The Three Laws of Robotics (often shortened to The Three Laws or known as Asimov's Laws) are a set of rules devised by
science fiction
Science fiction (sometimes shortened to Sci-Fi or SF) is a genre of speculative fiction which typically deals with imaginative and futuristic concepts such as advanced science and technology, space exploration, time travel, parallel unive ...
author
Isaac Asimov
yi, יצחק אזימאװ
, birth_date =
, birth_place = Petrovichi, Russian SFSR
, spouse =
, relatives =
, children = 2
, death_date =
, death_place = Manhattan, New York City, U.S.
, nationality = Russian (1920–1922)Soviet (192 ...
. The rules were introduced in his 1942 short story " Runaround" (included in the 1950 collection ''
I, Robot
''I, Robot'' is a fixup (compilation) novel of science fiction short stories or essays by American writer Isaac Asimov. The stories originally appeared in the American magazines ''Super Science Stories'' and '' Astounding Science Fiction'' be ...
''), although they had been foreshadowed in some earlier stories. The Three Laws, quoted from the "Handbook of Robotics, 56th Edition, 2058 A.D.", are:
;First Law
:A robot may not injure a human being or, through inaction, allow a human being to come to harm.
;Second Law
:A robot must obey the orders by human beings except where such orders would conflict with the First Law.
;Third Law
:A robot must protect its own existence as long as such protection does not conflict with the First or Second Law.
These form an organizing principle and unifying theme for Asimov's
robot
A robot is a machine—especially one programmable by a computer—capable of carrying out a complex series of actions automatically. A robot can be guided by an external control device, or the control may be embedded within. Robots may be c ...
young-adult fiction
Young adult fiction (YA) is a category of fiction written for readers from 12 to 18 years of age. While the genre is primarily targeted at adolescents, approximately half of YA readers are adults.
The subject matter and genres of YA correlate ...
. The Laws are incorporated into almost all of the positronic robots appearing in his fiction, and cannot be bypassed, being intended as a safety feature. Many of Asimov's robot-focused stories involve robots behaving in unusual and counter-intuitive ways as an unintended consequence of how the robot applies the Three Laws to the situation in which it finds itself. Other authors working in Asimov's fictional universe have adopted them and references, often
parodic
A parody, also known as a spoof, a satire, a send-up, a take-off, a lampoon, a play on (something), or a caricature, is a creative work designed to imitate, comment on, and/or mock its subject by means of satiric or ironic imitation. Often its subj ...
, appear throughout science fiction as well as in other genres.
The original laws have been altered and elaborated on by Asimov and other authors. Asimov himself made slight modifications to the first three in various books and short stories to further develop how robots would interact with humans and each other. In later fiction where robots had taken responsibility for government of whole planets and human civilizations, Asimov also added a fourth, or zeroth law, to precede the others:
; Zeroth Law
:A robot may not harm humanity, or, by inaction, allow humanity to come to harm.
The Three Laws, and the zeroth, have pervaded science fiction and are referred to in many books, films, and other media. They have affected thought on
ethics of artificial intelligence
The ethics of artificial intelligence is the branch of the ethics of technology specific to artificially intelligent systems. It is sometimes divided into a concern with the moral behavior of ''humans'' as they design, make, use and treat artific ...
as well.
History
In ''The Rest of the Robots'', published in 1964, Isaac Asimov noted that when he began writing in 1940 he felt that "one of the stock plots of science fiction was ... robots were created and destroyed their creator. Knowledge has its dangers, yes, but is the response to be a retreat from knowledge? Or is knowledge to be used as itself a barrier to the dangers it brings?" He decided that in his stories a robot would not "turn stupidly on his creator for no purpose but to demonstrate, for one more weary time, the crime and punishment of
Faust
Faust is the protagonist of a classic German legend based on the historical Johann Georg Faust ( 1480–1540).
The erudite Faust is highly successful yet dissatisfied with his life, which leads him to make a pact with the Devil at a crossroads ...
."
On May 3, 1939, Asimov attended a meeting of the
Queens
Queens is a borough of New York City, coextensive with Queens County, in the U.S. state of New York. Located on Long Island, it is the largest New York City borough by area. It is bordered by the borough of Brooklyn at the western tip of Long ...
( New York) Science Fiction Society where he met Earl and Otto Binder who had recently published a short story "I, Robot" featuring a sympathetic robot named
Adam Link
Adam Link is a fictional robot, made in the likeness of a man, who becomes self-aware, and the protagonist of several science fiction short stories written by Eando Binder, the pen name of Earl Andrew Binder and his brother, Otto Binder. The stor ...
who was misunderstood and motivated by love and honor. (This was the first of a series of ten stories; the next year "Adam Link's Vengeance" (1940) featured Adam thinking "A robot must never kill a human, of his own free will.") Asimov admired the story. Three days later Asimov began writing "my own story of a sympathetic and noble robot", his 14th story. Thirteen days later he took "
Robbie
Robbie or Robby is a surname. It is usually encountered as a nickname or a shortened form of Robert, Rob (given name), Rob or Robin (name), Robin. The name experienced a significant rise in popularity in Northern Ireland in 2003.
People Given nam ...
" to
John W. Campbell
John Wood Campbell Jr. (June 8, 1910 – July 11, 1971) was an American science fiction writer and editor. He was editor of ''Astounding Science Fiction'' (later called '' Analog Science Fiction and Fact'') from late 1937 until his death ...
the editor of '' Astounding Science-Fiction''. Campbell rejected it, claiming that it bore too strong a resemblance to
Lester del Rey
Lester del Rey (June 2, 1915 – May 10, 1993) was an American science fiction author and editor. He was the author of many books in the juvenile Winston Science Fiction series, and the editor at Del Rey Books, the fantasy and scienc ...
's "
Helen O'Loy
"Helen O'Loy" is a science fiction short story by American writer Lester del Rey, originally published in 1938 in '' Astounding Science Fiction''.
It was subsequently published many times in various collections or anthologies. The latest publica ...
", published in December 1938—the story of a robot that is so much like a person that she falls in love with her creator and becomes his ideal wife.
Frederik Pohl
Frederik George Pohl Jr. (; November 26, 1919 – September 2, 2013) was an American science-fiction writer, editor, and fan, with a career spanning nearly 75 years—from his first published work, the 1937 poem "Elegy to a Dead Satelli ...
published the story under the title “Strange Playfellow” in ''
Super Science Stories
''Super Science Stories'' was an American pulp science fiction magazine published by Popular Publications from 1940 to 1943, and again from 1949 to 1951. Popular launched it under their Fictioneers imprint, which they used for magazines, payin ...
'' September 1940.
Asimov attributes the Three Laws to John W. Campbell, from a conversation that took place on 23 December 1940. Campbell claimed that Asimov had the Three Laws already in his mind and that they simply needed to be stated explicitly. Several years later Asimov's friend
symbiotic
Symbiosis (from Greek , , "living together", from , , "together", and , bíōsis, "living") is any type of a close and long-term biological interaction between two different biological organisms, be it mutualistic, commensalistic, or parasit ...
partnership between the two men -a suggestion that Asimov adopted enthusiastically. According to his autobiographical writings, Asimov included the First Law's "inaction" clause because of Arthur Hugh Clough's poem "
The Latest Decalogue
''The'' () is a grammatical article in English, denoting persons or things already mentioned, under discussion, implied or otherwise presumed familiar to listeners, readers, or speakers. It is the definite article in English. ''The'' is the ...
" ( text in Wikisource), which includes the satirical lines "Thou shalt not kill, but needst not strive / officiously to keep alive".
Although Asimov pins the creation of the Three Laws on one particular date, their appearance in his literature happened over a period. He wrote two robot stories with no explicit mention of the Laws, "
Robbie
Robbie or Robby is a surname. It is usually encountered as a nickname or a shortened form of Robert, Rob (given name), Rob or Robin (name), Robin. The name experienced a significant rise in popularity in Northern Ireland in 2003.
People Given nam ...
" and "
Reason
Reason is the capacity of consciously applying logic by drawing conclusions from new or existing information, with the aim of seeking the truth. It is closely associated with such characteristically human activities as philosophy, science, ...
". He assumed, however, that robots would have certain inherent safeguards. " Liar!", his third robot story, makes the first mention of the First Law but not the other two. All three laws finally appeared together in " Runaround". When these stories and several others were compiled in the anthology ''
I, Robot
''I, Robot'' is a fixup (compilation) novel of science fiction short stories or essays by American writer Isaac Asimov. The stories originally appeared in the American magazines ''Super Science Stories'' and '' Astounding Science Fiction'' be ...
'', "Reason" and "Robbie" were updated to acknowledge all the Three Laws, though the material Asimov added to "Reason" is not entirely consistent with the Three Laws as he described them elsewhere. In particular the idea of a robot protecting human lives when it does not believe those humans truly exist is at odds with Elijah Baley's reasoning, as described below.
During the 1950s Asimov wrote a series of science fiction novels expressly intended for young-adult audiences. Originally his publisher expected that the novels could be adapted into a long-running television series, something like ''
The Lone Ranger
The Lone Ranger is a fictional masked former Texas Ranger who fought outlaws in the American Old West with his Native American friend Tonto. The character has been called an enduring icon of American culture.
He first appeared in 1933 in ...
'' had been for radio. Fearing that his stories would be adapted into the "uniformly awful" programming he saw flooding the television channels Asimov decided to publish the ''Lucky Starr'' books under the
pseudonym
A pseudonym (; ) or alias () is a fictitious name that a person or group assumes for a particular purpose, which differs from their original or true name (orthonym). This also differs from a new name that entirely or legally replaces an individua ...
"Paul French". When plans for the television series fell through, Asimov decided to abandon the pretence; he brought the Three Laws into ''Lucky Starr and the Moons of Jupiter'', noting that this "was a dead giveaway to Paul French's identity for even the most casual reader".
In his short story "Evidence" Asimov lets his recurring character Dr. Susan Calvin expound a
moral
A moral (from Latin ''morālis'') is a message that is conveyed or a lesson to be learned from a story or event. The moral may be left to the hearer, reader, or viewer to determine for themselves, or may be explicitly encapsulated in a maxim. A ...
basis behind the Three Laws. Calvin points out that human beings are typically expected to refrain from harming other human beings (except in times of extreme duress like war, or to save a greater number) and this is equivalent to a robot's First Law. Likewise, according to Calvin, society expects individuals to obey instructions from recognized authorities such as doctors, teachers and so forth which equals the Second Law of Robotics. Finally humans are typically expected to avoid harming themselves which is the Third Law for a robot.
The plot of "Evidence" revolves around the question of telling a human being apart from a robot constructed to appear human. Calvin reasons that if such an individual obeys the Three Laws he may be a robot or simply "a very good man". Another character then asks Calvin if robots are very different from human beings after all. She replies, "Worlds different. Robots are essentially decent."
Asimov later wrote that he should not be praised for creating the Laws, because they are "obvious from the start, and everyone is aware of them subliminally. The Laws just never happened to be put into brief sentences until I managed to do the job. The Laws apply, as a matter of course, to every tool that human beings use", and "analogues of the Laws are implicit in the design of almost all tools, robotic or not":
# Law 1: A tool must not be unsafe to use. Hammers have handles and
screwdriver
A screwdriver is a tool, manual or powered, used for turning screws. A typical simple screwdriver has a handle and a shaft, ending in a tip the user puts into the screw head before turning the handle. This form of the screwdriver has been repla ...
s have hilts to help increase grip. It is of course possible for a person to injure himself with one of these tools, but that injury would only be due to his incompetence, not the design of the tool.
# Law 2: A tool must perform its function efficiently unless this would harm the user. This is the entire reason
ground-fault circuit interrupter
A residual-current device (RCD), residual-current circuit breaker (RCCB) or ground fault circuit interrupter (GFCI) is an electrical safety device that quickly breaks an electrical circuit with leakage current to ground. It is to protect equi ...
s exist. Any running tool will have its power cut if a circuit senses that some current is not returning to the neutral wire, and hence might be flowing through the user. The safety of the user is paramount.
# Law 3: A tool must remain intact during its use unless its destruction is required for its use or for safety. For example,
Dremel
Dremel ( ) is a multinational brand of power tools, focusing on home improvement and hobby applications. Dremel is known primarily for its rotary tools such as the Dremel 3000, 4000 and 8200 series which are similar to the pneumatic die grinder ...
disks are designed to be as tough as possible without breaking unless the job requires it to be spent. Furthermore, they are designed to break at a point before the shrapnel velocity could seriously injure someone (other than the eyes, though safety glasses should be worn at all times anyway).
Asimov believed that, ideally, humans would also follow the Laws:
Alterations
By Asimov
Asimov's stories test his Three Laws in a wide variety of circumstances leading to proposals and rejection of modifications. Science fiction scholar
James Gunn
James Francis Gunn Jr. (born August 5, 1966) is an American filmmaker and executive. He began his career as a screenwriter in the mid-1990s, starting at Troma Entertainment with ''Tromeo and Juliet'' (1997). He then began working as a directo ...
writes in 1982, "The Asimov robot stories as a whole may respond best to an analysis on this basis: the ambiguity in the Three Laws and the ways in which Asimov played twenty-nine variations upon a theme". While the original set of Laws provided inspirations for many stories, Asimov introduced modified versions from time to time.
First Law modified
In "
Little Lost Robot
"Little Lost Robot" is a science fiction short story by American writer Isaac Asimov. It was first published in the March 1947 issue of ''Astounding Science Fiction'' and reprinted in the collections ''I, Robot'' (1950), ''The Complete Robot'' (1 ...
" several NS-2, or "Nestor", robots are created with only part of the First Law. It reads:
This modification is motivated by a practical difficulty as robots have to work alongside human beings who are exposed to low doses of radiation. Because their
positronic brain
A positronic brain is a fictional technological device, originally conceived by science fiction writer Isaac Asimov. It functions as a central processing unit (CPU) for robots, and, in some unspecified way, provides them with a form of consciou ...
s are highly sensitive to
gamma ray
A gamma ray, also known as gamma radiation (symbol γ or \gamma), is a penetrating form of electromagnetic radiation arising from the radioactive decay of atomic nuclei. It consists of the shortest wavelength electromagnetic waves, typically ...
s the robots are rendered inoperable by doses reasonably safe for humans. The robots are being destroyed attempting to rescue the humans who are in no actual danger but "might forget to leave" the irradiated area within the exposure time limit. Removing the First Law's "inaction" clause solves this problem but creates the possibility of an even greater one: a robot could initiate an action that would harm a human (dropping a heavy weight and failing to catch it is the example given in the text), knowing that it was capable of preventing the harm and then decide not to do so.
Gaia
In Greek mythology, Gaia (; from Ancient Greek , a poetical form of , 'land' or 'earth'),, , . also spelled Gaea , is the personification of the Earth and one of the Greek primordial deities. Gaia is the ancestral mother—sometimes parthenog ...
is a planet with
collective intelligence
Collective intelligence (CI) is shared or group intelligence (GI) that emerges from the collaboration, collective efforts, and competition of many individuals and appears in consensus decision making. The term appears in sociobiology, politic ...
in the ''Foundation'' series which adopts a law similar to the First Law, and the Zeroth Law, as its philosophy:
Zeroth Law added
Asimov once added a "
Zeroth
0th or zeroth may refer to:
Mathematics, science and technology
* 0th or zeroth, an ordinal for the number zero
* 0th dimension, a topological space
* 0th element, of a data structure in computer science
* Zeroth (software), deep learning softw ...
Law"—so named to continue the pattern where lower-numbered laws supersede the higher-numbered laws—stating that a robot must not harm humanity. The robotic character
R. Daneel Olivaw
R. Daneel Olivaw is a fictional robot created by Isaac Asimov. The "R" initial in his name stands for "Robot," a naming convention in Asimov's future society during Earth's early period of space colonization. Daneel is introduced in ''The Caves ...
was the first to give the Zeroth Law a name in the novel ''
Robots and Empire
''Robots and Empire'' is a science fiction novel by the American author Isaac Asimov, published by Doubleday Books in 1985. It is part of Asimov's ''Robot'' series, which consists of many short stories (collected in '' I, Robot'', ''The Rest o ...
''; however, the character Susan Calvin articulates the concept in the short story "
The Evitable Conflict
"The Evitable Conflict" is a science fiction short story by American writer Isaac Asimov. It first appeared in the June 1950 issue of ''Astounding Science Fiction'' and subsequently appeared in the collections ''I, Robot'' (1950), ''The Complete ...
".
In the final scenes of the novel ''Robots and Empire'',
R. Giskard Reventlov
The following is a list of characters in Isaac Asimov's ''Robot'' series.
Kelden Amadiro
Kelden Amadiro is a Spacer and the main antagonist in the novels ''The Robots of Dawn'' and '' Robots and Empire''. He is the head of the Robotics Institute ...
is the first robot to act according to the Zeroth Law. Giskard is
telepathic
Telepathy () is the purported vicarious transmission of information from one person's mind to another's without using any known human sensory channels or physical interaction. The term was first coined in 1882 by the classical scholar Frederic ...
, like the robot Herbie in the short story " Liar!", and tries to apply the Zeroth Law through his understanding of a more subtle concept of "harm" than most robots can grasp. However, unlike Herbie, Giskard grasps the philosophical concept of the Zeroth Law allowing him to harm individual human beings if he can do so in service to the abstract concept of humanity. The Zeroth Law is never programmed into Giskard's brain but instead is a rule he attempts to comprehend through pure
metacognition
Metacognition is an awareness of one's thought processes and an understanding of the patterns behind them. The term comes from the root word '' meta'', meaning "beyond", or "on top of".Metcalfe, J., & Shimamura, A. P. (1994). ''Metacognition: knowi ...
. Though he fails – it ultimately destroys his positronic brain as he is not certain whether his choice will turn out to be for the ultimate good of humanity or not – he gives his successor R. Daneel Olivaw his telepathic abilities. Over the course of many thousands of years Daneel adapts himself to be able to fully obey the Zeroth Law. As Daneel formulates it, in the novels ''
Foundation and Earth
''Foundation and Earth'' is a science fiction novel by American writer Isaac Asimov, the fifth novel of the ''Foundation'' series and chronologically the last in the series. It was published in 1986, four years after the first sequel to the ''Fo ...
'' and ''
Prelude to Foundation
''Prelude to Foundation'' is a novel by American writer Isaac Asimov, published in 1988. It is one of two prequels to the ''Foundation'' series. For the first time, Asimov chronicles the fictional life of Hari Seldon, the man who invented psy ...
'', the Zeroth Law reads:
A condition stating that the Zeroth Law must not be broken was added to the original Three Laws, although Asimov recognized the difficulty such a law would pose in practice. Asimov's novel ''
Foundation and Earth
''Foundation and Earth'' is a science fiction novel by American writer Isaac Asimov, the fifth novel of the ''Foundation'' series and chronologically the last in the series. It was published in 1986, four years after the first sequel to the ''Fo ...
'' contains the following passage:
A translator incorporated the concept of the Zeroth Law into one of Asimov's novels before Asimov himself made the law explicit. Near the climax of ''
The Caves of Steel
''The Caves of Steel'' is a science fiction novel by American writer Isaac Asimov. It is a detective story and illustrates an idea Asimov advocated, that science fiction can be applied to any literary genre, rather than just being a limited g ...
'',
Elijah Baley
Elijah "Lije" Baley is a fictional character in Isaac Asimov's ''Robot'' series. He is the main character of the novels '' The Caves of Steel'', '' The Naked Sun'' and ''The Robots of Dawn'', and of the short story " Mirror Image." He is seen in ...
makes a bitter comment to himself thinking that the First Law forbids a robot from harming a human being. He determines that it must be so unless the robot is clever enough to comprehend that its actions are for humankind's long-term good. In Jacques Brécard's 1956 French translation entitled '' Les Cavernes d'acier'' Baley's thoughts emerge in a slightly different way:
Removal of the Three Laws
Three times during his writing career, Asimov portrayed robots that disregard the Three Laws entirely. The first case was a short-short story entitled " First Law" and is often considered an insignificant "tall tale" or even
apocrypha
Apocrypha are works, usually written, of unknown authorship or of doubtful origin. The word ''apocryphal'' (ἀπόκρυφος) was first applied to writings which were kept secret because they were the vehicles of esoteric knowledge considered ...
l. On the other hand, the short story " Cal" (from the collection ''
Gold
Gold is a chemical element with the symbol Au (from la, aurum) and atomic number 79. This makes it one of the higher atomic number elements that occur naturally. It is a bright, slightly orange-yellow, dense, soft, malleable, and ductile met ...
''), told by a first-person robot narrator, features a robot who disregards the Three Laws because he has found something far more important—he wants to be a writer. Humorous, partly autobiographical and unusually experimental in style, "Cal" has been regarded as one of ''Golds strongest stories. The third is a short story entitled "
Sally
Sally may refer to:
People
*Sally (name), a list of notable people with the name
Military
* Sally (military), an attack by the defenders of a town or fortress under siege against a besieging force; see sally port
*Sally, the Allied reporting na ...
" in which cars fitted with positronic brains are apparently able to harm and kill humans in disregard of the First Law. However, aside from the positronic brain concept, this story does not refer to other robot stories and may not be set in the same continuity.
The title story of the ''
Robot Dreams
''Robot Dreams'' (1986) is a collection of science fiction short stories by American writer Isaac Asimov, illustrated by Ralph McQuarrie. The title story is about Susan Calvin's discovery of a robot with rather disturbing dreams. It was written ...
'' collection portrays LVX-1, or "Elvex", a robot who enters a state of unconsciousness and dreams thanks to the unusual
fractal
In mathematics, a fractal is a geometric shape containing detailed structure at arbitrarily small scales, usually having a fractal dimension strictly exceeding the topological dimension. Many fractals appear similar at various scales, as illu ...
construction of his positronic brain. In his dream the first two Laws are absent and the Third Law reads "A robot must protect its own existence".
Asimov took varying positions on whether the Laws were optional: although in his first writings they were simply carefully engineered safeguards, in later stories Asimov stated that they were an inalienable part of the mathematical foundation underlying the positronic brain. Without the basic theory of the Three Laws the fictional scientists of Asimov's universe would be unable to design a workable brain unit. This is historically consistent: the occasions where roboticists modify the Laws generally occur early within the stories' chronology and at a time when there is less existing work to be re-done. In "Little Lost Robot" Susan Calvin considers modifying the Laws to be a terrible idea, although possible, while centuries later Dr. Gerrigel in ''
The Caves of Steel
''The Caves of Steel'' is a science fiction novel by American writer Isaac Asimov. It is a detective story and illustrates an idea Asimov advocated, that science fiction can be applied to any literary genre, rather than just being a limited g ...
'' believes it to be impossible.
The character Dr. Gerrigel uses the term "Asenion" to describe robots programmed with the Three Laws. The robots in Asimov's stories, being Asenion robots, are incapable of knowingly violating the Three Laws but, in principle, a robot in science fiction or in the real world could be non-Asenion. "Asenion" is a misspelling of the name Asimov which was made by an editor of the magazine ''Planet Stories.'' Asimov used this obscure variation to insert himself into ''The Caves of Steel'' just like he referred to himself as "Azimuth or, possibly, Asymptote" in ''
Thiotimoline
Thiotimoline is a fictitious chemical compound conceived by American biochemist and science fiction author Isaac Asimov. It was first described in a spoof scientific paper titled "The Endochronic Properties of Resublimated Thiotimoline" in ...
to the Stars'', in much the same way that
Vladimir Nabokov
Vladimir Vladimirovich Nabokov (russian: link=no, Владимир Владимирович Набоков ; 2 July 1977), also known by the pen name Vladimir Sirin (), was a Russian-American novelist, poet, translator, and entomologist. Bo ...
appeared in ''
Lolita
''Lolita'' is a 1955 novel written by Russian-American novelist Vladimir Nabokov. The novel is notable for its controversial subject: the protagonist and unreliable narrator, a middle-aged literature professor under the pseudonym Humbert Humber ...
''
anagram
An anagram is a word or phrase formed by rearranging the letters of a different word or phrase, typically using all the original letters exactly once. For example, the word ''anagram'' itself can be rearranged into ''nag a ram'', also the word ...
matically disguised as "Vivian Darkbloom".
Characters within the stories often point out that the Three Laws, as they exist in a robot's mind, are not the written versions usually quoted by humans but abstract mathematical concepts upon which a robot's entire developing consciousness is based. This concept is largely fuzzy and unclear in earlier stories depicting very rudimentary robots who are only programmed to comprehend basic physical tasks, where the Three Laws act as an overarching safeguard, but by the era of ''The Caves of Steel'' featuring robots with human or beyond-human intelligence the Three Laws have become the underlying basic ethical worldview that determines the actions of all robots.
By other authors
Roger MacBride Allen's trilogy
In the 1990s,
Roger MacBride Allen
Roger MacBride Allen (born September 26, 1957) is an American science fiction author. He was born in Bridgeport, Connecticut and grew up outside of Washington, D.C., graduating from Walt Whitman High School. He graduated from Boston University ...
wrote a trilogy which was set within Asimov's fictional universe. Each title has the prefix "Isaac Asimov's" as Asimov had approved Allen's outline before his death. These three books, ''
Caliban
Caliban ( ), son of the witch Sycorax, is an important character in William Shakespeare's play '' The Tempest''.
His character is one of the few Shakespearean figures to take on a life of its own "outside" Shakespeare's own work: as Russell ...
'', ''
Inferno
Inferno may refer to:
* Hell, an afterlife place of suffering
* Conflagration, a large uncontrolled fire
Film
* ''L'Inferno'', a 1911 Italian film
* Inferno (1953 film), ''Inferno'' (1953 film), a film noir by Roy Ward Baker
* Inferno (1973 fi ...
'' and ''
Utopia
A utopia ( ) typically describes an imaginary community or society that possesses highly desirable or nearly perfect qualities for its members. It was coined by Sir Thomas More for his 1516 book ''Utopia (book), Utopia'', describing a fictional ...
'', introduce a new set of the Three Laws. The so-called New Laws are similar to Asimov's originals with the following differences: the First Law is modified to remove the "inaction" clause, the same modification made in "Little Lost Robot"; the Second Law is modified to require cooperation instead of obedience; the Third Law is modified so it is no longer superseded by the Second (i.e., a "New Law" robot cannot be ordered to destroy itself); finally, Allen adds a Fourth Law which instructs the robot to do "whatever it likes" so long as this does not conflict with the first three laws. The philosophy behind these changes is that "New Law" robots should be partners rather than slaves to humanity, according to Fredda Leving, who designed these
New Law Robots
New is an adjective referring to something recently made, discovered, or created.
New or NEW may refer to:
Music
* New, singer of K-pop group The Boyz (South Korean band), The Boyz
Albums and EPs
* New (album), ''New'' (album), by Paul McCartn ...
. According to the first book's introduction, Allen devised the New Laws in discussion with Asimov himself. However, the ''Encyclopedia of Science Fiction'' says that "With permission from Asimov, Allen rethought the Three Laws and developed a new set."
Jack Williamson's "With Folded Hands"
Jack Williamson
John Stewart Williamson (April 29, 1908 – November 10, 2006), who wrote as Jack Williamson, was an American list of science fiction authors, science fiction writer, often called the "Dean of Science Fiction". He is also credited with one of t ...
's novelette "
With Folded Hands
"With Folded Hands ..." is a 1947 science fiction novelette by American writer Jack Williamson. Willamson's influence for this story was the aftermath of World War II and the atomic bombings of Hiroshima and Nagasaki and his concern that "some o ...
" (1947), later rewritten as the novel ''The Humanoids'', deals with robot servants whose prime directive is "To Serve and Obey, And Guard Men From Harm". While Asimov's robotic laws are meant to protect humans from harm, the robots in Williamson's story have taken these instructions to the extreme; they protect humans from everything, including unhappiness, stress, unhealthy lifestyle and all actions that could be potentially dangerous. All that is left for humans to do is to sit with folded hands.
''Foundation'' sequel trilogy
In the officially licensed ''Foundation'' sequels ''
Foundation's Fear
''Foundation's Fear'' (1997) is a science fiction novel by American writer Gregory Benford, set in Isaac Asimov's Foundation universe. It is the first book of the Second Foundation trilogy, which was written after Asimov's death by three autho ...
'', ''
Foundation and Chaos
''Foundation and Chaos'' (1998) is a science fiction novel by Greg Bear, set in Isaac Asimov's Foundation universe, ''Foundation'' universe. It is the second book of the Second Foundation trilogy, which was written after Isaac Asimov, Asimov's dea ...
'' and ''
Foundation's Triumph
''Foundation's Triumph'' (1999) is a science fiction novel by American writer David Brin, set in Isaac Asimov's The Foundation Series, ''Foundation'' universe. It is the third book of the Second Foundation trilogy, which was written after Asimov ...
'' (by
Gregory Benford
Gregory Benford (born January 30, 1941) is an American science fiction author and astrophysicist who is professor emeritus at the Department of Physics and Astronomy at the University of California, Irvine. He is a contributing editor of ''Reason ...
,
Greg Bear
Gregory Dale Bear (August 20, 1951 – November 19, 2022) was an American writer and illustrator best known for science fiction. His work covered themes of galactic conflict ('' Forge of God'' books), parallel universes ('' The Way'' series), ...
and
David Brin
Glen David Brin (born October 6, 1950) is an American scientist and author of science fiction. He has won the Hugo,Galactic Empire
Galactic empires are a common trope used in science fantasy and science fiction, particularly in works known as 'space operas'. Many authors have either used a galaxy-spanning empire as background or written about the growth and/or decline of s ...
is seen to be controlled by a conspiracy of humaniform robots who follow the Zeroth Law and are led by
R. Daneel Olivaw
R. Daneel Olivaw is a fictional robot created by Isaac Asimov. The "R" initial in his name stands for "Robot," a naming convention in Asimov's future society during Earth's early period of space colonization. Daneel is introduced in ''The Caves ...
.
The Laws of Robotics are portrayed as something akin to a human
religion
Religion is usually defined as a social- cultural system of designated behaviors and practices, morals, beliefs, worldviews, texts, sanctified places, prophecies, ethics, or organizations, that generally relates humanity to supernatural, ...
, and referred to in the language of the
Protestant Reformation
The Reformation (alternatively named the Protestant Reformation or the European Reformation) was a major movement within Western Christianity in 16th-century Europe that posed a religious and political challenge to the Catholic Church and in ...
, with the set of laws containing the Zeroth Law known as the "Giskardian Reformation" to the original "Calvinian Orthodoxy" of the Three Laws. Zeroth-Law robots under the control of R. Daneel Olivaw are seen continually struggling with "First Law" robots who deny the existence of the Zeroth Law, promoting agendas different from Daneel's. Some of these agendas are based on the first clause of the First Law ("A robot may not injure a human being...") advocating strict non-interference in human politics to avoid unwittingly causing harm. Others are based on the second clause ("...or, through inaction, allow a human being to come to harm") claiming that robots should openly become a
dictatorial
A dictator is a political leader who possesses absolute power. A dictatorship is a state ruled by one dictator or by a small clique. The word originated as the title of a Roman dictator elected by the Roman Senate to rule the republic in times ...
government to protect humans from all potential conflict or disaster.
Daneel also comes into conflict with a robot known as R. Lodovic Trema whose positronic brain was infected by a rogue AI — specifically, a simulation of the long-dead
Voltaire
François-Marie Arouet (; 21 November 169430 May 1778) was a French Age of Enlightenment, Enlightenment writer, historian, and philosopher. Known by his ''Pen name, nom de plume'' M. de Voltaire (; also ; ), he was famous for his wit, and his ...
— which consequently frees Trema from the Three Laws. Trema comes to believe that humanity should be free to choose its own future. Furthermore, a small group of robots claims that the Zeroth Law of Robotics itself implies a higher Minus One Law of Robotics:
They therefore claim that it is morally indefensible for Daneel to ruthlessly sacrifice robots and extraterrestrial sentient life for the benefit of humanity. None of these reinterpretations successfully displace Daneel's Zeroth Law — though ''Foundation's Triumph'' hints that these robotic factions remain active as fringe groups up to the time of the novel ''Foundation''.
These novels take place in a future dictated by Asimov to be free of obvious robot presence and surmise that R. Daneel's secret influence on history through the millennia has prevented both the rediscovery of
positronic brain
A positronic brain is a fictional technological device, originally conceived by science fiction writer Isaac Asimov. It functions as a central processing unit (CPU) for robots, and, in some unspecified way, provides them with a form of consciou ...
technology and the opportunity to work on sophisticated intelligent machines. This lack of rediscovery and lack of opportunity makes certain that the superior physical and intellectual power wielded by intelligent machines remains squarely in the possession of robots obedient to some form of the Three Laws. That R. Daneel is not entirely successful at this becomes clear in a brief period when scientists on
Trantor
The Galactic Empire is an interstellar empire featured in Isaac Asimov's ''Robot'', ''Galactic Empire'', and ''Foundation'' series. The Empire is spread across the Milky Way galaxy and consists of almost 25 million planets settled exclusively by ...
develop " ''tiktoks''" — simplistic programmable machines akin to real–life modern robots and therefore lacking the Three Laws. The robot conspirators see the Trantorian tiktoks as a massive threat to social stability, and their plan to eliminate the tiktok threat forms much of the plot of ''Foundation's Fear''.
In ''Foundation's Triumph'' different robot factions interpret the Laws in a wide variety of ways, seemingly ringing every possible permutation upon the Three Laws' ambiguities.
Robot Mystery series
Set between ''
The Robots of Dawn
''The Robots of Dawn'' is a "whodunit" science fiction novel by American writer Isaac Asimov, first published in 1983. It is the third novel in Asimov's ''Robot'' series.
Plot summary
Detective Elijah Baley of Earth is training with his son a ...
'' and ''
Robots and Empire
''Robots and Empire'' is a science fiction novel by the American author Isaac Asimov, published by Doubleday Books in 1985. It is part of Asimov's ''Robot'' series, which consists of many short stories (collected in '' I, Robot'', ''The Rest o ...
'',
Mark W. Tiedemann
Mark W. Tiedemann (born 1954 in St. Louis, Missouri) is an American science fiction and detective fiction author. He has written novels set in Isaac Asimov's Robot series (Asimov), ''Robot'' universe, and within his own original universe, known as ...
's ''Robot Mystery'' trilogy updates the ''Robot''–''Foundation'' saga with robotic minds housed in computer mainframes rather than humanoid bodies. The 2002 Aurora novel has robotic characters debating the moral implications of harming cyborg lifeforms who are part artificial and part biological.
One should not neglect Asimov's own creations in these areas such as the Solarian "viewing" technology and the machines of ''
The Evitable Conflict
"The Evitable Conflict" is a science fiction short story by American writer Isaac Asimov. It first appeared in the June 1950 issue of ''Astounding Science Fiction'' and subsequently appeared in the collections ''I, Robot'' (1950), ''The Complete ...
'' originals that Tiedemann acknowledges. ''Aurora'', for example, terms the Machines "the first RIs, really". In addition the ''Robot Mystery'' series addresses the problem of
nanotechnology
Nanotechnology, also shortened to nanotech, is the use of matter on an atomic, molecular, and supramolecular scale for industrial purposes. The earliest, widespread description of nanotechnology referred to the particular technological goal o ...
: building a positronic brain capable of reproducing human cognitive processes requires a high degree of miniaturization, yet Asimov's stories largely overlook the effects this miniaturization would have in other fields of technology. For example, the police department card-readers in ''The Caves of Steel'' have a capacity of only a few kilobytes per square centimeter of storage medium. ''Aurora'', in particular, presents a sequence of historical developments which explains the lack of nanotechnology — a partial
retcon
Retroactive continuity, or retcon for short, is a literary device in which established diegetic facts in the plot of a fictional work (those established through the narrative itself) are adjusted, ignored, supplemented, or contradicted by a subse ...
, in a sense, of Asimov's timeline.
Randall Munroe
Randall Munroe
Randall Patrick Munroe (born October 17, 1984) is an American cartoonist, author, and engineer best known as the creator of the webcomic ''xkcd''. Munroe has worked full-time on the comic since late 2006. In addition to publishing a book of th ...
has discussed the Three Laws in various instances, but possibly most directly by one of his comics entitle The Three Laws of Robotics which imagines the consequences of every distinct ordering of the existing three laws.
Additional laws
Authors other than Asimov have often created extra laws.
The 1974
Lyuben Dilov
Lyuben Dilov Ivanov (Любен Дилов Иванов, 25 December 1927- 10 June 2008), occasionally spelled Luben Dilov, Ljuben Dilov or Liuben Dilov was a Bulgarian science fiction writer of the Communist era and the author of acclaimed chi ...
novel, ''Icarus's Way'' (a.k.a., ''The Trip of Icarus'') introduced a Fourth Law of robotics: "A robot must establish its identity as a robot in all cases."
Dilov gives reasons for the fourth safeguard in this way: "The last Law has put an end to the expensive aberrations of designers to give psychorobots as humanlike a form as possible. And to the resulting misunderstandings..."
A fifth law was introduced by
Nikola Kesarovski
Nikola Kesarovski ( bg, Никола Кесаровски) (c. 11 November 1944 – 29 August 2007) was a Bulgarian science-fiction writer.
His most famous book is '' The Fifth Law of Robotics'', published in 1983, the title being a reference to ...
in his short story "The Fifth Law of Robotics". This fifth law says: "A robot must know it is a robot."
The plot revolves around a murder where the forensic investigation discovers that the victim was killed by a hug from a humaniform robot that did not establish for itself that it was a robot. The story was reviewed by Valentin D. Ivanov in SFF review webzine ''The Portal''.
For the 1986 tribute anthology, ''
Foundation's Friends
''Foundation's Friends, Stories in Honor of Isaac Asimov'' is a 1989 book written in honor of science fiction author Isaac Asimov, in the form of an anthology of short stories set in Asimov's universes, particularly the ''Foundation'' universe. ...
,'' Harry Harrison wrote a story entitled, "The Fourth Law of Robotics". This Fourth Law states: "A robot must reproduce. As long as such reproduction does not interfere with the First or Second or Third Law."
In 2013 Hutan Ashrafian proposed an additional law that considered the role of artificial intelligence-on-artificial intelligence or the relationship between robots themselves – the so-called AIonAI law. This sixth law states: "All robots endowed with comparable human reason and conscience should act towards one another in a spirit of brotherhood."
Ambiguities and loopholes
Unknowing breach of the laws
In ''The Naked Sun'',
Elijah Baley
Elijah "Lije" Baley is a fictional character in Isaac Asimov's ''Robot'' series. He is the main character of the novels '' The Caves of Steel'', '' The Naked Sun'' and ''The Robots of Dawn'', and of the short story " Mirror Image." He is seen in ...
points out that the Laws had been deliberately misrepresented because robots could ''unknowingly'' break any of them. He restated the first law as "A robot may do nothing that, ''to its knowledge,'' will harm a human being; nor, through inaction, ''knowingly'' allow a human being to come to harm." This change in wording makes it clear that robots can become the tools of murder, provided they not be aware of the nature of their tasks; for instance being ordered to add something to a person's food, not knowing that it is poison. Furthermore, he points out that a clever criminal could divide a task among multiple robots so that no individual robot could recognize that its actions would lead to harming a human being. ''The Naked Sun'' complicates the issue by portraying a decentralized, planetwide communication network among Solaria's millions of robots meaning that the criminal mastermind could be located anywhere on the planet.
Baley furthermore proposes that the Solarians may one day use robots for military purposes. If a spacecraft was built with a positronic brain and carried neither humans nor the life-support systems to sustain them, then the ship's robotic intelligence could naturally assume that all other spacecraft were robotic beings. Such a ship could operate more responsively and flexibly than one crewed by humans, could be armed more heavily and its robotic brain equipped to slaughter humans of whose existence it is totally ignorant. This possibility is referenced in ''
Foundation and Earth
''Foundation and Earth'' is a science fiction novel by American writer Isaac Asimov, the fifth novel of the ''Foundation'' series and chronologically the last in the series. It was published in 1986, four years after the first sequel to the ''Fo ...
'' where it is discovered that the Solarians possess a strong police force of unspecified size that has been programmed to identify only the Solarian race as human. (The novel takes place thousands of years after The Naked Sun, and the Solarians have long since modified themselves from normal humans to hermaphroditic telepaths with extended brains and specialized organs) Similarly, in ''
Lucky Starr and the Rings of Saturn
''Lucky Starr and the Rings of Saturn'' is the final novel in the Lucky Starr series, ''Lucky Starr'' series, six juvenile science fiction novels by Isaac Asimov that originally appeared under the pseudonym Paul French. The novel was first publi ...
'' Bigman attempts to speak with a Sirian robot about possible damage to the Solar System population from its actions, but it appears unaware of the data and programmed to ignore attempts to teach it about the matter.
Ambiguities resulting from lack of definition
The Laws of Robotics presume that the terms "human being" and "robot" are understood and well defined. In some stories this presumption is overturned.
Definition of "human being"
The Solarians create robots with the Three Laws but with a warped meaning of "human". Solarian robots are told that only people speaking with a Solarian accent are human. This enables their robots to have no ethical dilemma in harming non-Solarian human beings (and they are specifically programmed to do so). By the time period of ''
Foundation and Earth
''Foundation and Earth'' is a science fiction novel by American writer Isaac Asimov, the fifth novel of the ''Foundation'' series and chronologically the last in the series. It was published in 1986, four years after the first sequel to the ''Fo ...
'' it is revealed that the Solarians have genetically modified themselves into a distinct species from humanity—becoming hermaphroditic and
psychokinetic
Psychokinesis (from grc, ψυχή, , soul and grc, κίνησις, , movement, label=ㅤ), or telekinesis (from grc, τηλε, , far off and grc, κίνησις, , movement, label=ㅤ), is a hypothetical psychic ability allowing a person ...
and containing biological organs capable of individually powering and controlling whole complexes of robots. The robots of Solaria thus respected the Three Laws only with regard to the "humans" of Solaria. It is unclear whether all the robots had such definitions, since only the overseer and guardian robots were shown explicitly to have them. In "Robots and Empire", the lower class robots were instructed by their overseer about whether certain creatures are human or not.
Asimov addresses the problem of humanoid robots ("
androids
An android is a humanoid robot or other artificial being often made from a flesh-like material. Historically, androids were completely within the domain of science fiction and frequently seen in film and television, but advances in robot techno ...
" in later parlance) several times. The novel ''
Robots and Empire
''Robots and Empire'' is a science fiction novel by the American author Isaac Asimov, published by Doubleday Books in 1985. It is part of Asimov's ''Robot'' series, which consists of many short stories (collected in '' I, Robot'', ''The Rest o ...
'' and the short stories "
Evidence
Evidence for a proposition is what supports this proposition. It is usually understood as an indication that the supported proposition is true. What role evidence plays and how it is conceived varies from field to field.
In epistemology, evidenc ...
" and "The Tercentenary Incident" describe robots crafted to fool people into believing that the robots are human. On the other hand, "
The Bicentennial Man
''The Bicentennial Man'' is a novelette in the ''Robot'' series by American writer Isaac Asimov. According to the foreword in ''Robot Visions'', Asimov was approached to write a story, along with a number of other authors who would do the same ...
" and "
—That Thou Art Mindful of Him
". . . That Thou Art Mindful of Him" (also signed as "That Thou Art Mindful of Him") is a science fiction short story by American writer Isaac Asimov, which he intended to be an "ultimate" probe into the subtleties of his Three Laws of Robotics ...
" explore how the robots may change their interpretation of the Laws as they grow more sophisticated.
Gwendoline Butler
Gwendoline Butler, née Williams (19 August 1922 – 5 January 2013) was a British writer of mystery fiction and romance novels since 1956, she also used the pseudonym Jennie Melville. Credited for inventing the "woman's police procedural", i ...
writes in ''A Coffin for the Canary'' "Perhaps we are robots. Robots acting out the last Law of Robotics... To tend towards the human." In ''
The Robots of Dawn
''The Robots of Dawn'' is a "whodunit" science fiction novel by American writer Isaac Asimov, first published in 1983. It is the third novel in Asimov's ''Robot'' series.
Plot summary
Detective Elijah Baley of Earth is training with his son a ...
'',
Elijah Baley
Elijah "Lije" Baley is a fictional character in Isaac Asimov's ''Robot'' series. He is the main character of the novels '' The Caves of Steel'', '' The Naked Sun'' and ''The Robots of Dawn'', and of the short story " Mirror Image." He is seen in ...
points out that the use of humaniform robots as the first wave of settlers on new Spacer worlds may lead to the robots seeing themselves as the true humans, and deciding to keep the worlds for themselves rather than allow the Spacers to settle there.
"—That Thou Art Mindful of Him", which Asimov intended to be the "ultimate" probe into the Laws' subtleties, finally uses the Three Laws to conjure up the very "Frankenstein" scenario they were invented to prevent. It takes as its concept the growing development of robots that mimic non-human living things and given programs that mimic simple animal behaviours which do not require the Three Laws. The presence of a whole range of robotic life that serves the same purpose as organic life ends with two humanoid robots, George Nine and George Ten, concluding that organic life is an unnecessary requirement for a truly logical and self-consistent definition of "humanity", and that since they are the most advanced thinking beings on the planet, they are therefore the only two true humans alive and the Three Laws only apply to themselves. The story ends on a sinister note as the two robots enter hibernation and await a time when they will conquer the Earth and subjugate biological humans to themselves, an outcome they consider an inevitable result of the "Three Laws of Humanics".
This story does not fit within the overall sweep of the ''Robot'' and ''Foundation'' series; if the George robots ''did'' take over Earth some time after the story closes, the later stories would be either redundant or impossible. Contradictions of this sort among Asimov's fiction works have led scholars to regard the ''Robot'' stories as more like "the Scandinavian sagas or the Greek legends" than a unified whole.
Indeed, Asimov describes "—That Thou Art Mindful of Him" and "Bicentennial Man" as two opposite, parallel futures for robots that obviate the Three Laws as robots come to consider themselves to be humans: one portraying this in a positive light with a robot joining human society, one portraying this in a negative light with robots supplanting humans. Both are to be considered alternatives to the possibility of a robot society that continues to be driven by the Three Laws as portrayed in the ''Foundation'' series.
The Positronic Man
''The Positronic Man'' is a 1992 novel by American writers Isaac Asimov and Robert Silverberg, based on Asimov's 1976 novelette "The Bicentennial Man".
It is about a robot that begins to display characteristics, such as creativity, traditiona ...
, the novelization of
The Bicentennial Man
''The Bicentennial Man'' is a novelette in the ''Robot'' series by American writer Isaac Asimov. According to the foreword in ''Robot Visions'', Asimov was approached to write a story, along with a number of other authors who would do the same ...
, Asimov and his co-writer
Robert Silverberg
Robert Silverberg (born January 15, 1935) is an American author and editor, best known for writing science fiction. He is a multiple winner of both Hugo and Nebula Awards, a member of the Science Fiction and Fantasy Hall of Fame, and a Grand ...
imply that in the future where Andrew Martin exists his influence causes humanity to abandon the idea of independent, sentient humanlike robots entirely, creating an utterly different future from that of ''Foundation''.
In ''
Lucky Starr and the Rings of Saturn
''Lucky Starr and the Rings of Saturn'' is the final novel in the Lucky Starr series, ''Lucky Starr'' series, six juvenile science fiction novels by Isaac Asimov that originally appeared under the pseudonym Paul French. The novel was first publi ...
'', a novel unrelated to the ''Robot'' series but featuring robots programmed with the Three Laws, John Bigman Jones is almost killed by a Sirian robot on orders of its master. The society of Sirius is eugenically bred to be uniformly tall and similar in appearance, and as such, said master is able to convince the robot that the much shorter Bigman, is, in fact, not a human being.
Definition of "robot"
As noted in "The Fifth Law of Robotics" by
Nikola Kesarovski
Nikola Kesarovski ( bg, Никола Кесаровски) (c. 11 November 1944 – 29 August 2007) was a Bulgarian science-fiction writer.
His most famous book is '' The Fifth Law of Robotics'', published in 1983, the title being a reference to ...
, "A robot must know it is a robot": it is presumed that a robot has a definition of the term or a means to apply it to its own actions. Kesarovski played with this idea in writing about a robot that could kill a human being because it did not understand that it was a robot, and therefore did not apply the Laws of Robotics to its actions.
Resolving conflicts among the laws
Advanced robots in fiction are typically programmed to handle the Three Laws in a sophisticated manner. In many stories, such as " Runaround" by Asimov, the potential and severity of all actions are weighed and a robot will break the laws as little as possible rather than do nothing at all. For example, the First Law may forbid a robot from functioning as a surgeon, as that act may cause damage to a human; however, Asimov's stories eventually included robot surgeons ("The Bicentennial Man" being a notable example). When robots are sophisticated enough to weigh alternatives, a robot may be programmed to accept the necessity of inflicting damage during surgery in order to prevent the greater harm that would result if the surgery were not carried out, or was carried out by a more fallible human surgeon. In "
Evidence
Evidence for a proposition is what supports this proposition. It is usually understood as an indication that the supported proposition is true. What role evidence plays and how it is conceived varies from field to field.
In epistemology, evidenc ...
" Susan Calvin points out that a robot may even act as a
prosecuting attorney
A prosecutor is a legal representative of the prosecution in states with either the common law adversarial system or the civil law inquisitorial system. The prosecution is the legal party responsible for presenting the case in a criminal tria ...
because in the American justice system it is the
jury
A jury is a sworn body of people (jurors) convened to hear evidence and render an impartiality, impartial verdict (a Question of fact, finding of fact on a question) officially submitted to them by a court, or to set a sentence (law), penalty o ...
which decides guilt or innocence, the judge who decides the sentence, and the
executioner
An executioner, also known as a hangman or headsman, is an official who executes a sentence of capital punishment on a legally condemned person.
Scope and job
The executioner was usually presented with a warrant authorising or order ...
who carries through
capital punishment
Capital punishment, also known as the death penalty, is the state-sanctioned practice of deliberately killing a person as a punishment for an actual or supposed crime, usually following an authorized, rule-governed process to conclude that t ...
.
Asimov's Three Laws-obeying robots (Asenion robots) can experience irreversible mental collapse if they are forced into situations where they cannot obey the First Law, or if they discover they have unknowingly violated it. The first example of this
failure mode
Failure causes are defects in design, process, quality, or part application, which are the underlying cause of a failure or which initiate a process which leads to failure. Where failure depends on the user of the product or process, then human er ...
occurs in the story " Liar!", which introduced the First Law itself, and introduces failure by dilemma—in this case the robot will hurt humans if he tells them something and hurt them if he does not. This failure mode, which often ruins the positronic brain beyond repair, plays a significant role in Asimov's SF-mystery novel ''
The Naked Sun
''The Naked Sun'' is a science fiction novel by American writer Isaac Asimov, the second in his ''Robot'' series. Like its predecessor, ''The Caves of Steel'', this is a whodunit story. It was first published in book form in 1957 after being s ...
''. Here Daneel describes activities contrary to one of the laws, but in support of another, as overloading some circuits in a robot's brain—the equivalent sensation to pain in humans. The example he uses is forcefully ordering a robot to do a task outside its normal parameters, one that it has been ordered to forgo in favor of a robot specialized to that task.
In ''
The Robots of Dawn
''The Robots of Dawn'' is a "whodunit" science fiction novel by American writer Isaac Asimov, first published in 1983. It is the third novel in Asimov's ''Robot'' series.
Plot summary
Detective Elijah Baley of Earth is training with his son a ...
'', it is stated that more advanced robots are built capable of determining which action is more harmful, and even choosing at random if the alternatives are equally bad. As such, a robot is capable of taking an action which can be interpreted as following the First Law, thus avoiding a mental collapse. The whole plot of the story revolves around a robot which apparently was destroyed by such a mental collapse, and since his designer and creator refused to share the basic theory with others, he is, by definition, the only person capable of circumventing the safeguards and forcing the robot into a brain-destroying paradox.
In ''
Robots and Empire
''Robots and Empire'' is a science fiction novel by the American author Isaac Asimov, published by Doubleday Books in 1985. It is part of Asimov's ''Robot'' series, which consists of many short stories (collected in '' I, Robot'', ''The Rest o ...
'', Daneel states it's very unpleasant for him when making the proper decision takes too long (in robot terms), and he cannot imagine being without the Laws at all except to the extent of it being similar to that unpleasant sensation, only permanent.
Applications to future technology
Robots and artificial intelligences do not inherently contain or obey the Three Laws; their human creators must choose to program them in, and devise a means to do so. Robots already exist (for example, a
Roomba
Roomba is a series of autonomous robotic vacuum cleaners made by the company iRobot. Introduced in September 2002, they have a set of sensors that enable them to navigate the floor area of a home. These sensors can detect the presence of obstac ...
) that are too simple to understand when they are causing pain or injury and know to stop. Many are constructed with physical safeguards such as bumpers, warning beepers, safety cages, or restricted-access zones to prevent accidents. Even the most complex robots currently produced are incapable of understanding and applying the Three Laws; significant advances in artificial intelligence would be needed to do so, and even if AI could reach human-level intelligence, the inherent ethical complexity as well as cultural/contextual dependency of the laws prevent them from being a good candidate to formulate robotics design constraints. However, as the complexity of robots has increased, so has interest in developing guidelines and safeguards for their operation.Moravec, Hans. "The Age of Robots", ''Extro 1, Proceedings of the First
Extropy Institute
Extropianism, also referred to as the philosophy of extropy, is an "evolving framework of values and standards for continuously improving the human condition".
Extropians believe that advances in science and technology will some day let people l ...
Conference on TransHumanist Thought'' (1994) pp. 84–100 June 1993 version available online.
In a 2007 guest editorial in the journal ''
Science
Science is a systematic endeavor that builds and organizes knowledge in the form of testable explanations and predictions about the universe.
Science may be as old as the human species, and some of the earliest archeological evidence for ...
'' on the topic of "Robot Ethics", SF author
Robert J. Sawyer
Robert James Sawyer (born April 29, 1960) is a Canadian science fiction writer. He has had 24 novels published and his short fiction has appeared in ''Analog Science Fiction and Fact'', ''Amazing Stories'', '' On Spec'', ''Nature'', and numerou ...
argues that since the
U.S. military
The United States Armed Forces are the military forces of the United States. The armed forces consists of six service branches: the Army, Marine Corps, Navy, Air Force, Space Force, and Coast Guard. The president of the United States is the ...
is a major source of funding for robotic research (and already uses armed
unmanned aerial vehicles
An unmanned aerial vehicle (UAV), commonly known as a drone, is an aircraft without any human pilot, crew, or passengers on board. UAVs are a component of an unmanned aircraft system (UAS), which includes adding a ground-based controller ...
to kill enemies) it is unlikely such laws would be built into their designs. In a separate essay, Sawyer generalizes this argument to cover other industries stating:
The development of AI is a business, and businesses are notoriously uninterested in fundamental safeguards — especially philosophic ones. (A few quick examples: the tobacco industry, the automotive industry, the nuclear industry. Not one of these has said from the outset that fundamental safeguards are necessary, every one of them has resisted externally imposed safeguards, and none has accepted an absolute edict against ever causing harm to humans.)
David Langford
David Rowland Langford (born 10 April 1953) is a British author, editor, and critic, largely active within the science fiction field. He publishes the science fiction fanzine and newsletter ''Ansible'', and holds the all-time record for most ...
has suggested a tongue-in-cheek set of laws:
# A robot will not harm authorized Government personnel but will terminate intruders with extreme prejudice.
# A robot will obey the orders of authorized personnel except where such orders conflict with the Third Law.
# A robot will guard its own existence with lethal antipersonnel weaponry, because a robot is bloody expensive.
Roger Clarke (aka Rodger Clarke) wrote a pair of papers analyzing the complications in implementing these laws in the event that systems were someday capable of employing them. He argued "Asimov's Laws of Robotics have been a very successful literary device. Perhaps ironically, or perhaps because it was artistically appropriate, the sum of Asimov's stories disprove the contention that he began with: It is not possible to reliably constrain the behaviour of robots by devising and applying a set of rules." On the other hand, Asimov's later novels ''
The Robots of Dawn
''The Robots of Dawn'' is a "whodunit" science fiction novel by American writer Isaac Asimov, first published in 1983. It is the third novel in Asimov's ''Robot'' series.
Plot summary
Detective Elijah Baley of Earth is training with his son a ...
'', ''
Robots and Empire
''Robots and Empire'' is a science fiction novel by the American author Isaac Asimov, published by Doubleday Books in 1985. It is part of Asimov's ''Robot'' series, which consists of many short stories (collected in '' I, Robot'', ''The Rest o ...
'' and ''
Foundation and Earth
''Foundation and Earth'' is a science fiction novel by American writer Isaac Asimov, the fifth novel of the ''Foundation'' series and chronologically the last in the series. It was published in 1986, four years after the first sequel to the ''Fo ...
'' imply that the robots inflicted their worst long-term harm by obeying the Three Laws perfectly well, thereby depriving humanity of inventive or risk-taking behaviour.
In March 2007 the
South Korea
South Korea, officially the Republic of Korea (ROK), is a country in East Asia, constituting the southern part of the Korea, Korean Peninsula and sharing a Korean Demilitarized Zone, land border with North Korea. Its western border is formed ...
n government announced that later in the year it would issue a "Robot Ethics Charter" setting standards for both users and manufacturers. According to Park Hye-Young of the Ministry of Information and Communication the Charter may reflect Asimov's Three Laws, attempting to set ground rules for the future development of robotics.
The futurist
Hans Moravec
Hans Peter Moravec (born November 30, 1948, Kautzen, Austria) is an adjunct faculty member at the Robotics Institute of Carnegie Mellon University in Pittsburgh, USA. He is known for his work on robotics, artificial intelligence, and writings on ...
(a prominent figure in the
transhumanist
Transhumanism is a philosophical and intellectual movement which advocates the enhancement of the human condition by developing and making widely available sophisticated technologies that can greatly enhance longevity and cognition.
Transhuma ...
movement) proposed that the Laws of Robotics should be adapted to "corporate intelligences" — the
corporation
A corporation is an organization—usually a group of people or a company—authorized by the state to act as a single entity (a legal entity recognized by private and public law "born out of statute"; a legal person in legal context) and r ...
s driven by AI and robotic manufacturing power which Moravec believes will arise in the near future. In contrast, the
David Brin
Glen David Brin (born October 6, 1950) is an American scientist and author of science fiction. He has won the Hugo,Foundation's Triumph
''Foundation's Triumph'' (1999) is a science fiction novel by American writer David Brin, set in Isaac Asimov's The Foundation Series, ''Foundation'' universe. It is the third book of the Second Foundation trilogy, which was written after Asimov ...
'' (1999) suggests that the Three Laws may decay into obsolescence: Robots use the Zeroth Law to rationalize away the First Law and robots hide themselves from human beings so that the Second Law never comes into play. Brin even portrays
R. Daneel Olivaw
R. Daneel Olivaw is a fictional robot created by Isaac Asimov. The "R" initial in his name stands for "Robot," a naming convention in Asimov's future society during Earth's early period of space colonization. Daneel is introduced in ''The Caves ...
worrying that, should robots continue to reproduce themselves, the Three Laws would become an evolutionary handicap and
natural selection
Natural selection is the differential survival and reproduction of individuals due to differences in phenotype. It is a key mechanism of evolution, the change in the heritable traits characteristic of a population over generations. Charle ...
would sweep the Laws away — Asimov's careful foundation undone by
evolutionary computation
In computer science, evolutionary computation is a family of algorithms for global optimization inspired by biological evolution, and the subfield of artificial intelligence and soft computing studying these algorithms. In technical terms, they ...
. Although the robots would not be evolving through ''design'' instead of ''mutation'' because the robots would have to follow the Three Laws while designing and the prevalence of the laws would be ensured, design flaws or construction errors could functionally take the place of biological mutation.
In the July/August 2009 issue of ''IEEE Intelligent Systems'', Robin Murphy (Raytheon Professor of Computer Science and Engineering at Texas A&M) and David D. Woods (director of the Cognitive Systems Engineering Laboratory at Ohio State) proposed "The Three Laws of Responsible Robotics" as a way to stimulate discussion about the role of responsibility and authority when designing not only a single robotic platform but the larger system in which the platform operates. The laws are as follows:
# A human may not deploy a robot without the human-robot work system meeting the highest legal and professional standards of safety and ethics.
# A robot must respond to humans as appropriate for their roles.
# A robot must be endowed with sufficient situated autonomy to protect its own existence as long as such protection provides smooth transfer of control which does not conflict with the First and Second Laws.
Woods said, "Our laws are a little more realistic, and therefore a little more boring” and that "The philosophy has been, ‘sure, people make mistakes, but robots will be better – a perfect version of ourselves’. We wanted to write three new laws to get people thinking about the human-robot relationship in more realistic, grounded ways."
In early 2011, the UK published what is now considered the first national-level AI softlaw, which consisted largely of a revised set of 5 laws, the first 3 of which updated Asimov's. These laws ere published with commentary, by the EPSRC/AHRC working group in 2010:
# Robots are multi-use tools. Robots should not be designed solely or primarily to kill or harm humans, except in the interests of national security.
# Humans, not Robots, are responsible agents. Robots should be designed and operated as far as practicable to comply with existing laws, fundamental rights and freedoms, including privacy.
# Robots are products. They should be designed using processes which assure their safety and security.
# Robots are manufactured artefacts. They should not be designed in a deceptive way to exploit vulnerable users; instead their machine nature should be transparent.
# The person with legal responsibility for a robot should be attributed.
Other occurrences in media
Asimov himself believed that his Three Laws became the basis for a new view of robots which moved beyond the "Frankenstein complex". His view that robots are more than mechanical monsters eventually spread throughout science fiction. Stories written by other authors have depicted robots as if they obeyed the Three Laws but tradition dictates that only Asimov could quote the Laws explicitly. Asimov believed the Three Laws helped foster the rise of stories in which robots are "lovable" – ''
Star Wars
''Star Wars'' is an American epic film, epic space opera multimedia franchise created by George Lucas, which began with the Star Wars (film), eponymous 1977 film and quickly became a worldwide popular culture, pop-culture Cultural impact of S ...
'' being his favorite example. Where the laws are quoted verbatim, such as in the '' Buck Rogers in the 25th Century'' episode "Shgoratchx!", it is not uncommon for Asimov to be mentioned in the same dialogue as can also be seen in the
Aaron Stone
''Aaron Stone'' is a science fiction action-adventure television series created by Bruce Kalish. Originally broadcast with the launch of Disney XD on February 13, 2009, it was the first original series to air on the network. It was produced in c ...
pilot where an android states that it functions under Asimov's Three Laws. However, the 1960s German TV series ''
Raumpatrouille – Die phantastischen Abenteuer des Raumschiffes Orion
''Raumpatrouille – Die phantastischen Abenteuer des Raumschiffes Orion'' (), also known as ''Raumpatrouille Orion'', and ''Space Patrol Orion'' in English language, English, was the first Germany, German science fiction television series. Its s ...
'' (''Space Patrol – the Fantastic Adventures of Space Ship Orion'') bases episode three titled "''Hüter des Gesetzes''" ("Guardians of the Law") on Asimov's Three Laws without mentioning the source.
References to the Three Laws have appeared in popular music ("Robot" from
Hawkwind
Hawkwind are an English rock band known as one of the earliest space rock groups. Since their formation in November 1969, Hawkwind have gone through many incarnations and have incorporated many different styles into their music, including hard ...
's 1979 album ''
PXR5
''PXR5'' is the ninth studio album by the English space rock group Hawkwind, released in 1979. It reached No. 59 on the UK album charts.
Overview
Allmusic referred to ''PXR5'' as "the last in the sequence of brittle, pop-inflected records the ...
Aliens
Alien primarily refers to:
* Alien (law), a person in a country who is not a national of that country
** Enemy alien, the above in times of war
* Extraterrestrial life, life which does not originate from Earth
** Specifically, intelligent extrate ...
The Simpsons
''The Simpsons'' is an American animated sitcom created by Matt Groening for the Fox Broadcasting Company. The series is a satirical depiction of American life, epitomized by the Simpson family, which consists of Homer, Marge, Bart, Lisa, ...
''), anime ('' Eve no Jikan''), tabletop role-playing games (
Paranoia
Paranoia is an instinct or thought process that is believed to be heavily influenced by anxiety or fear, often to the point of delusion and irrationality. Paranoid thinking typically includes persecutory beliefs, or beliefs of conspiracy concer ...
) and
webcomics
Webcomics (also known as online comics or Internet comics) are comics published on a website or mobile app. While many are published exclusively on the web, others are also published in magazines, newspapers, or comic books.
Webcomics can be ...
(''
Piled Higher and Deeper
''Piled Higher and Deeper'' (also known as ''PhD Comics''), is a newspaper and webcomic strip written and drawn by Jorge Cham that follows the lives of several grad students. First published in 1997 when Cham was a grad student himself at Stanfo ...
'' and ''Freefall'').
The Three Laws in film
Robby the Robot
Robby the Robot is a fictional character and science fiction icon who first appeared in the 1956 film ''Forbidden Planet''. He made a number of subsequent appearances in science fiction films and television programs, which has given him the d ...
in ''
Forbidden Planet
''Forbidden Planet'' is a 1956 American science fiction film from Metro-Goldwyn-Mayer, produced by Nicholas Nayfack, and directed by Fred M. Wilcox (director), Fred M. Wilcox from a script by Cyril Hume that was based on an original film story ...
'' (1956) has a hierarchical command structure which keeps him from harming humans, even when ordered to do so, as such orders cause a conflict and lock-up very much in the manner of Asimov's robots. Robby is one of the first cinematic depictions of a robot with internal safeguards put in place in this fashion. Asimov was delighted with Robby and noted that Robby appeared to be programmed to follow his Three Laws.
Isaac Asimov's works have been adapted for cinema several times with varying degrees of critical and commercial success. Some of the more notable attempts have involved his "Robot" stories, including the Three Laws.
The film ''
Bicentennial Man
''The Bicentennial Man'' is a Novella, novelette in the Robot series (Asimov), ''Robot'' series by American writer Isaac Asimov. According to the foreword in ''Robot Visions'', Asimov was approached to write a story, along with a number of other ...
'' (1999) features
Robin Williams
Robin McLaurin Williams (July 21, 1951August 11, 2014) was an American actor and comedian. Known for his improvisational skills and the wide variety of characters he created on the spur of the moment and portrayed on film, in dramas and come ...
as the Three Laws robot NDR-114 (the serial number is partially a reference to
Stanley Kubrick
Stanley Kubrick (; July 26, 1928 – March 7, 1999) was an American film director, producer, screenwriter, and photographer. Widely considered one of the greatest filmmakers of all time, his films, almost all of which are adaptations of nove ...
's signature numeral). Williams recites the Three Laws to his employers, the Martin family, aided by a holographic projection. The film only loosely follows the original story.
Harlan Ellison
Harlan Jay Ellison (May 27, 1934 – June 28, 2018) was an American writer, known for his prolific and influential work in New Wave speculative fiction and for his outspoken, combative personality. Robert Bloch, the author of '' Psycho'' ...
's proposed screenplay for ''
I, Robot
''I, Robot'' is a fixup (compilation) novel of science fiction short stories or essays by American writer Isaac Asimov. The stories originally appeared in the American magazines ''Super Science Stories'' and ''Astounding Science Fiction'' betw ...
'' began by introducing the Three Laws, and issues growing from the Three Laws form a large part of the screenplay's plot development. Due to various complications in the Hollywood moviemaking system, to which Ellison's introduction devotes much invective, his screenplay was never filmed.
In the 1986 movie ''Aliens'', after the android
Bishop
A bishop is an ordained clergy member who is entrusted with a position of authority and oversight in a religious institution.
In Christianity, bishops are normally responsible for the governance of dioceses. The role or office of bishop is ca ...
accidentally cuts himself. he attempts to reassure Ripley by stating that: "It is impossible for me to harm or by omission of action, allow to be harmed, a human being".
The plot of the film released in 2004 under the name, ''
I, Robot
''I, Robot'' is a fixup (compilation) novel of science fiction short stories or essays by American writer Isaac Asimov. The stories originally appeared in the American magazines ''Super Science Stories'' and ''Astounding Science Fiction'' betw ...
'' is "suggested by" Asimov's robot fiction stories
and advertising for the film included a trailer featuring the Three Laws followed by the
aphorism
An aphorism (from Greek ἀφορισμός: ''aphorismos'', denoting 'delimitation', 'distinction', and 'definition') is a concise, terse, laconic, or memorable expression of a general truth or principle. Aphorisms are often handed down by tra ...
, "Rules were made to be broken". The film opens with a recitation of the Three Laws and explores the implications of the Zeroth Law as a logical extrapolation. The major conflict of the film comes from a computer artificial intelligence reaching the conclusion that humanity is incapable of taking care of itself.
The 2019 Netflix original series ''
Better than Us
''Better Than Us'' (russian: Лучше, чем люди, Luchshe, chem lyudi, literally ''Better than People'') is a 2018 Russian science fiction television series created by Andrey Junkovsky, about an advanced empathic android named Arisa. I ...
'' includes the 3 laws in the opening of episode 1.
Criticisms
Philosopher
James H. Moor
James H. Moor is the Daniel P. Stone Professor of Intellectual and Moral Philosophy at Dartmouth College. He earned his Ph.D. in 1972 from Indiana University. Moor's 1985 paper entitled "What is Computer Ethics?" established him as one of the pi ...
says that if applied thoroughly they would produce unexpected results. He gives the example of a robot roaming the world trying to prevent harm from befalling human beings.Four Kinds of Ethical Robots /ref>
Marc Rotenberg
Marc Rotenberg is president and founder of the Center for AI and Digital Policy, an independent non-profit organization, incorporated in Washington, D.C. Rotenberg is the editor of ''The AI Policy Sourcebook'', a member of the OECD Expert Group o ...
, President and Executive Director of the Electronic Privacy Information Center (EPIC) and Professor of
information privacy law
Information privacy, data privacy or data protection laws provide a legal framework on how to obtain, use and store data of natural persons. The various laws around the world describe the rights of natural persons to control who is using its dat ...
at Georgetown Law, argues that the Laws of Robotics should be expanded to include two new laws:
* a Fourth Law, under which a Robot must be able to identify itself to the public ("symmetrical identification")
* a Fifth Law, dictating that a Robot must be able to explain to the public its decision making process ("algorithmic transparency").
See also
*
Laws of robotics
The Three Laws of Robotics (often shortened to The Three Laws or known as Asimov's Laws) are a set of rules devised by science fiction author Isaac Asimov. The rules were introduced in his 1942 short story " Runaround" (included in the 1950 colle ...
* Clarke's three laws
* Ethics of artificial intelligence
* Friendly artificial intelligence
* List of eponymous laws
* Military robot
* Niven's laws
* Roboethics
* Three Laws of Transhumanism
* Regulation of algorithms
Bibliography
* Asimov, Isaac (1979). ''In Memory Yet Green''. Doubleday. .
* Asimov, Isaac (1964). "Introduction". ''The Rest of the Robots''. Doubleday. .
* James Gunn. (1982). ''Isaac Asimov: The Foundations of Science Fiction''. Oxford u.a.: Oxford Univ. Pr.. .
* Patrouch, Joseph F. (1974). ''The Science Fiction of Isaac Asimov''. Doubleday. .