Walter Goffart (born February 22, 1934) is a German-born American historian who specializes in
Late Antiquity
Late antiquity is the time of transition from classical antiquity to the Middle Ages, generally spanning the 3rd–7th century in Europe and adjacent areas bordering the Mediterranean Basin. The popularization of this periodization in English ha ...
and the European Middle Ages. He taught for many years in the History Department and
Centre for Medieval Studies
Medieval studies is the academic interdisciplinary study of the Middle Ages.
Institutional development
The term 'medieval studies' began to be adopted by academics in the opening decades of the twentieth century, initially in the titles of books ...
of the
University of Toronto
The University of Toronto (UToronto or U of T) is a public research university in Toronto, Ontario, Canada, located on the grounds that surround Queen's Park. It was founded by royal charter in 1827 as King's College, the first institution ...
(1960–1999), and is currently a senior research scholar at
Yale University
Yale University is a private research university in New Haven, Connecticut. Established in 1701 as the Collegiate School, it is the third-oldest institution of higher education in the United States and among the most prestigious in the wo ...
. He is the author of monographs on a ninth-century forgery (''Le Mans Forgeries''), late Roman taxation (''Caput and Colonate''), four "barbarian" historians, and historical atlases.
Two controversial themes in his research concern the Roman policies used when settling barbarian soldiers in the West Roman Empire (''Barbarians and Romans'' and the sixth chapter of ''Barbarian Tides''), and his criticism of the old idea that there was a single Germanic people opposed to the empire in late antiquity, which he believes still influences academics studying the period.
Early life
Walter Goffart was born in
Berlin
Berlin ( , ) is the capital and largest city of Germany by both area and population. Its 3.7 million inhabitants make it the European Union's most populous city, according to population within city limits. One of Germany's sixteen constitue ...
on February 22, 1934, the son of Francis-Leo Goffart and Andree Steinberg. His father was a Belgian diplomat, while his mother, born in
Cairo
Cairo ( ; ar, القاهرة, al-Qāhirah, ) is the capital of Egypt and its largest city, home to 10 million people. It is also part of the largest urban agglomeration in Africa, the Arab world and the Middle East: The Greater Cairo metro ...
, had French and Romanian-Jewish parents.
Goffart was in
Belgrade
Belgrade ( , ;, ; Names of European cities in different languages: B, names in other languages) is the Capital city, capital and List of cities in Serbia, largest city in Serbia. It is located at the confluence of the Sava and Danube rivers a ...
in 1941, where his father was stationed. Just before the German
invasion of Yugoslavia
The invasion of Yugoslavia, also known as the April War or Operation 25, or ''Projekt 25'' was a German-led attack on the Kingdom of Yugoslavia by the Axis powers which began on 6 April 1941 during World War II. The order for the invasion was p ...
, Goffart and his family fled on the
Orient Express
The ''Orient Express'' was a long-distance passenger train service created in 1883 by the Belgian company ''Compagnie Internationale des Wagons-Lits'' (CIWL) that operated until 2009. The train traveled the length of continental Europe and int ...
. Passing through
Istanbul
Istanbul ( , ; tr, İstanbul ), formerly known as Constantinople ( grc-gre, Κωνσταντινούπολις; la, Constantinopolis), is the List of largest cities and towns in Turkey, largest city in Turkey, serving as the country's economic, ...
,
Beirut
Beirut, french: Beyrouth is the capital and largest city of Lebanon. , Greater Beirut has a population of 2.5 million, which makes it the third-largest city in the Levant region. The city is situated on a peninsula at the midpoint o ...
,
Jerusalem
Jerusalem (; he, יְרוּשָׁלַיִם ; ar, القُدس ) (combining the Biblical and common usage Arabic names); grc, Ἱερουσαλήμ/Ἰεροσόλυμα, Hierousalḗm/Hierosóluma; hy, Երուսաղեմ, Erusałēm. i ...
and
Cairo
Cairo ( ; ar, القاهرة, al-Qāhirah, ) is the capital of Egypt and its largest city, home to 10 million people. It is also part of the largest urban agglomeration in Africa, the Arab world and the Middle East: The Greater Cairo metro ...
, they eventually, after 68 days at sea, reached
New York City
New York, often called New York City or NYC, is the List of United States cities by population, most populous city in the United States. With a 2020 population of 8,804,190 distributed over , New York City is also the L ...
. Goffart became an American citizen in 1959.
Goffart received his A.B. (1955), A.M. (1956), and PhD (1961) from
Harvard University
Harvard University is a private Ivy League research university in Cambridge, Massachusetts. Founded in 1636 as Harvard College and named for its first benefactor, the Puritan clergyman John Harvard, it is the oldest institution of higher le ...
. From 1957 to 1958 he attended the
École normale supérieure, Paris.
Career
Goffart became a lecturer at the
University of Toronto
The University of Toronto (UToronto or U of T) is a public research university in Toronto, Ontario, Canada, located on the grounds that surround Queen's Park. It was founded by royal charter in 1827 as King's College, the first institution ...
in 1960. He was made an assistant professor in 1963. In 1965–1966 he was a visiting assistant professor of history at the
University of California, Berkeley
The University of California, Berkeley (UC Berkeley, Berkeley, Cal, or California) is a public land-grant research university in Berkeley, California. Established in 1868 as the University of California, it is the state's first land-grant u ...
. He was appointed an associate professor at the University of Toronto in 1966, and a full professor in 1971. In 1967–1968 he was a visiting fellow at the
Institute for Advanced Study
The Institute for Advanced Study (IAS), located in Princeton, New Jersey, in the United States, is an independent center for theoretical research and intellectual inquiry. It has served as the academic home of internationally preeminent scholar ...
in Princeton. In 1971–1972 he was the acting director of the
Centre for Medieval Studies, Toronto
The Centre for Medieval Studies (CMS) is a research centre at the University of Toronto in Canada dedicated to the history, thought, and artistic expression of the cultures that flourished during the Middle Ages.
The centre was founded in 1964, w ...
. In 1973–1974 Goffart was a visiting fellow at the
Dumbarton Oaks Center for Byzantine Studies. He retired from the University of Toronto as a professor emeritus in 1999. Since 2000, he has been a senior research scholar in history at
Yale University
Yale University is a private research university in New Haven, Connecticut. Established in 1701 as the Collegiate School, it is the third-oldest institution of higher education in the United States and among the most prestigious in the wo ...
. In 2001 he had a residency at the
Rockefeller Foundation study center Rockefeller is a German surname, originally given to people from the village of Rockenfeld near Neuwied in the Rhineland and commonly referring to subjects associated with the Rockefeller family. It may refer to:
People with the name Rockefeller fa ...
in Bellagio and in 2015 at the
Bogliasco Foundation, Genoa
Bogliasco ( lij, Boggiasco) is a ''comune'' (municipality) in the Metropolitan City of Genoa in the Italian region Liguria, located about southeast of Genoa. Together with the ''comuni'' of Camogli, Recco, Pieve Ligure and Sori, it is part of t ...
.
In 1982, Goffart became a fellow of the
Medieval Academy of America
The Medieval Academy of America (MAA; spelled Mediaeval until c. 1980) is the largest organization in the United States promoting the field of medieval studies. It was founded in 1925 and is based in Cambridge, Massachusetts. The academy publishes ...
, of which he was a councilor in 1977–78. In 1996 he was elected a Fellow of the
Royal Society of Canada
The Royal Society of Canada (RSC; french: Société royale du Canada, SRC), also known as the Academies of Arts, Humanities and Sciences of Canada (French: ''Académies des arts, des lettres et des sciences du Canada''), is the senior national, bil ...
and was made a Corresponding Fellow of the
Royal Historical Society, London. Goffart was a fellow of the
American Council of Learned Societies
American(s) may refer to:
* American, something of, from, or related to the United States of America, commonly known as the "United States" or "America"
** Americans, citizens and nationals of the United States of America
** American ancestry, pe ...
in 1973–74, and a
Guggenheim fellow
Guggenheim Fellowships are grants that have been awarded annually since by the John Simon Guggenheim Memorial Foundation to those "who have demonstrated exceptional capacity for productive scholarship or exceptional creative ability in the ar ...
in 1979–80. He has been a member of the
International Society of Anglo-Saxonists, the
American Historical Association
The American Historical Association (AHA) is the oldest professional association of historians in the United States and the largest such organization in the world. Founded in 1884, the AHA works to protect academic freedom, develop professional s ...
, and the
Haskins Society.
In 1991 he received the
Haskins Medal
The Haskins Medal is an annual medal awarded by the Medieval Academy of America. It is awarded for the production of a distinguished book in the field of medieval studies.
Award
The Haskins Medal is awarded by a committee of three; a chairman, and ...
of the Medieval Academy of America, for his book, ''The Narrators of Barbarian History (A.D. 550–800)''.
Alexander C. Murray edited a ''
Festschrift
In academia, a ''Festschrift'' (; plural, ''Festschriften'' ) is a book honoring a respected person, especially an academic, and presented during their lifetime. It generally takes the form of an edited volume, containing contributions from the h ...
'' for Goffart called ''After Rome's Fall: Narrators and Sources of Early Medieval History'' (1999).
Theories on Barbarians and the Fall of Rome
Goffart is known as a strong critic of several traditional assumptions which are still common in history writing about the late Roman empire and the early middle ages. He objects to terminology such as "Migration age", and "Germanic peoples", arguing that both these concepts presuppose old assumptions about a single systematic movement against the Romans.
:The peoples living to the north of these borders
oman frontiers from about 370 A.D.were not newcomers. Some had been settled there for as many as four centuries, others for less but all for long enough to consider themselves well rooted. They were long past the point of having "come" from somewhere and were definitely not "going" anywhere.
Goffart also argues that the use of terms like "German" and "Germanic" to refer to all northern European barbarians in late antiquity has had serious implications for the understanding of events, implying that there was a one-to-one confrontation of Germanic barbarians against Roman civilization. However, even if the barbarians spoke languages in the same family there is no evidence of them being united in any non-linguistic way. Instead, the barbarians "existed in small fragmented groups and had no mechanism for united action".
Among his more detailed theories is the idea that the Western Roman Empire did not collapse as such, but settled "
barbarian
A barbarian (or savage) is someone who is perceived to be either Civilization, uncivilized or primitive. The designation is usually applied as a generalization based on a popular stereotype; barbarians can be members of any nation judged by som ...
s" using older Roman systems for accommodating military units. To the extent that they were greedy and oppressive, Goffart argued that this was "in the finest tradition of the law-abiding Roman countryside
..it created rural tyrants".
Goffart has also stressed Roman continuity after the fall of the Western Roman Empire, arguing that the "Germans" are first found in the Carolingian age, when a tradition of having a separate king for Frankish-ruled territories east of the Rhine started.
More recently, the concept of a "Germanic" proto-Europe spread from Germanic studies to early medieval European studies, and was "recast in terms borrowed from constructionist anthropological approaches to ethnicity" into a "vision of an early Europe that was culturally and politically committed to ethnic politics", and Goffart criticized this trend in ''Barbarian Tides'' (2006), a work which was "more explicitly concerned than the earlier books with the historiographic framework that has shaped modern interpretations of the period".
Personal life
Goffart has two children from his first marriage. He has been married to the medievalist
Roberta Frank
Roberta Frank (born 1941) is an American philologist specializing in Old English and Old Norse language and literature. She is Marie Borroff Professor Emeritus of English at Yale University.
Career
Frank received a B.A. in comparative literatur ...
since 1977.
Selected bibliography
* "Byzantine Policy in the West under Tiberius II and Maurice: The Pretenders Hermenegild and Gundovald (579–585)", in: ''Traditio'' 13 (1957), pp. 73–118''
* "The Fredegar Problem reconsidered", in: ''Speculum. A Journal of Medieval Studies'' 38:2 (1963), pp. 206–41.
* ''The Le Mans Forgeries'' (1966)
* "Le Mans, St. Scholastica, and the Literary Tradition of the Translation of St. Benedict," ''Revue Bénédictine'' 77 (1967), pp. 107–41.
* ''Caput and Colonate'' (1974)
* ''Barbarians and Romans, A.D. 418–584: The Techniques of Accommodation'' (1980)
* "Hetware and Hugas: Datable Anachronisms in Beowulf" in: ''The Dating of Beowulf'', ed.
Colin Chase (1981), pp. 83–100.
* "Rome, Constantinople, and the Barbarian", in: ''American Historical Review'' 86:2 (1981), pp. 275–306.
* ''The Narrators of Barbarian History (A.D. 550–800): Jordanes, Gregory of Tours, Bede, and Paul the Deacon'' (1988)
* ''Rome's Fall and After'' (1989) (collected studies)
* "The Historia Ecclesiastica: Bede's Agenda and Ours", in: ''Haskins Society Journal'' 2 (1990), pp. 29–45.
* "The Theme of 'The Barbarian Invasions' in Late Antique and Modern Historiography", in: W. Goffart (ed.), ''Rome's Fall and After'', London 1989, pp. 111–32.
* "Breaking the Ortelian Pattern: Historical Atlases with A New Program, 1747–1830," in ''Editing Early and Historical Atlases'', ed. Joan Winearls (1995), 49–81.
* "The barbarians in late antiquity and how they were accommodated in the West", in: B. H. Rosenwein and L. K. Little (ed.), ''Debating the Middle Ages: Issues and readings'', Malden, Mass. 1998, pp. 25–44.
* ''Historical Atlases: The First Three Hundred Years'' (2003).
* "Conspicuously absent: Martial Heroism in the Histories of Gregory of Tours and its likes", in: K. Mitchell and I. N. Wood (ed.), ''The World of Gregory of Tours'', vol. 8 (Cultures, Beliefs, and Traditions 8), Leiden 2002, pp. 365–93.
* "The front matter of J. G. Hagelgans's 1718 Atlas historicus at Princeton University Library and the Eran Laor Cartographic Collection, Jerusalem," in ''Princeton University Library Chronicle'' LXIV, 1 (Autumn 2002), pp. 141–62.
* ''The narrators of barbarian history (A.D. 550–800). Jordanes, Gregory of Tours, Bede, and Paul the Deacon'', Notre Dame 2005.
* "Jordanes's Getica and the Disputed Authenticity of Gothic Origins from Scandinavia", in: ''Speculum'' 80 (2005), pp. 379–98.
* "Bede's ''uera lex historiae'' explained", in: ''Anglo-Saxon England'' 36 (2005), pp. 111–16.
* ''Barbarian Tides: the Migration Age and the Later Roman Empire'' (2006)
* "The Name 'Merovingian' and the Dating of Beowulf", ''Anglo-Saxon England'' 36 (2007), pp. 93–101
* "Frankish military duty and the fate of Roman taxation", in: ''Early Medieval Europe'' 16:2 (2008), pp. 166–90.
* ''Barbarians, Maps, and Historiography. Studies on the Early Medieval West'' (2009) (Collected Studies)
* "The Technique of Barbarian Settlement in the Fifth Century: A Personal, Streamlined Account with Ten Additional Comments", in: ''Journal of Late Antiquity'' 3:1 (2010), pp. 65–98.
* "The Frankish Pretender Gundovald, 582–585. A Crisis of Merovingian Blood", in: ''Francia: Forschungen zur westeuropäischen Geschichte'' 39 (2012), pp. 1–27.
* "Le début (et la fin) des sortes Vandalorum", in: Expropriations et confiscations dans les royaumes barbares. Une approche régionale, ed. Pierfrancesco Porena, Yann Rivière, Roma 2012, pp. 115–28.
* "»Defensio patriae« as a Carolingian Military Obligation" in: ''Francia: Forschungen zur westeuropäischen Geschichte'' 43 (2016) pp. 21–39.
* "The Recruitment of Freemen into the Carolingian Army, or How Far May One Argue from Silence?" in: "Journal of Medieval Military History" 16 (2018), pp. 17–34.
* ''The Industrialist and the Diva: Alexander Smith Cochran, Founder of Yale's Elizabethan Club, and Madame Ganna Walska'', Yale 2020.
See also
*
Guy Halsall
Guy Halsall (born 1964) is an English historian and academic, specialising in Early Medieval Europe. He is currently based at the University of York, and has published a number of books, essays, and articles on the subject of early medieval histor ...
*
Walter Pohl
Walter Pohl (born 27 December 1953, in Vienna) is an Austrian historian who is Professor of Auxiliary Sciences of History and Medieval History at the University of Vienna. He is a leading member of the Vienna School of History.
Biography
Walter ...
References
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External links
*''Canadian Who's Who 2001, Volume 36'' by Elizabeth Lumley
p. 500Walter Goffartat Yale University
{{DEFAULTSORT:Goffart, Walter
1934 births
ACLS Fellows
American medievalists
Classical scholars of the Institute for Advanced Study
Fellows of the Medieval Academy of America
Harvard University alumni
Historical revisionism
Living people
University of Toronto faculty
University of California, Berkeley College of Letters and Science faculty
Yale University faculty
Belgian emigrants to the United States
Historians from California