The
von Neumann cardinal assignment is a
cardinal assignment that uses
ordinal number
In set theory, an ordinal number, or ordinal, is a generalization of ordinal numerals (first, second, th, etc.) aimed to extend enumeration to infinite sets.
A finite set can be enumerated by successively labeling each element with the leas ...
s. For a
well-order
In mathematics, a well-order (or well-ordering or well-order relation) on a set is a total ordering on with the property that every non-empty subset of has a least element in this ordering. The set together with the ordering is then calle ...
able set ''U'', we define its
cardinal number
In mathematics, a cardinal number, or cardinal for short, is what is commonly called the number of elements of a set. In the case of a finite set, its cardinal number, or cardinality is therefore a natural number. For dealing with the cas ...
to be the smallest ordinal number
equinumerous to ''U'', using the von Neumann definition of an ordinal number. More precisely:
:
where ON is the
class
Class, Classes, or The Class may refer to:
Common uses not otherwise categorized
* Class (biology), a taxonomic rank
* Class (knowledge representation), a collection of individuals or objects
* Class (philosophy), an analytical concept used d ...
of ordinals. This ordinal is also called the initial ordinal of the cardinal.
That such an ordinal exists and is unique is guaranteed by the fact that ''U'' is well-orderable and that the class of ordinals is well-ordered, using the
axiom of replacement. With the full
axiom of choice
In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
,
every set is well-orderable, so every set has a cardinal; we order the cardinals using the inherited ordering from the ordinal numbers. This is readily found to coincide with the ordering via ≤
''c''. This is a well-ordering of cardinal numbers.
Initial ordinal of a cardinal
Each ordinal has an associated
cardinal
Cardinal or The Cardinal most commonly refers to
* Cardinalidae, a family of North and South American birds
**''Cardinalis'', genus of three species in the family Cardinalidae
***Northern cardinal, ''Cardinalis cardinalis'', the common cardinal of ...
, its cardinality, obtained by simply forgetting the order. Any well-ordered set having that ordinal as its
order type
In mathematics, especially in set theory, two ordered sets and are said to have the same order type if they are order isomorphic, that is, if there exists a bijection (each element pairs with exactly one in the other set) f\colon X \to Y su ...
has the same cardinality. The smallest ordinal having a given cardinal as its cardinality is called the initial ordinal of that cardinal. Every finite ordinal (
natural number
In mathematics, the natural numbers are the numbers 0, 1, 2, 3, and so on, possibly excluding 0. Some start counting with 0, defining the natural numbers as the non-negative integers , while others start with 1, defining them as the positive in ...
) is initial, but most infinite ordinals are not initial. The
axiom of choice
In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
is equivalent to the statement that every set can be well-ordered, i.e. that every cardinal has an initial ordinal. In this case, it is traditional to identify the cardinal number with its initial ordinal, and we say that the initial ordinal ''is'' a cardinal.
The
-th infinite initial ordinal is written
. Its cardinality is written
(the
-th
aleph number
In mathematics, particularly in set theory, the aleph numbers are a sequence of numbers used to represent the cardinality (or size) of infinite sets. They were introduced by the mathematician Georg Cantor and are named after the symbol he used t ...
). For example, the cardinality of
is
, which is also the cardinality of
,
, and
(all are
countable
In mathematics, a Set (mathematics), set is countable if either it is finite set, finite or it can be made in one to one correspondence with the set of natural numbers. Equivalently, a set is ''countable'' if there exists an injective function fro ...
ordinals). So we identify
with
, except that the notation
is used for writing cardinals, and
for writing ordinals. This is important because
arithmetic on cardinals is different from
arithmetic on ordinals, for example
=
whereas
>
. Also,
is the smallest
uncountable
In mathematics, an uncountable set, informally, is an infinite set that contains too many elements to be countable. The uncountability of a set is closely related to its cardinal number: a set is uncountable if its cardinal number is larger tha ...
ordinal (to see that it exists, consider the set of
equivalence class
In mathematics, when the elements of some set S have a notion of equivalence (formalized as an equivalence relation), then one may naturally split the set S into equivalence classes. These equivalence classes are constructed so that elements ...
es of well-orderings of the natural numbers; each such well-ordering defines a countable ordinal, and
is the order type of that set),
is the smallest ordinal whose cardinality is greater than
, and so on, and
is the limit of
for natural numbers
(any limit of cardinals is a cardinal, so this limit is indeed the first cardinal after all the
).
Infinite initial ordinals are limit ordinals. Using ordinal arithmetic,
implies
, and 1 ≤ ''α'' < ω
''β'' implies ''α'' · ω
''β'' = ω
''β'', and 2 ≤ ''α'' < ω
''β'' implies ''α''
ω''β'' = ω
''β''. Using the
Veblen hierarchy, ''β'' ≠ 0 and ''α'' < ω
''β'' imply
and Γ
ω''β'' = ω
''β''. Indeed, one can go far beyond this. So as an ordinal, an infinite initial ordinal is an extremely strong kind of limit.
See also
*
Aleph number
In mathematics, particularly in set theory, the aleph numbers are a sequence of numbers used to represent the cardinality (or size) of infinite sets. They were introduced by the mathematician Georg Cantor and are named after the symbol he used t ...
References
* Y.N. Moschovakis ''Notes on Set Theory'' (1994 Springer) p. 198
{{Mathematical logic
Cardinal numbers
Ordinal numbers