300px, Professional recorder for cutting stereo Mastering (audio), master disks. Actuators for two stereo channels are placed at +45° and −45° to the vertical axis. The 45/45 recording system was proposed by Blumlein in patent 394325, tested in December 1933 and January 1934, and became a worldwide standard in the 1950s
The United Kingdom patent 394325 Improvements in and relating to Sound-transmission, Sound-recording and Sound-reproducing Systems is a fundamental work on stereophonic sound, written by
Alan Blumlein
Alan Dower Blumlein (29 June 1903 – 7 June 1942) was an English electronics engineer, notable for his many inventions in telecommunications, sound recording, stereophonic sound, television and radar. He received 128 patents and was considered o ...
in 1931 and published in 1933. The work exists only in the form of a patent and two accompanying
memos addressed to
Isaac Shoenberg
Sir Isaac Shoenberg (1 March 1880 – 25 January 1963) was a British electronic engineer born in Belarus who was best known for his role in the history of television. He was the head of the EMI research team that developed the 405-line (Marconi-EM ...
. The text is exceptionally long for a patent of the period, having 70 numbered claims. It contains a brief summary of
sound localization theory, a roadmap for introduction of
surround sound in
sound film
A sound film is a motion picture with synchronized sound, or sound technologically coupled to image, as opposed to a silent film. The first known public exhibition of projected sound films took place in Paris in 1900, but decades passed before ...
and
recording industry, and a description of Blumlein's inventions related to stereophony, notably the matrix processing of stereo signals, the
Blumlein stereo microphone and the 45/45 mechanical recording system.
In 1933–1935 Blumlein built experimental stereo recording equipment and recorded two sets of stereo recordings using mechanical and optical media. Commercial implementation of his invention became a reality in the late 1950s, when the patent had expired. Blumlein's 45/45 system became a worldwide standard for stereo
LP record
The LP (from "long playing" or "long play") is an analog sound storage medium, a phonograph record format characterized by: a speed of rpm; a 12- or 10-inch (30- or 25-cm) diameter; use of the "microgroove" groove specification; and a ...
s, and Blumlein himself was proclaimed "the inventor of stereo".
Background
In 1881
Clément Ader
Clément Ader (2 April 1841 – 3 May 1925) was a French inventor and engineer who was born near Toulouse in Muret, Haute-Garonne, and died in Toulouse. He is remembered primarily for his pioneering work in aviation. In 1870 he was also one of t ...
presented the ''
Théâtrophone
Théâtrophone ("the theatre phone") was a telephonic distribution system available in portions of Europe that allowed the subscribers to listen to opera and theatre performances over the telephone lines. The théâtrophone evolved from a Clément ...
'' – a working system for live delivery of opera performances over
telephone line
A telephone line or telephone circuit (or just line or circuit industrywide) is a single-user circuit on a telephone communication system. It is designed to reproduce speech of a quality that is understandable. It is the physical wire or ot ...
s.
[ Also reprinted in ] The théâtrophone was a
one-to-one
One-to-one or one to one may refer to:
Mathematics and communication
*One-to-one function, also called an injective function
*One-to-one correspondence, also called a bijective function
*One-to-one (communication), the act of an individual comm ...
network, employing one
carbon microphone
The carbon microphone, also known as carbon button microphone, button microphone, or carbon transmitter, is a type of microphone, a transducer that converts sound to an electrical audio signal. It consists of two metal plates separated by granu ...
to energize one remote
telephone receiver
A telephone is a telecommunications device that permits two or more users to conduct a conversation when they are too far apart to be easily heard directly. A telephone converts sound, typically and most efficiently the human voice, into ele ...
, and required rows of microphones placed along the stage. While experimenting with parallel lines, Ader accidentally discovered
stereo effect. By placing pairs of microphones at either side of the stage, near the
footlight
A footlight is a theatrical lighting device arranged to illuminate a stage
Stage or stages may refer to:
Acting
* Stage (theatre), a space for the performance of theatrical productions
* Theatre, a branch of the performing arts, often referr ...
s, Ader achieved strong
binaural sound localization, simulating the effect of sitting at the edge of the stage, hearing actors and instruments as if they were spread in front of the listener. Ader himself explained the effect as the result of the differences in apparent loudness registered by the ears of the listener. Binaural théâtrophone, advertized as "auro-stereroscopic" or "binaural audition" failed to attract customers due to the need to have two telephone lines per subscriber, and overall low fidelity. Conventional, monaural théâtrophone operated successfully in France,
Hungary
Hungary ( hu, Magyarország ) is a landlocked country in Central Europe. Spanning of the Carpathian Basin, it is bordered by Slovakia to the north, Ukraine to the northeast, Romania to the east and southeast, Serbia to the south, Croatia a ...
, Italy and the United Kingdom until the end of the 1920s.
[
In the 1900s ]Lord Rayleigh
John William Strutt, 3rd Baron Rayleigh, (; 12 November 1842 – 30 June 1919) was an English mathematician and physicist who made extensive contributions to science. He spent all of his academic career at the University of Cambridge. Amo ...
formulated the scientific sound localization theory. In Rayleigh's model, human hearing localizes low-frequency sounds based on phase
Phase or phases may refer to:
Science
*State of matter, or phase, one of the distinct forms in which matter can exist
*Phase (matter), a region of space throughout which all physical properties are essentially uniform
* Phase space, a mathematic ...
difference between the signals registered by left and right ears ( interaural time difference, ITD); high-frequency sounds are localized based on relative loudness of two signals ( interaural level difference, ILD). Rayleigh's duplex (two-factor) model remains valid in the 21st century, with the addition of a third mechanism, the analysis of spectral cues provided by mechanical filter
A mechanical filter is a signal processing filter usually used in place of an electronic filter at radio frequencies. Its purpose is the same as that of a normal electronic filter: to pass a range of signal frequencies, but to block others. T ...
ing of incoming soundwaves by human torso, head and pinna.
During World War I
World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
acoustic location
Acoustic location is the use of sound to determine the distance and direction of its source or reflector. Location can be done actively or passively, and can take place in gases (such as the atmosphere), liquids (such as water), and in solids (s ...
was actively researched for military applications of air defense
Anti-aircraft warfare, counter-air or air defence forces is the battlespace response to aerial warfare, defined by NATO as "all measures designed to nullify or reduce the effectiveness of hostile air action".AAP-6 It includes surface based, ...
, artillery sound ranging
In land warfare, artillery sound ranging is a method of determining the coordinates of a hostile battery using data derived from the sound of its guns (or mortar or rockets) firing. The same methods can also be used to direct artillery fire at a ...
and naval hydroacoustics
Hydroacoustics is the study and application of sound in water. Hydroacoustics, using sonar technology, is most commonly used for monitoring of underwater physical and biological characteristics.
Hydroacoustics can be used to detect the depth ...
. Valve amplifiers that emerged at about the same time allowed reproduction of sound via loudspeaker
A loudspeaker (commonly referred to as a speaker or speaker driver) is an electroacoustic transducer that converts an electrical audio signal into a corresponding sound. A ''speaker system'', also often simply referred to as a "speaker" or " ...
s. Early experiments with amplified reproduction of binaural signals ended in failure: binaural effect that was easily reproduced via stereo headphones was either weakened or completely absent.
In the end of the 1920s researchers of American and British corporations approached the amplified stereo problem; basic strategy for solving it had taken shape in the early 1930s. Stereophony could not bring immediate financial gains: the main potential customer, cinema, was content with crude monaural sound film
A sound film is a motion picture with synchronized sound, or sound technologically coupled to image, as opposed to a silent film. The first known public exhibition of projected sound films took place in Paris in 1900, but decades passed before ...
equipment; the Great Depression
The Great Depression (19291939) was an economic shock that impacted most countries across the world. It was a period of economic depression that became evident after a major fall in stock prices in the United States. The economic contagio ...
ruled out investments in new sound systems. However, the corporations were eagerly accumulating patent portfolios in anticipation of economic recovery, and continued financing research. Arthur C. Keller
Arthur C. Keller (August 18, 1901 – August 25, 1983) was a pioneer of high-fidelity and stereophonic recording techniques.
He attended Cooper Union, Yale University and Columbia University. He joined the engineering department of Western Elec ...
and Harvey Fletcher of Bell Labs
Nokia Bell Labs, originally named Bell Telephone Laboratories (1925–1984),
then AT&T Bell Laboratories (1984–1996)
and Bell Labs Innovations (1996–2007),
is an American industrial research and scientific development company owned by mult ...
and Alan Blumlein
Alan Dower Blumlein (29 June 1903 – 7 June 1942) was an English electronics engineer, notable for his many inventions in telecommunications, sound recording, stereophonic sound, television and radar. He received 128 patents and was considered o ...
of Columbia Graphophone Company and EMI
EMI Group Limited (originally an initialism for Electric and Musical Industries, also referred to as EMI Records Ltd. or simply EMI) was a British transnational conglomerate founded in March 1931 in London. At the time of its break-up in 201 ...
were the first to obtain practical results. Each of the three inventors had a different objective, and followed a different course of research.
Fletcher followed Bell Labs strategy for the improvement of traditional telephony. He concentrated on transmission of sound field images of the original for binaural reproduction via headphones. His experimental equipment successfully recreated high-quality spatial sonic imagery, but like all binaural systems did not work well with loudspeakers.
Keller was primarily interested in amplified public address
A public address system (or PA system) is an electronic system comprising microphones, amplifiers, loudspeakers, and related equipment. It increases the apparent volume (loudness) of a human voice, musical instrument, or other acoustic sound sou ...
sound; he placed arrays of microphones on the stage and transmitted parallel audio signals to arrays of amplified loudspeakers in a remote listening hall, trying to capture and recreate the original "sound front". Best results were obtained with expensive two-dimensional arrays, capable of recreating both width and depth of the original; linear (one-dimensional) arrays could produce almost perfect sense of width, but not depth. The minimal working configuration required three channels (left, centre and right). It was adequate for recreating width, and even a limited sense of depth, but only for the listeners sitting close to the axis of the centre channel, and too expensive for the consumer market. A cheaper two-channel stereo setup could not reproduce the sound field; the sound inevitably broke up into left and right point sources with a "hole in the middle".
Blumlein envisaged introduction of surround sound in the film industry
The film industry or motion picture industry comprises the technological and commercial institutions of filmmaking, i.e., film production companies, film studios, cinematography, animation, film production, screenwriting, pre-production, post ...
. He rejected the binaural model from the start. Instead of recreating spatial sound fields or "sound front" radiated by the orchestra, he settled on recreating the sound that is ''heard'' by a listener sitting in a concert hall, or by a camera operator
A camera operator, or depending on the context cameraman or camerawoman, is a professional operator of a film camera or video camera as part of a film crew. The term "cameraman" does not imply that a male is performing the task.
In filmmaking ...
on a film set. He reasoned that the microphone array should mimic human hearing apparatus, thus the two microphones must be placed close together (and close to the film camera). The resulting binaural signals cannot be used directly in an amplified stereo setup. However, wrote Blumlein, a two-channel recording with carefully altered phase and level differences can deceive the listener with a lifelike spatial illusion.
Publication
Very little is known about Blumlein's work on stereo prior to filing the patent application. According to biographer Robert Alexander, theoretical studies probably commenced not earlier than March 1931. Blumlein did not keep work journals, and did not publish journal articles; the first written evidence of his studies, a work paper explaining the shuffling technique, is dated 25 September 1931. Practical experiments in 1931 were impossible due to the merger of Columbia and the Gramophone Company into EMI
EMI Group Limited (originally an initialism for Electric and Musical Industries, also referred to as EMI Records Ltd. or simply EMI) was a British transnational conglomerate founded in March 1931 in London. At the time of its break-up in 201 ...
, subsequent restructuring and relocation of Blumlein's laboratory to the new building in Hayes
Hayes may refer to:
* Hayes (surname), including a list of people with the name
** Rutherford B. Hayes, 19th president of the United States
* Hayes (given name)
Businesses
* Hayes Brake, an American designer and manufacturer of disc brakes
* Ha ...
.
On 14 December 1931 Blumlein filed patent application at The Patent Office. The final revision of the application was filed 10 November 1932 and was granted patent status 14 June 1933 with priority right
In patent, industrial design rights and trademark laws, a priority right or right of priority is a time-limited right, triggered by the first filing of an application for a patent, an industrial design or a trademark respectively. The priority righ ...
since 10 November 1932. The first, official publication was 24 pages long (22 text pages and 11 illustrations on two pages). The text contained an extraordinary[ (The author is a staff expert at the ]British Library
The British Library is the national library of the United Kingdom and is one of the largest libraries in the world. It is estimated to contain between 170 and 200 million items from many countries. As a legal deposit library, the British ...
) 70 (or "more than 70") claims
Claim may refer to:
* Claim (legal)
* Claim of Right Act 1689
* Claims-based identity
* Claim (philosophy)
* Land claim
* A ''main contention'', see conclusion of law
* Patent claim
* The assertion of a proposition; see Douglas N. Walton
* A righ ...
(a typical patent of the period contained six[).
On 4 July 1932 Blumlein compiled an eighteen-page long handwritten summary of the patent, probably intended for ]Isaac Shoenberg
Sir Isaac Shoenberg (1 March 1880 – 25 January 1963) was a British electronic engineer born in Belarus who was best known for his role in the history of television. He was the head of the EMI research team that developed the 405-line (Marconi-EM ...
. The second, much shorter memo contains eight typewritten pages. It was signed by Blumlein on 21 July 1932 and duly received and read by Shoenberg. Both memos are now preserved at the British Library
The British Library is the national library of the United Kingdom and is one of the largest libraries in the world. It is estimated to contain between 170 and 200 million items from many countries. As a legal deposit library, the British ...
.
Neither the patent, nor the memos ever mention the word ''stereo'' or its derivatives: Blumlein used the term ''binaural''. There are no references to preceding works, apart from the unnamed military hydroacoustics researchers. In the 1950s and the 1980s American critics hypothesized that Blumlein, who worked in the London branch of Western Electric
The Western Electric Company was an American electrical engineering and manufacturing company officially founded in 1869. A wholly owned subsidiary of American Telephone & Telegraph for most of its lifespan, it served as the primary equipment ma ...
in the 1920s, could have been familiar with concurrent work by Keller and Fletcher, however, no substantive evidence was ever found. The only certain connection is the fact that Blumlein used Western Electric microphones and disk recorders, which were already retired from EMI studios. According to Barry Fox, the issue of priority has no answer. The origins of the ideas and the paths of thought remain unknown; the technical implementations of these ideas were too different to suspect any exchange. There was no commercial incentive to beat the competition in developing a marketable product; the inventors were working, literally, for the next generation.
Ideas and inventions
Psychoacoustics of sound localization
Blumlein was a modest man who never sought publicity; according to Alexander, "quite often e was
E, or e, is the fifth letter and the second vowel letter in the Latin alphabet, used in the modern English alphabet, the alphabets of other western European languages and others worldwide. Its name in English is ''e'' (pronounced ); plura ...
not fully aware of his genius" or the value of many of his inventions. This wasn't the case with patent 394325: Blumlein "certainly had some feeling for the enormity of this work", and thus prefaced the patent formula with a summary on psychoacoustics of sound localization. Blumlein's theory follows Rayleigh's duplex model, with minor amendments:
* At low frequencies or long wavelengths localization is determined by the difference in phase. The head is too small to register any differences in sound pressure levels, leaving phase as the only directional clue;
* At high frequencies or short wavelengths phase ceases to be a reliable clue. However, now the head forms a relatively large baffle, physically separate left and right signals. Thus the brain can rely on relative differences in sound intensity;
* Fast percussive
A percussion instrument is a musical instrument that is sounded by being struck or scraped by a beater including attached or enclosed beaters or rattles struck, scraped or rubbed by hand or struck against another similar instrument. Excl ...
high-frequency sounds are localized based on the time differences between arriving attack transients, in a manner similar to low-frequency phase differences.
Rayleigh drew the line between low and high frequencies at 1.5–3kHz. Blumlein noted that the "line" is actually several octave
In music, an octave ( la, octavus: eighth) or perfect octave (sometimes called the diapason) is the interval between one musical pitch and another with double its frequency. The octave relationship is a natural phenomenon that has been refer ...
s wide, starting at around 700 Hz. Within this band, human hearing can register and evaluate phase and level differences simultaneously. Phase mechanism alone works only below 700 Hz. It is the low-frequency phase information that is lost when binaural signals are reproduced via loudspeakers.
Blumlein tracked the cause of this loss to omnidirectional pressure microphones which were the principal type used in studio recording. Blumlein proved mathematically that phase differences registered by pressure microphones and clearly heard via headphones will be inevitably lost when reproduced via loudspeakers. He suggested compensating losses of phase with pre-emphasizing low-frequency ''level'' differences between two stereo channels. When spatial clues present in source signals indicate that the virtual sound source must be positioned to the left of the listener, playback equipment must increase the gain in left channel and attenuate the right channel, and vice versa. These manipulations had to be limited lo low-frequency content; Blumlein specifically warned against tampering with treble signals. The known anomalies of high-frequency hearing were not properly researched and understood yet, so the inventor confined his research to already well-understood low frequencies.
Matrix processing of stereo signals
Popular perception of stereo that emerged decades after the death of Blumlein usually treats stereo signal as the aggregate of two independent channels, left (L) and right (R). Blumlein proposed an alternative approach: stereo consists of a monaural signal M, which is common to both left and right louspeaker channels, and a differential side signal S that defines spatial distribution of sound. The M and S signals are easily derived from L and R by addition and subtraction
Subtraction is an arithmetic operation that represents the operation of removing objects from a collection. Subtraction is signified by the minus sign, . For example, in the adjacent picture, there are peaches—meaning 5 peaches with 2 taken ...
:
: ''M'' = 0.7017 (''L''+''R'')
: ''S'' = 0.7017 (''L'R''),
and can be converted back to L and R just as easily:
: ''L'' = 0.7017 (''M''+''S'')''
: ''R'' = 0.7017 (''M'S'')''.
The electronic adder-subtractor performing these conversion is called MS matrix or MS array. Blumlein's original, bidirectional passive array used two wideband transformer
A transformer is a passive component that transfers electrical energy from one electrical circuit to another circuit, or multiple circuits. A varying current in any coil of the transformer produces a varying magnetic flux in the transformer' ...
s; in the semiconductor age MS arrays are usually unidirectional, built around operational amplifiers and precision resistor
A resistor is a passive two-terminal electrical component that implements electrical resistance as a circuit element. In electronic circuits, resistors are used to reduce current flow, adjust signal levels, to divide voltages, bias active el ...
s. The scaling coefficients of 0.7017 (square root
In mathematics, a square root of a number is a number such that ; in other words, a number whose ''square'' (the result of multiplying the number by itself, or ⋅ ) is . For example, 4 and −4 are square roots of 16, because .
E ...
of 0.5) in the above formulae assure equality of input and output power: L2+R2 = M2+S2. In practice the coefficients and polarities may be chosen at will.
The simplest use of matrix processing devised by Blumlein in patent 394325 is the stereo width control. Attenuation of S while keeping M constant decreases stereo width; attenuation of S to zero completely eliminates any spatial cues. Amplification of S increases stereo width. Increasing low-frequency components of S (below 700 Hz) by a factor of 1.62.5 produces a particularly strong sense of spaciousness. Finally, inversion of side channel polarity flips left and right signals, producing a mirror image of the original sound field.
Blumlein shuffling
When an off-center, low-frequency sound source is registered with binaural pressure microphones, the resulting L and R signals have the same intensities and differ only in phase. As a result, the corresponding side signal S is shifted exactly +90° or −90° relative to M. (positive or negative sign of the shift indicates left or right localization of sound source). Simple stereo width manipulation described above can increase phase difference between the widened L' and R' signals, but cannot alter distribution of energy. The intensity of L' remains equal to the intensity of R'.
However, as Blumlein explained in patent 394325, matrix processing of ''phase'' enables channeling energy from L to R or vice versa. This requires shifting side signal S by +90° or −90°. The new, shifted signal S" is now in phase with the original M (for signals localized to the left) or out of phase with it (for signals localized to the right). Addition of M and S" and subtraction of S" from M creates new left and right signals L" and R", having different intensities and zero or 180° phase shift. Energy is channeled into the L" or R", depending on the localization of the original sound source. This operation – conversion of interchannel timing differences into interchannel level differences – became known as the ''Blumlein shuffling'', and the required MS array is called the ''Blumlein shuffler''. Patent 394325 provides only a cursory description of the shuffler; it was described at length in the application for patent 429022, filed in October 1933.
Stereo microphones
Shuffling technique was invented specifically for pressure microphones, which are unable to register level differences between two stereo channels. Ribbon microphones (''velocity microphones'' in Blumlein's patent) with bidirectional (figure 8) polar pattern
Polar may refer to:
Geography
Polar may refer to:
* Geographical pole, either of two fixed points on the surface of a rotating body or planet, at 90 degrees from the equator, based on the axis around which a body rotates
*Polar climate, the cli ...
can register both phase and level differences, and don't need shuffling.
Blumlein proposed three alternative configurations for stereo pairs of ribbon microphones. All three require placement of two ribbon microphones on a common vertical axis, as close together as possible:
* MS: central channel microphone (M) points directly to the center of the soundstage (Blumlein used the word ''screen'', emphasizing use in cinema). Side channel microphone S is placed at right angle to M;
* XY (later the Blumlein pair): left (X) and right (Y) channel microphones are placed at −45° and 45° to the direction the center of the soundstage
* Splayed XY is similar, but the angle between X and Y is set arbitrarily, to fit the conditions at the set and avoid further processing of stereo signals.
Studio-grade ribbon microphones did not exist yet in 1931. Practical stereo microphone technique was tested and patented by Blumlein later, in 1934–1935.
45/45 mechanical recording
Prior to the Blumlein patent, there were two alternative approaches to mechanical stereo recording. The 0/90 system combined two independent soundtracks in a single groove. One track (or stereo channel) was recorded vertically ("0"), another laterally ("90"). In the 1920s John Logie Baird
John Logie Baird FRSE (; 13 August 188814 June 1946) was a Scottish inventor, electrical engineer, and innovator who demonstrated the world's first live working television system on 26 January 1926. He went on to invent the first publicly demo ...
used this approach for recording audio and video signals in his mechanical television. The 0/90 system was a poor choice for stereo sound due to different distortion patterns of lateral and vertical recordings.
The alternative double-groove system employed two cutters for recording parallel grooves, and two pickups for playing them back. On 12 March 1932 Keller used this experimental system to record the Philadelphia Orchestra
The Philadelphia Orchestra is an American symphony orchestra, based in Philadelphia, Pennsylvania. One of the " Big Five" American orchestras, the orchestra is based at the Kimmel Center for the Performing Arts, where it performs its subscription ...
conducted by Leopold Stokowski – the first ever stereo recording. Double-groove recording did not develop beyond experiments due to the difficulties in placing two pickups on a disc.
Patent 394325 put forward a third proposition: the single cutter should be driven by two orthogonal actuators, placed at 45° and −45° to the surface of the disc. Polarities of electrical L and R signals that drive the actuators must be chosen in such a way that the lateral movement of the cutter corresponds to monaural signal M, and vertical movement corresponds to the difference between two stereo channels, S. This ensures backward compatibility
Backward compatibility (sometimes known as backwards compatibility) is a property of an operating system, product, or technology that allows for interoperability with an older legacy system, or with input designed for such a system, especially i ...
with traditional monaural pick-ups of the most common, lateral-cut system.
Alternatively, the actuators may be placed at 0° and 90° to disc surface, as in the 0/90 system, but driven with M and S electrical signals instead of L and R. The resulting recording is identical to true 45/45 recordings, except for different frequency response and distortion patterns of lateral (M) and vertical (S) recording channels. Blumlein believed that this configuration simplifies construction of the stereo cutter, because only the critical lateral actuator must fully meet fidelity standards, including treble response to at least 10 kHz. Bandwidth of the vertical actuator could have been limited to 3 kHz.
Concurrently with Blumlein, and independent of him, Arthur C. Keller
Arthur C. Keller (August 18, 1901 – August 25, 1983) was a pioneer of high-fidelity and stereophonic recording techniques.
He attended Cooper Union, Yale University and Columbia University. He joined the engineering department of Western Elec ...
and Irad S. Rafuse of Bell Labs
Nokia Bell Labs, originally named Bell Telephone Laboratories (1925–1984),
then AT&T Bell Laboratories (1984–1996)
and Bell Labs Innovations (1996–2007),
is an American industrial research and scientific development company owned by mult ...
invented their own variant of the single-groove 45/45 system. However, due to the Great Depression
The Great Depression (19291939) was an economic shock that impacted most countries across the world. It was a period of economic depression that became evident after a major fall in stock prices in the United States. The economic contagio ...
, peculiarities of the United States patent law, and no immediate prospects of commercializing the invention, corporate patent attorneys did not see an urgent need to patent it. The company filed a patent application only in June 1936, more than five years after Blumlein.[ According to Keller, he learnt of Blumlein's work only in the 1950s.]
New materials for mechanical recording
Prior to the introduction of the LP record
The LP (from "long playing" or "long play") is an analog sound storage medium, a phonograph record format characterized by: a speed of rpm; a 12- or 10-inch (30- or 25-cm) diameter; use of the "microgroove" groove specification; and a ...
, master discs for pressing coarsegroove shellac records were cut on thick reusable discs of ozokerite
Ozokerite or ozocerite, archaically referred to as earthwax or earth wax, is a naturally occurring odoriferous mineral wax or paraffin found in many localities. Lacking a definite composition and crystalline structure, it is not considered a min ...
-based wax. Wax was a low-fidelity medium; it inevitably degraded on each playback and in storage. Wax could not be archived for future reissues. After the first and only production run the wax master was erased with a mechanical shaver, and the recorded original was forever lost. The only storable mechanical medium of the interwar period was the shellac record, which had even lower fidelity than the wax master. Shellac was naturally noisy, and even more surface noise was added by the conductive graphite
Graphite () is a crystalline form of the element carbon. It consists of stacked layers of graphene. Graphite occurs naturally and is the most stable form of carbon under standard conditions. Synthetic and natural graphite are consumed on large ...
powder applied to the wax master prior to electroplating
Electroplating, also known as electrochemical deposition or electrodeposition, is a process for producing a metal coating on a solid substrate through the reduction of cations of that metal by means of a direct electric current. The part to be ...
and making intermediate stamper discs.[
Keller and A. G. Russell proposed replacing graphite powder with a thin layer of gold, sputtered onto the master disc in a ]vacuum chamber
A vacuum chamber is a rigid enclosure from which air and other gases are removed by a vacuum pump. This results in a low-pressure environment within the chamber, commonly referred to as a vacuum. A vacuum environment allows researchers to condu ...
.[ The process created a high quality conductive layer, without added noise.][ On 1 December 1931 Keller, Stokowski and the Philadelphia Orchestra made the first recording using the new technology.][ Bandwidth of the first gold-plated masters extended to 9 kHz, and was soon improved to 10 and later 13 kHz, making these masters the first high fidelity medium.][ Sample pressings from were made on quiet ]cellulose triacetate
Cellulose triacetate, (triacetate, CTA or TAC) is a chemical compound produced from cellulose and a source of acetate esters, typically acetic anhydride. Triacetate is commonly used for the creation of fibres and film base. It is chemically si ...
, rather than noisy shellac.[
In patent 394325 Blumlein also considered cellulose triacetate, but in a different role – as the mastering material. The proposal materialized after World War II, when the industry switched from wax to acetate lacquer master discs. In 1935 Blumlein researched various resin mixes for pressing production records, but none of these was significantly better than shellac. The solution – synthetic vynil resin compound – already existed and was used for distributing records within American radio networks. It was yet too expensive for mass production. Vinyl pressings in the United States began in 1943, in response to wartime shortages of natural shellac, and were limited to propaganda programs for the troops. Mass pressings for the civilian market began later, in the end of the 1940s.
]
Prototypes and tests
On 21 July 1932 Blumlein sent a detailed memo explaining the principles of stereophonic sound to his superior and mentor, technical director of EMI Isaac Shoenberg
Sir Isaac Shoenberg (1 March 1880 – 25 January 1963) was a British electronic engineer born in Belarus who was best known for his role in the history of television. He was the head of the EMI research team that developed the 405-line (Marconi-EM ...
. It is likely that Shoenberg did not understand the value and depth of Blumlein's proposal, but he trusted Blumlein's intuition and approved construction of an experimental setup consisting of a stereo microphone, a shuffler, a mechanical wax cutter and pickup. Likewise, EMI researchers did not grasp Blumlein's ideas; for a while, the inventor was left alone with his plans. Throughout 1932, Blumlein's team was still engaged in the monaural recording project, evaluating potential patent weaknesses in the EMI design and identifying infringements of EMI patents by the competitors. Work on the stereo prototype commenced only in January 1933.
Mechanical recording
In February 1933 Blumlein completed the shuffler, and in March 1933 he assembled the first stereo recording set. First experiments were a failure: shellac test records and Western Electric pressure microphones were not fit for handling the subtleties of stereo sound. By July 1933 the record cutter was fully functional, although its treble response did not extend beyond 4 kHz. By December Blumlein's team had tested at least three different configuration of a magnetic stereo pickup and achieved acceptable sound quality. On 9 December 1933 Blumlein completed fine-tuning his stereo cutting lathe with 0/90 arrangement of actuators driven with MS signals, and made first test recording using commercial gramophone records as sound sources. The set, according to Blumlein's notes, achieved good channel separation which was a prerequisite for stereo recording.
On 14 December15, 1933 Blumlein recorded the first set of ten stereo wax masters at the EMI amateur theatre auditorium. Blumlein and three of his associates themselves performed as live sound sources, walking and talking in front of the microphones. Next day Blumlein evaluated the "walking and talking" recordings and reported "definite binaural effect". Shoenberg concurred, and authorized the use of the EMI Recording Studios
Abbey Road Studios (formerly EMI Recording Studios) is a recording studio at 3 Abbey Road, St John's Wood, City of Westminster, London, England. It was established in November 1931 by the Gramophone Company, a predecessor of British music c ...
for experimental live recordings. Over the New Year holidays Blumlein and his team moved their equipment to the largest room at Abbey Road, then called ''Studio No. 1'', and later known as ''Studio No. 2'' and ''The Beatles Studio''.
On 11 January13, 1934 Blumlein recorded piano and chamber music
Chamber music is a form of classical music that is composed for a small group of instruments—traditionally a group that could fit in a palace chamber or a large room. Most broadly, it includes any art music that is performed by a small numb ...
. The recorded binaural effect was present but weak, far weaker than in recodings of speech. On 19 January Blumlein began recording the London Symphony Orchestra
The London Symphony Orchestra (LSO) is a British symphony orchestra based in London. Founded in 1904, the LSO is the oldest of London's orchestras, symphony orchestras. The LSO was created by a group of players who left Henry Wood's Queen's ...
conducted by Thomas Beecham
Sir Thomas Beecham, 2nd Baronet, Order of the Companions of Honour, CH (29 April 18798 March 1961) was an English conductor and impresario best known for his association with the London Philharmonic Orchestra, London Philharmonic and the Roya ...
. The results, in Blumlein's own words, varied between "not bad" and "marginal". Blumlein's experimental cutting lathe could ''record'' the orchestra in stereo, but the available microphones could not capture and preserve true stereophonic image. This problem was partially solved during subsequent tests in the spring of 1934; the solution, now known as the Blumlein pair, was patented in 1935.
Optical recording
In the beginning of 1935 ''Cecil Oswald Brown'' has built the first film camera
A movie camera (also known as a film camera and cine-camera) is a type of photographic camera that rapidly takes a sequence of photographs, either on an image sensor or onto film stock, in order to produce a moving image to project onto a movie s ...
with syncronous stereo sound recording on a single optical soundtrack. Left and right edges of the soundtrack were modulated independently by the left and right audio amplifiers. Total width between the left and right edges varied proportionally to the monaural signal M, thus the system was backward-compatible with standard monaural cinema projector
A movie projector is an opto-mechanical device for displaying motion picture film by projecting it onto a screen. Most of the optical and mechanical elements, except for the illumination and sound devices, are present in movie cameras. Modern ...
(and, incidentally, with Dolby Stereo
Dolby Stereo is a sound format made by Dolby Laboratories. It is a unified brand for two completely different basic systems: the Dolby SVA (stereo variable-area) 1976 system used with optical sound tracks on 35mm film, and Dolby Stereo 70mm nois ...
projectors introduced in the 1970s). The prototype camera needed tweaks and tuning, and was ready for test shots only in June 1935.
The first surviving film, ''Trains in Hayes'', is a documentary of railroad traffic at Hayes & Harlington railway station
Hayes & Harlington is a railway station serving the west London districts Hayes and Harlington in the London Borough of Hillingdon. It is down the line from and is situated between and .
It has long operated as a minor stop on the Great ...
, taken from the roof of nearby office building. The film lasts for 5 minutes and 11 seconds, and combines different takes of similar scenes recorded with different microphone placement. Sonically, ''Trains in Hayes'' is the most advanced of all Blumlein recordings. Some of its fragments achieve realistic width and depth of stereophonic sound despite obvious distortion caused by overloaded microphones.
After ''Trains in Hayes'', Blumlein shot five more test films indoors, using his staff and himself as "walking and talking" technology demonstrator
A technology demonstration (or tech demo), also known as demonstrator model, is a prototype, rough example or an otherwise incomplete version of a conceivable product or future system, put together as proof of concept with the primary purpose of ...
s. On 26 July 1935 Blumlein began shooting ''Move the Orchestra'' – a live action comedy short
Short may refer to:
Places
* Short (crater), a lunar impact crater on the near side of the Moon
* Short, Mississippi, an unincorporated community
* Short, Oklahoma, a census-designated place
People
* Short (surname)
* List of people known as ...
intended to be a marketing vehicle for his technology. The action took place along a six-meter-long pub
A pub (short for public house) is a kind of drinking establishment which is licensed to serve alcoholic drinks for consumption on the premises. The term ''public house'' first appeared in the United Kingdom in late 17th century, and was ...
bar; the camera remained stationary and fixed, while the actors and the eponymouse "orchestra" (a gramophone
A phonograph, in its later forms also called a gramophone (as a trademark since 1887, as a generic name in the UK since 1910) or since the 1940s called a record player, or more recently a turntable, is a device for the mechanical and analogu ...
placed behind the backdrop) moved left and right. Both surviving takes were filmed on the same day, 26 July, and edited in August–September 1935.
Blumlein believed that his test recordings and films had proved the feasibility of surround sound in cinema. According to Eric Nind, the EMI management initiated market studies, planning to supply at least a few experimental sound sets to the theatres, but the venture was terminated before any practical results could be obtained. Louis Sterling, co-founder and marketing director of EMI, felt that improvements in cinema sound could be worthwhile only after the introduction of colour
Color (American English) or colour (British English) is the visual perceptual property deriving from the spectrum of light interacting with the photoreceptor cells of the eyes. Color categories and physical specifications of color are associ ...
. Likewise, gramophone record industry needed new long-play and low-noise technology prior to introduction of stereo. The Great Depression
The Great Depression (19291939) was an economic shock that impacted most countries across the world. It was a period of economic depression that became evident after a major fall in stock prices in the United States. The economic contagio ...
ruled out investments in yet untested technology; the company had already decided to concentrate on a different target – the television. Schonberg, the main proponent of the EMI TV project, cancelled research in stereo sound in the end of 1935. By this time Blumlein was already engaged full-time on the construction of the BBC Television
BBC Television is a service of the BBC. The corporation has operated a public broadcast television service in the United Kingdom, under the terms of a royal charter, since 1927. It produced television programmes from its own studios from 193 ...
station at Alexandra Palace
Alexandra Palace is a Grade II listed entertainment and sports venue in London, situated between Wood Green and Muswell Hill in the London Borough of Haringey. It is built on the site of Tottenham Wood and the later Tottenham Wood Farm. Origi ...
.
Military applications
In 1938 Air Defence Experimental Establishment
The Air Defence Experimental Establishment (ADEE) was a civil agency run by the British War Office, the civilian side of the British Army. It was primarily tasked with developing sound ranging of enemy artillery, and the development of anti-aircraf ...
contracted EMI to manufacture the Mark VIII sound locator
Acoustic location is the use of sound to determine the distance and direction of its source or reflector. Location can be done actively or passively, and can take place in gases (such as the atmosphere), liquids (such as water), and in solids (s ...
. Traditional sound locators relied on the operator's hearing; Blumlein suggested augmenting it with a visual display that incorporated principles of binaural recording. The experimental Visual Indicating Equipment (VIE), presented for tests in October 1938, employed two cathode ray tube
A cathode-ray tube (CRT) is a vacuum tube containing one or more electron guns, which emit electron beams that are manipulated to display images on a phosphorescent screen. The images may represent electrical waveforms ( oscilloscope), pictu ...
s for displaying of target bearing and elevation. The VIE was incorporated into the series production
Mass production, also known as flow production or continuous production, is the production of substantial amounts of standardized products in a constant flow, including and especially on assembly lines. Together with job production and batch ...
Mark IX sound locator, and retrofitted
Retrofitting is the addition of new technology or features to older systems. Retrofits can happen for a number of reasons, for example with big capital expenditures like naval vessels, military equipment or manufacturing plants, businesses or go ...
to thousands of older locators, filling the gap until the deployment of gun-laying radars.
Shortly before the outbreak of World War II
World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
Blumlein applied the ideas of patent 394325 to long-range anti-aircraft radars. Unlike the VIE, which handled electrical audio signals directly, Blumlein's radar visualization station worked with the envelopes
An envelope is a common packaging item, usually made of thin, flat material. It is designed to contain a flat object, such as a letter or card.
Traditional envelopes are made from sheets of paper cut to one of three shapes: a rhombus, a shor ...
of amplitude-modulated high-frequency signals. Blumlein proved mathematically that his shuffling approach would work with envelopes just like it did with audio waves. Envelope processing technique became the subject of patent 581920, filed in July 1939. The experimental radar installation in Lake Farm Country Park
Lake Farm Country Park is an expanse of green belt land approximately 60 acres in size fringed by trees and the Grand Union Canal, situated in the south of Hayes in the London Borough of Hillingdon. Its formal status as a country park dates back ...
, operating at 66MHz carrier wave, began trials in the end of 1939.
Further development and mass production
LP records
According to British law, the patent remained in force for sixteen years, and was due to expire in 1947. EMI applied for extension to compensate for wartime losses, and the patent was prolonged until 13 December 1953. By this time European entertainment industry was developing rapidly; the British recorded music market was governed by the duopoly
A duopoly (from Greek δύο, ''duo'' "two" and πωλεῖν, ''polein'' "to sell") is a type of oligopoly where two firms have dominant or exclusive control over a market. It is the most commonly studied form of oligopoly due to its simplicit ...
of EMI and Decca Records
Decca Records is a British record label established in 1929 by Edward Lewis (Decca), Edward Lewis. Its U.S. label was established in late 1934 by Lewis, Jack Kapp, American Decca's first president, and Milton Rackmil, who later became American ...
. The format war
A format war is a competition between similar but mutually incompatible technical standards that compete for the same market, such as for data storage devices and recording formats for electronic media. It is often characterized by political and ...
on the emerging long-play record market was almost over. The winning format, advanced by Columbia Records, was standardized in the United States in 1954 and adopted by British industry in 1955. In 1953 EMI began preparations for production of stereophonic records. Project manager Philip Vanderlyn, a former colleague of Blumlein, evaluated the alternatives and made a choice in favour of the 45/45 system.
Cutting stereo masters and pressing stereo vinyl records did not present any technical problems. The real challenge, preservation of spatial information during recording, remained as elusive as it was in the 1930s. Recording engineers and musicians were seeking the solution by trial and error, with the help of a device not available to Blumlein – the two-track stereo tape recorder
An audio tape recorder, also known as a tape deck, tape player or tape machine or simply a tape recorder, is a sound recording and reproduction device that records and plays back sounds usually using magnetic tape for storage. In its present- ...
. In February 1954 RCA made the first successful stereo recording of an orchestral performance ('' La damnation de Faust'' conducted by Charles Munch). In April 1954 the EMI Recording Studios began tests of stereo recordings, using Blumlein's XY microphone. In May, Arthur Haddy
Arthur Charles William Haddy (16 May 1906 – 18 December 1989) was an English recording engineer. His work as Technical Director of the Decca Record Company Ltd. caused him to be nicknamed "the father of hi-fi".
After working in the recordin ...
of Decca Records made the first recording with a three-microphone Decca tree
The Decca Tree is a spaced microphone array most commonly used for orchestral recording. It was originally developed as a sort of stereo A–B recording method adding a center fill. The technique was developed in the early 1950s and first commercia ...
. Decca engineers, who learned of Blumlein's patent only recently, in the 1950s, tried to develop their own system to a patentable form but failed. Every conceivable aspect of stereophonic sound had already been covered in patent 394325.
The developments at Decca forced EMI to speed up their half-hearted effort. The management believed that stereo recording technology was still unreliable, and refrained from rushing stereo records into production. Instead, in 1957 the company released an expensive intermediate format – prerecorded ''Stereosonic'' magnetic tape
Magnetic tape is a medium for magnetic storage made of a thin, magnetizable coating on a long, narrow strip of plastic film. It was developed in Germany in 1928, based on the earlier magnetic wire recording from Denmark. Devices that use magne ...
s. The proprietary recording technique was developed by Blumlein's former colleagues Vanderlyn, Clark and Dutton, and relied on the use of XY Blumlein pairs and Blumlein shufflers that introduced crosstalk
In electronics, crosstalk is any phenomenon by which a signal transmitted on one circuit or channel of a transmission system creates an undesired effect in another circuit or channel. Crosstalk is usually caused by undesired capacitive, induc ...
at frequencies above 700 Hz. Shuffling was intended to equalize high-frequency and low-frequency sound localization, however, it was a poor match to practical studio environment at Abbey Road. The tapes were too expensive for the consumer market and were soon discontinued.
Other European companies were confident that stereo vinyl is ready for production, and sided with Decca. On 28 November 1957 an industry conference arranged by Haddy approved the 45/45 system, making it the de facto European standard. Haddy flew to the United States to recruit more supporters, and found out that the Americans were ready to launch their own stereo format. The American version of the 45/45 system was patented in the United States by Westrex (a spin off Western Electric
The Western Electric Company was an American electrical engineering and manufacturing company officially founded in 1869. A wholly owned subsidiary of American Telephone & Telegraph for most of its lifespan, it served as the primary equipment ma ...
), independently of the Blumlein patent, and more than two decades after it. On 25 March 1958 the RIAA
The Recording Industry Association of America (RIAA) is a trade organization that represents the music recording industry in the United States. Its members consist of record labels and distributors that the RIAA says "create, manufacture, and/o ...
adopted the Westrex system as the national standard.
Neither Westrex, nor the RIAA ever credited Blumlein. The British were enraged; even the conservative ''Gramophone
A phonograph, in its later forms also called a gramophone (as a trademark since 1887, as a generic name in the UK since 1910) or since the 1940s called a record player, or more recently a turntable, is a device for the mechanical and analogu ...
'' chastised the Americans for "failing to discover Europe", as well as prewar work by Fletcher, Keller and Rafuse. Under pressure, the Audio Engineering Society
The Audio Engineering Society (AES) is a professional body for engineers, scientists, other individuals with an interest or involvement in the professional audio industry. The membership largely comprises engineers developing devices or products ...
recognized Blumlein's priority. In an unprecedented move, in April 1958 the Journal of the Audio Engineering Society reprinted the full text of patent 394325. The Westrex patent was now void; the 45/45 system became a worldwide free standard
A free standard or libre standard is a Technical standard, standard whose specification is publicly available. The concept of Free/Libre standards emerged in the software industry as a reaction against closed ''de facto'' "standards" which served ...
. Blumlein's notion of ''binaural sound'' was, however, deemed inappropriate for a commercial product. Instead, the industry used ''stereophonic'' and ''stereo'' as a free universal trademark. ''Gramophone'' objected, again, to no avail. The notion of ''stereo'', which was once loosely applied to any manipulations intended to produce spatial effects, changed its meaning and became synonymous with ''two-channel sound''. Initially, stereo pressings was limited to classical repertoire. Popular music
Popular music is music with wide appeal that is typically distributed to large audiences through the music industry. These forms and styles can be enjoyed and performed by people with little or no musical training.Popular Music. (2015). ''Fun ...
, intended for replay via cheap low-fidelity players, was pressed in mono throughout the 1960s, and was sold at lesser prices than "upscale" stereo records.
Microphones
The Blumlein pair, in all three variants discussed in patent 394325, remains in use for recording acoustic music. The most common configuration uses XY arrangement of two bidirectional figure-8 microphones. It is unique for being a ''constant power'' instrument: due to the Pythagorean trigonometric identity
The Pythagorean trigonometric identity, also called simply the Pythagorean identity, is an identity expressing the Pythagorean theorem in terms of trigonometric functions. Along with the sum-of-angles formulae, it is one of the basic relations b ...
, any sound source located in the front quadrant will be picked up at uniform combined power, without dips or peaks. In the listening space, two resulting stereo signals will add up acoustically, creating constant-power phantom sound sources. A recording made with an XY pair conveys excellent lateral stereo imaging, filling the entire space between the two loudspeakers. It also excels at picking up reverberation
Reverberation (also known as reverb), in acoustics, is a persistence of sound, after a sound is produced. Reverberation is created when a sound or signal is reflected causing numerous reflections to build up and then decay as the sound is abso ...
s from the back quadrant, which are essential for conveying sense of space and presence. However, proper placement of an XY pair in front of an orchestra can often be difficult or outright impossible. The MS Blumlein pair, using a figure-8 microphone for the S channel and a cardioid microphone for the M channel is similar to the XY pair, but is far less sensitive to rear-quadrant sounds, and is fully compatible with monaural equipment. For these reasons, the MS pair is used primarily in radio, television and cinema. The splayed XY pair is the configuration of choice for using cardioid microphones. In normal, 90-degree XY arrangement such microphones compress the recorded stereo image; increasing the angle to 120...135° effectively restores stereo width.
Shufflers
Matrix processing of stereo signals is a staple of studio recording technology, but the Blumlein shuffling has seen little use. In the 1980s Richard Kaufman, Michael Gerzon
Michael Anthony Gerzon (4 December 1945 – 6 May 1996) is probably best known for his work on Ambisonics and for his work on digital audio. He also made a large number of recordings, many in the field of free improvisation in which he had a par ...
and David Griesinger independently proposed three binaural recording techniques based on the Blumlein shuffling, but their ideas did not gain wide acceptance, either.
In the 1990s researchers found that the Blumlein shuffling has a biomechanical analogue in the world of insects. Females of predator fly ''Ormia ochracea
''Ormia ochracea'' is a small yellow nocturnal fly in the family Tachinidae. It is notable for its parasitism of crickets and its exceptionally acute directional hearing. The female is attracted to the song of the male cricket and deposits larvae ...
'' feed on crickets, and seek their prey at night, by homing on the crickets' chirp. The distance between the fly's timpanic membrane
In the anatomy of humans and various other tetrapods, the eardrum, also called the tympanic membrane or myringa, is a thin, cone-shaped biological membrane, membrane that separates the external ear from the middle ear. Its function is to transm ...
s is too short to be a reliable sound localization instrument. However, the fly possesses a system of ligament
A ligament is the fibrous connective tissue that connects bones to other bones. It is also known as ''articular ligament'', ''articular larua'', ''fibrous ligament'', or ''true ligament''. Other ligaments in the body include the:
* Peritoneal li ...
s that converts minor phase differences between left and right signals into substantial level differences. In the 21st century the ''Ormia ochracea'' hearing apparatus became a model for supercompact microelectromechanical stereo microphones intended for hearing aids. Developers claim that such microphones can improve localization, and at the same time improve legibility of amplified speech in noisy environments.
Notes
References
Sources
Patent
* Official publication:
* American reprint:
* Memorandums to Isaac Shoenberg:
** Typewritten memo, 21 July 1932:
** Handwritten memo, 4 July 1932:
Biographies
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** Australian reprint:
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