Whitney's Embedding Theorem
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In
mathematics Mathematics is an area of knowledge that includes the topics of numbers, formulas and related structures, shapes and the spaces in which they are contained, and quantities and their changes. These topics are represented in modern mathematics ...
, particularly in
differential topology In mathematics, differential topology is the field dealing with the topological properties and smooth properties of smooth manifolds. In this sense differential topology is distinct from the closely related field of differential geometry, which ...
, there are two Whitney embedding theorems, named after Hassler Whitney: *The strong Whitney embedding theorem states that any smooth real -
dimensional In physics and mathematics, the dimension of a mathematical space (or object) is informally defined as the minimum number of coordinates needed to specify any point within it. Thus, a line has a dimension of one (1D) because only one coordi ...
manifold In mathematics, a manifold is a topological space that locally resembles Euclidean space near each point. More precisely, an n-dimensional manifold, or ''n-manifold'' for short, is a topological space with the property that each point has a n ...
(required also to be Hausdorff and
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) can be
smoothly In statistics and image processing, to smooth a data set is to create an approximating function that attempts to capture important patterns in the data, while leaving out noise or other fine-scale structures/rapid phenomena. In smoothing, the d ...
embedded in the real -space (), if . This is the best linear bound on the smallest-dimensional Euclidean space that all -dimensional manifolds embed in, as the real projective spaces of dimension cannot be embedded into real -space if is a power of two (as can be seen from a characteristic class argument, also due to Whitney). *The weak Whitney embedding theorem states that any continuous function from an -dimensional manifold to an -dimensional manifold may be approximated by a smooth embedding provided . Whitney similarly proved that such a map could be approximated by an immersion provided . This last result is sometimes called the Whitney immersion theorem.


A little about the proof

The general outline of the proof is to start with an immersion with
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self-intersections. These are known to exist from Whitney's earlier work on the weak immersion theorem. Transversality of the double points follows from a general-position argument. The idea is to then somehow remove all the self-intersections. If has boundary, one can remove the self-intersections simply by isotoping into itself (the isotopy being in the domain of ), to a submanifold of that does not contain the double-points. Thus, we are quickly led to the case where has no boundary. Sometimes it is impossible to remove the double-points via an isotopy—consider for example the figure-8 immersion of the circle in the plane. In this case, one needs to introduce a local double point. Once one has two opposite double points, one constructs a closed loop connecting the two, giving a closed path in . Since is
simply connected In topology, a topological space is called simply connected (or 1-connected, or 1-simply connected) if it is path-connected and every path between two points can be continuously transformed (intuitively for embedded spaces, staying within the spac ...
, one can assume this path bounds a disc, and provided one can further assume (by the weak Whitney embedding theorem) that the disc is embedded in such that it intersects the image of only in its boundary. Whitney then uses the disc to create a 1-parameter family of immersions, in effect pushing across the disc, removing the two double points in the process. In the case of the figure-8 immersion with its introduced double-point, the push across move is quite simple (pictured). This process of eliminating opposite sign double-points by pushing the manifold along a disc is called the Whitney Trick. To introduce a local double point, Whitney created immersions which are approximately linear outside of the unit ball, but containing a single double point. For such an immersion is given by :\begin \alpha : \mathbf^1 \to \mathbf^2 \\ \alpha(t)=\left(\frac, t - \frac\right) \end Notice that if is considered as a map to like so: :\alpha(t) = \left( \frac,t - \frac,0\right) then the double point can be resolved to an embedding: :\beta(t,a) = \left(\frac,t - \frac,\frac\right). Notice and for then as a function of , is an embedding. For higher dimensions ''m'', there are that can be similarly resolved in . For an embedding into , for example, define :\alpha_2(t_1,t_2) = \left(\beta(t_1,t_2),t_2\right) = \left(\frac,t_1 - \frac,\frac, t_2 \right). This process ultimately leads one to the definition: :\alpha_m(t_1,t_2,\cdots,t_m) = \left(\frac,t_1 - \frac, \frac, t_2, \frac, t_3, \cdots, \frac, t_m \right), where :u=(1+t_1^2)(1+t_2^2)\cdots(1+t_m^2). The key properties of is that it is an embedding except for the double-point . Moreover, for large, it is approximately the linear embedding .


Eventual consequences of the Whitney trick

The Whitney trick was used by
Stephen Smale Stephen Smale (born July 15, 1930) is an American mathematician, known for his research in topology, dynamical systems and mathematical economics. He was awarded the Fields Medal in 1966 and spent more than three decades on the mathematics facult ...
to prove the ''h''-cobordism theorem; from which follows the Poincaré conjecture in dimensions , and the classification of smooth structures on discs (also in dimensions 5 and up). This provides the foundation for surgery theory, which classifies manifolds in dimension 5 and above. Given two oriented submanifolds of complementary dimensions in a simply connected manifold of dimension ≥ 5, one can apply an isotopy to one of the submanifolds so that all the points of intersection have the same sign.


History

The occasion of the proof by Hassler Whitney of the embedding theorem for smooth manifolds is said (rather surprisingly) to have been the first complete exposition of the ''manifold concept'' precisely because it brought together and unified the differing concepts of manifolds at the time: no longer was there any confusion as to whether abstract manifolds, intrinsically defined via charts, were any more or less general than manifolds extrinsically defined as submanifolds of Euclidean space. See also the history of manifolds and varieties for context.


Sharper results

Although every -manifold embeds in , one can frequently do better. Let denote the smallest integer so that all compact connected -manifolds embed in . Whitney's strong embedding theorem states that . For we have , as the circle and the
Klein bottle In topology, a branch of mathematics, the Klein bottle () is an example of a non-orientable surface; it is a two-dimensional manifold against which a system for determining a normal vector cannot be consistently defined. Informally, it is a o ...
show. More generally, for we have , as the -dimensional real projective space show. Whitney's result can be improved to unless is a power of 2. This is a result of André Haefliger and
Morris Hirsch Morris William Hirsch (born June 28, 1933) is an American mathematician, formerly at the University of California, Berkeley. A native of Chicago, Illinois, Hirsch attained his doctorate from the University of Chicago in 1958, under supervision of ...
(for ) and C. T. C. Wall (for ); these authors used important preliminary results and particular cases proved by Hirsch,
William S. Massey William Schumacher Massey (August 23, 1920 – June 17, 2017) was an American mathematician, known for his work in algebraic topology. The Massey product is named for him. He worked also on the formulation of spectral sequences by means of exact ...
, Sergey Novikov and Vladimir Rokhlin.See section 2 of Skopenkov (2008) At present the function is not known in closed-form for all integers (compare to the Whitney immersion theorem, where the analogous number is known).


Restrictions on manifolds

One can strengthen the results by putting additional restrictions on the manifold. For example, the -sphere always embeds in  – which is the best possible (closed -manifolds cannot embed in ). Any compact ''orientable'' surface and any compact surface ''with non-empty boundary'' embeds in , though any ''closed non-orientable'' surface needs . If is a compact orientable -dimensional manifold, then embeds in (for not a power of 2 the orientability condition is superfluous). For a power of 2 this is a result of André Haefliger and
Morris Hirsch Morris William Hirsch (born June 28, 1933) is an American mathematician, formerly at the University of California, Berkeley. A native of Chicago, Illinois, Hirsch attained his doctorate from the University of Chicago in 1958, under supervision of ...
(for ), and Fuquan Fang (for ); these authors used important preliminary results proved by Jacques Boéchat and Haefliger, Simon Donaldson, Hirsch and
William S. Massey William Schumacher Massey (August 23, 1920 – June 17, 2017) was an American mathematician, known for his work in algebraic topology. The Massey product is named for him. He worked also on the formulation of spectral sequences by means of exact ...
. Haefliger proved that if is a compact -dimensional -connected manifold, then embeds in provided .


Isotopy versions

A relatively 'easy' result is to prove that any two embeddings of a 1-manifold into R4 are isotopic. This is proved using general position, which also allows to show that any two embeddings of an -manifold into are isotopic. This result is an isotopy version of the weak Whitney embedding theorem. Wu proved that for , any two embeddings of an -manifold into are isotopic. This result is an isotopy version of the strong Whitney embedding theorem. As an isotopy version of his embedding result, Haefliger proved that if is a compact -dimensional -connected manifold, then any two embeddings of into are isotopic provided . The dimension restriction is sharp: Haefliger went on to give examples of non-trivially embedded 3-spheres in (and, more generally, -spheres in ). Se
further generalizations


See also

* Representation theorem * Whitney immersion theorem * Nash embedding theorem * Takens's theorem *
Nonlinear dimensionality reduction Nonlinear dimensionality reduction, also known as manifold learning, refers to various related techniques that aim to project high-dimensional data onto lower-dimensional latent manifolds, with the goal of either visualizing the data in the low-d ...


Notes


References

* * * *


External links


Classification of embeddings
{{DEFAULTSORT:Whitney Embedding Theorem Theorems in differential topology