Therapeutic misconception is a common ethical problem encountered in human subjects research. It was originally described in 1982 by
Paul Appelbaum and colleagues.
The idea was introduced to the
bioethics
Bioethics is both a field of study and professional practice, interested in ethical issues related to health (primarily focused on the human, but also increasingly includes animal ethics), including those emerging from advances in biology, me ...
community in 1987.
The formulation given by Appelbaum ''et al.'' in 1987 was the following: βTo maintain a therapeutic misconception is to deny the possibility that there may be major disadvantages to participating in clinical research that stem from the nature of the research process itself.β
Context and definitions
Therapeutic misconception did not receive great attention until the early 2000s, when references to the concept expanded significantly. Originally only used in the context of
randomized controlled trials
A randomized controlled trial (or randomized control trial; RCT) is a form of scientific experiment used to control factors not under direct experimental control. Examples of RCTs are clinical trials that compare the effects of drugs, surgical ...
, the term is now commonly used among
sociologists
This list of sociologists includes people who have made notable contributions to sociological theory or to research in one or more areas of sociology.
A
* Peter Abell, British sociologist
* Andrew Abbott, American sociologist
* Margaret ...
,
neuroscientists
A neuroscientist (or neurobiologist) is a scientist specializing in neuroscience that deals with the anatomy and function of neurons, neural circuits, and glia, and their behavioral, biological, and psychological roles in health and disease.
...
, and
clinical investigators.
Therapeutic misconception
Therapeutic misconception is detrimental to a subject's understanding of a study, which is crucial for an autonomous decision.
Certain factors can increase the risk of therapeutic misconception, such as studies that are similar to clinical care in terms of research design or when subjects have a limited scope of available treatment, such as a terminal phase cancer patient who is not responsive to known treatments. Strategies to minimize therapeutic misconception include giving a clear description of the research procedures and goals (e.g. explaining study design, treatment allocation and the possibility of receiving a
placebo
A placebo ( ) can be roughly defined as a sham medical treatment. Common placebos include inert tablets (like sugar pills), inert injections (like saline), sham surgery, and other procedures.
Placebos are used in randomized clinical trials ...
since the allocation is randomized) and having a comprehensive discussion, with the subject, about the voluntary nature of participation and of available alternatives.
Therapeutic misestimation
Therapeutic misestimation may occur when subjects overestimate the benefits that a study can grant them or when they underestimate the potential risks associated with a particular study. What separates therapeutic misconception from therapeutic misestimation is that in therapeutic misestimation subjects overestimate the benefits of a trial even though they properly understand how research procedures differ from the care they would otherwise receive in clinical practice settings. Studies where the chances of high benefit for subjects are low or where benefits are unlikely can cause misestimation. One way to address this issue with subjects is to give specific information about the probability and magnitude of the risks and benefits in a particular study.
Therapeutic optimism
Therapeutic optimism occurs when a patient hopes for the best personal possible outcome. It is possible for subjects to maintain optimism, while demonstrating an understanding of both the nature of research and the probability of important risks and benefits. The expert medical community typically don't view optimism as ethically problematic largely because an optimistic outlook can help in a patient's healing process while still allowing them the understanding necessary to provide valid informed consent.
Unrealistic optimism
Patient optimism may "present an ethical problem for informed consent" if it is unrealistic: "optimism may also be the product of a bias in which a person believes that she is more likely to experience positive outcomes (or less likely to experience negative outcomes) than others similarly situated."
See also
*
Clinical trial
Clinical trials are prospective biomedical or behavioral research studies on human subject research, human participants designed to answer specific questions about biomedical or behavioral interventions, including new treatments (such as novel v ...
*
Informed consent
Informed consent is an applied ethics principle that a person must have sufficient information and understanding before making decisions about accepting risk. Pertinent information may include risks and benefits of treatments, alternative treatme ...
*
Belmont Report
The ''Belmont Report'' is a 1978 report created by the National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research. Its full title is the ''Belmont Report: Ethical Principles and Guidelines for the Protection o ...
*
Guidelines for human subject research
Various organizations have created guidelines for human subject research for various kinds of research involving human subjects and for various situations.
Instructions for the Directors of Clinics, Outpatient Clinics and Other Medical Facilitie ...
References
Further reading
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* {{Cite journal
, pmid = 16877642
, year = 2006
, last1 = Dunn
, first1 = L. B.
, title = Assessing decisional capacity for clinical research or treatment: A review of instruments
, journal = American Journal of Psychiatry
, volume = 163
, issue = 8
, pages = 1323β34
, last2 = Nowrangi
, first2 = M. A.
, last3 = Palmer
, first3 = B. W.
, last4 = Jeste
, first4 = D. V.
, last5 = Saks
, first5 = E. R.
, doi = 10.1176/appi.ajp.163.8.1323
Misconceptions
Clinical research ethics