"Two Concepts of Liberty" was the inaugural
lecture
A lecture (from Latin ''lēctūra'' “reading” ) is an oral presentation intended to present information or teach people about a particular subject, for example by a university or college teacher. Lectures are used to convey critical inform ...
delivered by the liberal philosopher
Isaiah Berlin
Sir Isaiah Berlin (6 June 1909 – 5 November 1997) was a Russian-British social and political theorist, philosopher, and historian of ideas. Although he became increasingly averse to writing for publication, his improvised lectures and talks ...
before the
University of Oxford
, mottoeng = The Lord is my light
, established =
, endowment = £6.1 billion (including colleges) (2019)
, budget = £2.145 billion (2019–20)
, chancellor ...
on 31 October 1958. It was subsequently published as a 57-page pamphlet by Oxford at the
Clarendon Press
Oxford University Press (OUP) is the university press of the University of Oxford. It is the largest university press in the world, and its printing history dates back to the 1480s. Having been officially granted the legal right to print books ...
. It also appears in the collection of Berlin's papers entitled ''Four Essays on Liberty'' (1969) and was more recently reissued in a collection entitled simply ''Liberty'' (2002).
The essay, with its analytical approach to the definition of political concepts, re-introduced the study of political philosophy to the methods of
analytic philosophy
Analytic philosophy is a branch and tradition of philosophy using analysis, popular in the Western world and particularly the Anglosphere, which began around the turn of the 20th century in the contemporary era in the United Kingdom, United Sta ...
. It is also one of Berlin's first expressions of his ethical ontology of
value-pluralism. Berlin defined negative liberty (as the term "liberty" was used by
Thomas Hobbes
Thomas Hobbes ( ; 5/15 April 1588 – 4/14 December 1679) was an English philosopher, considered to be one of the founders of modern political philosophy. Hobbes is best known for his 1651 book ''Leviathan'', in which he expounds an influent ...
) as the absence of coercion or interference with agents' possible private actions, by an exterior social-body. He also defined it as a comparatively recent political ideal, which re-emerged in the late 17th century, after its slow and inarticulate birth in the Ancient doctrines of
Antiphon the Sophist, the
Cyrenaic discipleship, and of
Otanes
Otanes (Old Persian: ''Utāna'', grc-gre, Ὀτάνης) is a name given to several figures that appear in the ''Histories'' of Herodotus. One or more of these figures may be the same person.
In the ''Histories'' Otanes, son of Pharnaspes
He ...
after the death of
pseudo-Smerdis. In an introduction to the essay, Berlin writes:
"As for Otanes, he wished neither to rule nor to be ruled—the exact opposite of Aristotle's notion of true civic liberty. ... his idealremains isolated and, until Epicurus, undeveloped ... the notion had not explicitly emerged".
Summary
Liberty (according to merriam-webster dictionary) refers to:
1: the quality or state of being free:
a: the power to do as one pleases
b: freedom from physical restraint
c: freedom from arbitrary or despotic (see DESPOT sense 1) control
d: the positive enjoyment of various social, political, or economic rights and privileges
e: the power of choice
Isaiah Berlin's positive and negative liberty can be thought of as "freedom to" and "freedom from".
Negative liberty Berlin initially defined as freedom from, that is, the absence of constraints on the agent imposed by other people.
Positive liberty he defined both as freedom to, that is, the ability (not just the opportunity) to pursue and achieve willed goals; and also as autonomy or self-rule, as opposed to dependence on others.
Positive liberty
:"is involved in the answer to the question 'What, or who, is the source of control or interference that can determine someone to do, or be, this rather than that?'"
Positive liberty
Positive liberty is the possession of the power and resources to act in the context of the structural limitations of the broader society which impacts a person's ability to act, as opposed to negative liberty, which is freedom from external restra ...
may be understood as self-mastery. Berlin granted that both concepts of liberty represent valid human ideals, and that both forms of liberty are necessary in any free and civilised society.
Negative liberty
:"liberty in the negative sense involves an answer to the question: 'What is the area within which the subject—a person or group of persons—is or should be left to do or be what he is able to do or be, without interference by other persons?'"
For Berlin,
negative liberty
Negative liberty is freedom from interference by other people. Negative liberty is primarily concerned with freedom from external restraint and contrasts with positive liberty (the possession of the power and resources to fulfill one's own pote ...
represents a different, and sometimes contradictory, understanding of the concept of liberty, which needs to be carefully examined. Its later proponents (such as
Tocqueville
Alexis Charles Henri Clérel, comte de Tocqueville (; 29 July 180516 April 1859), colloquially known as Tocqueville (), was a French aristocrat, diplomat, political scientist, political philosopher and historian. He is best known for his work ...
,
Constant,
Montesquieu
Charles Louis de Secondat, Baron de La Brède et de Montesquieu (; ; 18 January 168910 February 1755), generally referred to as simply Montesquieu, was a French judge, man of letters, historian, and political philosopher.
He is the principa ...
,
John Locke
John Locke (; 29 August 1632 – 28 October 1704) was an English philosopher and physician, widely regarded as one of the most influential of Age of Enlightenment, Enlightenment thinkers and commonly known as the "father of liberalism ...
,
David Hume
David Hume (; born David Home; 7 May 1711 NS (26 April 1711 OS) – 25 August 1776) Cranston, Maurice, and Thomas Edmund Jessop. 2020 999br>David Hume" ''Encyclopædia Britannica''. Retrieved 18 May 2020. was a Scottish Enlightenment philo ...
and
John Stuart Mill
John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, Member of Parliament (MP) and civil servant. One of the most influential thinkers in the history of classical liberalism, he contributed widely to ...
, who accepted
Chrysippus
Chrysippus of Soli (; grc-gre, Χρύσιππος ὁ Σολεύς, ; ) was a Greek Stoic philosopher. He was a native of Soli, Cilicia, but moved to Athens as a young man, where he became a pupil of the Stoic philosopher Cleanthes. When Clean ...
' understanding of
self-determination
The right of a people to self-determination is a cardinal principle in modern international law (commonly regarded as a ''jus cogens'' rule), binding, as such, on the United Nations as authoritative interpretation of the Charter's norms. It stat ...
) insisted that constraint and discipline were the antithesis of liberty and so were (and are) less prone to confusing liberty and constraint in the manner of rationalists and the philosophical harbingers of totalitarianism. This concept of negative liberty, Berlin argued, constitutes an alternative, and sometimes even opposed, concept to positive liberty, and one often closer to the intuitive modern usage of the word. Berlin considered negative liberty one of the distinguishing concepts of modern liberalism and observed
:"The fathers of liberalism—Mill and Constant—want more than this minimum: they demand a maximum degree of non-interference compatible with the minimum demands of social life. It seems unlikely that this extreme demand for liberty has ever been made by any but a small minority of highly civilized and self-conscious human beings."
Suggestions that positive liberty is "abuse" in context
Isaiah Berlin notes that historically positive liberty has proven particularly susceptible to rhetorical abuse; especially from the 18th century onwards, it has either been paternalistically re-drawn from the third-person, or conflated with the concept of negative liberty and thus disguised underlying value-conflicts.
Berlin contended that under the influence of
Plato
Plato ( ; grc-gre, Πλάτων ; 428/427 or 424/423 – 348/347 BC) was a Greek philosopher born in Athens during the Classical period in Ancient Greece. He founded the Platonist school of thought and the Academy, the first institution ...
,
Aristotle
Aristotle (; grc-gre, Ἀριστοτέλης ''Aristotélēs'', ; 384–322 BC) was a Greek philosopher and polymath during the Classical period in Ancient Greece. Taught by Plato, he was the founder of the Peripatetic school of phil ...
,
Jean-Jacques Rousseau
Jean-Jacques Rousseau (, ; 28 June 1712 – 2 July 1778) was a Genevan philosopher, writer, and composer. His political philosophy influenced the progress of the Age of Enlightenment throughout Europe, as well as aspects of the French Revolu ...
,
Immanuel Kant
Immanuel Kant (, , ; 22 April 1724 – 12 February 1804) was a German philosopher and one of the central Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works in epistemology, metaphysics, ethics, and ...
, and
G. W. F. Hegel
Georg Wilhelm Friedrich Hegel (; ; 27 August 1770 – 14 November 1831) was a German philosopher. He is one of the most important figures in German idealism and one of the founding figures of modern Western philosophy. His influence extends a ...
, modern political thinkers often conflated positive liberty with rational action, based upon a rational knowledge to which, it is argued, only a certain elite or social group has access. This rationalist conflation was open to political abuses, which encroached on negative liberty, when such interpretations of positive liberty were, in the nineteenth century, used to defend nationalism, paternalism, social engineering, historicism, and collective rational control over human destiny. Berlin argued that, following this line of thought, demands for freedom paradoxically could become demands for forms of collective control and discipline—those deemed necessary for the "self-mastery" or "self-determination" of nations, classes, democratic communities, and even humanity as a whole. There is thus an elective affinity, for Berlin, between positive liberty, when it is rhetorically conflated with goals imposed from the third-person that the individual is told they "should" rationally desire, and the justifications for political
totalitarianism
Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
, which contrary to
value-pluralism, presupposed that values exist in
Pythagorean
Pythagorean, meaning of or pertaining to the ancient Ionian mathematician, philosopher, and music theorist Pythagoras, may refer to:
Philosophy
* Pythagoreanism, the esoteric and metaphysical beliefs purported to have been held by Pythagoras
* Ne ...
harmony.
Dialectic of positive and negative liberty
Berlin did not argue that the concept of positive liberty should be rejected—on the contrary, he recognised it as one human value among many, and one necessary to any free society. He argued that positive liberty was a genuine and valuable version of liberty, so long as it was identified with the autonomy of individuals, and not with the achievement of goals that individuals 'ought to' 'rationally' desire. Berlin argued, rather, that these differing concepts showed the plurality, and incompatibility of human values, and the need to analytically distinguish and trade-off between, rather than conflate, them.
Thus, Berlin offers in his "Two Concepts of Liberty" essay, "Where it is to be drawn is a matter of argument, indeed of haggling. Men are largely interdependent, and no man's activity is so completely private as never to obstruct the lives of others in any way. 'Freedom for the pike is death for the minnows'; the liberty of some must depend on the restraint of others. Freedom for an Oxford don, others have been known to add, is a very different thing from freedom for an Egyptian peasant."
Criticism
In contrast to Berlin,
Charles Taylor argues that the Hobbes-Bentham view is indefensible as a view of freedom. Faced with this two-step process, it seems safer and easier to stop it at the first step, to insist firmly that freedom is just a matter of the absence of external obstacles, that it, therefore, involves no discrimination of motivation and permits in principle no second-guessing of the subject by anyone else. Taylor suggests that this is the essence of the Maginot Line strategy and it is very tempting, as a line of argument. But, claims it is wrong, we cannot defend a view of freedom that does not involve at least some qualitative discrimination as to motive, that is which does not put some restrictions on motivation among the necessary conditions for freedom, and hence which could rule out second-guessing in principle.
Taylor, therefore, argues for a distinction between negative and positive liberty that highlights the importance of social justice. Therefore, if social justice is a major part of equality, then liberty is not a synonym of lack of obstacles, but being able to grasp those obstacles, to discuss and work to overcome them.
Historian
Bernard Bailyn
Bernard Bailyn (September 10, 1922 – August 7, 2020) was an American historian, author, and academic specializing in U.S. Colonial and Revolutionary-era History. He was a professor at Harvard University from 1953. Bailyn won the Pulitzer Pri ...
contended that "Two Concepts of Liberty" was "formally cast as a discourse on the permissible limits of coercion; 'force' and 'constraint" are repeatedly referred to, and Berlin denied that all historical conflicts are reducible to conflicts of ideas." Berlin's "comments on the dangers of perfectionism had begun with his discussion of
positive liberty
Positive liberty is the possession of the power and resources to act in the context of the structural limitations of the broader society which impacts a person's ability to act, as opposed to negative liberty, which is freedom from external restra ...
...While at times, he then wrote, it might be justifiable 'to coerce men in the name of some goal (let us say, justice or public health), which they would, if they were more enlightened, themselves pursue,' once one claims that one knows what others need better than they know it themselves, one is 'in a position to ignore the actual wishes of men or societies.' " Bailyn triangulated his own approach with Berlin's "embattled position in defense of a
liberal alternative" and the "perfectionist ideas" in
governance
Governance is the process of interactions through the laws, social norm, norms, power (social and political), power or language of an organized society over a social system (family, tribe, formal organization, formal or informal organization, a ...
that became
Hannah Arendt
Hannah Arendt (, , ; 14 October 1906 – 4 December 1975) was a political philosopher, author, and Holocaust survivor. She is widely considered to be one of the most influential political theorists of the 20th century.
Arendt was born ...
's "
totalitarianism
Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
". Bailyn decried "the repressive power of the Soviet state, the annihilatory power of the Nazi regime, the mind-blinding power of Maoist gangs,
ndthe suffocating power of Islamic fundamentalism." He declared that "no one knew better than Berlin or expressed more brilliantly the genealogy and structure of perfectionist ideas. But their threat to civilisation, in the most general terms, lay not in their intrinsic malevolence but in the brutality of those who implacably imposed them: the populist thugs, the fanatical monopolists of power." Bailyn introduced his final collection of essays by asserting that "Isaiah Berlin was wrong in his entertaining game of classifying writers and thinkers into hedgehogs, who focus on one great theme, and foxes, who study and write about many themes and see the world through many lenses--wrong at least as far as historians are concerned. Many, like me, are both."
See also
*
Positive and negative rights
References
External links
"Two Concepts of Liberty"The Isaiah Berlin Virtual Library*
{{Authority control
1958 speeches
Books in political philosophy
Pamphlets
Human rights concepts
Clarendon Press books