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Uttar Pradesh Lokayukta and Uplokayukta (
Sanskrit Sanskrit (; attributively , ; nominally , , ) is a classical language belonging to the Indo-Aryan branch of the Indo-European languages. It arose in South Asia after its predecessor languages had diffused there from the northwest in the late ...
: उत्तर प्रदेश लोकायुक्त and उपलोकायुक्त) is an anti- corruption ombudsman in the Indian state of
Uttar Pradesh Uttar Pradesh (; , 'Northern Province') is a state in northern India. With over 200 million inhabitants, it is the most populated state in India as well as the most populous country subdivision in the world. It was established in 1950 ...
.The position of the
Lokayukta The Lokayukta (also Lok Ayukta) ( ''lokāyukta'', ''"civil commissioner"'') is the Indian Parliamentary Ombudsman, executed into power, through and for, each of the State Governments of India. It is brought into effect in a state, after passi ...
was established under the Lokayukta Act of 1975. The
Lokayukta The Lokayukta (also Lok Ayukta) ( ''lokāyukta'', ''"civil commissioner"'') is the Indian Parliamentary Ombudsman, executed into power, through and for, each of the State Governments of India. It is brought into effect in a state, after passi ...
is from a non-political background and functions as a statutory authority probing into cases primarily related to corruption, government mismanagement, or abuse of power by public servants or ministers. Though the Lokayukta lacks wide investigatory powers, it has caught public attention by investigating high-profile cases. On January 28, 2016, the Supreme Court of India, recalled its previous order and appointed a new Lokayukta after the state government failed to suggest one.


Selection procedure

According to the ''Uttar Pradesh Lokayukta and UpLokayukta Act of 1975'', the
Governor A governor is an administrative leader and head of a polity or political region, ranking under the head of state and in some cases, such as governors-general, as the head of state's official representative. Depending on the type of political ...
of the state can appoint a person to be the Lokayukta and one or more persons as uplokayukta(s)(Deputy Lokayukta). The Lokayukta's appointment is made after consultations with the Chief Justice of the Allahabad High Court, and the leader of the opposition in the state assembly.The Uplokayukta(s) can be appointed after consulting the Lokayukta. A person is eligible for the post of the Lokayukta or Uplokayukta if he/she fulfills the following criteria. * A judge of the Supreme Court or the High Court. * Never held an office of
member of Parliament A member of parliament (MP) is the representative in parliament of the people who live in their electoral district. In many countries with bicameral parliaments, this term refers only to members of the lower house since upper house members o ...
or severed their connection with it. * Never held an office of State Legislature. * Holding no office of trust or profit, or severed their connection with the business or profession if had joined in the past. Any person appointed as the Lokayukta or Uplokayukta serves the office for a period of eight years after an amendment increased the tenure length by two years. The perks and allowances of the Lokayukta are the same as that of the chief justice while that of an Uplokayukta to a judge of the state's High court. The institution of Lokayukta should have Judicial and Non-Judicial members.


Roles and responsibilities

The functioning of the Uttar Pradesh Lokayukta is to initiate inquiries on complaints regarding maladministration and corruption concerning a State Public Servant". The investigation can be started with specific approval of the concerned ministry and can be either a ''Grievance'' or ''Allegation''. Grievance means any claim by a person who faced injustice or undue hardship due to maladministration, whereas, allegation is in relation to a public servant, any government company or corporation in the state or pension and other claims. Lokayukta or an Uplokayukta enjoys the same powers as that of a
civil court Civil law may refer to: * Civil law (common law), the part of law that concerns private citizens and legal persons * Civil law (legal system), or continental law, a legal system originating in continental Europe and based on Roman law ** Private la ...
under the code of ''Civil Procedure, 1908'' which includes summoning the person, checking any public record or request copy from any court or office and issuing commissions for the examination of witnesses or documents. The lokayukta is also required to ensure the safe custody of relevant documents. Every investigation is conducted in private, and the identity of the complainant and that of the public servant under investigation not disclosed in any form unless it is related to public importance. After the completion of an investigation, the lokayukta is required to submit the report to the
governor A governor is an administrative leader and head of a polity or political region, ranking under the head of state and in some cases, such as governors-general, as the head of state's official representative. Depending on the type of political ...
. In case of a false complaint, the lokayukta is empowered to take appropriate action as specified under
Code of Criminal Procedure, 1973 In communications and information processing, code is a system of rules to convert information—such as a letter, word, sound, image, or gesture—into another form, sometimes shortened or secret, for communication through a communicatio ...
, which may involve detention of the complainant and up to three years of imprisonment with fine. However, the person can make an appeal which can be admitted only by the session court. However, in any such case, the court cannot compel the lokayukta, uplokayukta or any public servant to furnish any evidence recorded or collected. The State Government, by a notification published in the
gazette A gazette is an official journal, a newspaper of record, or simply a newspaper. In English and French speaking countries, newspaper publishers have applied the name ''Gazette'' since the 17th century; today, numerous weekly and daily newspaper ...
, can confer additional powers for specific investigations to the office of the Lokayukta and can even allow them to make new rules for the same.


Recommendations

Many names were suggested for selecting a new Lokayukta after the term of N.K. Mehrotra expired. Despite objections raised by both, the chief justice of the Allahabad High Court and the
governor A governor is an administrative leader and head of a polity or political region, ranking under the head of state and in some cases, such as governors-general, as the head of state's official representative. Depending on the type of political ...
, the state government forwarded the name of retired judge Ravindra Singh to the governor at least four times, without following the due procedure. The chief justice had raised strong objections citing Ravindra Singh's alleged political affiliations with the ruling government of the samajwadi party. The government headed by
Akhilesh Yadav Akhilesh is a given name. Notable people with the name include: * Akhilesh Das (1961–2017), educationist, professor, Indian politician and philanthropist * Akhilesh K. Gaharwar (born 1982), Indian academic and Professor at Texas A&M University * ...
neither proposed a fresh name, nor called a meeting of the selection committee regarding the appointment, which led to governor
Ram Naik Ram Naik (born 16 April 1934) is a veteran Indian politician from the Bharatiya Janata Party, served as the 27th Governor of Uttar Pradesh. Political career Ram Naik was a member of the 13th Lok Sabha and was Minister of Oil and Natural Gas i ...
rejecting the name of Singh for a fifth time in August 2015. The state government passed an amendment in the state assembly on August 28, 2015, removing the clause that required the chief justice of the Allahabad High Court to be a part of the selection committee.; The bill,however lies pending with the governor


Hearings in the Supreme Court

Multiples hearings occurred in the Supreme Court for appointing a new lokayukta. On July 2, 2015, the Court sought the response of the Uttar Pradesh government on a plea seeking replacement of the state's current lokayukta N.K. Mehrotra, The Allahabad High Court also sought response for the same from the government on July 23, 2015. The apex court issued a notice to the government in December, regarding the initiation of contempt proceedings against it for non-compliance of the Court's previous order. On receiving no reply from the government, the supreme court, on December 14, criticized the for not appointing a new lokayukta in the state and fixed the petitions on the issue for a hearing on December 16. The Supreme Court had earlier upheld constitutional validity of extending tenure of lokayukta to eight years on 24 April 2014 and had asked for the list of possible appointees within six months. Since the government failed to recommend the list within the time-frame, the Court appointed Virendra Singh as the new lokayukta by exercising its constitutional power under ''Article 142 of the Constitution'' The court, however retracted this decision later, after hearing a plea and appointed former judge of Allahabad High Court Sanjay Mishra as the new lokayukta in January 2016.


Appointment

The former Lokayukta N.K. Mehrotra was appointed on 16 March 2006 under the ''Uttar Pradesh Lokayukta Act''. After his term expired on 15 March 2012, the Uttar Pradesh government on the same day brought an ordinance and another on 18 March and extended the period from existing six to eight years, which was later upheld by the Supreme Court. On July 31, 2012, the state government cabinet approved to keep the office of lokayukta out of the purview of the RTI Act, 2005 citing secrecy while investigating corruption charges. N.K. Mehrotra served nine years in the office, the longest term by a lokayukta in the country. On December 16, 2015, the Supreme Court, invoking its constitutional powers, appointed justice Virendra Singh as the new Lokayukta, while expressing ''deep regret'' for constitutional authorities failing to comply with the court's order. Following objection to Justice Singh's appointment, on January 28, 2016, the Supreme Court retracted its decision and appointed former judge Sanjay Mishra to the office . Lokayukta(s) of Uttar Pradesh.


Notable cases

The state lokayukta has probed many high-profile cases and some of them are mentioned below. * Submitted report on the alleged nexus between
Ponty Chadha Gurdeep Singh Chadha (22 October 1960 – 17 November 2012), also known as Ponty Chadha, was an Indian businessman who owned the Wave Group. Early life During the Partition, a person named Kulwant Singh Chadha migrated from what subsequently b ...
and government headed by
Mayawati Kumari Mayawati (born 15 January 1956) is an Indian politician. She has served four separate terms as Chief Minister of Uttar Pradesh. She is the national president of the Bahujan Samaj Party (BSP), which focuses on a platform of social cha ...
. * Recommended CBI investigation against prominent BSP leader Naseemuddin Siddiqui for allegedly amassing disproportionate assets. * Investigated assets case against state mining minister Gayatri Prasad Prajapati. * On January 29, 2015, two MLA's of the state assembly were disqualified by the governor on recommendation of lokayukta which indicted them for irregularities. *The lokayukta acquitted
Noida Noida, short for New Okhla Industrial Development Authority, is a planned city located in Gautam Buddha Nagar district of the Indian state of Uttar Pradesh. Noida is a satellite city of Delhi and is a part of the National Capital Region (NCR) o ...
based engineer Yadav Singh.


Limitations of Powers

The lokayukta cannot act on any complaint pertaining to people occupying following constitutional posts. * The Chief Justice or any judge of the High court or member of judicial services. * Officer or servant of any court. * The Accountant General, Uttar pradesh. * Chairman or any member of the
Uttar pradesh Public Service Commission The Uttar Pradesh Public Service Commission (), commonly abbreviated as UPPSC, is Uttar Pradesh's state agency for recruitment of all the entry-level appointments to the various Group A and Group B Civil Services of Uttar Pradesh. The agency' ...
or its staff. * The Chief Election Commissioner, the Election Commissioner, the Regional Commissioner and the Chief Electoral Officer, Uttar Pradesh. * Any member of the secretariat staff of either House of the state legislature. If the investigation involves internal security of the state or the disclosure of proceedings of the cabinet of the state government or any committee of that cabinet, then the person cannot be compelled to give any evidence or produce any document. The state government after consultation with the lokayukta, in view of public interest, may exempt a public servant from investigation via notification in the state gazette . The following matters cannot be covered in the investigation conducted by the lokayukta. * Investigations related to crime. * Proceedings relating to the internal security of the state. * Actions in relation to determining whether a matter will go or will continue to be prosecuted in a court. * Action concerning commercial relations of the administration of the government or of the local authority or other corporations, except where the complainant alleged harassment in meeting contractual obligations. * Appointments related to removal, pay, disciplinary action, superannuation or other matters relating to conditions of services of public servants but not including actions relating to claims for pension, gratuity, provident fund or to any claims which arises on retirement, removal or termination of service. * Grant of honors and awards. If this is done in a confidential manner,an investigation cell may be established under the Lokayukta.


Removal

According to the ''Article 311 of the constitution,'' the lokayukta or an up-lokayukta can be removed only if found guilty in the report of committee headed by the judge of either Supreme court or Chief justice of the High court. The report is then forwarded to the Governor and then presented before the state legislature with each house of the legislature votes for the removal by 2/3 majority.


See also

*
Lokayukta The Lokayukta (also Lok Ayukta) ( ''lokāyukta'', ''"civil commissioner"'') is the Indian Parliamentary Ombudsman, executed into power, through and for, each of the State Governments of India. It is brought into effect in a state, after passi ...
*
Lokpal A Lokpal ( sa, लोकपाल ''lokapāla'', "defender of people" or "People's Friend") is an anti-corruption authority or body of ombudsman who represents the public interest in the Republic of India. The current Chairperson of Lokpal is Pra ...
*
The Lokpal and Lokayuktas Act, 2013 The Lokpal and Lokayuktas Act, 2013, commonly known as The Lokpal Act, is an anti-corruption Act of Indian Parliament in India which "seeks to provide for the establishment of the institution of Lokpal to inquire into allegations of corrup ...
* Maharashtra Lokayukta *
Karnataka Lokayukta Karnataka Lokayukta is the ombudsman institution of the Indian state of Karnataka. It was established in 1984 to investigate and report on corruption in the Government of Karnataka and to redress public grievances related to state government e ...
* Goa Lokayukta * Andhra Pradesh Lokayukta * Assam Lokayukta * Telangana Lokayukta * Delhi Lokayukta * Himachal Pradesh Lokayukta * Bihar Lokayukta * West Bengal Lokayukta * Haryana Lokayukta * Chhattisgarh Lokayog


Notes


References


External links


Details of the case filed by Mohd.Saeed Siddiqui on new Lokayukta appointment

Karnataka Lokayukta

Kerala Lok Ayukta
{{Lokayukta Lokayuktas Government of Uttar Pradesh 1977 establishments in Uttar Pradesh Government agencies established in 1977