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''The Chrysanthemum and the Sword: Patterns of Japanese Culture'' is a 1946 study of Japan by American
anthropologist An anthropologist is a person engaged in the practice of anthropology. Anthropology is the study of aspects of humans within past and present societies. Social anthropology, cultural anthropology and philosophical anthropology study the norms an ...
Ruth Benedict Ruth Fulton Benedict (June 5, 1887 – September 17, 1948) was an American anthropologist and folklorist. She was born in New York City, attended Vassar College, and graduated in 1909. After studying anthropology at the New School of Social Re ...
. It was written at the invitation of the U.S.
Office of War Information The United States Office of War Information (OWI) was a United States government agency created during World War II. The OWI operated from June 1942 until September 1945. Through radio broadcasts, newspapers, posters, photographs, films and othe ...
, in order to understand and predict the behavior of the Japanese in
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the World War II by country, vast majority of the world's countries—including all of the great power ...
by reference to a series of contradictions in traditional culture. The book was influential in shaping American ideas about
Japanese culture The culture of Japan has changed greatly over the millennia, from the country's prehistoric Jōmon period, to its contemporary modern culture, which absorbs influences from Asia and other regions of the world. Historical overview The ances ...
during the
occupation of Japan Japan was occupied and administered by the victorious Allies of World War II from the 1945 surrender of the Empire of Japan at the end of the war until the Treaty of San Francisco took effect in 1952. The occupation, led by the United States ...
, and popularized the distinction between guilt cultures and shame cultures. Although it has received harsh criticism, the book has continued to be influential. Two anthropologists wrote in 1992 that there is "a sense in which all of us have been writing footnotes to 'Chrysanthemum''since it appeared in 1946". The Japanese, Benedict wrote, are
both aggressive and unaggressive, both militaristic and aesthetic, both insolent and polite, rigid and adaptable, submissive and resentful of being pushed around, loyal and treacherous, brave and timid, conservative and hospitable to new ways...
The book also affected Japanese conceptions of themselves. The book was translated into Japanese in 1948 and became a bestseller in the People's Republic of China when relations with Japan soured.Fujino, Akira (January 8, 2006). "Book on Japanese culture proves a bestseller in China". '' The Advocate'' of Stamford, Connecticut. Tribune News Service.


Research circumstances

This book which resulted from Benedict's wartime research, like several other
United States Office of War Information The United States Office of War Information (OWI) was a United States government agency created during World War II. The OWI operated from June 1942 until September 1945. Through radio broadcasts, newspapers, posters, photographs, films and othe ...
wartime studies of Japan and Germany, is an instance of "culture at a distance", the study of a culture through its literature, newspaper clippings, films, and recordings, as well as extensive interviews with German-Americans or Japanese-Americans. The techniques were necessitated by anthropologists' inability to visit
Nazi Germany Nazi Germany (lit. "National Socialist State"), ' (lit. "Nazi State") for short; also ' (lit. "National Socialist Germany") (officially known as the German Reich from 1933 until 1943, and the Greater German Reich from 1943 to 1945) was ...
or wartime Japan. One later ethnographer pointed out, however, that although "culture at a distance" had the "elaborate aura of a good academic fad, the method was not so different from what any good historian does: to make the most creative use possible of written documents." Anthropologists were attempting to understand the cultural patterns that might be driving the aggression of once-friendly nations, and they hoped to find possible weaknesses or means of persuasion that had been missed. Americans found themselves unable to comprehend matters in Japanese culture. For instance, Americans considered it quite natural that American
prisoners of war A prisoner of war (POW) is a person who is held captive by a belligerent power during or immediately after an armed conflict. The earliest recorded usage of the phrase "prisoner of war" dates back to 1610. Belligerents hold prisoners of w ...
would want their families to know that they were alive and that they would keep quiet when they were asked for information about troop movements, etc. However, Japanese prisoners of war apparently gave information freely and did not try to contact their families.


Reception in the United States

Between 1946 and 1971, the book sold only 28,000 hardback copies, and a paperback edition was not issued until 1967. Benedict played a major role in grasping the place of the
Emperor of Japan The Emperor of Japan is the monarch and the head of the Imperial Family of Japan. Under the Constitution of Japan, he is defined as the symbol of the Japanese state and the unity of the Japanese people, and his position is derived from "the ...
in
Japanese popular culture Japanese popular culture includes Japanese cinema, cuisine, television programs, anime, manga, video games, music, and doujinshi, all of which retain older artistic and literary traditions; many of their themes and styles of presentation can be ...
, and formulating the recommendation to President Franklin D. Roosevelt that permitting continuation of the Emperor's reign had to be part of the eventual surrender offer.


Later reception and criticism

More than two million copies of the book have been sold in Japan since it first appeared in translation there. John W. Bennett and Michio Nagai, two scholars on Japan, pointed out in 1953 that the translated book "has appeared in Japan during a period of intense national self-examination—a period during which Japanese intellectuals and writers have been studying the sources and meaning of
Japanese history The first human inhabitants of the Japanese archipelago have been traced to prehistoric times around 30,000 BC. The Jōmon period, named after its cord-marked pottery, was followed by the Yayoi period in the first millennium BC when new inventi ...
and character, in one of their perennial attempts to determine the most desirable course of Japanese development."
Helen Hardacre, Hardacre, Helen, "The Postwar Development of Japanese Studies in the United States", (Brill: 1998), via Google Books; the Bennett-Nagai quote may be from John W. Bennett and Nagai Michio, "The Japanese critique of Benedict's The Chrysanthemum and the Sword," ''American Anthropologist'' 55 :401-411 953 mentioned at Web page titled "Reading notes for Ruth Benedict's ''The Chrysanthemum and the Sword'' (1946)" at the Web site of William W. Kelly, Professor of Anthropology & Sumitomo Professor of Japanese Studies, Yale University; both Web sites accessed January 13, 2007
Japanese social critic and philosopher Tamotsu Aoki said that the translated book "helped invent a new tradition for postwar Japan." It helped to create a growing interest in "ethnic nationalism" in the country, shown in the publication of hundreds of ethnocentric
nihonjinron is a genre of texts that focus on issues of Japanese national and cultural identity. The concept became popular after World War II, with books and articles aiming to analyze, explain, or explore peculiarities of Japanese culture and mentality, u ...
(treatises on 'Japaneseness') published over the next four decades. Although Benedict was criticized for not discriminating among historical developments in the country in her study, "Japanese cultural critics were especially interested in her attempts to portray the whole or total structure ('zentai kōzō') of
Japanese Culture The culture of Japan has changed greatly over the millennia, from the country's prehistoric Jōmon period, to its contemporary modern culture, which absorbs influences from Asia and other regions of the world. Historical overview The ances ...
," as Helen Hardacre put it. C. Douglas Lummis has said the entire "nihonjinron" genre stems ultimately from Benedict's book. The book began a discussion among Japanese scholars about "shame culture" vs. "guilt culture", which spread beyond academia, and the two terms are now established as ordinary expressions in the country. Soon after the translation was published, Japanese scholars, including Kazuko Tsurumi,
Tetsuro Watsuji was a Japanese historian and moral philosopher. Early life Watsuji was born in Himeji, Hyōgo Prefecture to a physician. During his youth he enjoyed poetry and had a passion for Western literature. For a short time he was the coeditor of a lit ...
, and
Kunio Yanagita Kunio Yanagita (柳田 國男, Yanagita Kunio, July 31, 1875 – August 8, 1962) was a Japanese author, scholar, and folklorist. He began his career as a bureaucrat, but developed an interest in rural Japan and its folk traditions. This led to a ...
criticized the book as inaccurate and having methodological errors. American scholar C. Douglas Lummis has written that criticisms of Benedict's book that are "now very well known in Japanese scholarly circles" include that it represented the ideology of a class for that of the entire culture, "a state of acute social dislocation for a normal condition, and an extraordinary moment in a nation's history as an unvarying norm of social behavior." Japanese ambassador to
Pakistan Pakistan ( ur, ), officially the Islamic Republic of Pakistan ( ur, , label=none), is a country in South Asia. It is the world's List of countries and dependencies by population, fifth-most populous country, with a population of almost 24 ...
Sadaaki Numata said the book "has been a must reading for many students of Japanese studies." According to
Margaret Mead Margaret Mead (December 16, 1901 – November 15, 1978) was an American cultural anthropologist who featured frequently as an author and speaker in the mass media during the 1960s and the 1970s. She earned her bachelor's degree at Barnard C ...
, the author's former student and a fellow anthropologist, other Japanese who have read it found it on the whole accurate but somewhat "moralistic". Sections of the book were mentioned in
Takeo Doi was a Japanese academic, psychoanalyst and author. Early life Doi was born in Tokyo, Japan in 1920. He was a graduate of the University of Tokyo. Career Doi was Professor Emeritus in the Department of Neuropsychiatry at the University of Toky ...
's book, ''
The Anatomy of Dependence is a 1971 book by Japanese psychoanalyst Takeo Doi, discussing at length Doi's concept of ''amae'', which he describes as a uniquely Japanese need to be in good favor with, and be able to depend on, the people around oneself. He likens this to ...
'', but he is highly critical of her analysis of Japan and the West as respectively shame and guilt cultures. In a 2002 symposium at
The Library of Congress The Library of Congress (LOC) is the research library that officially serves the United States Congress and is the ''de facto'' national library of the United States. It is the oldest federal cultural institution in the country. The library ...
in the United States, Shinji Yamashita, of the department of anthropology at the University of Tokyo, added that there has been so much change since World War II in Japan that Benedict would not recognize the nation she described in 1946.Wolfskill, Mary
"Human Nature and the Power of Culture: Library Hosts Margaret Mead Symposium"
article in ''Library of Congress Information Bulletin'', January 2002, as accessed at the U.S. Library of Congress Web site, January 13, 2008
Lummis wrote, "After some time I realized that I would never be able to live in a decent relationship with the people of that country unless I could drive this book, and its politely arrogant world view, out of my head."Lummis, C. Douglas
"Ruth Benedict's Obituary for Japanese Culture"
article in ''Japan Focus'', an online academic, peer-reviewed journal of Japanese studies, accessed October 11, 2013
Lummis, who went to the
Vassar College Vassar College ( ) is a private liberal arts college in Poughkeepsie, New York, United States. Founded in 1861 by Matthew Vassar, it was the second degree-granting institution of higher education for women in the United States, closely foll ...
archives to review Benedict's notes, wrote that he found some of her more important points were developed from interviews with Robert Hashima, a Japanese-American native of the United States who was taken to Japan as a child, educated there, then returned to the US before
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the World War II by country, vast majority of the world's countries—including all of the great power ...
began. According to Lummis, who interviewed Hashima, the circumstances helped introduce a certain bias into Benedict's research: "For him, coming to Japan for the first time as a teenager smack in the middle of the militaristic period and having no memory of the country before then, what he was taught in school was not 'an ideology', it was Japan itself." Lummis thinks Benedict relied too much on Hashima and says that he was deeply alienated by his experiences in Japan and that "it seems that he became a kind of touchstone, the authority against which she would test information from other sources."


Reception in China

The first Chinese translation was made by
Taiwanese Taiwanese may refer to: * Taiwanese language, another name for Taiwanese Hokkien * Something from or related to Taiwan (Formosa) * Taiwanese aborigines, the indigenous people of Taiwan * Han Taiwanese, the Han people of Taiwan * Taiwanese people, r ...
anthropologist An anthropologist is a person engaged in the practice of anthropology. Anthropology is the study of aspects of humans within past and present societies. Social anthropology, cultural anthropology and philosophical anthropology study the norms an ...
Huang Dao-Ling, and published in Taiwan in April 1974 by Taiwan Kui-Kuang Press. The book became a bestseller in China in 2005, when relations with the Japanese government were strained. In that year alone, 70,000 copies of the book were sold in China.


See also

*
Bushidō is a moral code concerning samurai attitudes, behavior and lifestyle. There are multiple bushido types which evolved significantly through history. Contemporary forms of bushido are still used in the social and economic organization of Japan. ...
* Honne and tatemae


Citations


Further reading

* Kent, Pauline, "Misconceived Configurations of Ruth Benedict", ''Japan Review'' 7 (1996): 33-60. . * Kent, Pauline, "Japanese Perceptions of 'The Chrysanthemum and the Sword, ''Dialectical anthropology'' 24.2 (1999): 181. . * Ryang, Sonya
"Chrysanthemum's Strange Life: Ruth Benedict in Postwar Japan"
''Asian Anthropology'' 1: 87-116. . . * Shannon, Christopher. "A World Made Safe for Differences: Ruth Benedict's The Chrysanthemum and the Sword", ''American Quarterly'' 47 (1995): 659-680. . .


External links

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(Allison Alexy Yale University, archived July 22, 2015) {{DEFAULTSORT:Chrysanthemum And The Sword 1946 non-fiction books Anthropology books Books about Japan Houghton Mifflin books Works about Japan