Yuan Dynasty

The Yuan dynasty (), officially the Great Yuan (; Mongolian: , , literally "Great Yuan State", or in Modern Mongolian Cyrillic, '.), was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after its division. It was established by Kublai (Emperor Shizu or Setsen Khan), the fifth khagan-emperor of the Mongol Empire from the Borjigin clan, and lasted from 1271 to 1368. In Chinese historiography, the Yuan dynasty followed the Song dynasty and preceded the Ming dynasty.

Although Genghis Khan had been enthroned with the Han-style title of Emperor in 1206 and the Mongol Empire had ruled territories including modern-day northern China for decades, it was not until 1271 that Kublai Khan officially proclaimed the dynasty in the traditional Han style, and the conquest was not complete until 1279 when the Southern Song dynasty was defeated in the Battle of Yamen. His realm was, by this point, isolated from the other Mongol-led khanates and controlled most of modern-day China and its surrounding areas, including modern-day Mongolia. It was the first dynasty founded by a non-Han ethnicity that ruled all of China proper. In 1368, following the defeat of the Yuan forces by the Ming dynasty, the Genghisid rulers retreated to the Mongolian Plateau and continued to rule until 1635 when they surrendered to the Later Jin dynasty (which later evolved into the Qing dynasty). The rump state is known in historiography as the Northern Yuan dynasty.

Some of the Yuan emperors mastered the Chinese language, while others only used their native Mongolian language and the 'Phags-pa script.

After the division of the Mongol Empire, the Yuan dynasty was the khanate ruled by the successors of Möngke. In official Chinese histories, the Yuan dynasty bore the Mandate of Heaven. The dynasty was established by Kublai Khan, yet he placed his grandfather Genghis Khan on the imperial records as the official founder of the dynasty and accorded him the temple name Taizu. In the edict titled ''Proclamation of the Dynastic Name'' issued in 1271, Kublai announced the name of the new dynasty as Great Yuan and claimed the succession of former Chinese dynasties from the Three Sovereigns and Five Emperors to the Tang dynasty.

In addition to Emperor of China, Kublai also claimed the title of Great Khan, supreme over the other successor khanates: the Chagatai, the Golden Horde, and the Ilkhanate. As such, the Yuan was also sometimes referred to as the Empire of the Great Khan. However, while the claim of supremacy by the Yuan emperors was at times recognized by the western khans, their subservience was nominal and each continued its own separate development.

Name

In 1271, Kublai Khan imposed the name Great Yuan (), establishing the Yuan dynasty. "Dà Yuán" () is from the clause "" () in the '' Commentaries on the Classic of Changes'' section regarding the first hexagram Qián (). The counterpart in the Mongolian language was ''Dai Ön Ulus'', also rendered as ''Ikh Yuan Üls'' or ''Yekhe Yuan Ulus''. In Mongolian, ''Dai Ön'' (Middle Mongol transliteration of Chinese "Dà Yuán") was often used in conjunction with the "Yeke Mongghul Ulus" (; lit. "Great Mongol State"), which resulted in the form (; ),''The Early Mongols: Language, Culture and History'' by Volker Rybatzki & Igor de Rachewiltz, p. 116. meaning "Great Yuan Great Mongol State" ().

As per contemporary historiographical norm, "Yuan dynasty" typically refers to the realm with its main capital in Dadu (modern-day Beijing). However, the Han-style dynastic name "Great Yuan" and the claim to Chinese political orthodoxy were meant for the entire Mongol Empire. This usage is seen in the writings, including non-Chinese texts, produced during the time of the Yuan dynasty. In spite of this, "Yuan dynasty" is rarely used in the broad sense of the definition by modern scholars due to the ''de facto'' disintegrated nature of the Mongol Empire.

The Yuan dynasty is also known by westerners as the "Mongol dynasty" or "Mongol Dynasty of China", similar to the names "Manchu dynasty" or "Manchu Dynasty of China" which were used by westerners for the Qing dynasty. Furthermore, the Yuan is sometimes known as the "Empire of the Great Khan" or "Khanate of the Great Khan", which particularly appeared on some Yuan maps, since Yuan emperors held the nominal title of Great Khan. Nevertheless, both terms can also refer to the khanate within the Mongol Empire directly ruled by Great Khans before the actual establishment of the Yuan dynasty by Kublai Khan in 1271.

History

Background

Genghis Khan united the Mongol tribes of the steppes and became Great Khan in 1206. He and his successors expanded the Mongol empire across Asia. Under the reign of Genghis' third son, Ögedei Khan, the Mongols destroyed the weakened Jin dynasty in 1234, conquering most of northern China. Ögedei offered his nephew Kublai a position in Xingzhou, Hebei. Kublai was unable to read Chinese but had several Han teachers attached to him since his early years by his mother Sorghaghtani. He sought the counsel of Chinese Buddhist and Confucian advisers. Möngke Khan succeeded Ögedei's son, Güyük, as Great Khan in 1251. He granted his brother Kublai control over Mongol held territories in China. Kublai built schools for Confucian scholars, issued paper money, revived Chinese rituals, and endorsed policies that stimulated agricultural and commercial growth. He adopted as his capital city Kaiping in Inner Mongolia, later renamed Shangdu.

Many Han Chinese and Khitan defected to the Mongols to fight against the Jin. Two Han Chinese leaders, Shi Tianze, Liu Heima (, aka Liu Ni), and the Khitan Xiao Zhala () defected and commanded the 3 Tumens in the Mongol army. Liu Heima and Shi Tianze served Ogödei Khan. Liu Heima and Shi Tianxiang led armies against Western Xia for the Mongols. There were 4 Han Tumens and 3 Khitan Tumens, with each Tumen consisting of 10,000 troops. The three Khitan Generals Shimobeidier (), Tabuyir (), and Zhongxi, the son of Xiaozhaci () commanded the three Khitan Tumens and the four Han Generals Zhang Rou, Yan Shi, Shi Tianze, and Liu Heima commanded the four Han tumens under Ogödei Khan.

Möngke Khan commenced a military campaign against the Chinese Song dynasty in southern China. The Mongol force that invaded southern China was far greater than the force they sent to invade the Middle East in 1256. He died in 1259 without a successor. Kublai returned from fighting the Song in 1260 when he learned that his brother, Ariq Böke, was challenging his claim to the throne. Kublai convened a kurultai in Kaiping that elected him Great Khan. A rival kurultai in Mongolia proclaimed Ariq Böke Great Khan, beginning a civil war. Kublai depended on the cooperation of his Chinese subjects to ensure that his army received ample resources. He bolstered his popularity among his subjects by modeling his government on the bureaucracy of traditional Chinese dynasties and adopting the Chinese era name of Zhongtong. Ariq Böke was hampered by inadequate supplies and surrendered in 1264. All of the three western khanates (Golden Horde, Chagatai Khanate and Ilkhanate) became functionally autonomous, and only the Ilkhans truly recognized Kublai as Great Khan. Civil strife had permanently divided the Mongol Empire.

Rule of Kublai Khan

Early years

Instability troubled the early years of Kublai Khan's reign. Ögedei's grandson Kaidu refused to submit to Kublai and threatened the western frontier of Kublai's domain. The hostile but weakened Song dynasty remained an obstacle in the south. Kublai secured the northeast border in 1259 by installing the hostage prince Wonjong as the ruler of the Kingdom of Goryeo (Korea), making it a Mongol tributary state. Kublai was also threatened by domestic unrest. Li Tan, the son-in-law of a powerful official, instigated a revolt against Mongol rule in 1262. After successfully suppressing the revolt, Kublai curbed the influence of the Han advisers in his court. He feared that his dependence on Chinese officials left him vulnerable to future revolts and defections to the Song.

Kublai's government after 1262 was a compromise between preserving Mongol interests in China and satisfying the demands of his Chinese subjects. He instituted the reforms proposed by his Chinese advisers by centralizing the bureaucracy, expanding the circulation of paper money, and maintaining the traditional monopolies on salt and iron. He restored the Imperial Secretariat and left the local administrative structure of past Chinese dynasties unchanged. However, Kublai rejected plans to revive the Confucian imperial examinations and divided Yuan society into three, later four, classes with the Han occupying the lowest rank. Kublai's Chinese advisers still wielded significant power in the government, but their official rank was nebulous.

Founding the dynasty

Kublai readied the move of the Mongol capital from Karakorum in Mongolia to Khanbaliq in 1264, constructing a new city near the former Jurchen capital Zhongdu, now modern Beijing, in 1266. In 1271, Kublai formally claimed the Mandate of Heaven and declared that 1272 was the first year of the Great Yuan () in the style of a traditional Chinese dynasty. The name of the dynasty originated from the ''I Ching'' and describes the "origin of the universe" or a "primal force". Kublai proclaimed Khanbaliq the Daidu () of the dynasty. The era name was changed to Zhiyuan to herald a new era of Chinese history. The adoption of a dynastic name legitimized Mongol rule by integrating the government into the narrative of traditional Chinese political succession. Kublai evoked his public image as a sage emperor by following the rituals of Confucian propriety and ancestor veneration, while simultaneously retaining his roots as a leader from the steppes.

Kublai Khan promoted commercial, scientific, and cultural growth. He supported the merchants of the Silk Road trade network by protecting the Mongol postal system, constructing infrastructure, providing loans that financed trade caravans, and encouraging the circulation of paper banknotes (). During the beginning of the Yuan dynasty, the Mongols continued issuing coins; however, under Külüg Khan coins were completely replaced by paper money. It wasn't until the reign of Toghon Temür that the government of the Yuan dynasty would attempt to reintroduce copper coinage for circulation. The ''Pax Mongolica'', Mongol peace, enabled the spread of technologies, commodities, and culture between China and the West. Kublai expanded the Grand Canal from southern China to Daidu in the north. Mongol rule was cosmopolitan under Kublai Khan. He welcomed foreign visitors to his court, such as the Venetian merchant Marco Polo, who wrote the most influential European account of Yuan China. Marco Polo's travels would later inspire many others like Christopher Columbus to chart a passage to the Far East in search of its legendary wealth.

Military conquests and campaigns

After strengthening his government in northern China, Kublai pursued an expansionist policy in line with the tradition of Mongol and Chinese imperialism. He renewed a massive drive against the Song dynasty to the south. Kublai besieged Xiangyang between 1268 and 1273, the last obstacle in his way to capture the rich Yangzi River basin. An unsuccessful naval expedition was undertaken against Japan in 1274. The Duan family ruling the Kingdom of Dali in Yunnan submitted to the Yuan dynasty as vassals and were allowed to keep their throne, militarily assisting the Yuan dynasty against the Song dynasty in southern China. The Duan family still ruled Dali relatively independently during the Yuan dynasty. The Tusi chieftains and local tribe leaders and kingdoms in Yunnan, Guizhou and Sichuan submitted to Yuan rule and were allowed to keep their titles. The Han Chinese Yang family ruling the Chiefdom of Bozhou which was recognized by the Song dynasty and Tang dynasty also received recognition by the Mongols in the Yuan dynasty and later by the Ming dynasty. The Luo clan in Shuixi led by Ahua were recognized by the Yuan emperors, as they were by the Song emperors when led by Pugui and Tang emperors when led by Apei. They descended from the Shu Han

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