A vassal or liege subject
is a person regarded as having a mutual obligation to a
lord
Lord is an appellation for a person or deity who has authority, control, or power over others, acting as a master, chief, or ruler. The appellation can also denote certain persons who hold a title of the peerage in the United Kingdom, or ar ...
or
monarch
A monarch is a head of stateWebster's II New College DictionarMonarch Houghton Mifflin. Boston. 2001. p. 707. Life tenure, for life or until abdication, and therefore the head of state of a monarchy. A monarch may exercise the highest authority ...
, in the context of the
feudal
Feudalism, also known as the feudal system, was the combination of the legal, economic, military, cultural and political customs that flourished in Middle Ages, medieval Europe between the 9th and 15th centuries. Broadly defined, it was a wa ...
system in
medieval Europe
In the history of Europe, the Middle Ages or medieval period lasted approximately from the late 5th to the late 15th centuries, similar to the post-classical period of global history. It began with the fall of the Western Roman Empire a ...
. While the subordinate party is called a vassal, the dominant party is called a
suzerain
Suzerainty () is the rights and obligations of a person, state or other polity who controls the foreign policy and relations of a tributary state, while allowing the tributary state to have internal autonomy. While the subordinate party is calle ...
. While the rights and obligations of a vassal are called vassalage, and the rights and obligations of a suzerain are called
suzerainty
Suzerainty () is the rights and obligations of a person, state or other polity who controls the foreign policy and relations of a tributary state, while allowing the tributary state to have internal autonomy. While the subordinate party is cal ...
.
The obligations of a vassal often included military support by knights in exchange for certain privileges, usually including land held as a tenant or
fief
A fief (; la, feudum) was a central element in medieval contracts based on feudal law. It consisted of a form of property holding or other rights granted by an Lord, overlord to a vassal, who held it in fealty or "in fee" in return for a for ...
. The term is also applied to similar arrangements in other feudal societies.
In contrast,
fealty
An oath of fealty, from the Latin ''fidelitas'' (faithfulness), is a pledge of allegiance of one person to another.
Definition
In medieval Europe, the swearing of fealty took the form of an oath made by a vassal, or subordinate, to his lord. "Fea ...
(''fidelitas'') was sworn, unconditional loyalty to a monarch.
European vassalage
In fully developed vassalage, the lord and the vassal would take part in a
commendation ceremony
A commendation ceremony (''commendatio'') is a formal ceremony that evolved during the Early Medieval period to create a bond between a lord and his fighting man, called his vassal. The first recorded ceremony of ''commendatio'' was in 7th centur ...
composed of two parts, the
homage and the
fealty
An oath of fealty, from the Latin ''fidelitas'' (faithfulness), is a pledge of allegiance of one person to another.
Definition
In medieval Europe, the swearing of fealty took the form of an oath made by a vassal, or subordinate, to his lord. "Fea ...
, including the use of Christian sacraments to show its sacred importance. According to
Eginhard
Einhard (also Eginhard or Einhart; la, E(g)inhardus; 775 – 14 March 840) was a Frankish scholar and courtier. Einhard was a dedicated servant of Charlemagne and his son Louis the Pious; his main work is a biography of Charlemagne, the ''Vita ...
's brief description, the ''commendatio'' made to
Pippin the Younger
the Short (french: Pépin le Bref; – 24 September 768), also called the Younger (german: Pippin der Jüngere), was King of the Franks from 751 until his death in 768. He was the first Carolingian to become king.
The younger was the son of t ...
in 757 by
Tassilo III, Duke of Bavaria
Tassilo III ( 741 – c. 796) was the duke of Bavaria from 748 to 788, the last of the house of the Agilolfings. The Son of Duke Odilo of Bavaria and Hitrud, the Daughter of Charles Martell.
Tassilo, then still a child, began his rule as a Fran ...
, involved the relics of
Saints Denis, Rusticus, Éleuthère,
Martin Martin may refer to:
Places
* Martin City (disambiguation)
* Martin County (disambiguation)
* Martin Township (disambiguation)
Antarctica
* Martin Peninsula, Marie Byrd Land
* Port Martin, Adelie Land
* Point Martin, South Orkney Islands
Austr ...
, and
Germain – apparently assembled at
Compiegne for the event. Such refinements were not included from the outset when it was time of crisis, war, hunger, etc. Under feudalism, those who were weakest needed the protection of the knights who owned the weapons and knew how to fight.
Feudal society was increasingly based on the concept of "lordship" (French ''
seigneur
''Seigneur'' is an originally feudal title in France before the Revolution, in New France and British North America until 1854, and in the Channel Islands to this day. A seigneur refers to the person or collective who owned a ''seigneurie'' (or ...
''), which was one of the distinguishing features of the
Early Middle Ages
The Early Middle Ages (or early medieval period), sometimes controversially referred to as the Dark Ages, is typically regarded by historians as lasting from the late 5th or early 6th century to the 10th century. They marked the start of the Mi ...
and had evolved from times of
Late Antiquity
Late antiquity is the time of transition from classical antiquity to the Middle Ages, generally spanning the 3rd–7th century in Europe and adjacent areas bordering the Mediterranean Basin. The popularization of this periodization in English ha ...
.
In the time of
Charlemagne
Charlemagne ( , ) or Charles the Great ( la, Carolus Magnus; german: Karl der Große; 2 April 747 – 28 January 814), a member of the Carolingian dynasty, was King of the Franks from 768, King of the Lombards from 774, and the first Holy ...
(ruled 768–814), the connection slowly developed between vassalage and the grant of land, the main form of wealth at that time. Contemporaneous social developments included agricultural "
manorialism
Manorialism, also known as the manor system or manorial system, was the method of land ownership (or "tenure") in parts of Europe, notably France and later England, during the Middle Ages. Its defining features included a large, sometimes forti ...
" and the social and legal structures labelled — but only since the 18th century — "
feudalism
Feudalism, also known as the feudal system, was the combination of the legal, economic, military, cultural and political customs that flourished in medieval Europe between the 9th and 15th centuries. Broadly defined, it was a way of structur ...
". These developments proceeded at different rates in various regions. In
Merovingian
The Merovingian dynasty () was the ruling family of the Franks from the middle of the 5th century until 751. They first appear as "Kings of the Franks" in the Roman army of northern Gaul. By 509 they had united all the Franks and northern Gauli ...
times (5th century to 752), monarchs would reward only the greatest and most trusted vassals with lands. Even at the most extreme devolution of any remnants of central power, in 10th-century France, the majority of vassals still had no fixed estates.
[
Ganshof, François Louis, ''Feudalism'' translated 1964]
The stratification of a fighting band of vassals into distinct groups might roughly correlate with the new term "
fief
A fief (; la, feudum) was a central element in medieval contracts based on feudal law. It consisted of a form of property holding or other rights granted by an Lord, overlord to a vassal, who held it in fealty or "in fee" in return for a for ...
" that had started to supersede "benefice" in the 9th century. An "upper" group comprised great territorial magnates, who were strong enough to ensure the inheritance of their benefice to the heirs of their family. A "lower" group consisted of landless
knight
A knight is a person granted an honorary title of knighthood by a head of state (including the Pope) or representative for service to the monarch, the church or the country, especially in a military capacity. Knighthood finds origins in the Gr ...
s attached to a
count
Count (feminine: countess) is a historical title of nobility in certain European countries, varying in relative status, generally of middling rank in the hierarchy of nobility. Pine, L. G. ''Titles: How the King Became His Majesty''. New York: ...
or
duke
Duke is a male title either of a monarch ruling over a duchy, or of a member of royalty, or nobility. As rulers, dukes are ranked below emperors, kings, grand princes, grand dukes, and sovereign princes. As royalty or nobility, they are ran ...
. This social settling process also received impetus in fundamental changes in the conduct of warfare. As co-ordinated
cavalry
Historically, cavalry (from the French word ''cavalerie'', itself derived from "cheval" meaning "horse") are soldiers or warriors who fight mounted on horseback. Cavalry were the most mobile of the combat arms, operating as light cavalry ...
superseded disorganized
infantry
Infantry is a military specialization which engages in ground combat on foot. Infantry generally consists of light infantry, mountain infantry, motorized infantry & mechanized infantry, airborne infantry, air assault infantry, and marine i ...
, armies became more expensive to maintain. A vassal needed economic resources to equip the cavalry he was bound to contribute to his lord to fight his frequent wars. Such resources, in the absence of a money economy, came only from land and its associated assets, which included
peasant
A peasant is a pre-industrial agricultural laborer or a farmer with limited land-ownership, especially one living in the Middle Ages under feudalism and paying rent, tax, fees, or services to a landlord. In Europe, three classes of peasants ...
s as well as wood and water.
Difference between "vassal" and "vassal state"
Many empires have set up
vassal state
A vassal state is any state that has a mutual obligation to a superior state or empire, in a status similar to that of a vassal in the feudal system in medieval Europe. Vassal states were common among the empires of the Near East, dating back to ...
s, based on tribes, kingdoms, or city-states, the subjects of which they wish to control without having to conquer or directly govern them. In these cases a subordinate state (such as a
dependency,
residency
Residency may refer to:
* Domicile (law), the act of establishing or maintaining a residence in a given place
** Permanent residency, indefinite residence within a country despite not having citizenship
* Residency (medicine), a stage of postgra ...
,
client state
A client state, in international relations, is a state that is economically, politically, and/or militarily subordinate to another more powerful state (called the "controlling state"). A client state may variously be described as satellite state, ...
or
protectorate
A protectorate, in the context of international relations, is a State (polity), state that is under protection by another state for defence against aggression and other violations of law. It is a dependent territory that enjoys autonomy over m ...
) has retained internal autonomy, but has lost independence in foreign policy, while also, in many instances, paying formal
tribute
A tribute (; from Latin ''tributum'', "contribution") is wealth, often in kind, that a party gives to another as a sign of submission, allegiance or respect. Various ancient states exacted tribute from the rulers of land which the state conqu ...
, or providing troops when requested.
This is a similar relationship to vassals, but vassals hold
fief
A fief (; la, feudum) was a central element in medieval contracts based on feudal law. It consisted of a form of property holding or other rights granted by an Lord, overlord to a vassal, who held it in fealty or "in fee" in return for a for ...
doms which are present in the actual territory of the monarch.
In this framework, a "formal colony" or "junior ally" might also be regarded as a vassal state in terms of international relations, analogous to a domestic "fief-holder" or "trustee".
The concept of a vassal state uses the concept of personal vassalry to theorize formally
hegemonic
Hegemony (, , ) is the political, economic, and military predominance of one state over other states. In Ancient Greece (8th BC – AD 6th ), hegemony denoted the politico-military dominance of the ''hegemon'' city-state over other city-states. ...
relationships between states – even those using non-personal forms of rule. Imperial states to which this terminology has been applied include, for instance:
Ancient Rome
In modern historiography, ancient Rome refers to Roman civilisation from the founding of the city of Rome in the 8th century BC to the collapse of the Western Roman Empire in the 5th century AD. It encompasses the Roman Kingdom (753–509 B ...
, the
Mongol Empire
The Mongol Empire of the 13th and 14th centuries was the largest contiguous land empire in history. Originating in present-day Mongolia in East Asia, the Mongol Empire at its height stretched from the Sea of Japan to parts of Eastern Europe, ...
,
Imperial China
The earliest known written records of the history of China date from as early as 1250 BC, from the Shang dynasty (c. 1600–1046 BC), during the reign of king Wu Ding. Ancient historical texts such as the '' Book of Documents'' (early chapte ...
and the
British Empire
The British Empire was composed of the dominions, colonies, protectorates, mandates, and other territories ruled or administered by the United Kingdom and its predecessor states. It began with the overseas possessions and trading posts esta ...
.
See also
*
Feudalism in the Holy Roman Empire
Feudalism in the Holy Roman Empire was a politico-economic system of relationships between liege lords and enfeoffed vassals (or feudatories) that formed the basis of the social structure within the Holy Roman Empire during the High Middle Ages. ...
*
Freeborn
"Freeborn" is a term associated with political agitator John Lilburne (1614–1657), a member of the Levellers, a 17th-century English political party. As a word, "freeborn" means born free, rather than in slavery or bondage or vassalage. Lilbu ...
* ''
Lehnsmann
A ''Lehnsmann'' (plural: ''Lehnsleute'' or ''Lehnsmänner'') or ''Lehnsnehmer'' (also spelt ''Lehens-'') was a nobleman in the Middle Ages in German-speaking countries, who, as a liegeman was obliged to render service, goods in kind and loyalty to ...
''
*
Mandala (political model)
''Maṇḍala'' is a Sanskrit word meaning 'circle'. The mandala is a model for describing the patterns of diffuse political power distributed among Mueang or Kedatuan (principalities) in medieval Southeast Asian history, when local power was m ...
*
Suzerainty
Suzerainty () is the rights and obligations of a person, state or other polity who controls the foreign policy and relations of a tributary state, while allowing the tributary state to have internal autonomy. While the subordinate party is cal ...
*
Thegn
In Anglo-Saxon England, thegns were aristocratic landowners of the second rank, below the ealdormen who governed large areas of England. The term was also used in early medieval Scandinavia for a class of retainers. In medieval Scotland, there ...
*
Vavasour
A vavasour (also vavasor; Old French ''vavassor'', ''vavassour''; Modern French ''vavasseur''; Late Latin ''vavassor''), is a term in feudal law. A vavasour was the vassal or tenant of a baron, one who held his tenancy under a baron, and who also ...
, a type of vassal
*
Zamindar
A zamindar ( Hindustani: Devanagari: , ; Persian: , ) in the Indian subcontinent was an autonomous or semiautonomous ruler of a province. The term itself came into use during the reign of Mughals and later the British had begun using it as a ...
*
Similar terms
* ''
Gokenin
A was initially a vassal of the shogunate of the Kamakura and the Muromachi periods.Iwanami Kōjien, "Gokenin" In exchange for protection and the right to become '' jitō'' (manor's lord), a ''gokenin'' had in times of peace the duty to protect ...
'', vassals of the
shogunate in
Japan
Japan ( ja, 日本, or , and formally , ''Nihonkoku'') is an island country in East Asia. It is situated in the northwest Pacific Ocean, and is bordered on the west by the Sea of Japan, while extending from the Sea of Okhotsk in the north ...
*
Manrent
Manrent refers to a Scottish contract of the mid-15th century to the early 17th century, usually military in nature and involving Scottish clans. The bond of manrent was commonly an instrument in which a weaker man or clan pledged to serve, in r ...
,
Scottish Clan
A Scottish clan (from Goidelic languages, Gaelic , literally 'children', more broadly 'kindred') is a kinship group among the Scottish people. Clans give a sense of shared identity and descent to members, and in modern times have an official ...
treaties of offensive and defensive alliance
* ''Nöken'' (plural: ''nöker'') was the
Mongol
The Mongols ( mn, Монголчууд, , , ; ; russian: Монголы) are an East Asian ethnic group native to Mongolia, Inner Mongolia in China and the Buryatia Republic of the Russian Federation. The Mongols are the principal member of ...
term for a tribal leader acknowledging another as his liege
*
Villein
A villein, otherwise known as ''cottar'' or '' crofter'', is a serf tied to the land in the feudal system. Villeins had more rights and social status than those in slavery, but were under a number of legal restrictions which differentiated them ...
, a
serf, or low-born worker under feudalism
Notes
References
;Citations
;Sources
*
Cantor, Norman, ''The Civilization of the Middle Ages'' 1993.
* Rouche, Michel, "Private life conquers state and society," in ''A History of Private Life'' vol I, Paul Veyne, editor, Harvard University Press 1987 .
External links
*
{{Authority control
Feudalism
Medieval titles