (from , ) is the systematized study of general and fundamental questions, such as those about existence, reason, knowledge, ...
'' from th
Robert Papazian Essay Prize Competition on Authority
{{Authority control
Group processes
Philosophy of law
Political philosophy
Social concepts
Social ethics