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Xiang Yu (, –202 BC), born Xiang Ji (), was the Hegemon-King (Chinese: 霸王, ''Bà Wáng'') of Western Chu during the Chu–Han Contention period (206–202 BC) of China. A noble of the
Chu state Chu, or Ch'u in Wade–Giles romanization, (, Hanyu Pinyin: Chǔ, Old Chinese: ''*s-r̥aʔ'') was a Zhou dynasty vassal state. Their first ruler was King Wu of Chu in the early 8th century BCE. Chu was located in the south of the Zhou ...
, Xiang Yu rebelled against the
Qin dynasty The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
and became a prominent warlord. He was granted the title of "Duke of Lu" () by King Huai II of the restoring Chu state in 208 BC. The following year, he led the Chu forces to victory at the Battle of Julu against the Qin armies led by Zhang Han. After the fall of Qin, Xiang Yu was enthroned as the "Hegemon-King of Western Chu" () and ruled a vast area covering modern-day central and eastern China, with Pengcheng as his capital. He engaged Liu Bang, the founding emperor of the
Han dynasty The Han dynasty (, ; ) was an Dynasties in Chinese history, imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Emperor Gaozu of Han, Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by th ...
, in a long struggle for power, known as the Chu–Han Contention, which concluded with his eventual defeat at the Battle of Gaixia and his suicide. Xiang Yu is depicted in the Wu Shuang Pu (, Table of Peerless Heroes) by Jin Guliang.


Names and titles

Xiang Yu's
family name In some cultures, a surname, family name, or last name is the portion of one's personal name that indicates one's family, tribe or community. Practices vary by culture. The family name may be placed at either the start of a person's full name, ...
was Xiang () while his
given name A given name (also known as a forename or first name) is the part of a personal name quoted in that identifies a person, potentially with a middle name as well, and differentiates that person from the other members of a group (typically a ...
was Ji () and his
courtesy name A courtesy name (), also known as a style name, is a name bestowed upon one at adulthood in addition to one's given name. This practice is a tradition in the East Asian cultural sphere, including China, Japan, Korea, and Vietnam.Ulrich Theo ...
was Yu (). He is best known as Xiang Yu. Xiang Yu is popularly known as "Hegemon-King of Western Chu" (), which has been translated as "Overlord of Western Chu", " Hegemon-King of Western Chu", "Conqueror of Western Chu", "King of Kings of Western Chu", and other renditions. This title is sometimes simplified to "Ba Wang" (), without the link to "Western Chu". Since Xiang Yu's death, the term ''Ba Wang'' has come to be used specifically to refer to him. Xiang Yu's subjects would sometimes have addressed him as "Xiang Wang" (), which literally means "King Xiang".


Family background

There are two accounts of Xiang Yu's family background. The first claimed that Xiang Yu was from the house of Mi (), the royal family of the
Chu state Chu, or Ch'u in Wade–Giles romanization, (, Hanyu Pinyin: Chǔ, Old Chinese: ''*s-r̥aʔ'') was a Zhou dynasty vassal state. Their first ruler was King Wu of Chu in the early 8th century BCE. Chu was located in the south of the Zhou ...
in the
Zhou dynasty The Zhou dynasty ( ; Old Chinese ( B&S): *''tiw'') was a royal dynasty of China that followed the Shang dynasty. Having lasted 789 years, the Zhou dynasty was the longest dynastic regime in Chinese history. The military control of China by th ...
. His ancestors were granted the land of Xiang () by the king of Chu and had since adopted "Xiang" as their family name. The other account claimed that Xiang Yu was a descendant of a noble clan from the
Lu state Lu (, c. 1042–249 BC) was a vassal state during the Zhou dynasty of ancient China located around modern Shandong province. Founded in the 11th century BC, its rulers were from a cadet branch of the House of Ji (姬) that ruled the Zhou dy ...
and his family had served in the Chu military for generations. Xiang Yu's grandfather was a well known general who led the Chu army in resisting the Qin invaders led by Wang Jian, and was killed in action when Qin conquered Chu in 223 BC. Xiang Yu was born in 232 BC in the late
Warring States period The Warring States period () was an era in History of China#Ancient China, ancient Chinese history characterized by warfare, as well as bureaucratic and military reforms and consolidation. It followed the Spring and Autumn period and concluded ...
when the Qin state started unifying the other six major states. According to the descendants of the Xiang family in Suqian, Xiang Yu's father was Xiang Chao (), Xiang Yan's eldest son. Xiang Yu was raised by his elder uncle Xiang Liang because his father died early. In 221 BC, when Xiang Yu was about 11 years old, the Qin state unified China and established the
Qin dynasty The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
. Xiang Yu had a double pupil in one of his eyesSima Qian. ''Records of the Grand Historian'', Volume 7, Annals of Xiang Yu. just like the mythical
Emperor Shun Emperor Shun () was a legendary leader of ancient China, regarded by some sources as one of the Three Sovereigns and Five Emperors being the last of the Five Emperors. Tradition holds that he lived sometime between 2294 and 2184 BC. Tradition a ...
and Duke Wen of Jin. He was thus seen as an extraordinary person because his unique double pupil was a mark of a king or sage in Chinese tradition. Xiang Yu was slightly taller than eight '' chi'' (approximately 1.86~1.88 metres, about 6' 1") and possessed unusual physical strength as he could lift a ''
ding Ding may refer to: Bronze and ceramics * Ding (vessel), a bronze or ceramic cauldron used in ancient and early imperial China * Ding ware, ceramics produced in Dingzhou in medieval China People * Ding (surname) (丁), a Chinese surname and lis ...
'' (an ancient Chinese vessel resembling a giant cauldron on tripods).


Early life

In his younger days, Xiang Yu was instructed in scholarly arts and swordsmanship but he did not manage to master what he was taught, and his uncle Xiang Liang was not very satisfied with him. Xiang Yu said, "Books are only useful in helping me remember my name. Mastering swordsmanship allows me to face only one opponent, so it's not worth learning. I want to learn how to defeat thousands of enemies." Hence, his uncle tried to educate him in military strategy and the art of war instead, but Xiang Yu stopped learning after he had grasped the main ideas; Xiang Liang was disappointed with his nephew, who showed no sign of motivation or apparent talent apart from his great strength, so he gave up and let Xiang Yu decide his own future. When Xiang Yu grew older, Xiang Liang killed someone so they fled to Wu to evade the authorities. At the time,
Qin Shi Huang Qin Shi Huang (, ; 259–210 BC) was the founder of the Qin dynasty and the first emperor of a unified China. Rather than maintain the title of " king" ( ''wáng'') borne by the previous Shang and Zhou rulers, he ruled as the First Empero ...
was on an inspection tour in that area and Xiang Yu and his uncle watched the emperor's procession pass by. Xiang Yu said, "I can replace him." Xiang Liang was shocked and immediately covered his nephew's mouth with his hand. Afterwards, Xiang Liang began to see his nephew in a different light.


Revolution against the Qin dynasty

In 209 BC, during the reign of Qin Er Shi, peasant rebellions erupted throughout China to overthrow the
Qin dynasty The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
, plunging China into a state of anarchy. , the Administrator of
Kuaiji Shaoxing (; ) is a prefecture-level city on the southern shore of Hangzhou Bay in northeastern Zhejiang province, China. It was formerly known as Kuaiji and Shanyin and abbreviated in Chinese as (''Yuè'') from the area's former inhabitants. ...
, wanted to start a rebellion as well, so he invited Xiang Liang to meet him and discuss their plans. However, the Xiangs lured Yin Tong into a trap and killed him instead, with Xiang Yu personally striking down hundreds of Yin's men. Xiang Liang initiated the rebellion himself and rallied about 8,000 men to support him. Xiang Liang proclaimed himself Administrator of
Kuaiji Shaoxing (; ) is a prefecture-level city on the southern shore of Hangzhou Bay in northeastern Zhejiang province, China. It was formerly known as Kuaiji and Shanyin and abbreviated in Chinese as (''Yuè'') from the area's former inhabitants. ...
while appointing Xiang Yu as a general. Xiang Liang's revolution force grew in size until it was between 60,000 and 70,000. In 208 BC, Xiang Liang installed Mi Xin as King Huai II of Chu to rally support from those eager to help him overthrow the Qin Dynasty and restore the former Chu state. Xiang Yu distinguished himself as a competent marshal and mighty warrior on the battlefield while participating in the battles against Qin forces. Later that year, Xiang Liang was killed at the Battle of Dingtao against the Qin army led by Zhang Han and the military power of Chu fell into the hands of the king and some other generals. In the winter of 208 BC, another rebel force claiming to restore the Zhao state, led by Zhao Xie, was besieged in
Handan Handan is a prefecture-level city located in the southwest of Hebei province, China. The southernmost prefecture-level city of the province, it borders Xingtai on the north, and the provinces of Shanxi on the west, Henan on the south and Shan ...
by Zhang Han. Zhao Xie requested for reinforcements from Chu. King Huai II granted Xiang Yu the title of "Duke of Lu" (), and appointed him as a second-in-command to Song Yi, who was ordered to lead an army to reinforce Zhao Xie. At the same time, the king placed Liu Bang in command of another army to attack
Guanzhong Guanzhong (, formerly romanised as Kwanchung) region, also known as the Guanzhong Basin, Wei River Basin, or uncommonly as the Shaanzhong region, is a historical region of China corresponding to the crescentic graben basin within present-day ce ...
, the heartland (capital territory) of Qin. The king promised that whoever managed to enter Guanzhong first will be granted the title "King of Guanzhong".


Battle of Julu

The Chu army led by Song Yi and Xiang Yu reached
Anyang Anyang (; ) is a prefecture-level city in Henan province, China. The northernmost city in Henan, Anyang borders Puyang to the east, Hebi and Xinxiang to the south, and the provinces of Shanxi and Hebei to its west and north respectively. It ...
, some distance away from Julu (; in present-day Xingtai,
Hebei Hebei or , (; alternately Hopeh) is a northern province of China. Hebei is China's sixth most populous province, with over 75 million people. Shijiazhuang is the capital city. The province is 96% Han Chinese, 3% Manchu, 0.8% Hui, and ...
), where Zhao Xie's forces had retreated to. Song Yi ordered the troops to lay camp there for 46 days and he refused to accept Xiang Yu's suggestion to proceed further. Xiang Yu took Song Yi by surprise in a meeting and killed him on a charge of treason. Song Yi's other subordinates were afraid of Xiang Yu so they let him become the acting commander-in-chief. Xiang Yu sent a messenger to inform King Huai II and the king approved Xiang's command. In 207 BC, Xiang Yu's army advanced towards Julu and he sent Ying Bu and Zhongli Mo to lead the 20,000 strong vanguard army to cross the river and attack the Qin forces led by Zhang Han, while he followed behind with the remaining majority of the troops. After crossing the river, Xiang Yu ordered his men to sink their boats and destroy all but three days worth of rations, in order to force his men to choose between prevailing against overwhelming odds within three days or die trapped before the walls of the city with no supplies or any hope of escape. Despite being heavily outnumbered, Chu forces scored a great victory after nine engagements, defeating the 300,000 strong Qin army. After the battle, other rebel forces, including those not from Chu, came to join Xiang Yu out of admiration for his martial valour. When Xiang Yu received them at the gate, the rebel chiefs were so fearful of him that they sank to their knees and did not even dare to look up at him. Zhang Han sent his deputy
Sima Xin Sima Xin (died 204 BC) was a military general of the Qin dynasty. He surrendered to Xiang Yu after the Battle of Julu in 207 BC. In 206 BC, following the collapse of the Qin dynasty, he was conferred the title of "King of Sai" by Xiang Yu and gi ...
to
Xianyang Xianyang () is a prefecture-level city in central Shaanxi province, situated on the Wei River a few kilometers upstream (west) from the provincial capital of Xi'an. Once the capital of the Qin dynasty, it is now integrated into the Xi'an m ...
to request for reinforcements and supplies from the Qin imperial court. However, the
eunuch A eunuch ( ) is a male who has been castrated. Throughout history, castration often served a specific social function. The earliest records for intentional castration to produce eunuchs are from the Sumerian city of Lagash in the 2nd millenni ...
Zhao Gao deceived the emperor and the emperor dismissed Zhang Han's request. Zhao Gao even sent assassins to kill Sima Xin when the latter was returning to Zhang Han's camp, but Sima managed to escape alive. In dire straits, Zhang Han and his 200,000 troops eventually surrendered to Xiang Yu in the summer of 207 BC. Xiang Yu perceived the surrendered Qin troops as disloyal and a liability, and had them executed by burying them alive at Xin'an (; in present-day Yima,
Henan Henan (; or ; ; alternatively Honan) is a landlocked province of China, in the central part of the country. Henan is often referred to as Zhongyuan or Zhongzhou (), which literally means "central plain" or "midland", although the name is a ...
). Zhang Han, along with Sima Xin and Dong Yi, were spared from death. Xiang Yu appointed Zhang Han as "King of Yong", while Sima Xin and Dong Yi were respectively conferred the titles of "King of Sai" and "King of Di".


Feast at Hong Gate

After his victory at the Battle of Julu, Xiang Yu prepared for an invasion on
Guanzhong Guanzhong (, formerly romanised as Kwanchung) region, also known as the Guanzhong Basin, Wei River Basin, or uncommonly as the Shaanzhong region, is a historical region of China corresponding to the crescentic graben basin within present-day ce ...
, the heartland of the
Qin dynasty The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
. In the winter of 207 BC, the last Qin ruler Ziying surrendered to Liu Bang in
Xianyang Xianyang () is a prefecture-level city in central Shaanxi province, situated on the Wei River a few kilometers upstream (west) from the provincial capital of Xi'an. Once the capital of the Qin dynasty, it is now integrated into the Xi'an m ...
(Qin's capital), bringing an end to the Qin Dynasty. When Xiang Yu arrived at Hangu Pass, the eastern gateway to Guanzhong, he saw that the pass was occupied by Liu Bang's troops, a sign that Guanzhong was already under Liu's control. Cao Wushang (), a subordinate of Liu Bang, sent a messenger to see Xiang Yu, saying that Liu would become King of Guanzhong in accordance with King Huai II's earlier promise, while Ziying would be appointed as Liu's chancellor. Xiang Yu was furious after hearing that. At that time, he had about 400,000 troops under his command while Liu Bang only had a quarter of that number. As strongly encouraged by his advisor
Fan Zeng Fan Zeng (277–204 BC) was an adviser to the warlord Xiang Yu, who fought for supremacy with Liu Bang (Emperor Gao), the founder of the Han dynasty, during the Chu–Han Contention (206–202 BC). Life Fan Zeng was from Juchao (present-day Yaf ...
, Xiang Yu invited Liu Bang to attend a
feast at Hong Gate The Feast at Swan Goose Gate, also known as the Banquet at Hongmen, Hongmen Banquet, Hongmen Feast and other similar renditions, was a historical event that took place in 206 BC at Hong Gate () outside Xianyang, the capital of the Qin dynasty. ...
and plotted to kill Liu during the banquet. However, Xiang Yu later listened to his uncle Xiang Bo and decided to spare Liu Bang. Liu Bang escaped during the banquet under the pretext of going to the latrine. Xiang Yu paid no attention to Liu Bang's presumptive title and led his troops into Xianyang in 206 BC. He ordered the execution of Ziying and his family, as well as the destruction of the Epang Palace by fire. It was said that Xiang Yu would leave behind a trail of destruction in the places he passed by, and the people of Guanzhong were greatly disappointed with him.Sima Qian. ''Records of the Grand Historian'', Volume 1, Biography of Emperor Gaozu. Despite advice from his subjects to remain in Guanzhong and continue with his conquests, Xiang Yu was insistent on returning to his homeland in Chu. He said, "To not return home when one has made his fortune is equivalent to walking on the streets at night in glamorous outfits. Who would notice that?" One of his followers said, "It is indeed true when people say that the men of Chu are apes dressed in human clothing." Xiang Yu had that man boiled alive when he heard that insult.


Division of the empire

After the downfall of the
Qin dynasty The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
, Xiang Yu offered King Huai II the more honourable title of "Emperor Yi of Chu" and announced his decision to divide the former Qin Empire. Xiang Yu declared himself "Hegemon-King of Western Chu" () and ruled nine commanderies in the former Liang and Chu territories, with his capital at Pengcheng. In the spring of 206 BC, Xiang Yu divided the former Qin Empire into the Eighteen Kingdoms, to be granted to his subordinates and some leaders of the former rebel forces. He moved some of the rulers of other states to more remote areas and granted the land of
Guanzhong Guanzhong (, formerly romanised as Kwanchung) region, also known as the Guanzhong Basin, Wei River Basin, or uncommonly as the Shaanzhong region, is a historical region of China corresponding to the crescentic graben basin within present-day ce ...
to the three surrendered Qin generals, ignoring Emperor Yi's earlier promise to appoint Liu Bang as king of that region. Liu Bang was relocated to the remote
Hanzhong Hanzhong (; abbreviation: Han) is a prefecture-level city in the southwest of Shaanxi province, China, bordering the provinces of Sichuan to the south and Gansu to the west. The founder of the Han dynasty, Liu Bang, was once enfeoffed as ...
area and given the title of "King of Han" (). Xiang Yu appointed several generals from the rebel coalition as vassal kings, even though these generals were subordinates of other lords, who should rightfully be the kings in place of their followers. Xiang Yu also left out some other important rebel leaders who did not support him earlier, but did contribute to the overthrow of Qin. In winter, Xiang Yu moved Emperor Yi to the remote region of Chen, effectively sending the puppet emperor into exile. At the same time, he issued a secret order to the vassal kings in that area and had the emperor assassinated during his journey in 205 BC. The emperor's death was later used by Liu Bang as political propaganda to justify his war against Xiang Yu. Shortly after the death of Emperor Yi, Xiang Yu had Han Cheng (King of Hán) put to death and seized Han's lands for himself. Several months later, Tian Rong (chancellor of Qi) took control over the Three Qis (Jiaodong, Qi and Jibei) from their respective kings and reinstated Tian Fu as the King of Qi, but he took over the throne himself afterwards. Similarly, Chen Yu, a former vice chancellor of
Zhao Zhao may refer to: * Zhao (surname) (赵), a Chinese surname ** commonly spelled Chao in Taiwan or up until the early 20th century in other regions ** Chiu, from the Cantonese pronunciation ** Cho (Korean surname), represent the Hanja 趙 (Chine ...
, led an uprising against the King of Changshan,
Zhang Er Zhang Er (, born 1960) is the pen name of Chinese and American poet, translator, and opera librettist Mingxia Li (). Born in Beijing, China, where she trained as a physician, she has lived in the United States since 1986. She earned a Ph.D. in Mol ...
, and seized Zhang's domain and reinstalled Zhao Xie as the King of Zhao.


Chu–Han Contention


Battle of Pengcheng

In 206 BC, Liu Bang led his forces to attack
Guanzhong Guanzhong (, formerly romanised as Kwanchung) region, also known as the Guanzhong Basin, Wei River Basin, or uncommonly as the Shaanzhong region, is a historical region of China corresponding to the crescentic graben basin within present-day ce ...
. At that time, Xiang Yu was at war with Qi and did not focus on resisting the Han forces. The following year, Liu Bang formed an alliance with another five kingdoms and attacked Western Chu with a 560,000 strong army, capturing Xiang Yu's capital of Pengcheng. Upon hearing this, Xiang Yu led 30,000 men to attack Liu Bang and defeated the latter at the Battle of Pengcheng, with the Han army suffering heavy casualties.


Battle of Xingyang

Liu Bang managed to escape after his defeat with Xiang Yu's troops on pursuit. Han troops retreated to Xingyang and defended the city firmly, preventing Chu forces from advancing west any further, but only managed to hold on until 204 BC. Liu Bang's subordinate Ji Xin disguised himself as his lord and surrendered to Xiang Yu, buying time for Liu Bang to escape. When Xiang Yu learned that he had been fooled, he became furious and had Ji Xin burned to death. After the fall of Xingyang, Chu and Han forces were divided on two fronts along present-day
Henan Henan (; or ; ; alternatively Honan) is a landlocked province of China, in the central part of the country. Henan is often referred to as Zhongyuan or Zhongzhou (), which literally means "central plain" or "midland", although the name is a ...
. However, Xiang Yu's forces were not faring well on the battlefront north of the
Yellow River The Yellow River or Huang He (Chinese: , Mandarin: ''Huáng hé'' ) is the second-longest river in China, after the Yangtze River, and the sixth-longest river system in the world at the estimated length of . Originating in the Bayan Ha ...
, as the Han army led by
Han Xin Han Xin (; 231/230–196 BC) was a Chinese military general and politician who served Liu Bang during the Chu–Han Contention and contributed greatly to the founding of the Han dynasty. Han Xin was named as one of the "Three Heroes of the e ...
defeated his troops in every single battle. At the same time, Liu Bang's ally Peng Yue led his men to harass Xiang Yu's rear.


Treaty of Hong Canal

By 203 BC, the tide had turned in favour of Han. Xiang Yu managed to capture Liu Bang's father after a year-long siege and he threatened to boil Liu's father alive if Liu refused to surrender. Liu Bang remarked that he and Xiang Yu were oath brothers, so if Xiang killed Liu's father, he would be guilty of patricide. Xiang Yu requested for an armistice, known as the Treaty of Hong Canal, and returned the hostages he had captured to Liu Bang as part of their agreement. The treaty divided China into east and west under the Chu and Han domains respectively.


Battle of Guling

Shortly after, as Xiang Yu was retreating eastwards, Liu Bang renounced the treaty and led his forces to attack Western Chu. Liu Bang sent messengers to Han Xin and Peng Yue, requesting for their assistance in forming a three-pronged attack on Xiang Yu, but Han Xin and Peng Yue did not mobilise their troops and Liu Bang was defeated by Xiang Yu at the Battle of Guling. Liu Bang retreated and reinforced his defences, while sending emissaries to Han Xin and Peng Yue, promising to grant them fiefs and titles of vassal kings if they would join him in attacking Western Chu.


Defeat and death

In 202 BC, Han armies led by Liu Bang, Han Xin and Peng Yue attacked Western Chu from three sides and trapped Xiang Yu's army, which was low on supplies, at Gaixia. Liu Bang ordered his troops to sing folk songs from the Chu region to create a false impression that Xiang Yu's native land had been conquered by Han forces. The morale of the Chu army plummeted and many of Xiang Yu's troops deserted in despair. Xiang Yu sank into a state of depression and he composed the ''Song of Gaixia''. His wife Consort Yu committed suicide. The next morning, Xiang Yu led about 800 of his remaining elite cavalry on a desperate attempt to break out of the encirclement, with 5,000 enemy troops pursuing them. After crossing the Huai River, Xiang Yu was only left with a few hundred soldiers. They were lost in Yinling () and Xiang Yu asked for directions from a farmer, who directed him wrongly to a swamp. When Xiang Yu reached Dongcheng (), only 28 men were left, with the Han troops still following him. Xiang Yu made a speech to his men, saying that his downfall was due to Heaven's will and not his personal failure. After that, he led a charge out of the encirclement, killing one Han general in the battle. Xiang Yu then split his men into three groups to confuse the enemy and induce them to split up as well to attack the three groups. Xiang Yu took the Han troops by surprise again and slew another enemy commander, inflicting about 100 casualties on the enemy, while he only lost two men. Xiang Yu retreated to the bank of the Wu River (near present-day He County, Maanshan,
Anhui Anhui , (; formerly romanized as Anhwei) is a landlocked province of the People's Republic of China, part of the East China region. Its provincial capital and largest city is Hefei. The province is located across the basins of the Yangtze Riv ...
) and the ferryman at the ford prepared a boat for him to cross the river, strongly encouraging him to do so because Xiang Yu still had the support of the people from his homeland in the south. Xiang Yu said that he was too ashamed to return home and face his people because none of the first 8,000 men from Jiangdong who followed him on his conquests survived. He refused to cross and ordered his remaining men to dismount, asking the ferryman to take his warhorse, Zhui (), back home. Xiang Yu and his men made a last stand against wave after wave of Han forces until only Xiang himself was left alive. Xiang Yu continued to fight on and slew over 100 enemy soldiers, but he had also sustained several wounds all over his body. Just then, Xiang Yu saw an old friend Lü Matong among the Han soldiers, and he said to Lü, "I heard that the King of Han (Liu Bang) has placed a price of 1,000 gold and the title of "Wanhu Marquis" (; lit. "marquis of 10,000 households") on my head. Take it then, on account of our friendship." Xiang Yu then committed suicide by slitting his throat with his sword, and a brawl broke out among the Han soldiers at the scene due to the reward offered by Liu Bang, and Xiang Yu's body was said to be dismembered and mutilated in the fight. The reward was eventually claimed by Lü Matong and four others. After Xiang Yu's death, Western Chu surrendered and China was united under Liu Bang's rule, marking the victory of the
Han dynasty The Han dynasty (, ; ) was an Dynasties in Chinese history, imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Emperor Gaozu of Han, Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by th ...
. Liu Bang held a grand state funeral for Xiang Yu in Gucheng (; in Dongping County, Taian,
Shandong Shandong ( , ; ; Chinese postal romanization, alternately romanized as Shantung) is a coastal Provinces of China, province of the China, People's Republic of China and is part of the East China region. Shandong has played a major role in His ...
), with the ceremony befitting Xiang's title "Duke of Lu". Xiang Yu's relatives were spared from death, including Xiang Bo, who saved Liu Bang's life at the
Feast at Hong Gate The Feast at Swan Goose Gate, also known as the Banquet at Hongmen, Hongmen Banquet, Hongmen Feast and other similar renditions, was a historical event that took place in 206 BC at Hong Gate () outside Xianyang, the capital of the Qin dynasty. ...
, and they were granted marquis titles.


Evaluation


Classic era

The historian
Sima Qian Sima Qian (; ; ) was a Chinese historian of the early Han dynasty (206AD220). He is considered the father of Chinese historiography for his ''Records of the Grand Historian'', a general history of China covering more than two thousand years be ...
, who wrote Xiang Yu's biography in the ''
Records of the Grand Historian ''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese his ...
'', described Xiang as someone who boasted about his achievements and thought highly of himself. Xiang Yu preferred to depend on his personal abilities as opposed to learning with humility from others before him. Sima Qian thought that Xiang Yu had failed to see his own shortcomings and to make attempts to correct his mistakes, even until his death. Sima Qian thought that it was ridiculous when Xiang Yu claimed that his downfall was due to Heaven's will and not his personal failure. Xiang Yu depicted as a ruthless leader, ordering the massacres of entire cities even after they surrendered peacefully. This often led to cities putting up strong resistance, as they knew they would be killed even if they surrendered. The most notorious example of his cruelty was when he ordered the 200,000 surrendered Qin troops to be buried alive after the Battle of Julu, and the gruesome methods of execution he employed against his enemies and critics. In contrast, Liu Bang is portrayed as a shrewd and cunning ruler who could be brutal at times, but forbade his troops from looting the cities they captured and spared the lives of the citizens, earning their support and trust in return. Xiang Yu's story became an example for Confucianists to advocate the idea that leaders should rule with benevolence and not govern by instilling fear in the people. His ambitions ended with the collapse of Western Chu, his defeat by Liu Bang, and his death at the early age of around 30. Liu Bang's general
Han Xin Han Xin (; 231/230–196 BC) was a Chinese military general and politician who served Liu Bang during the Chu–Han Contention and contributed greatly to the founding of the Han dynasty. Han Xin was named as one of the "Three Heroes of the e ...
, who was one of Xiang Yu's opponents on the battlefield, made a statement criticising Xiang, "A man who turns into a fierce warrior when he encounters a rival stronger than he is, but also one who is sympathetic and soft hearted when he sees someone weaker than he is. Neither was he able to make good use of capable generals nor was he able to support Emperor Yi of Chu, as he killed the emperor. Even though he had the name of a Conqueror, he had already lost the favour of the people." The
Tang dynasty The Tang dynasty (, ; zh, t= ), or Tang Empire, was an Dynasties in Chinese history, imperial dynasty of China that ruled from 618 to 907 AD, with an Zhou dynasty (690–705), interregnum between 690 and 705. It was preceded by the Sui dyn ...
poet Du Mu mentioned Xiang Yu in one of his poems ''Ti Wujiang Ting'' (): "Victory or defeat is common in battle. One who can endure humiliation is a true man. There are several talents in Jiangdong, who knows if he (Xiang Yu) can make a comeback?" However, the
Song dynasty The Song dynasty (; ; 960–1279) was an imperial dynasty of China that began in 960 and lasted until 1279. The dynasty was founded by Emperor Taizu of Song following his usurpation of the throne of the Later Zhou. The Song conquered the res ...
poet
Wang Anshi Wang Anshi ; ; December 8, 1021 – May 21, 1086), courtesy name Jiefu (), was a Chinese economist, philosopher, poet, and politician during the Song dynasty. He served as chancellor and attempted major and controversial socioeconomic reforms ...
had a different opinion, as he wrote, "The warrior is already tired after so many battles. His defeat in the Central Plains is hard to reverse. Although there are talents in Jiangdong, are they willing to help him?" The Song Dynasty female poet Li Qingzhao wrote: "A hero in life, a king of ghosts after death. Until now we still remember Xiang Yu, who refused to return to Jiangdong." Xiang Yu is popularly viewed as a leader who possessed great courage but lacked wisdom, and his character is aptly summarised using the Chinese idiom ''you yong wu mou'' (), meaning "has courage but lacks tactics", "foolhardy". Xiang Yu's battle tactics were studied by later military leaders while his political blunders served as cautionary tales for later rulers. Another Chinese idiom, ''si mian chu ge'' (), was also derived from the Battle of Gaixia, and used to describe someone in a desperate situation without help. Another saying by Liu Bang, "Having a Fan Zeng but unable to use him" (), was also used to describe Xiang Yu's reliance on his advisor
Fan Zeng Fan Zeng (277–204 BC) was an adviser to the warlord Xiang Yu, who fought for supremacy with Liu Bang (Emperor Gao), the founder of the Han dynasty, during the Chu–Han Contention (206–202 BC). Life Fan Zeng was from Juchao (present-day Yaf ...
and failure to actually listen to Fan's advice.


Modern era

Modern history study has draw the comparative similarities of Xiang Yu military brilliance with
Hannibal Hannibal (; xpu, 𐤇𐤍𐤁𐤏𐤋, ''Ḥannibaʿl''; 247 – between 183 and 181 BC) was a Carthaginian general and statesman who commanded the forces of Carthage in their battle against the Roman Republic during the Second Pu ...
, general from Carthage who are famous for his genius in military strategy, and Shaka Zulu. Like those famous military leaders, researchers emphasized Xiang Yu strategic thinking, while also exploiting any opportunities to launch a surprise attack in the morning under the cover of darkness night,as Xiang Yu was outstanding in this regard and his tactical early morning raids on the enemy fully demonstrated his superb strategy of mobilization and artistic prowess, despite faced unprecedented crisis.
Mao Zedong Mao Zedong pronounced ; also Romanization of Chinese, romanised traditionally as Mao Tse-tung. (26 December 1893 – 9 September 1976), also known as Chairman Mao, was a Chinese communist revolutionary who was the List of national founde ...
also once mentioned Xiang Yu, "We should use our remaining strength to defeat the enemy, instead of thinking about achieving fame like the Conqueror." In 1964, Mao also pointed out three reasons for Xiang Yu's downfall: not following
Fan Zeng Fan Zeng (277–204 BC) was an adviser to the warlord Xiang Yu, who fought for supremacy with Liu Bang (Emperor Gao), the founder of the Han dynasty, during the Chu–Han Contention (206–202 BC). Life Fan Zeng was from Juchao (present-day Yaf ...
's advice to kill Liu Bang at the
Feast at Hong Gate The Feast at Swan Goose Gate, also known as the Banquet at Hongmen, Hongmen Banquet, Hongmen Feast and other similar renditions, was a historical event that took place in 206 BC at Hong Gate () outside Xianyang, the capital of the Qin dynasty. ...
and letting Liu leave; adhering firmly to the terms of the peace treaty (without considering that Liu Bang might betray his trust); building his capital at Pengcheng.


Cultural references


Song of Gaixia

The ''Song of Gaixia'' (), translated as ''The Hegemon's Lament'' by Burton Watson, was a song composed by Xiang Yu while he was trapped by Liu Bang's forces at Gaixia. The lyrics in English as follows are based on Burton Watson's translation: Xiang Yu's might and prowess in battle has been glorified in Chinese folk tales,
poetry Poetry (derived from the Greek '' poiesis'', "making"), also called verse, is a form of literature that uses aesthetic and often rhythmic qualities of language − such as phonaesthetics, sound symbolism, and metre − to evoke meani ...
, and novels, and he has been the subject of films, television, plays,
Chinese opera Traditional Chinese opera (), or ''Xiqu'', is a form of musical theatre in China with roots going back to the early periods in China. It is an amalgamation of various art forms that existed in ancient China, and evolved gradually over more tha ...
s, video games and comics. His classic image is that of a heroic and brave, but arrogant and bloodthirsty warrior-king. His romance with his wife Consort Yu and his suicide have also added a touch of a tragic hero to his character.


Poetry, folk tales, novels

Xiang Yu's might and prowess in battle appears in Chinese folk tales and
poetry Poetry (derived from the Greek '' poiesis'', "making"), also called verse, is a form of literature that uses aesthetic and often rhythmic qualities of language − such as phonaesthetics, sound symbolism, and metre − to evoke meani ...
, e.g., in his
final battle Final Battle is a professional wrestling event, held annually by the Ring of Honor promotion. The event was initially held in 2002, and is traditionally ROH's last show in the calendar year. The 2009 edition of the show was ROH's first internet ...
. The '' Meng Ch'iu'', an 8th-century Chinese primer, contains the four-character rhyming couplet: "Ji Xin impersonates the Emperor". It referred to the episode in the Battle of Xingyang when Ji Xin and 2,000 women disguised themselves as Liu Bang and his army, to distract Xiang Yu in order to buy time for Liu Bang to escape from the city of Xingyang. In ''
Romance of the Three Kingdoms ''Romance of the Three Kingdoms'' () is a 14th-century historical novel attributed to Luo Guanzhong. It is set in the turbulent years towards the end of the Han dynasty and the Three Kingdoms period in Chinese history, starting in 184 AD ...
'', one of the
Four Great Classical Novels Classic Chinese Novels () are the best-known novels of pre-modern Chinese literature. These are among the world's longest and oldest novels. They represented a new complexity in structure and sophistication in language that helped to establish t ...
of Chinese literature,
Sun Ce Sun Ce () () (175–200), courtesy name Bofu, was a Chinese military general, politician, and warlord who lived during the late Eastern Han dynasty of China. He was the eldest child of Sun Jian, who was killed during the Battle of Xiangyang when ...
is nicknamed "Little Conqueror" () and is often compared favourably to Xiang Yu by his contemporaries. Sun Ce is best known for his conquests in the Jiangdong region that laid the foundation of the state of
Eastern Wu Wu (Chinese: 吳; pinyin: ''Wú''; Middle Chinese *''ŋuo'' < : ''*ŋuɑ''), known in hi ...
in the
Three Kingdoms The Three Kingdoms () from 220 to 280 AD was the tripartite division of China among the dynastic states of Cao Wei, Shu Han, and Eastern Wu. The Three Kingdoms period was preceded by the Eastern Han dynasty and was followed by the West ...
era. In ''
Water Margin ''Water Margin'' (''Shuihu zhuan'') is one of the earliest Chinese novels written in vernacular Mandarin, and is attributed to Shi Nai'an. It is also translated as ''Outlaws of the Marsh'' and ''All Men Are Brothers''. The story, which is ...
'', another of the Four Great Classical Novels, Zhou Tong, one of the 108 outlaws, is nicknamed "Little Conqueror" for his resemblance to Xiang Yu in appearance. In '' Jin Ping Mei'', (Ci Hua edition) Xiang Yu is mentioned as an example of a tragic character in the song at the opening of the first chapter. The character Mata Zyndu in
Ken Liu Ken Liu (born 1976) is an American author of science fiction and fantasy. His epic fantasy series ''The Dandelion Dynasty'', which he describes as silkpunk, is published by Simon & Schuster. Liu has won Hugo and Nebula Awards for his short fi ...
's epic fantasy novel ''The Grace of Kings'' is based on Xiang Yu.


Operas

A famous
Beijing opera Peking opera, or Beijing opera (), is the most dominant form of Chinese opera, which combines music, vocal performance, mime, dance and acrobatics. It arose in Beijing in the mid-Qing dynasty (1644–1912) and became fully developed and recognize ...
, '' The Hegemon-King Bids His Lady Farewell'', depicts the events of Xiang Yu's defeat at the Battle of Gaixia. The title of the play was borrowed as the Chinese title for
Chen Kaige Chen Kaige (; born 12 August 1952) is a Chinese film director and a leading figure of the fifth generation of Chinese cinema.Berry, Michael (2002). "Chen Kaige: Historical Revolution and Cinematic Rebellion" in Speaking in Images: Interviews wi ...
's award-winning motion picture '' Farewell My Concubine''.


Television

* Portrayed by Shek Sau in the 1985 Hong Kong television series '' The Battlefield.'' * Portrayed by Hu Jun in the 2003 Chinese television series ''
The Story of Han Dynasty ''The'' () is a grammatical article in English, denoting persons or things already mentioned, under discussion, implied or otherwise presumed familiar to listeners, readers, or speakers. It is the definite article in English. ''The'' is the ...
.'' * Portrayed by Kwong Wah in the 2004 Hong Kong television series ''
The Conqueror's Story ''The Conqueror's Story'' is a Hong Kong television series based on the events in the Chu–Han Contention, an interregnum between the fall of the Qin dynasty and the founding of the Han dynasty in Chinese history. It was first broadcast in 2004 ...
.'' * Portrayed by
Tan Kai Tan Kai (Chinese: 谭 凯; born 1973) is a mainland Chinese computer technician and an environmental activist from Zhejiang province. He operated his own company, called Lanyi Computer Repair, and co-founded an environmental advocacy and monitorin ...
in the 2010 Chinese television series '' The Myth.'' * Portrayed by
Peter Ho Peter Ho (, born September 13, 1975) is an American-Hong Kong- Taiwanese singer, actor and model based in Hong Kong and Taiwan. Since his debut in 1998, he has released seven albums and has starred in over 25 films and television series, most no ...
in the 2012 Chinese television series ''
King's War ''King's War'', also known as ''Legend of Chu and Han'', is a Chinese television series based on the events in the Chu–Han Contention, an interregnum between the fall of the Qin dynasty and the founding of the Han dynasty. It started airing o ...
''. * Portrayed by
Ming Dao Ming Dao (; born 26 February 1980) is a Taiwanese actor, singer and model. He is known for starring in ''The Prince Who Turns into a Frog'', which held the highest single episode average rating of 6.99 for a Taiwanese drama from 2005 to 2008, ...
in the 2012 Chinese television series '' Beauties of the Emperor''. * Portrayed by
Qin Junjie Qin Junjie (, born 1 September 1991) is a Chinese actor. He made his debut in the 2006 film ''Curse of the Golden Flower''. He is best known for his starring roles in the TV series ''Noble Aspirations'' (2016), '' Legend of Dragon Pearl'' (2017) ...
in the 2015 Chinese television series '' The Legend of Qin''. * Portrayed by Tim Yu in the 2018 Chinese television series '' Hero's Dream''.


Film

* Portrayed by
Ray Lui Ray Lui Leung-wai ( vi, Lữ Lương Vỹ, born 22 December 1956) is a Hong Kong actor. Born in Chợ Lớn, Saigon, Vietnam, he traces his ancestry to Lianjiang, Guangdong. He is best known for his role as "Ting Lik" in the 1980 Hong Kong te ...
in the 1994 Hong Kong film '' The Great Conqueror's Concubine.'' * Portrayed by Feng Shaofeng in the 2011 Chinese film '' White Vengeance.'' * Portrayed by Daniel Wu in the 2012 Chinese film ''
The Last Supper Image:The Last Supper - Leonardo Da Vinci - High Resolution 32x16.jpg, 400px, alt=''The Last Supper'' by Leonardo da Vinci - Clickable Image, Depictions of the Last Supper in Christian art have been undertaken by artistic masters for centuries, ...
.''


Video games

Xiang Yu is one of the historical figures depicted in
Koei Koei Co., Ltd. was a Japanese video game publisher, developer, and distributor founded in 1978. The company is known for its ''Dynasty Warriors'' games based on the novel ''Romance of the Three Kingdoms'', as well as simulation games based on p ...
's games, '' Romance of the Three Kingdoms XI'' and '' Shin Sangoku Musou Multi Raid 2''. He is also featured as a non-playable character (NPC) in the action role-playing game '' Prince of Qin''. Xiang Yu is one of the main two characters in the 1990s Super Nintendo historical simulation game ''Rise of the Phoenix'' by the Koei corporation, the other being Liu Bang. Xiang Yu is a playable character in the online mobile role-playing game '' Fate/Grand Order''. Xiang Yu is a playable character in the Mobile/PC Game
Rise of Kingdoms Rise or RISE may refer to: Arts, entertainment, and media Fictional entities * '' Rise: The Vieneo Province'', an internet-based virtual world * Rise FM, a fictional radio station in the video game ''Grand Theft Auto 3'' * Rise Kujikawa, a vide ...


References


Citations


Sources

*
Sima Qian Sima Qian (; ; ) was a Chinese historian of the early Han dynasty (206AD220). He is considered the father of Chinese historiography for his ''Records of the Grand Historian'', a general history of China covering more than two thousand years be ...
. ''
Records of the Grand Historian ''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese his ...
'', Volume 7. *
Ban Gu Ban Gu (AD32–92) was a Chinese historian, politician, and poet best known for his part in compiling the '' Book of Han'', the second of China's 24 dynastic histories. He also wrote a number of '' fu'', a major literary form, part prose ...
et al. '' Book of Han'', Volume 31. * Sima Guang. ''
Zizhi Tongjian ''Zizhi Tongjian'' () is a pioneering reference work in Chinese historiography, published in 1084 AD during the Northern Song dynasty in the form of a chronicle recording Chinese history from 403 BC to 959 AD, covering 16 dynast ...
'', volumes 8, 9, 10, 11. {{DEFAULTSORT:Xiang, Yu 232 BC births 202 BC deaths Chinese military personnel who committed suicide 3rd-century BC rulers Chu–Han contention people Legendary Chinese people Suicides in the Chu–Han contention