The War of the Heavenly Horses () or the Han–Dayuan War () was a
military conflict
War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular ...
102 BC
__NOTOC__
Year 102 BC was a year of the pre-Julian Roman calendar. At the time it was known as the Year of the Consulship of Marius and Catulus (or, less frequently, year 652 ''Ab urbe condita'') and the Third Year of Taichu. The denomination 10 ...
between the
Chinese
Chinese can refer to:
* Something related to China
* Chinese people, people of Chinese nationality, citizenship, and/or ethnicity
**''Zhonghua minzu'', the supra-ethnic concept of the Chinese nation
** List of ethnic groups in China, people of va ...
Han dynasty
The Han dynasty (, ; ) was an imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–207 BC) and a warr ...
and the
Saka
The Saka ( Old Persian: ; Kharoṣṭhī: ; Ancient Egyptian: , ; , old , mod. , ), Shaka (Sanskrit ( Brāhmī): , , ; Sanskrit (Devanāgarī): , ), or Sacae (Ancient Greek: ; Latin: ) were a group of nomadic Iranian peoples who hist ...
-ruled (Scythian)
Greco-Bactrian kingdom
The Bactrian Kingdom, known to historians as the Greco-Bactrian Kingdom or simply Greco-Bactria, was a Hellenistic period, Hellenistic-era Hellenistic Greece, Greek state, and along with the Indo-Greek Kingdom, the easternmost part of the Helleni ...
known to the Chinese as
Dayuan
Dayuan (or Tayuan; ; Middle Chinese ''dâiC-jwɐn'' < LHC: ''dɑh-ʔyɑn'') is the Chinese
, in the
Ferghana Valley
The Fergana Valley (; ; ) in Central Asia lies mainly in eastern Uzbekistan, but also extends into southern Kyrgyzstan and northern Tajikistan.
Divided into three republics of the former Soviet Union, the valley is ethnically diverse and in the ...
at the easternmost end of the former
Persian Empire
The Achaemenid Empire or Achaemenian Empire (; peo, wikt:𐎧𐏁𐏂𐎶, 𐎧𐏁𐏂, , ), also called the First Persian Empire, was an History of Iran#Classical antiquity, ancient Iranian empire founded by Cyrus the Great in 550 BC. Bas ...
(between modern-day
Uzbekistan
Uzbekistan (, ; uz, Ozbekiston, italic=yes / , ; russian: Узбекистан), officially the Republic of Uzbekistan ( uz, Ozbekiston Respublikasi, italic=yes / ; russian: Республика Узбекистан), is a doubly landlocked cou ...
,
Kyrgyzstan
Kyrgyzstan,, pronounced or the Kyrgyz Republic, is a landlocked country in Central Asia. Kyrgyzstan is bordered by Kazakhstan to the north, Uzbekistan to the west, Tajikistan to the south, and the People's Republic of China to the east. ...
and
Tajikistan
Tajikistan (, ; tg, Тоҷикистон, Tojikiston; russian: Таджикистан, Tadzhikistan), officially the Republic of Tajikistan ( tg, Ҷумҳурии Тоҷикистон, Jumhurii Tojikiston), is a landlocked country in Centr ...
). The war was allegedly instigated by trade disputes compounded by the extended
geopolitics
Geopolitics (from Greek γῆ ''gê'' "earth, land" and πολιτική ''politikḗ'' "politics") is the study of the effects of Earth's geography (human and physical) on politics and international relations. While geopolitics usually refers to ...
surrounding the Han-Xiongnu War, resulting in two Han expeditions that eventuated in a decisive Han victory, allowing Han China to expand its
hegemony
Hegemony (, , ) is the political, economic, and military predominance of one State (polity), state over other states. In Ancient Greece (8th BC – AD 6th ), hegemony denoted the politico-military dominance of the ''hegemon'' city-state over oth ...
deep into
Central Asia
Central Asia, also known as Middle Asia, is a subregion, region of Asia that stretches from the Caspian Sea in the west to western China and Mongolia in the east, and from Afghanistan and Iran in the south to Russia in the north. It includes t ...
(then known to the Chinese as the
Western Regions
The Western Regions or Xiyu (Hsi-yü; ) was a historical name specified in the Chinese chronicles between the 3rd century BC to the 8th century AD that referred to the regions west of Yumen Pass, most often Central Asia or sometimes more spe ...
). Reprinted as an advertisement feature:
Emperor Wu of Han
Emperor Wu of Han (156 – 29 March 87BC), formally enshrined as Emperor Wu the Filial (), born Liu Che (劉徹) and courtesy name Tong (通), was the seventh emperor of the Han dynasty of ancient China, ruling from 141 to 87 BC. His reign la ...
had received reports from diplomat
Zhang Qian
Zhang Qian (; died c. 114) was a Chinese official and diplomat who served as an imperial envoy to the world outside of China in the late 2nd century BC during the Han dynasty. He was one of the first official diplomats to bring back valuable inf ...
that Dayuan owned fast and powerful
Ferghana horse
Ferghana horses () were one of China's earliest major imports, originating in an area in Central Asia. These horses, as depicted in Tang dynasty tomb figures in earthenware, may "resemble the animals on the golden medal of Eucratides, King of B ...
s known as the "heavenly horses", which would help greatly with improving the quality of their
cavalry
Historically, cavalry (from the French word ''cavalerie'', itself derived from "cheval" meaning "horse") are soldiers or warriors who fight mounted on horseback. Cavalry were the most mobile of the combat arms, operating as light cavalry ...
mounts when fighting the
Xiongnu
The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...
horse nomads, so he sent envoys to survey the region and establish
trade route
A trade route is a logistical network identified as a series of pathways and stoppages used for the commercial transport of cargo. The term can also be used to refer to trade over bodies of water. Allowing goods to reach distant markets, a sing ...
s to import these horses. However, the Dayuan king not only refused the deal, but also confiscated the payment gold, and had the Han ambassadors ambushed and killed on their way home. Humiliated and enraged, the Han court sent an army led by General
Li Guangli
Li Guangli (died 88 BC) was a Chinese military general of the Western Han dynasty and a member of the Li family favoured by Emperor Wu of Han. His brother Li Yannian was also close to Emperor Wu. With the suicide of Emperor Wu's crown prince ...
to subdue Dayuan, but their first incursion was poorly organized and undersupplied. A second, larger and much better provisioned expedition was sent two years later and successfully laid siege to the Dayuan capital at
Alexandria Eschate
Alexandria Eschate ( grc-x-attic, Ἀλεξάνδρεια Ἐσχάτη, grc-x-doric, Αλεχάνδρεια Ἐσχάτα, Alexandria Eschata, "Furthest Alexandria") was a city founded by Alexander the Great, at the south-western end of the Fe ...
, and forced Dayuan to surrender unconditionally. The Han expeditionary forces installed a pro-Han regime in Dayuan and took back enough horses to improve Han's
horse breeding
Horse breeding is reproduction in horses, and particularly the human-directed process of selective breeding of animals, particularly purebred horses of a given breed. Planned matings can be used to produce specifically desired characteristics in ...
. This
power projection
Power projection (or force projection or strength projection), in international relations, is the capacity of a state to deploy and sustain forces outside its territory. The ability of a state to project its power into an area may serve as an e ...
oasis
In ecology, an oasis (; ) is a fertile area of a desert or semi-desert environment'ksar''with its surrounding feeding source, the palm grove, within a relational and circulatory nomadic system.”
The location of oases has been of critical imp ...
city-state
A city-state is an independent sovereign city which serves as the center of political, economic, and cultural life over its contiguous territory. They have existed in many parts of the world since the dawn of history, including cities such as ...
s in the Western Regions to switch their alliance from Xiongnu to the Han Dynasty, which paved the way for the later establishment of the
Protectorate of the Western Regions
The Protectorate of the Western Regions () was an imperial administration (a protectorate) of Han China in the Western Regions.
The "Western Regions" referred to areas west of Yumen Pass, especially the Tarim Basin. These areas would later be ...
.
Background
The horses
Emperor Wu decided to defeat the nomadic steppe
Xiongnu
The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...
, who had harassed the Han dynasty for decades. In 139 BC he sent an envoy by the name of
Zhang Qian
Zhang Qian (; died c. 114) was a Chinese official and diplomat who served as an imperial envoy to the world outside of China in the late 2nd century BC during the Han dynasty. He was one of the first official diplomats to bring back valuable inf ...
to survey the west and forge a military alliance with the
Yuezhi
The Yuezhi (;) were an ancient people first described in Chinese histories as nomadic pastoralists living in an arid grassland area in the western part of the modern Chinese province of Gansu, during the 1st millennium BC. After a major defeat ...
against the Xiongnu.
On the way to Central Asia through the
Gobi desert
The Gobi Desert (Chinese: 戈壁 (沙漠), Mongolian: Говь (ᠭᠣᠪᠢ)) () is a large desert or brushland region in East Asia, and is the sixth largest desert in the world.
Geography
The Gobi measures from southwest to northeast an ...
, Zhang was captured twice.
On his return, he impressed the emperor with his description of the "heavenly horses" of Dayuan.
According to the ''
Book of the Later Han
The ''Book of the Later Han'', also known as the ''History of the Later Han'' and by its Chinese name ''Hou Hanshu'' (), is one of the Twenty-Four Histories and covers the history of the Han dynasty from 6 to 189 CE, a period known as the Later ...
'' (penned by a Chinese historian during the fifth century and considered an authoritative record of the Han history between 25 and 220), at least five or six, and perhaps as many as ten diplomatic groups were dispatched annually by the Han court to Central Asia during this period to buy horses."
The horses have since captured the popular imagination of China, leading to horse carvings, breeding grounds in
Gansu
Gansu (, ; alternately romanized as Kansu) is a province in Northwest China. Its capital and largest city is Lanzhou, in the southeast part of the province.
The seventh-largest administrative district by area at , Gansu lies between the Tibet ...
, and up to 430,000 such horses in the cavalry during even the
Tang dynasty
The Tang dynasty (, ; zh, t= ), or Tang Empire, was an Dynasties in Chinese history, imperial dynasty of China that ruled from 618 to 907 AD, with an Zhou dynasty (690–705), interregnum between 690 and 705. It was preceded by the Sui dyn ...
.
Xiongnu
For decades prior the Han followed a policy of ''
heqin
''Heqin'', also known as marriage alliance, refers to the historical practice of Chinese monarchs marrying princesses—usually members of minor branches of the ruling family—to rulers of neighboring states. It was often adopted as an appeaseme ...
'' (和亲) sending tribute and princesses to marry the Xiongnu ''shanyu'' to maintain peace. This changed when Emperor Wudi came into power, when the Han adopted and revived a policy to defeat the Xiongnu.
Dayuan
''
Records of the Grand Historian
''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese hist ...
'' and the ''
Book of Han
The ''Book of Han'' or ''History of the Former Han'' (Qián Hàn Shū,《前汉书》) is a history of China finished in 111AD, covering the Western, or Former Han dynasty from the first emperor in 206 BCE to the fall of Wang Mang in 23 CE. I ...
'' describe the
Dayuan
Dayuan (or Tayuan; ; Middle Chinese ''dâiC-jwɐn'' < LHC: ''dɑh-ʔyɑn'') is the Chinese
as numbering several hundred thousand people living in 70 walled cities of varying size. They grew rice and wheat, and made wine from grapes.
Dayuan was one of the furthest western states to send envoys to the Han court. However unlike the other envoys, the ones from Dayuan did not conform to the proper Han rituals and behaved with great arrogance and self-assurance, believing they were too far away to be in any danger of invasion. Dayuan was also situated near the Xiongnu at this point, who were held in great respect for they had caused the
Yuezhi
The Yuezhi (;) were an ancient people first described in Chinese histories as nomadic pastoralists living in an arid grassland area in the western part of the modern Chinese province of Gansu, during the 1st millennium BC. After a major defeat ...
much suffering. An envoy from the Xiongnu bearing
diplomatic credentials
A letter of credence (french: Lettre de créance) is a formal diplomatic letter that designates a diplomat as ambassador to another sovereign state. Commonly known as diplomatic credentials, the letter is addressed from one head of state to ano ...
from the
Chanyu
Chanyu () or Shanyu (), short for Chengli Gutu Chanyu (), was the title used by the supreme rulers of Inner Asian nomads for eight centuries until superseded by the title "''Khagan''" in 402 CE. The title was most famously used by the ruling L ...
was provided with food and escort. In comparison, a Han envoy received no mounts he did not buy himself and no food unless he handed out silks and other goods. Han envoys also had a reputation for wealth in the west, thus they were charged exorbitant fees wherever they went, causing the Han no small amount of grief. The historian
Sima Qian
Sima Qian (; ; ) was a Chinese historian of the early Han dynasty (206AD220). He is considered the father of Chinese historiography for his ''Records of the Grand Historian'', a general history of China covering more than two thousand years b ...
elaborates further:
Among the goods western envoys brought with them were the "heavenly horses", which the emperor took a liking to. He sent a trade mission with 1,000 pieces of gold and a golden horse to purchase these horses from Dayuan. Dayuan had at this point already been trading with the Han for quite some time and benefited greatly from it. Not only were they overflowing with eastern goods, they also learned from Han soldiers how to cast metal into coins and weapons. Thus they had no great reason to accept the Han trade offer, reasoning:
The Han envoys cursed the men of Dayuan and smashed the golden horse they had brought. Enraged by this act of contempt, the nobles of Dayuan ordered Yucheng (modern Uzgen), which lay on their eastern borders, to attack and kill the envoys and seize their goods. Upon receiving word of the trade mission's demise, Emperor Wu decided to dispatch a punitive expedition against Dayuan.
Li Guangli
Li Guangli (died 88 BC) was a Chinese military general of the Western Han dynasty and a member of the Li family favoured by Emperor Wu of Han. His brother Li Yannian was also close to Emperor Wu. With the suicide of Emperor Wu's crown prince ...
, brother of Emperor Wu's favorite concubine,
Lady Li
Lady Li (李夫人, died between 104 and 101 BC), also rendered as Li Fu-jēn, was a Han dynasty concubine of Emperor Wu. Civil unrest broke out between her family and Wei Zifu's family. Moreover, her siblings defected to the Xiongnu and became ...
, was appointed Ershi General and sent against Dayuan at the head of an army of 6,000 cavalry and 20,000 infantry, mostly young men drawn from the undesirables among the border kingdoms.
First expedition (104 BC)
In the autumn of 104 BC, Li Guangli set out towards Dayuan with his army. While crossing the
Tarim Basin
The Tarim Basin is an endorheic basin in Northwest China occupying an area of about and one of the largest basins in Northwest China.Chen, Yaning, et al. "Regional climate change and its effects on river runoff in the Tarim Basin, China." Hydr ...
and the
Taklamakan Desert
The Taklimakan or Taklamakan Desert (; zh, s=塔克拉玛干沙漠, p=Tǎkèlāmǎgān Shāmò, Xiao'erjing: , dng, Такәламаган Шамә; ug, تەكلىماكان قۇملۇقى, Täklimakan qumluqi; also spelled Taklimakan and Te ...
(of modern
Xinjiang
Xinjiang, SASM/GNC: ''Xinjang''; zh, c=, p=Xīnjiāng; formerly romanized as Sinkiang (, ), officially the Xinjiang Uygur Autonomous Region (XUAR), is an autonomous region of the People's Republic of China (PRC), located in the northwest ...
), Li's army was forced to attack the nearby oasis states because they refused to provide them with supplies, but were sometimes unable to overcome them. If a siege of one of these states lasted for more than a few days, the army was forced to move on without any supplies. Due to these numerous petty conflicts, the army became exhausted and was reduced to starvation after their supplies ran out. By the time they neared Dayuan, Li had already lost too many men to continue the campaign. After suffering a defeat at Yucheng, Li concluded that their current strength would not be sufficient to take the Dayuan capital, Ershi (
Khujand
Khujand ( tg, Хуҷанд, Khujand; Uzbek: Хўжанд, romanized: Хo'jand; fa, خجند, Khojand), sometimes spelled Khodjent and known as Leninabad (russian: Ленинабад, Leninabad; tg, Ленинобод, Leninobod; fa, لن ...
), and therefore retreated to
Dunhuang
Dunhuang () is a county-level city in Northwestern Gansu Province, Western China. According to the 2010 Chinese census, the city has a population of 186,027, though 2019 estimates put the city's population at about 191,800. Dunhuang was a major ...
.
Second expedition (102 BC)
The court officials wanted to disband Li's expeditionary army and concentrate their resources toward fighting the Xiongnu. Emperor Wu refused out of fear that failure to subdue Dayuan would result in a loss of prestige with the western states. He responded by giving Li a much larger army as well as supply animals. In the autumn of 102 BC, Li set out with an army of 60,000 penal recruits and
mercenaries
A mercenary, sometimes also known as a soldier of fortune or hired gun, is a private individual, particularly a soldier, that joins a military conflict for personal profit, is otherwise an outsider to the conflict, and is not a member of any o ...
(collectively called 惡少年, literally meaning "bad boys") and 30,000 horses along with a large number of supply animals including 100,000 oxen and 20,000 donkeys and camels. This time the expedition was well provisioned and had no problem dealing with the oasis states.
Facing a determined Han expedition army, most of the
Tarim Basin
The Tarim Basin is an endorheic basin in Northwest China occupying an area of about and one of the largest basins in Northwest China.Chen, Yaning, et al. "Regional climate change and its effects on river runoff in the Tarim Basin, China." Hydr ...
oasis-states simply surrendered without a fight upon seeing the overwhelming display of power. The only state that put up any resistance was
Luntai
Bügür County ( transliterated from Mongolian), also known from Mandarin Chinese as Luntai County, is a county in central Xinjiang Uyghur Autonomous Region and is under the administration of the Bayin'gholin Mongol Autonomous Prefecture. It cont ...
, for which Li laid siege and had its populace massacred. Despite meeting no major setbacks and bypassing Yucheng entirely, Li still lost half his army to the harsh terrain and
desertion
Desertion is the abandonment of a military duty or post without permission (a pass, liberty or leave) and is done with the intention of not returning. This contrasts with unauthorized absence (UA) or absence without leave (AWOL ), which ar ...
by the time they reached Dayuan. Upon arriving at Ershi, Li immediately laid siege to it. A force of
Wusun
The Wusun (; Eastern Han Chinese *''ʔɑ-suən'' <
(140 BCE < 436 BCE): *''Ɂâ-sûn'') were an ancient semi- cavalry 2,000 strong was also present at the request of Emperor Wu, but they refused to take part in the siege out of fear of offending either parties.
Dayuan's cavalry forces sallied out for a
pitched battle
A pitched battle or set-piece battle is a battle in which opposing forces each anticipate the setting of the battle, and each chooses to commit to it. Either side may have the option to disengage before the battle starts or shortly thereafter. A ...
in an attempt to break the siege, but they were easily defeated by the Han
crossbowmen
An arbalist, also spelled arbelist, is one who shoots a crossbow.
Background
An extensive list of archaic words for medieval crossbowmen is given by Payne-Gallwey. Richardson, in his 1839 dictionary, did not make specific reference to the cross ...
. Han
engineer
Engineers, as practitioners of engineering, are professionals who invent, design, analyze, build and test machines, complex systems, structures, gadgets and materials to fulfill functional objectives and requirements while considering the l ...
s set to work on the river passing through Ershi and diverted it, leaving the city with no source of water as they had no wells. After a forty-day siege, the Han broke through the outer wall and captured the enemy general, Jianmi. The nobles of Ershi withdrew behind the inner walls and decided to offer terms of surrender. First they killed their king, Wugua (or Mu-Kua, Chinese: 毋寡; = Mauakes or Maues?), and sent his severed head to Li. Then they offered Li all the horses he wanted as well as supplies in return for the army's withdrawal, but they would kill all their horses if he did not accept. Li agreed to the terms, taking some 3,000 horses as well as provisions. Before departing, Li enthroned one of the nobles called Meicai (昧蔡) as king, since he had previously shown kindness to the Han envoys.
As Li set out for Dunhuang, he realized that the local areas along the way would not be able to adequately supply the army. The army separated into several groups, some taking the northern route while others the southern route. One of these groups, comprising only 1,000 or so men under the command of Wang Shensheng and Hu Chongguo, tried to take Yucheng. After several days under siege, the inhabitants of Yucheng sallied out with 3,000 men and defeated the besieging army. A few of the Han soldiers managed to escape and alert Li of the defeat. Thereupon, Li dispatched
Shangguan Jie
Shangguan Jie (; died 80 BC) was a Western Han dynasty official in China and consort kin who served under Emperors Wu and Zhao. His granddaughter later became the empress consort to Emperor Zhao.
Biography
Shangguan Jie first rose in prominence ...
to attack Yucheng. Seeing the great host sent against him, the king of Yucheng decided to flee to
Kangju
Kangju (; Eastern Han Chinese: ''kʰɑŋ-kɨɑ'' < *''khâŋ-ka'' (c. 140 BCE)) was the Chinese name of a kingdom in
, causing Yucheng to surrender shortly thereafter. When Kangju received news of Dayuan's defeat, they handed the king of Yucheng over to Shangguan, who had him executed.
The army met no further opposition on the way back to
Yumen Pass
Yumen Pass (; Uyghur: قاش قوۋۇق), or Jade Gate or Pass of the Jade Gate, is the name of a pass of the Great Wall located west of Dunhuang in today's Gansu Province of China. During the Han dynasty (202 BC – AD 220), this was a pass ...
. Having heard of Dayuan's defeat, the rulers of the Tocharian oasis states sent their kin along with the army back to the Han capital, where they presented tribute to Emperor Wu. They remained at the Han court as hostages. Despite the overall success of the second expedition, having adequate supplies and losing only a small portion of the army in battle, the entire campaign was marred by corruption and self interest. Li's soldiers, being taken from the prison population and undesirable class, were given very little care by their generals and officers, who instead abused them by withholding rations, causing desertion. As a result, Li returned with just 10,000 men and 1,000 horses fit for military service. Even so, Emperor Wu still considered these to be acceptable losses in the victory over Dayuan, and made no attempts to punish those who were responsible. Those who had survived were given handsome rewards. Li Guangli was enfeoffed as Marquis of Haixi.
Zhao Di Zhao may refer to:
* Zhao (surname) (赵), a Chinese surname
** commonly spelled Chao in Taiwan or up until the early 20th century in other regions
** Chiu, from the Cantonese pronunciation
** Cho (Korean surname), represent the Hanja 趙 (Chinese ...
, who secured the capture of the king of Yucheng, became Marquis of Xinzhi. Shangguan Jie became privy treasurer.
Aftermath
More than a year later, the nobles of Dayuan banded together and killed King Meicai, whom they considered responsible for the entire affair with the Han in the first place. Wugua's brother, Chanfeng, became the new king. Not wishing to upset the Han, Chanfeng sent his son as hostage to the Han court. In response, the Han dispatched envoys with gifts for the new ruler and made peace with Dayuan.
Ten years later, Li Guangli was defeated by the Xiongnu and defected to their side. He married the Chanyu's daughter but was eventually executed over a conflict with another Han defector more favored by the Chanyu.