Article Four of the
United States Constitution
The Constitution of the United States is the Supremacy Clause, supreme law of the United States, United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven ar ...
outlines the relationship between the various
states, as well as the relationship between each state and the
United States federal government
The federal government of the United States (U.S. federal government or U.S. government) is the Federation#Federal governments, national government of the United States, a federal republic located primarily in North America, composed of 50 ...
. It also empowers Congress to
admit new states and administer the
territories
A territory is an area of land, sea, or space, particularly belonging or connected to a country, person, or animal.
In international politics, a territory is usually either the total area from which a state may extract power resources or an ...
and other
federal lands
Federal lands are lands in the United States owned by the federal government. Pursuant to the Property Clause of the United States Constitution ( Article 4, section 3, clause 2), Congress has the power to retain, buy, sell, and regulate federal l ...
.
The
Full Faith and Credit Clause
Article Four of the United States Constitution, Article IV, Section 1 of the United States Constitution, the Full Faith and Credit Clause, addresses the duty that U.S. state, states within the United States have to respect the "public acts, rec ...
requires states to extend "full faith and credit" to the public acts, records and court proceedings of other states. The
Supreme Court
A supreme court is the highest court within the hierarchy of courts in most legal jurisdictions. Other descriptions for such courts include court of last resort, apex court, and high (or final) court of appeal. Broadly speaking, the decisions of ...
has held that this clause prevents states from reopening cases which have been conclusively decided by the courts of another state. The
Privileges and Immunities Clause
The Privileges and Immunities Clause (U.S. Constitution, Article IV, Section 2, Clause 1, also known as the Comity Clause) prevents a state from treating citizens of other states in a discriminatory manner. Additionally, a right of interstate t ...
requires interstate protection of "privileges and immunities," preventing each state from treating citizens of other states in a discriminatory manner. The
Extradition Clause The Extradition Clause or Interstate Rendition Clause of the United States Constitution is Article Four of the United States Constitution, Article IV, Article Four of the United States Constitution#Section 2: Rights of state citizens; rights of extr ...
requires that fugitives from justice be extradited on the demand of executive authority of the state from which they flee. Since the 1987 case of ''
Puerto Rico v. Branstad
''Puerto Rico v. Branstad'', 483 U.S. 219 (1987), was a case decided by the Supreme Court of the United States that ruled unanimously that federal courts have the power to enforce extraditions based on the Extradition Clause of Article Four of t ...
'', federal courts may also use the Extradition Clause to require the extradition of fugitives. The
Fugitive Slave Clause
The Fugitive Slave Clause in the United States Constitution, also known as either the Slave Clause or the Fugitives From Labor Clause, is Article IV, Section 2, Clause 3, which requires a "person held to service or labor" (usually a slave, appre ...
requires the return of
fugitive slaves
In the United States, fugitive slaves or runaway slaves were terms used in the 18th and 19th century to describe people who fled slavery. The term also refers to the federal Fugitive Slave Acts of 1793 and 1850. Such people are also called free ...
; this clause has not been repealed, but it was rendered moot by the
Thirteenth Amendment, which abolished slavery.
The Admissions Clause grants Congress the authority to admit new states, but forbids the creation of new states from parts of existing states without the consent of the affected states. The Supreme Court has held that the Constitution requires all states to be admitted on an
equal footing
The equal footing doctrine, also known as equality of the states, is the principle in United States constitutional law that all states admitted to the Union under the Constitution since 1789 enter on equal footing with the 13 states already in ...
, though the Admissions Clause does not expressly include this requirement. The Property Clause grants Congress the power to make laws for the
territories
A territory is an area of land, sea, or space, particularly belonging or connected to a country, person, or animal.
In international politics, a territory is usually either the total area from which a state may extract power resources or an ...
and other
federal lands
Federal lands are lands in the United States owned by the federal government. Pursuant to the Property Clause of the United States Constitution ( Article 4, section 3, clause 2), Congress has the power to retain, buy, sell, and regulate federal l ...
. The
Guarantee Clause The Guarantee Clause, also known as the Republican Form of Government Clause, is in Article IV, Section 4 of the United States Constitution, and requires the United States to guarantee every state a republican form of government and provide protec ...
mandates that United States guarantee that all states have a "republican form of government," though it does not define this term. Article Four also requires the United States to protect each state from invasion, and, at the request of a state, from "domestic violence."
Section 1: Full faith and credit
The first section requires states to extend "full faith and credit" to the public acts, records and court proceedings of other states. Congress may regulate the manner in which proof of such acts, records or proceedings may be admitted.
In ''Mills v. Duryee'', 1t1
U.S.
The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country Continental United States, primarily located in North America. It consists of 50 U.S. state, states, a Washington, D.C., ...
(7
Cranch481(1813), the
United States Supreme Court
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
ruled that the merits of a case, as settled by courts of one state, must be recognized by the courts of other states;
state courts may not reopen cases which have been conclusively decided by the courts of another state. Later,
Chief Justice John Marshall
John Marshall (September 24, 1755July 6, 1835) was an American politician and lawyer who served as the fourth Chief Justice of the United States from 1801 until his death in 1835. He remains the longest-serving chief justice and fourth-longes ...
suggested that the judgment of one state court must be recognized by other states' courts as final. However, in ''McElmoyle v. Cohen'', , the court heard a case where one party obtained a judgment in South Carolina and sought to enforce it in Georgia, which had a statute of limitations that barred actions on judgments after a certain amount of time had passed since the judgment was entered. The court upheld Georgia's refusal to enforce the South Carolina judgment. The court found that out-of-state judgments are subject to the
procedural law
Procedural law, adjective law, in some jurisdictions referred to as remedial law, or rules of court, comprises the rules by which a court hears and determines what happens in civil, lawsuit, criminal or administrative proceedings. The rules are ...
of the states where they are enforced, notwithstanding any priority accorded in the states in which they are issued.
Section 2: Rights of state citizens; rights of extradition
Clause 1: Privileges and Immunities
Clause One of Section 2 requires interstate protection of "privileges and immunities". The seeming ambiguity of the clause has given rise to a number of different interpretations. Some contend that the clause requires Congress to treat all citizens equally. Others suggest that citizens of states carry the rights accorded by their home states while traveling in other states.
Neither of these theories has been endorsed by the Supreme Court, which has held that the clause means that a state may not discriminate against citizens of other states in favor of its own citizens. In ''
Corfield v. Coryell
''Corfield v. Coryell'' (6 Fed. Cas. 546, no. 3,230 C.C.E.D.Pa. 1823) was a landmark decision decided by Justice Bushrod Washington, sitting as a judge for the U.S. Circuit Court for the Eastern District of Pennsylvania. In it, he upheld a New ...
'', 6 F. Cas. 546 (C.C.E.D. Pa. 1823), the federal circuit court held that privileges and immunities in respect of which discrimination is barred include
protection by the Government; the enjoyment of life and liberty ... the right of a citizen of one State to pass through, or to reside in any other State, for purposes of trade, agriculture, professional pursuits, or otherwise; to claim the benefits of the writ of habeas corpus
''Habeas corpus'' (; from Medieval Latin, ) is a recourse in law through which a person can report an unlawful detention or imprisonment to a court and request that the court order the custodian of the person, usually a prison official, t ...
; to institute and maintain actions of any kind in the courts of the State; to take, hold and dispose of property, either real or personal; and an exemption from higher taxes or impositions than are paid by the other citizens of the State.
Most other benefits were held not to be protected privileges and immunities. In ''Corfield'' the circuit court sustained a New Jersey law giving state residents the exclusive right to gather clams and oysters.
Clause 2: Extradition of fugitives
Clause Two requires that fugitives from justice may be extradited on the demand of executive authority of the state from which they fled. The Supreme Court has held that it is not compulsory for the fugitive to have fled after an
indictment
An indictment ( ) is a formal accusation that a legal person, person has committed a crime. In jurisdictions that use the concept of felony, felonies, the most serious criminal offence is a felony; jurisdictions that do not use the felonies concep ...
was issued, but only that the fugitive fled after having committed the crime. The Constitution provides for the
extradition
Extradition is an action wherein one jurisdiction delivers a person accused or convicted of committing a crime in another jurisdiction, over to the other's law enforcement. It is a cooperative law enforcement procedure between the two jurisdict ...
of fugitives who have committed "
treason
Treason is the crime of attacking a state authority to which one owes allegiance. This typically includes acts such as participating in a war against one's native country, attempting to overthrow its government, spying on its military, its diplo ...
,
felony
A felony is traditionally considered a crime of high seriousness, whereas a misdemeanor is regarded as less serious. The term "felony" originated from English common law (from the French medieval word "félonie") to describe an offense that resu ...
or other crime." That phrase incorporates all acts prohibited by the laws of a state, including
misdemeanor
A misdemeanor (American English, spelled misdemeanour elsewhere) is any "lesser" criminal act in some common law legal systems. Misdemeanors are generally punished less severely than more serious felonies, but theoretically more so than adm ...
s and small, or petty, offenses.
In ''
Kentucky v. Dennison
The Taney Court (the Supreme Court of the United States under Chief Justice Roger B. Taney, 1836–1864) heard thirty criminal law cases, approximately one per year. Notable cases include ''Prigg v. Pennsylvania'' (1842), '' United States v. Ro ...
'' (1860), the Supreme Court held that the federal courts may not compel state governors to surrender fugitives through the issue of
writs of mandamus
(; ) is a judicial remedy in the form of an order from a court to any government, subordinate court, corporation, or public authority, to do (or forbear from doing) some specific act which that body is obliged under law to do (or refrain fro ...
. The ''Dennison'' decision was overruled by ''
Puerto Rico v. Branstad
''Puerto Rico v. Branstad'', 483 U.S. 219 (1987), was a case decided by the Supreme Court of the United States that ruled unanimously that federal courts have the power to enforce extraditions based on the Extradition Clause of Article Four of t ...
'' (1987); now, the federal courts may require the extradition of fugitives. Alleged fugitives generally may not challenge extradition proceedings.
The motives of the governor demanding the extradition may not be questioned. The accused cannot defend himself against the charges in the extraditing state; the fugitive must do so in the state receiving him. However, the accused may prevent extradition by offering clear evidence that he was not in the state he allegedly fled from at the time of the crime. There is no constitutional requirement that extradited fugitives be tried only for the crimes named in the extradition proceedings.
Fugitives brought to states by means other than extradition may be tried, even though the means of the conveyance was unlawful; the Supreme Court so ruled in ''Mahon v. Justice'', . In ''Mahon'' a body of armed men from Kentucky forcibly took, without a warrant, a man in West Virginia to bring him back to Kentucky for formal arrest and trial.
Clause 3: Fugitive Slave Clause
Pierce Butler Pierce or Piers Butler may refer to:
*Piers Butler, 8th Earl of Ormond (c. 1467 – 26 August 1539), Anglo-Irish nobleman in the Peerage of Ireland
*Piers Butler, 3rd Viscount Galmoye (1652–1740), Anglo-Irish nobleman in the Peerage of Ireland
*Pi ...
and
Charles Pinckney Charles Pinckney may refer to:
* Charles Pinckney (South Carolina chief justice) (died 1758), father of Charles Cotesworth Pinckney
* Colonel Charles Pinckney (1731–1782), South Carolina politician, loyal to British during Revolutionary War, fath ...
, both from
South Carolina
)''Animis opibusque parati'' ( for, , Latin, Prepared in mind and resources, links=no)
, anthem = " Carolina";" South Carolina On My Mind"
, Former = Province of South Carolina
, seat = Columbia
, LargestCity = Charleston
, LargestMetro = ...
, submitted this clause to the
Constitutional Convention.
James Wilson James Wilson may refer to:
Politicians and government officials
Canada
*James Wilson (Upper Canada politician) (1770–1847), English-born farmer and political figure in Upper Canada
* James Crocket Wilson (1841–1899), Canadian MP from Quebe ...
of Pennsylvania objected, stating it would require that state governments enforce slavery at taxpayers' expense. Butler withdrew the clause. However, on the next day the clause was quietly reinstated and adopted by the Convention without objection. This clause was added to the clause that provided extradition for fugitives from justice.
When first adopted, this clause applied to
fugitive slave
In the United States, fugitive slaves or runaway slaves were terms used in the 18th and 19th century to describe people who fled slavery. The term also refers to the federal Fugitive Slave Acts of 1793 and 1850. Such people are also called free ...
s and required that they be extradited upon the claims of their masters, but it provided no means for doing so. The
Fugitive Slave Act of 1793
The Fugitive Slave Act of 1793 was an Act of the United States Congress to give effect to the Fugitive Slave Clause of the US Constitution ( Article IV, Section 2, Clause 3), which was later superseded by the Thirteenth Amendment, and to also gi ...
created the mechanism for recovering a fugitive slave, overruled any state laws giving
sanctuary
A sanctuary, in its original meaning, is a sacred place, such as a shrine. By the use of such places as a haven, by extension the term has come to be used for any place of safety. This secondary use can be categorized into human sanctuary, a saf ...
, made it a federal crime to assist an escaped slave, and allowed slave-catchers into every U.S. state and territory. As free states sought to undermine the federal law, the even more severe
Fugitive Slave Act of 1850
The Fugitive Slave Act or Fugitive Slave Law was passed by the United States Congress on September 18, 1850, as part of the Compromise of 1850 between Southern interests in slavery and Northern Free-Soilers.
The Act was one of the most co ...
was enacted.
In 1864, during the Civil War, an effort to repeal this clause of the Constitution failed. The vote in the House was 69 for repeal and 38 against, which was short of the two-to-one vote required to amend the Constitution. This clause was rendered mostly moot when the
Thirteenth Amendment abolished
slavery
Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
.
Section 3: New states and federal property
Clause 1: Admission of new states
The First Clause of Section Three, also known as the Admissions Clause, grants to Congress the authority to admit new states into the Union. Since the establishment of the United States in 1776, the number of states has expanded from
the original 13 to 50. It also forbids the creation of new states from parts of existing states without the consent of the affected states and Congress. This latter provision was designed to give Eastern states that still had claims to Western lands (e.g.,
Virginia
Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth ar ...
and
North Carolina
North Carolina () is a state in the Southeastern region of the United States. The state is the 28th largest and 9th-most populous of the United States. It is bordered by Virginia to the north, the Atlantic Ocean to the east, Georgia and So ...
) to have a veto over whether their western counties (which eventually became
Kentucky
Kentucky ( , ), officially the Commonwealth of Kentucky, is a state in the Southeastern region of the United States and one of the states of the Upper South. It borders Illinois, Indiana, and Ohio to the north; West Virginia and Virginia to ...
and
Tennessee
Tennessee ( , ), officially the State of Tennessee, is a landlocked state in the Southeastern region of the United States. Tennessee is the 36th-largest by area and the 15th-most populous of the 50 states. It is bordered by Kentucky to th ...
) could become states.
It would later be applied with regard to the formation of
Maine
Maine () is a state in the New England and Northeastern regions of the United States. It borders New Hampshire to the west, the Gulf of Maine to the southeast, and the Canadian provinces of New Brunswick and Quebec to the northeast and north ...
(from
) and
West Virginia
West Virginia is a state in the Appalachian, Mid-Atlantic and Southeastern regions of the United States.The Census Bureau and the Association of American Geographers classify West Virginia as part of the Southern United States while the Bur ...
(from Virginia).
At the 1787
Constitutional Convention, a proposal to include the phrase, "new States shall be admitted on the same terms with the original States", was defeated. It was feared that the political power of future new western states would eventually overwhelm that of the established eastern states. Once the new Constitution went into effect, however, Congress admitted
Vermont
Vermont () is a state in the northeast New England region of the United States. Vermont is bordered by the states of Massachusetts to the south, New Hampshire to the east, and New York to the west, and the Canadian province of Quebec to ...
and Kentucky on equal terms and thereafter formalized the condition in its acts of admission for subsequent states, declaring that the new state enters "on an
equal footing
The equal footing doctrine, also known as equality of the states, is the principle in United States constitutional law that all states admitted to the Union under the Constitution since 1789 enter on equal footing with the 13 states already in ...
with the original States in all respects whatever." Thus the Congress, utilizing the discretion allowed by the framers, adopted a policy of equal status for all newly admitted states.
With the growth of
states' rights
In American political discourse, states' rights are political powers held for the state governments rather than the federal government according to the United States Constitution, reflecting especially the enumerated powers of Congress and the ...
advocacy during the
antebellum period
In the history of the Southern United States, the Antebellum Period (from la, ante bellum, lit= before the war) spanned the end of the War of 1812 to the start of the American Civil War in 1861. The Antebellum South was characterized by the ...
, the Supreme Court asserted, in ''Lessee of Pollard v. Hagan'' (1845), that the Constitution mandated admission of new states on the basis of equality.
Congressional restrictions on the equality of states, even when those limitations have been found in the acts of admission, have been held void by the Supreme Court. For instance the Supreme Court struck down a provision which limited the jurisdiction of the state of Alabama over navigable waters within the state. The Court held, The doctrine, however, can also be applied to the detriment of states, as occurred with Texas. Before admission to the Union,
Texas
Texas (, ; Spanish language, Spanish: ''Texas'', ''Tejas'') is a state in the South Central United States, South Central region of the United States. At 268,596 square miles (695,662 km2), and with more than 29.1 million residents in 2 ...
, as an
independent nation
Independence is a condition of a person, nation, country, or Sovereign state, state in which residents and population, or some portion thereof, exercise self-government, and usually sovereignty, over its territory. The opposite of independ ...
, controlled water within three miles of the coast, the normal limit for nations. Under the equal footing doctrine, however, Texas was found not to have control over the three-mile belt after admission into the Union, because the original states did not at the time of joining the union control such waters. Instead, by entering the Union, Texas was found to have surrendered control over the water and the soil under it to Congress. Under the
Submerged Lands Act of 1953, Congress returned maritime territory to some states, but not to others; the Act was sustained by the Supreme Court.
The constitution is silent on the question of whether or not a state may unilaterally leave, or
secede
Secession is the withdrawal of a group from a larger entity, especially a polity, political entity, but also from any organization, union or military alliance. Some of the most famous and significant secessions have been: the former republics of ...
from, the Union. However, the Supreme Court, in ''
Texas v. White
''Texas v. White'', 74 U.S. (7 Wall.) 700 (1869), was a case argued before the United States Supreme Court in 1869. The case involved a claim by the Reconstruction government of Texas that United States bonds owned by Texas since 1850 had been ill ...
'' (1869), held that a state cannot unilaterally do so.
Clause 2: Property Clause
This clause, commonly known as the ''Property'' or 'Territorial' Clause, grants Congress the constitutional authority for the management and control of all territories or other property owned by the United States. Additionally, the clause also proclaims that nothing contained within the Constitution may be interpreted to harm (prejudice) any claim of the United States, or of any particular State. The exact scope of this clause has long been a matter of debate.
The federal government owns about twenty-eight percent of the land in the United States. These holdings include
national parks
A national park is a natural park in use for conservation purposes, created and protected by national governments. Often it is a reserve of natural, semi-natural, or developed land that a sovereign state declares or owns. Although individual ...
,
national forests
A state forest or national forest is a forest that is administered or protected by some agency of a sovereign state, sovereign or federated state, or territory (country subdivision), territory.
Background
The precise application of the terms va ...
, recreation areas, wildlife refuges, vast tracts of range and public lands managed by the
Bureau of Land Management
The Bureau of Land Management (BLM) is an agency within the United States Department of the Interior responsible for administering federal lands. Headquartered in Washington DC, and with oversight over , it governs one eighth of the country's la ...
, reservations held in trust for Native American tribes, military bases, and ordinary federal buildings and installations. Although
federal property can be found in every state, the largest concentrations are in the west, where, for example, the federal government owns over eighty percent of the land within Nevada.
Pursuant to a parallel clause in
Article One, Section Eight, the Supreme Court has held that states may not tax such federal property. In another case, ''
Kleppe v. New Mexico
''Kleppe v. New Mexico'', 426 U.S. 529 (1976), was a United States Supreme Court decision that unanimously held the Wild and Free-Roaming Horses and Burros Act of 1971, passed in 1971 by the United States Congress to protect these animals from "ca ...
'', the Court ruled that the federal
Wild Horse and Burro Act was a constitutional exercise of congressional power under the Property Clause at least insofar as it was applied to a finding of trespass. The case prohibited the entering upon the public lands of the United States and removing wild burros under the New Mexico Estray Law.
A major issue early in the 20th century was whether the whole Constitution applied to the territories called
insular area
In the law of the United States, an insular area is a U.S.-associated jurisdiction that is not part of the 50 states or the District of Columbia. This includes fourteen U.S. territories administered under U.S. sovereignty, as well as three sov ...
s by Congress. In a series of opinions by the
Supreme Court of the United States
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
, referred to as the
Insular Cases
The Insular Cases are a series of opinions by the Supreme Court of the United States in 1901 about the status of U.S. territories acquired in the Spanish–American War. Some scholars also include cases regarding territorial status decided up unti ...
, the Court ruled that the territories ''belonged to'', but were not ''part of'' the United States. Therefore, under the Territorial clause, Congress had the power to determine which parts of the Constitution applied to the territories. These rulings have helped shape public opinion among Puerto Ricans during the ongoing debate over the commonwealth's
political status
In international law three categories of Political status are usually recognized:
#Independent countries e.g.: France, Canada
#Internal independent countries which are under the protection of another country in matters of defense and foreign affa ...
.
Section 4: Obligations of the United States
Clause 1: Republican government
This clause, sometimes referred to as the Guarantee Clause, has long been at the forefront of the debate about the rights of citizens vis-à-vis the government. The Guarantee Clause mandates that all U.S. states must be grounded in
republican principles such as the
consent of the governed
In political philosophy, the phrase consent of the governed refers to the idea that a government's legitimacy and moral right to use state power is justified and lawful only when consented to by the people or society over which that political powe ...
. By ensuring that all states must have the same basic republican philosophy, the Guarantee Clause is one of several portions of the Constitution which mandates
symmetric federalism Symmetric federalism refers to a federal system of government in which each constituent state to the federation possess equal powers. In a symmetric federalism no distinction is made between constituent states. This is in contrast to asymmetric fede ...
between the states.
The Constitution does not explain what exactly constitutes a republican form of government. There are, however, several places within it where the principles behind the concept are articulated.
Article Seven, the last and shortest of the Constitution's original articles, stipulated that the Constitution, before it could become established as the "Law of the Land", must obtain the consent of the people by being ratified by popular conventions within the several states. Additionally, as it required the ratification of only nine states in order to become established, rather than the unanimous consent required by the
Articles of Confederation
The Articles of Confederation and Perpetual Union was an agreement among the 13 Colonies of the United States of America that served as its first frame of government. It was approved after much debate (between July 1776 and November 1777) by ...
, the Constitution was more republican, as it protected the majority from effectively being ruled or held captive by the minority.
''
The Federalist Papers
''The Federalist Papers'' is a collection of 85 articles and essays written by Alexander Hamilton, James Madison, and John Jay under the collective pseudonym "Publius" to promote the ratification of the Constitution of the United States. The co ...
'' also gives some insight as to the intent of the Founders. A republican form of government is distinguished from a
direct democracy
Direct democracy or pure democracy is a form of democracy in which the Election#Electorate, electorate decides on policy initiatives without legislator, elected representatives as proxies. This differs from the majority of currently establishe ...
, which the Founding Fathers had no intentions of entering. As
James Madison
James Madison Jr. (March 16, 1751June 28, 1836) was an American statesman, diplomat, and Founding Father. He served as the fourth president of the United States from 1809 to 1817. Madison is hailed as the "Father of the Constitution" for hi ...
wrote in
Federalist No. 10
Federalist No. 10 is an essay written by James Madison as the tenth of ''The Federalist Papers'', a series of essays initiated by Alexander Hamilton arguing for the ratification of the United States Constitution. Published on November 22, 1787 ...
, "Hence it is that such democracies have ever been spectacles of turbulence and contention; have ever been found incompatible with personal security or the rights of property; and have in general been as short in their lives as they have been violent in their deaths."
A political crisis in 1840s
Rhode Island
Rhode Island (, like ''road'') is a U.S. state, state in the New England region of the Northeastern United States. It is the List of U.S. states by area, smallest U.S. state by area and the List of states and territories of the United States ...
, the
Dorr Rebellion
The Dorr Rebellion (1841–1842) (also referred to as Dorr's Rebellion, Dorr's War or Dorr War) was an attempt by disenfranchised residents to force broader democracy in the U.S. state of Rhode Island, where a small rural elite was in control of ...
, forced the
Supreme Court
A supreme court is the highest court within the hierarchy of courts in most legal jurisdictions. Other descriptions for such courts include court of last resort, apex court, and high (or final) court of appeal. Broadly speaking, the decisions of ...
to rule on the meaning of this clause. At the time, the Rhode Island constitution was the old royal charter established in the 17th century. By the 1840s, only 40% of the state's free white males were enfranchised. An attempt to hold a popular convention to write a new constitution was declared insurrection by the charter government, and the convention leaders were arrested. One of them brought suit in federal court, arguing that Rhode Island's government was not "republican" in character, and that his arrest (along with all of the government's other acts) was invalid. In ''
Luther v. Borden
''Luther v. Borden'', 48 U.S. (7 How.) 1 (1849), was a case in which the Supreme Court of the United States established the political question doctrine in controversies arising under the Guarantee Clause of Article Four of the United States Constit ...
'', the Court held that the determination of whether a state government is a legitimate republican form as guaranteed by the Constitution is a
political question
In United States constitutional law, the political question doctrine holds that a constitutional dispute that requires knowledge of a non-legal character or the use of techniques not suitable for a court or explicitly assigned by the Constitution ...
to be resolved by the Congress. In effect, the court held the clause to be
nonjusticiable
Justiciability concerns the limits upon legal issues over which a court can exercise its judicial authority. It includes, but is not limited to, the legal concept of standing, which is used to determine if the party bringing the suit is a party ...
.
The ''Luther v. Borden'' ruling left the responsibility to establish guidelines for the republican nature of state governments in the hands of the Congress. This power became an important part of
Reconstruction
Reconstruction may refer to:
Politics, history, and sociology
*Reconstruction (law), the transfer of a company's (or several companies') business to a new company
*''Perestroika'' (Russian for "reconstruction"), a late 20th century Soviet Union ...
after the
American Civil War
The American Civil War (April 12, 1861 – May 26, 1865; also known by other names) was a civil war in the United States. It was fought between the Union ("the North") and the Confederacy ("the South"), the latter formed by states th ...
. The
Radical Republican
The Radical Republicans (later also known as " Stalwarts") were a faction within the Republican Party, originating from the party's founding in 1854, some 6 years before the Civil War, until the Compromise of 1877, which effectively ended Reco ...
majority used this clause as the basis for taking control of the ex-Confederate states and for promoting
civil rights
Civil and political rights are a class of rights that protect individuals' freedom from infringement by governments, social organizations, and private individuals. They ensure one's entitlement to participate in the civil and political life of ...
for
freedmen
A freedman or freedwoman is a formerly enslaved person who has been released from slavery, usually by legal means. Historically, enslaved people were freed by manumission (granted freedom by their captor-owners), abolitionism, emancipation (gra ...
, plus the limiting of political and voting rights for ex-
Confederates, abolishing the ex-Confederate state governments, setting guidelines for the readmission of the rebellious states into the Union.
In 1912, ''Luther'' was reaffirmed in ''
Pacific States Telephone and Telegraph Co. v. Oregon
''Pacific States Telephone & Telegraph Co. v. Oregon'', , was a decision of the Supreme Court of the United States involving the constitutionality of the citizens' initiative and the enforceability of the Guarantee Clause of the Constitution. In an ...
''. In ''Pacific States'', a utility company challenged an Oregon tax law passed by a referendum, as opposed to the ordinary legislative process.
[Smith, Thomas A. "The Rule of Law and the States: A New Interpretation of the Guarantee Clause." ''Yale LJ'' 93 (1983): 561.] The utility company claimed that the use of referendums, as a form of direct democracy, violated the republican form of government clause, which permits only a representative democracy.
The court rejected the challenge, finding the challenge to have presented a
nonjusticiable
Justiciability concerns the limits upon legal issues over which a court can exercise its judicial authority. It includes, but is not limited to, the legal concept of standing, which is used to determine if the party bringing the suit is a party ...
political question
In United States constitutional law, the political question doctrine holds that a constitutional dispute that requires knowledge of a non-legal character or the use of techniques not suitable for a court or explicitly assigned by the Constitution ...
that only Congress can resolve.
The doctrine was later limited in ''
Baker v. Carr
''Baker v. Carr'', 369 U.S. 186 (1962), was a landmark United States Supreme Court case in which the Court held that redistricting qualifies as a justiciable question under the Fourteenth Amendment, thus enabling federal courts to hear Fourteen ...
'' (1962), which held that the lack of state legislative redistricting to be justiciable.
While the Supreme Court's holding in ''Luther v. Borden'' still holds today, the Court, by looking to the
Equal Protection Clause
The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
of the
Fourteenth Amendment (adopted 19 years after ''Luther v. Borden'' was decided), has developed new criteria for determining which questions are ''political'' in nature and which are ''justiciable''.
Clause 2: Protection from invasion and domestic violence
Section Four requires the United States to protect each state from invasion, and, upon the application of the state legislature (or executive, if the legislature cannot be convened), from domestic violence. This provision was invoked by Colorado governor
Elias M. Ammons
Elias Milton Ammons (July 28, 1860 – May 20, 1925) served as the 19th Governor of Colorado from 1913 to 1915. Born in 1860 in Macon County, North Carolina, he is perhaps best remembered for ordering National Guard troops into Ludlow, Colorado ...
in 1914 during the
Colorado Coalfield War
The Colorado Coalfield War was a major labor uprising in the Southern and Central Colorado Front Range between September 1913 and December 1914. Striking began in late summer 1913, organized by the United Mine Workers of America (UMWA) agai ...
, as a result of which President
Woodrow Wilson
Thomas Woodrow Wilson (December 28, 1856February 3, 1924) was an American politician and academic who served as the 28th president of the United States from 1913 to 1921. A member of the Democratic Party, Wilson served as the president of ...
sent federal troops to the state.
See also
*
Devolution
Devolution is the statutory delegation of powers from the central government of a sovereign state to govern at a subnational level, such as a regional or local level. It is a form of administrative decentralization. Devolved territories h ...
*
List of states and territories of the United States
The United States, United States of America is a federal republic consisting of 50 U.S. state, states, a Capital districts and territories#United States, federal district (Washington, D.C., the capital city of the United States), five majo ...
References
Further reading
*Adam H. Kurland, ''The Guarantee Clause as a Basis for Federal Prosecutions of State and Local Officials'', 62 369 (1989)
External links
Kilman, Johnny and George Costello (Eds). (2000). ''The Constitution of the United States of America: Analysis and Interpretation.''
{{US Constitution
4
Federalism in the United States