Thomas Humphrey Marshall
   HOME

TheInfoList



OR:

Thomas Humphrey Marshall (1893–1981) was an English sociologist who is best known for his essay " Citizenship and Social Class," a key work on
citizenship Citizenship is a "relationship between an individual and a state to which the individual owes allegiance and in turn is entitled to its protection". Each state determines the conditions under which it will recognize persons as its citizens, and ...
that introduced the idea that full citizenship includes civil, political, and social citizenship.


Biography

T.H. Marshall was born in
London London is the capital and largest city of England and the United Kingdom, with a population of just under 9 million. It stands on the River Thames in south-east England at the head of a estuary down to the North Sea, and has been a majo ...
on 19 December 1893 to a wealthy, artistically cultured family (a
Bloomsbury Bloomsbury is a district in the West End of London. It is considered a fashionable residential area, and is the location of numerous cultural, intellectual, and educational institutions. Bloomsbury is home of the British Museum, the largest mus ...
family). He was the fourth of six children. His great-grandfather acquired an industrial fortune and his father was a successful architect, leaving Marshall with a privileged upbringing and inheritance. Because of his wealthy background, he obtained a formal education at
Rugby School Rugby School is a public school (English independent boarding school for pupils aged 13–18) in Rugby, Warwickshire, England. Founded in 1567 as a free grammar school for local boys, it is one of the oldest independent schools in Britain. Up ...
, a private boarding school. He continued his schooling at
Trinity College, Cambridge Trinity College is a constituent college of the University of Cambridge. Founded in 1546 by Henry VIII, King Henry VIII, Trinity is one of the largest Cambridge colleges, with the largest financial endowment of any college at either Cambridge ...
, where he studied history. Marshall was a civilian prisoner in Germany during the
First World War World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
. He then went on to pursue a fellowship program at Trinity College in October 1919, where he entered into academia as a professional historian. This was interrupted when he became the
Labour Labour or labor may refer to: * Childbirth, the delivery of a baby * Labour (human activity), or work ** Manual labour, physical work ** Wage labour, a socioeconomic relationship between a worker and an employer ** Organized labour and the labour ...
candidate in
Farnham Farnham ( /ˈfɑːnəm/) is a market town and civil parish in Surrey, England, around southwest of London. It is in the Borough of Waverley, close to the county border with Hampshire. The town is on the north branch of the River Wey, a trib ...
in the 1922 election. Despite being unsuccessful in this political campaign, Marshall found his endeavors beneficial because they brought him into close contact with working-class people and exposed him to the injustices and prejudices within the British class system. In "A British Sociological Career," he recounts that he "knew nothing of working-class life" growing up, therefore marking this experience as a transformative awakening to what would guide his work. Marshall later became a tutor in
social work Social work is an academic discipline and practice-based profession concerned with meeting the basic needs of individuals, families, groups, communities, and society as a whole to enhance their individual and collective well-being. Social work ...
at the
London School of Economics , mottoeng = To understand the causes of things , established = , type = Public research university , endowment = £240.8 million (2021) , budget = £391.1 millio ...
in 1925.Jack Barbalet, "Marshall, Thomas Humphrey (1893–1981)," pp. 2794-96, in George Ritzer (ed.), ''The Blackwell Encyclopedia of Sociology'', 10 Vols. Malden, MA: Blackwell Publishing, 2007, p. 2795. He was promoted to reader and went on to become the head of the Social Science Department at LSE from 1944 to 1949 and Martin White Professorship of Sociology from 1954 to 1956. Marshall worked for
UNESCO The United Nations Educational, Scientific and Cultural Organization is a specialized agency of the United Nations (UN) aimed at promoting world peace and security through international cooperation in education, arts, sciences and culture. It ...
as the head of the Social Science Department from 1956 to 1960, possibly contributing to the
United Nations The United Nations (UN) is an intergovernmental organization whose stated purposes are to maintain international peace and international security, security, develop friendly relations among nations, achieve international cooperation, and be ...
International Covenant on Economic, Social and Cultural Rights The International Covenant on Economic, Social and Cultural Rights (ICESCR) is a multilateral treaty adopted by the United Nations General Assembly (GA) on 16 December 1966 through GA. Resolution 2200A (XXI), and came in force from 3 January 197 ...
, which was drafted in 1954, but not ratified until 1966. He was the fourth president of the
International Sociological Association The International Sociological Association (ISA) is a non-profit organization dedicated to scientific purposes in the field of sociology and social sciences. It is an international sociological body, gathering both individuals and national sociolo ...
(1959–1962). Marshall died on 29 November 1981 in
Cambridge Cambridge ( ) is a university city and the county town in Cambridgeshire, England. It is located on the River Cam approximately north of London. As of the 2021 United Kingdom census, the population of Cambridge was 145,700. Cambridge bec ...
.


Academic research


''Citizenship and Social Class''

T.H. Marshall wrote a seminal essay on
citizenship Citizenship is a "relationship between an individual and a state to which the individual owes allegiance and in turn is entitled to its protection". Each state determines the conditions under which it will recognize persons as its citizens, and ...
– which became his most famous work– titled "Citizenship and Social Class." This was published in 1950 and was based on a lecture given the previous year. British citizenship was originally bestowed upon those of a higher status group with their own civil, political, and social privileges. Yet Marshall argued that, with the expansion of capitalism, a "new kind of citizenship slowly pulled apart the package of privileges hitherto enjoyed exclusively by the well-born." He analysed the development of citizenship as a development of
civil Civil may refer to: *Civic virtue, or civility *Civil action, or lawsuit * Civil affairs *Civil and political rights *Civil disobedience *Civil engineering *Civil (journalism), a platform for independent journalism *Civilian, someone not a membe ...
, then
political Politics (from , ) is the set of activities that are associated with making decisions in groups, or other forms of power relations among individuals, such as the distribution of resources or status. The branch of social science that studies ...
, then
social Social organisms, including human(s), live collectively in interacting populations. This interaction is considered social whether they are aware of it or not, and whether the exchange is voluntary or not. Etymology The word "social" derives from ...
rights. Marshall defined the three aspects of citizenship as follows: * Civil rights are "the rights necessary for individual freedom-liberty of the person, freedom of speech, thought and faith, the right to own property and to conclude valid contracts, and the right to justice."T. H.Marshall, ''Citizenship and Social Class: And Other Essays.'' Cambridge, Eng.: Cambridge University Press, 1950, p. 10. **This concept of individual civil rights "also undid statutes and customs that constricted the 'right to work.'" Working people could now legally pursue employment, which corresponds with the need of capitalism for labor markets. **Marshall also argued that "the principle of civil citizenship contains within itself...a 'drive' toward further equality - political equality." * Political rights refer to "the right to participate in the exercise of political power."T. H.Marshall, ''Citizenship and Social Class: And Other Essays.'' Cambridge, Eng.: Cambridge University Press, 1950, p. 11. **Universal Suffrage **Electing representatives to Parliament * Social rights include as "the right to a modicum of economic welfare and security to the right to share to the fuIl in the social heritage and to live the life of a civilised being." Social rights are usually understood as benefits associated with the modern welfare state and positive freedoms such as
welfare rights Welfare rights means the rights of people to be aware of and receive their maximum entitlement to state welfare benefits, and to be treated reasonably well by the welfare system. It has been established in the United Kingdom since 1969 and has als ...
. Marshall also argued that these three aspects of citizenship developed in England in a certain order. Civil rights are broadly assigned with the eighteenth century, political to the nineteenth, and social to the twentieth century. There is a complex interplay between these conceptions of citizenship. According to Marshall, "once citizens are recognized as full members of society, they also receive undeniable social rights, such as protection against poverty." This expansion of social rights "replaced earlier ideas of providing material assistance only as a matter of charity or, as under earlier social welfare legislation, of making state assistance conditional on recipients forfeiting their civil or political rights." Social rights are awarded not on the basis of class or need, but rather on the status of citizenship. Marshall claimed that the extension of social rights does not entail the destruction of social classes and inequality. T.H. Marshall was a close friend and admirer of
Leonard Hobhouse Leonard Trelawny Hobhouse, FBA (8 September 1864 – 21 June 1929) was an English liberal political theorist and sociologist, who has been considered one of the leading and earliest proponents of social liberalism. His works, culminating in ...
, and his conception of citizenship emerged from a series of lectures given by Hobhouse at the LSE. Hobhouse is more philosophical, whereas Marshall is under the influence of measures taken by
Lord Beveridge William Henry Beveridge, 1st Baron Beveridge, (5 March 1879 – 16 March 1963) was a British economist and Liberal politician who was a progressive and social reformer who played a central role in designing the British welfare state. His 194 ...
after the
Second World War World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
. All of these people were involved in a turn in liberal thought that was called " new liberalism," a liberalism with a
social conscience A social conscience is "a sense of responsibility or concern for the problems and injustices of society". While our conscience is related to moral conduct in our day-to-day lives with respect to individuals, social conscience is concerned with th ...
. T.H. Marshall also talks about industrial citizenship and its relationship with citizenship. He said that social rights are a precursor for political and civil rights. Among the lasting influences of "Citizenship and Social Class" is its commentary on capitalism in relation to emerging social rights. Marshall noted the "contradiction between social rights and the requirements of a market economy within the dynamic context of welfare-capitalism...where citizenship functioned to contain these conflicts between social classes." Class inequality within capitalist societies created tension with Marshall's emerging ideas of citizenship. He argues that the creation of social rights are necessary in reducing this tension between civil, political, economic inequality. Marshall saw this process as a struggle unfolding over many centuries and looked to the future in hopes of a more egalitarian society.


Influence

Marshall's work on citizenship influenced other scholars.
Reinhard Bendix Reinhard Bendix (February 25, 1916 – February 28, 1991) was a German-American sociologist. Life and career Born in Berlin, Germany, in 1916, he briefly belonged to Neu Beginnen and Hashomer Hatzair, groups that resisted the Nazis. In 1938 ...
’s ''Nation Building and Citizenship'' (1964) is said to owe "much to Marshall and much of it reads like a commentary on Marshall’s own treatment of that theme."
Talcott Parsons Talcott Parsons (December 13, 1902 – May 8, 1979) was an American sociologist of the classical tradition, best known for his social action theory and structural functionalism. Parsons is considered one of the most influential figures in sociol ...
’s "Full Citizenship for the Negro American?" (1965) is held to draw "enormously from Marshall."
Stein Rokkan Stein Rokkan (July 4, 1921 – July 22, 1979) was a Norwegian political scientist and sociologist. He was the first professor of sociology at the University of Bergen and a principal founder of the discipline of comparative politics. He founded ...
met Marshall at the London School of Economics and Rokkan's work on citizenship was influenced by Marshall's ideas.
Anthony Giddens Anthony Giddens, Baron Giddens (born 18 January 1938) is an English sociologist who is known for his theory of structuration and his holistic view of modern societies. He is considered to be one of the most prominent modern sociologists and is t ...
's discussion of citizenship in ''The Nation-State and Violence'' (1985) builds on Marshall's distinctions and analysis. Marshall, along with
Stein Rokkan Stein Rokkan (July 4, 1921 – July 22, 1979) was a Norwegian political scientist and sociologist. He was the first professor of sociology at the University of Bergen and a principal founder of the discipline of comparative politics. He founded ...
, is credited with the establishment of "what has become the standard narrative of the evolution of modern democratic citizenship." Marshall's emphasis on social rights influenced both theoretical literature and policies pursued in the twentieth century.


Criticisms

Marshall's analysis of citizenship has been criticised on the basis that it only applies to males in ''England'' (note: England rather than Britain). His theories specifically applied within English contexts of social reform and therefore were not subject to comparative analysis. Marxist critics point out that Marshall's analysis is superficial as it does not discuss the right of the citizen to control economic production, which they argue is necessary for sustained shared prosperity. From a
feminist Feminism is a range of socio-political movements and ideologies that aim to define and establish the political, economic, personal, and social equality of the sexes. Feminism incorporates the position that society prioritizes the male po ...
perspective, the work of Marshall is highly constricted in being focused on men and ignoring the social rights of women and impediments to their realisation. There is a debate among scholars about whether Marshall intended his historical analysis to be interpreted as a general theory of citizenship or whether the essay was just a commentary on developments within England. The essay has been used by editors to promote more equality in society, including the "Black" vote in the US, and against Mrs. Thatcher in a 1992 edition prefaced by
Tom Bottomore Thomas Burton Bottomore (8 April 1929, England – 9 December 1992, Sussex, England) was a British Marxist sociologist. Bottomore was Secretary of the International Sociological Association from 1953 to 1959. He was the eighth president ...
. It is an Anglo-Saxon interpretation of the evolution of rights in a "peaceful reform" mode, unlike the revolutionary interpretations of
Charles Tilly Charles Tilly (May 27, 1929 – April 29, 2008) was an American sociologist, political scientist, and historian who wrote on the relationship between politics and society. He was a professor of history, sociology, and social science at the Univ ...
, the other great theoretician of citizenship in the twentieth century, who bases his readings in the developments of the
French Revolution The French Revolution ( ) was a period of radical political and societal change in France that began with the Estates General of 1789 and ended with the formation of the French Consulate in November 1799. Many of its ideas are considere ...
. Although Marshall was specifically concerned about the class inequalities within capitalist societies and their impact on citizenship, William Wilson and
Janet Finch Dame Janet Valerie Finch DBE, DL, FAcSS (born 13 February 1946) is a British sociologist and academic administrator. She was Vice-Chancellor and Professor of Social Relations at Keele University, and has held a number of other public appoint ...
note his neglect of issues pertaining to race and gender relations.
Michael Mann Michael Kenneth Mann (born February 5, 1943) is an American director, screenwriter, and producer of film and television who is best known for his distinctive style of crime drama. His most acclaimed works include the films ''Thief'' (1981), ' ...
criticized Marshall's theory of citizenship "for being Anglocentric and evolutionist." Jørgen Møller and Svend-Erik Skaaning argue that Marshall's claim that citizenship rights are extended in a certain order — civil, political, and then social citizenship rights — "is no longer the prevalent one in the developing and transformation countries of the contemporary era." Other scholars find Marshall's "story of inexorable upward progress" as assuming that all victories for social rights were an "irreversible achievement" rather than the result of "bitter struggles involved in winning basic rights for all." Marshall's ideas of social citizenship influenced institutions of health and education in addition to setting new rules for minimum wage, hours of labor, working conditions, as well as safety in the workplace and compensation in the event of an accident. However, since capitalism rests on the exploitation and inequality of laborers, the development of social rights challenged this economic system. The state responded to these "opposing interests by granting some rights to the working class" while still preventing them from obtaining greater influence to overthrow the system. Despite designating social rights to the worker and igniting a questioning of "the righteousness of democracy," Marshall's theory of social citizenship "carries on the capitalist expansionism with the veil of equality."


''Sociology at a Crossroads and Other Essays''

In 1963, Marshall published another renowned work, ''Sociology at a Crossroads and Other Essays,'' which includes a collection of sixteen essays modeled on the work of Max Weber. He structured the essays under three main titles: Sociology of Today and Tomorrow, Social Class, and Social Welfare. The first several essays focus on the problems facing Sociology in the present day. Marshall sees the discipline as being at a crossroads where several paths meet. The first leads to "universal laws and ultimate values," whereas the second "leads to a collection of a multitude of facts." Finally, the third is one that Marshall recommends as the ideal direction for Sociology. This path "'leads into a country where sociology can choose units of study of manageable size - not society, progress, morals and civilization - but specific social structures in which the basic processes and functions have determined meanings.'" After indicating this path for Sociology, Marshall goes on to define the discipline as the "analytical and explanatory study of social systems" on a larger-scale, such as nations or states and also smaller systems that function within those societies. Marshall also elaborates on concepts of "class," "social class," "status," "social status," "prestige," "position," and "role," all of which develop his analysis of social stratification. In writing about social conflict, he encourages reserving the term "conflict" for "'cases in which the common interest shared by the rivals dwindles to vanishing point' and 'little regard is paid even to the accepted rules of warfare.'" The final essays are dedicated to analyzing the concepts and problems of the Welfare State and Affluent Society in England, France, and Germany.


Influence

Marshall's analysis developed a deeper understanding of social phenomena and identified the "time and space limitations of concepts," namely what he refers to as the first and second paths in the crossroads of sociology.


Criticisms

There is some disagreement regarding Marshall's very broad definition of "social systems," as some find that it covers too many different entities and therefore blurs "the distinction between society and state, and between the whole and the part."


Philosophy of social science

Modern political science pioneer
Seymour Martin Lipset Seymour Martin Lipset ( ; March 18, 1922 – December 31, 2006) was an American sociologist and political scientist (President of the American Political Science Association). His major work was in the fields of political sociology, trade union o ...
argues that Marshall proposed a model of social science based on the middle-range theory of social structures and institutions, as opposed to grand theories of the purposes of development and modernisation, which were criticised by modern sociologists such as
Robert K. Merton Robert King Merton (born Meyer Robert Schkolnick; July 4, 1910 – February 23, 2003) was an American sociologist who is considered a founding father of modern sociology, and a major contributor to the subfield of criminology. He served as th ...
for being too speculative to provide valid results. By using such a middle-range approach, Marshall and his mentor L. T. Hobhouse believed that rigid class distinctions could be dissolved and middle-class citizenship generalised through a careful understanding of social mechanisms. He also believed this would allow sociology to become an international discipline, helping "to increase mutual understanding between cultures" and further international co-operation. While employing some concepts from Marxist
conflict theory Conflict may refer to: Arts, entertainment, and media Films * ''Conflict'' (1921 film), an American silent film directed by Stuart Paton * ''Conflict'' (1936 film), an American boxing film starring John Wayne * ''Conflict'' (1937 film) ...
, such as social class and revolution, Marshall's analyses are based on functionalist concerns with phenomena such as "consensus, the normal, and ''anomie''; co-operation and conflict; structure and growth," within self-contained systems. Rather than studying "society," which may include non-systemic elements, Marshall argues that the task of sociology is:
the analytical and explanatory study of social systems....a set of interrelated and reciprocal activities having the following characteristics. The activities are repetitive and predictable to the degree necessary, first, to permit of purposeful, peaceful and orderly behaviour of the members of the society, and secondly to enable the pattern of action to continue in being, that is to say to preserve its identity even while gradually changing its shape.
Since his work centers around functionalism, Marshall "uses a top-down perspective, by describing how political systems allocate social and political rights to citizens and develop institutions that are in charge of administering these rights." Whereas
Marxists Marxism is a left-wing to far-left method of socioeconomic analysis that uses a materialist interpretation of historical development, better known as historical materialism, to understand class relations and social conflict and a dialectic ...
point to the internal contradictions of capital accumulation and class inequality (intra-systemic), Marshall sees phenomena that are anti-systemic as partly "alien" to the social system. Anti-system refers to one of the three branches of social phenomena that Marshall defines in ''Sociology at a Crossroads and Other Essays''. It posits that conflict is incompatible with the operation of a social system yet is simultaneously an inevitable part of that system. The other two branches are known as "non-system" and "pro-system."


See also

* * * * * *


References


Footnotes


Works cited

* * * * * * * * * * * * * * * *


Further reading (by Marshall)

* Marshall, T. H. (ed.). 1938. ''Class Conflict and Social Stratification''. London: Le Play House Press. * Marshall, T. H. 1950. ''Citizenship and Social Class: And Other Essays''. Cambridge, Eng.: Cambridge University Press. * Marshall, T. H. 1963. ''Sociology at the Crossroads and Other Essays''. London: Heinemann. * Marshall, T. H. 1973. "A British Sociological Career". ''International Social Science Journal'' 25(1/2): 88–100. * Marshall, T. H. 1981. ''The Right to Welfare and Other Essays''. London: Heinemann.


Further reading (on Marshall)

* Bulmer, Martin, and Anthony Rees (eds). 1996. ''Citizenship Today: The Contemporary Relevance of T. H. Marshall''. London: Routledge. * Crowley, John. 1998. "The National Dimension of Citizenship in T.H. Marshall". ''Citizenship Studies'' 2:2: 165–178. * Halsey, A. H. 1984. "T. H. Marshall, past and present: 1893-1981". ''Sociology'' 18: 1–18. * Giddens, Anthony. 1982. ''Profiles and Critiques of Social Theory''. Berkeley: University of California Press, Ch. 12, "Class Division, Class Conflict and Citizenship Rights." * Mead, Lawrence M. 1997. "Citizenship and Social Policy: T. H. Marshall and Poverty". ''Social Philosophy and Policy'' 14(2): 197–230. * Møller, Jørgen, and Svend-Erik Skaaning. 2010. "Marshall Revisited: The Sequence of Citizenship Rights in the Twenty-first Century." ''Government and Opposition'' Vol. 45, No. 4: 457–483. * Rees, Anthony. 1995. "The Other T. H. Marshall". ''Journal of Social Policy'' 24(3): 341–362. * Revi, Ben. 2014. "T.H. Marshall and his Critics: Reappraising ‘social citizenship’ in the Twenty-first Century". ''Citizenship Studies'' 18:3-4: 452–464.


External links


Catalogue of the Marshall papers held at LSE ArchivesThomas Humphrey Marshall
at the
National Portrait Gallery, London The National Portrait Gallery (NPG) is an art gallery in London housing a collection of portraits of historically important and famous British people. It was arguably the first national public gallery dedicated to portraits in the world when it ...
{{DEFAULTSORT:Marshall, T. H. 1893 births 1981 deaths 20th-century English scientists Academics of the London School of Economics Alumni of Trinity College, Cambridge English sociologists Fellows of Trinity College, Cambridge People educated at Rugby School Political sociologists Presidents of the International Sociological Association