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Underdevelopment, in the context of international development, reflects a broad condition or phenomena defined and critiqued by theorists in fields such as
economics Economics () is the social science that studies the production, distribution, and consumption of goods and services. Economics focuses on the behaviour and interactions of economic agents and how economies work. Microeconomics analyzes ...
,
development studies Development studies is an interdisciplinary branch of social science. Development studies is offered as a specialized master's degree in a number of reputed universities around the world. It has grown in popularity as a subject of study since the e ...
, and
postcolonial studies Postcolonialism is the critical academic study of the cultural, political and economic legacy of colonialism and imperialism, focusing on the impact of human control and exploitation of colonized people and their lands. More specifically, it is ...
. Used primarily to distinguish states along benchmarks concerning human development—such as macro-economic growth, health, education, and standards of living—an "underdeveloped" state is framed as the antithesis of a " developed", modern, or industrialized state. Popularized, dominant images of underdeveloped states include those that have less stable economies, less democratic political regimes, greater poverty,
malnutrition Malnutrition occurs when an organism gets too few or too many nutrients, resulting in health problems. Specifically, it is "a deficiency, excess, or imbalance of energy, protein and other nutrients" which adversely affects the body's tissues ...
, and poorer
public health Public health is "the science and art of preventing disease, prolonging life and promoting health through the organized efforts and informed choices of society, organizations, public and private, communities and individuals". Analyzing the det ...
and education systems. Underdevelopment per
Walter Rodney Walter Anthony Rodney (23 March 1942 – 13 June 1980) was a Guyanese historian, political activist and academic. His notable works include '' How Europe Underdeveloped Africa'', first published in 1972. Rodney was assassinated in Georgeto ...
is primarily made of two components, a comparative aspect as well the relationship of exploitation: namely, the exploitation of one country by another.


History

In critical development and postcolonial studies, the concepts of "development", "developed", and "underdevelopment" are often thought of to have origins in two periods: first, the
colonial Colonial or The Colonial may refer to: * Colonial, of, relating to, or characteristic of a colony or colony (biology) Architecture * American colonial architecture * French Colonial * Spanish Colonial architecture Automobiles * Colonial (1920 au ...
era, where colonial powers extracted labor and natural resources, and second (most often) in referring development as the postwar project of intervention on the so-called
Third World The term "Third World" arose during the Cold War to define countries that remained non-aligned with either NATO or the Warsaw Pact. The United States, Canada, Japan, South Korea, Western European nations and their allies represented the " First ...
. Mexican activist
Gustavo Esteva Gustavo Esteva (born August 20, 1936 in Mexico City - died March 17, 2022 in Oaxaca was a Mexican activist, "deprofessionalized intellectual" and founder of the Universidad de la Tierra in the Mexican city of Oaxaca. He was one of the best known ...
asserted that underdevelopment began when American president
Harry Truman Harry S. Truman (May 8, 1884December 26, 1972) was the 33rd president of the United States, serving from 1945 to 1953. A leader of the Democratic Party, he previously served as the 34th vice president from January to April 1945 under Franklin ...
delivered his inaugural address in 1949 since, after the
second world war World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposi ...
, poverty on a mass scale was suddenly "discovered" in these underdeveloped regions of the world. Esteva stated: "On that day two billion people became underdeveloped." More than half of the world's nations were categorized by what they lacked. The
Euro-centric Eurocentrism (also Eurocentricity or Western-centrism) is a World view, worldview that is centered on Western culture, Western civilization or a biased view that favors it over non-Western civilizations. The exact scope of Eurocentrism varies f ...
development discourse and its aura of expertise often conflated development with economic growth. When the world began to categorize nations based on their economic status, it narrowed the issue of underdevelopment to an economics problem. As a result, the solutions brought forth by development experts and practitioners were squarely economic—failing to address the profound political and social contexts such as colonial legacies and Cold War geopolitics.


The Green Revolution

The
Green Revolution The Green Revolution, also known as the Third Agricultural Revolution, was a period of technology transfer initiatives that saw greatly increased crop yields and agricultural production. These changes in agriculture began in developed countrie ...
is a paradigm of a concerted effort of intervention in the name of global development. During this time, developed countries, in an attempt to modernize the global agricultural sector, sought to export the industrial agricultural model of production. At the start of the Green Revolution, the U.S., Canada, and other advanced European countries were giving their surplus crops to poorer countries in the form of food aid in order to mitigate widespread hunger that parts of the postcolonial world was then witnessing. Crops that weren’t previously prevalent across the globe, such as wheat, were being transferred and from the global north to south in massive quantities. This occurred until developing countries, such as India, became heavily dependent on the food aid—much of which were crops that could not be grown locally. In order for dependent countries to keep receiving foreign assistance, the U.S. made it conditional for recipients of food-aid to adopt the whole industrial model of agriculture. The revolution was titled “Green” not just because of its connections to agriculture but also was used as a tool to fight the “Red”, or communist revolution. The West believed that hunger had the power to drive people to peasant revolutions, so food aid was used explicitly to fight the spread communism. While efforts were made to increase food security in poor nations by helping them move to being self-sufficient, the industrial model of agriculture that was exported to recipient countries had a complex system of necessary inputs. In order for yields to actually increase, farmers needed fertilizers, pesticides, and new irrigation systems, a costly chain of requirements that cut profits for the farmers even when their yields rose. The countries that were dependent on food aid now became dependent on the transnational corporations that provided agricultural inputs that the industrial model required. The Green Revolution was able to increase crop yields (at least in the short term, before land was degraded by the increased need for fertilizers and pesticides), but in the process it exacerbated vulnerable populations' poverty in countries that are now considered underdeveloped.


Theories and explanations

Several theories and types of explanation have been offered to explain why some countries have been underdeveloped and/or how their development may occur.


Geographical explanations

Seminal economist Adam Smith surmised not only that a nation's prosperity depends on free markets, but also that coastal geography - easy access to sea trade - plays an important part. Compared with Europe, large proportions of Africa, Asia and the Americas are far from the ocean.
Jeffrey Sachs Jeffrey David Sachs () (born 5 November 1954) is an American economist, academic, public policy analyst, and former director of The Earth Institute at Columbia University, where he holds the title of University Professor. He is known for his work ...
and his collaborators have demonstrated this relationship of geography with underdevelopment more systematically, pointing out that this relationship is also mediated by factors of agricultural productivity and disease prevalence.
Jared Diamond Jared Mason Diamond (born September 10, 1937) is an American geographer, historian, ornithologist, and author best known for his popular science books '' The Third Chimpanzee'' (1991); ''Guns, Germs, and Steel'' (1997, awarded a Pulitzer Priz ...
has proposed that continental alignment also played a part: the east-west alignment of Europe-Asia allowed diffusion of useful agricultural species, while the north-south alignments of the Americas and Africa inhibited such diffusion.


Modernization theory

One of the first major theories to surface as a solution to this new issue of “underdevelopment” was the modernization theory. This highlights the positive role played by Western countries in modernizing and facilitating development in the non-West. It is often contrasted with
dependency theory Dependency theory is the notion that resources flow from a " periphery" of poor and underdeveloped states to a " core" of wealthy states, enriching the latter at the expense of the former. A central contention of dependency theory is that poor ...
. The theory of modernization consists of three parts: * A hierarchical identification of nations or societies, and explanation of how those designated as "modernized" or relatively modernized differ from others * Specification of how societies become modernized, comparing factors that are more or less conducive to transformation * Generalizations about how the parts of a modernized society fit together, involving stages of modernization and ideal types of successfully modernized countries In the mid-20th century, the world leaders that had emerged from the Second World War saw the former colonies as areas that needed increasing amounts of intervention because their populations were the subjects of much suffering. It became a moral imperative for developed nations, primarily the U.S., to offer assistance so that these countries could industrialize the way the countries of the first world had. The modernization theory, growing out of U.S. scholarship, equated modernization with industrialization, development, and progress. One of the most notable contributors to the theory was
Walt Whitman Rostow Walt Whitman Rostow (October 7, 1916 – February 13, 2003) was an American economist, professor and political theorist who served as National Security Advisor to President of the United States Lyndon B. Johnson from 1966 to 1969. Rostow worked ...
who developed an economic model which outlined five stages of growth for nations to follow in his essay, “The Stages of Economic Growth: A Non-Communist Manifesto”. Rostow’s Five Stages: # The Traditional Society # The Preconditions for take-off # The Take-off # The Drive to Maturity # The Age of High Mass Consumption These stages present a linear trajectory of development in a which the traditional society, exhibiting feudal and “backward” characteristics, can transform into a modern society with advanced industries and urban societies. By placing national growth on a linear path to modernization and hails industrialization as the key to development, Rostow's model simplifies complex inequality between nations by claiming that (since various nations began the process of development at different time periods) different societies are simply at different stages of growth. Rostow’s model makes the assumption that the inequality between states will eventually disappear once each progresses on the timeline of modernity—sped up, he argued, through contact with modernized cultures and their modern economic and political models.


Dependency theory

Dependency theory Dependency theory is the notion that resources flow from a " periphery" of poor and underdeveloped states to a " core" of wealthy states, enriching the latter at the expense of the former. A central contention of dependency theory is that poor ...
reflects the body of mid-20th century theories by various intellectuals, both from the
Third World The term "Third World" arose during the Cold War to define countries that remained non-aligned with either NATO or the Warsaw Pact. The United States, Canada, Japan, South Korea, Western European nations and their allies represented the " First ...
and the First World, that suggest that the wealthy nations of the world need a subjugated peripheral group of poorer states in order to remain wealthy. Dependency theory states that the poverty of the countries in the periphery is not because they are ''not'' integrated into the world system, but because of ''how'' they are integrated into the system. These poor nations provide natural resources, cheap labor, and consumer markets for the wealthy nations, without which, according to dependency theorists, they could not have the standard of living they enjoy. First world nations actively, but not necessarily consciously, perpetuate a state of dependency through various policies and initiatives. This state of dependency is multifaceted, involving
economics Economics () is the social science that studies the production, distribution, and consumption of goods and services. Economics focuses on the behaviour and interactions of economic agents and how economies work. Microeconomics analyzes ...
,
media control Media may refer to: Communication * Media (communication), tools used to deliver information or data ** Advertising media, various media, content, buying and placement for advertising ** Broadcast media, communications delivered over mass el ...
,
politics Politics (from , ) is the set of activities that are associated with making decisions in groups, or other forms of power relations among individuals, such as the distribution of resources or status. The branch of social science that stud ...
,
banking A bank is a financial institution that accepts deposits from the public and creates a demand deposit while simultaneously making loans. Lending activities can be directly performed by the bank or indirectly through capital markets. Becau ...
and finance,
education Education is a purposeful activity directed at achieving certain aims, such as transmitting knowledge or fostering skills and character traits. These aims may include the development of understanding, rationality, kindness, and honesty ...
,
sport Sport pertains to any form of competitive physical activity or game that aims to use, maintain, or improve physical ability and skills while providing enjoyment to participants and, in some cases, entertainment to spectators. Sports can, ...
and all aspects of
human resource development Training and development involve improving the effectiveness of organizations and the individuals and teams within them. Training may be viewed as related to immediate changes in organizational effectiveness via organized instruction, while deve ...
. Any attempt by the dependent nations to resist the influences of dependency could result in economic sanctions and/or military invasion and control. This is rare, however, and dependency is enforced far more by the wealthy nations setting the rules of international trade and commerce. Dependency theory first emerged in the 1950s, advocated by
Raul Prebisch Raul, Raúl and Raül are the Italian, Portuguese, Romanian, Spanish, Galician, Asturian, Basque, Aragonese, and Catalan forms of the Anglo-Germanic given name Ralph or Rudolph. They are cognates of the French Raoul. Raul, Raúl or Raül may re ...
whose research found that the wealth of poor nations tended to decrease when the wealth of rich nations increased. The theory quickly divided into diverse schools. Some, most notably
Andre Gunder Frank Andre Gunder Frank (February 24, 1929 – April 25, 2005) was a German-American sociologist and economic historian who promoted dependency theory after 1970 and world-systems theory after 1984. He employed some Marxian concepts on politi ...
and
Walter Rodney Walter Anthony Rodney (23 March 1942 – 13 June 1980) was a Guyanese historian, political activist and academic. His notable works include '' How Europe Underdeveloped Africa'', first published in 1972. Rodney was assassinated in Georgeto ...
adapted it to
Marxism Marxism is a left-wing to far-left method of socioeconomic analysis that uses a materialist interpretation of historical development, better known as historical materialism, to understand class relations and social conflict and a dialectical ...
. "Standard" dependency theory differs sharply from Marxism, however, arguing against internationalism and any hope of progress in less developed nations towards industrialization and a liberating revolution. Former Brazilian President
Fernando Henrique Cardoso Fernando Henrique Cardoso (; born 18 June 1931), also known by his initials FHC (), is a Brazilian sociologist, professor and politician who served as the 34th president of Brazil from 1 January 1995 to 31 December 2002. He was the first Brazi ...
wrote extensively on dependency theory while in political exile. The American sociologist
Immanuel Wallerstein Immanuel Maurice Wallerstein (; September 28, 1930 – August 31, 2019) was an American sociologist and economic historian. He is perhaps best known for his development of the general approach in sociology which led to the emergence of his wor ...
refined the Marxist aspect of the theory, and called it the "
world system A world-system is a socioeconomic system, under systems theory, that encompasses part or all of the globe, detailing the aggregate structural result of the sum of the interactions between polities. World-systems are usually larger than single sta ...
."Dependency theory
World system theory adds another layer to what dependency theorists describe as the structure of the world: the semi-periphery. The semi-periphery is composed of countries such as Brazil and South Africa that can't simply be categorized as part of the core or the periphery (i.e. they have developed urban areas but also large areas of rural poverty). World systems theory also states that the dynamic of surplus extraction that occurs between nations also occurs within them, between their elite and poor classes. According to this structure, which includes a core, a periphery, and a semi-periphery, not every nation can develop simultaneously (which directly challenges the linear model of modernization which suggests that all countries are on the trajectory of development). WST instead argues that development and underdevelopment are created simultaneously. According to Brazilian social scientist, Theotonio Dos Santos, dependence means a situation in which certain countries economies' are conditioned by the development and expansion of another to which the former is subject. He goes on to further clarify that the interdependence of two or more economies, and consequently world trade, assumes the form of dependence when dominant countries can create dependency only as a reflection of that expansion, which can have a negative effect on the subordinate’s immediate economy. Guyanese Marxist historian and political activist and one of the leading theorists on underdevelopment
Walter Rodney Walter Anthony Rodney (23 March 1942 – 13 June 1980) was a Guyanese historian, political activist and academic. His notable works include '' How Europe Underdeveloped Africa'', first published in 1972. Rodney was assassinated in Georgeto ...
contends in reference to Africa's underdevelopment, "The decisiveness of the short period of colonialism and its negative consequences for Africa spring mainly from the fact that Africa lost power. Power is the ultimate determinant in human society, being basic to the relations within any group and between groups. It implies the ability to defend one's interests and if necessary to impose one's will by any means available. In relations between peoples, the question of power determines maneuverability in bargaining, the extent to which a people survive as a physical and cultural entity. When one society finds itself forced to relinquish power entirely to another society, that in itself is a form of underdevelopment". Rodney also elaborates on his broader theory of underdevelopment and the issues of using the term especially in reference to comparing economies, saying "Actually, if 'underdevelopment' were related to anything other than comparing economies, then the most underdeveloped country in the world would be the U.S.A, which practices external oppression on a massive scale, while internally there is a blend of exploitation, brutality, and psychiatric disorder."{{Page needed, date=January 2019


See also

*
Development economics Development economics is a branch of economics which deals with economic aspects of the development process in low- and middle- income countries. Its focus is not only on methods of promoting economic development, economic growth and structural ...
*
Development theory Development theory is a collection of theories about how desirable change in society is best achieved. Such theories draw on a variety of social science disciplines and approaches. In this article, multiple theories are discussed, as are recent d ...
*
Economic development In the economics study of the public sector, economic and social development is the process by which the economic well-being and quality of life of a nation, region, local community, or an individual are improved according to targeted goals and ...
* Developed country * Developing country


References

International development