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''The Theory and Practice of Oligarchical Collectivism'' is a
fictional book A fictional book is a text created specifically for a work in an imaginary narrative that is referred to, depicted, or excerpted in a story, book, film, or other fictional work, and which exists only in one or more fictional works. A fictional ...
in George Orwell's dystopian novel ''
Nineteen Eighty-Four ''Nineteen Eighty-Four'' (also stylised as ''1984'') is a dystopian social science fiction novel and cautionary tale written by the English writer George Orwell. It was published on 8 June 1949 by Secker & Warburg as Orwell's ninth and final ...
'' (1949). The book was supposedly written by
Emmanuel Goldstein Emmanuel Goldstein is a fictional character in George Orwell's 1949 dystopian novel ''Nineteen Eighty-Four''. He is the principal enemy of the state according to the Party of the totalitarian Oceania. He is depicted as the head of a mysterious ...
, the principal enemy of the state of
Oceania Oceania (, , ) is a region, geographical region that includes Australasia, Melanesia, Micronesia, and Polynesia. Spanning the Eastern Hemisphere, Eastern and Western Hemisphere, Western hemispheres, Oceania is estimated to have a land area of ...
's
ruling party The ruling party or governing party in a democratic parliamentary or presidential system is the political party or coalition holding a majority of elected positions in a parliament, in the case of parliamentary systems, or holding the executive ...
. The Party portrays Goldstein as a former member of the Inner Party who continually conspired to depose Big Brother and overthrow the government. In the novel, the book is read by the
protagonist A protagonist () is the main character of a story. The protagonist makes key decisions that affect the plot, primarily influencing the story and propelling it forward, and is often the character who faces the most significant obstacles. If a st ...
,
Winston Smith Winston Smith may refer to: People * Winston Smith (artist) (born 1952), American artist * Winston Smith (athlete) (born 1982), Olympic track and field athlete * Winston Boogie Smith (born ), American man killed by law enforcement in 2021 * Winst ...
who recalls that "There were ... whispered stories of a terrible book, a compendium of all the heresies, of which Goldstein was the author, and which circulated clandestinely here and there. It was a book without a title. People referred to it, if at all, simply as The Book."


Background

In ''Nineteen Eighty-Four'', the protagonist Winston Smith writes a diary in which he confesses
thought crime Thoughtcrime is a word coined by George Orwell in his 1949 dystopian novel ''Nineteen Eighty-Four''. It describes a person's politically unorthodox thoughts, such as beliefs and doubts that contradict the tenets of Ingsoc (English Socialism) ...
s, such as his secret hatred of Big Brother and the Party. In the course of his work life at the
Ministry of Truth The Ministry of Truth, the Ministry of Peace, the Ministry of Love, and the Ministry of Plenty are the four ministries of the government of Oceania in the 1949 dystopian novel ''Nineteen Eighty-Four'', by George Orwell. The use of contradicto ...
, Winston approaches O'Brien, a member of the Inner Party, believing him part of the Brotherhood, Goldstein's
conspiracy A conspiracy, also known as a plot, is a secret plan or agreement between persons (called conspirers or conspirators) for an unlawful or harmful purpose, such as murder or treason, especially with political motivation, while keeping their agree ...
against
Oceania Oceania (, , ) is a region, geographical region that includes Australasia, Melanesia, Micronesia, and Polynesia. Spanning the Eastern Hemisphere, Eastern and Western Hemisphere, Western hemispheres, Oceania is estimated to have a land area of ...
. Initially, O'Brien appears as such, especially in arranging to give Winston a copy of The Book, the possession of which is a crime in Oceania. In conversation, O'Brien tells Winston that The Book reveals the true, totalitarian nature of the dystopian society that the Party established in Oceania, and that full membership to the Brotherhood requires reading The Book. Winston describes his first encounter with The Book: The term Oligarchical Collectivism refers to Ingsoc ( English Socialism), the
dominant ideology In Marxist philosophy, the term dominant ideology denotes the attitudes, beliefs, values, and morals shared by the majority of the people in a given society. As a mechanism of social control, the dominant ideology frames how the majority of the ...
of Oceania, and to the ideologies of Neo-Bolshevism in Eurasia and Death-worship (Obliteration of the Self) in Eastasia. Winston reads two long excerpts establishing how the three totalitarian super-states – Eastasia, Eurasia, Oceania – emerged from a global war, thus connecting the past to his present, the year 1984, and explains the basic
political philosophy Political philosophy or political theory is the philosophical study of government, addressing questions about the nature, scope, and legitimacy of public agents and institutions and the relationships between them. Its topics include politics, l ...
of the
totalitarianism Totalitarianism is a form of government and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and reg ...
that derived from the
authoritarian Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in the rule of law, separation of powers, and democratic votin ...
political tendencies manifested in the twentieth century. That the three, ostensibly opposing ideologies are functionally identical is the central revelation of The Book. Theoretically, Oligarchical Collectivism recalls the theory of
bureaucratic collectivism Bureaucratic collectivism is a theory of class society. It is used by some Trotskyists to describe the nature of the Soviet Union under Joseph Stalin and other similar states in Central and Eastern Europe and elsewhere (such as North Korea). Th ...
put forth by some
Trotskyists Trotskyism is the political ideology and branch of Marxism developed by Ukrainian-Russian revolutionary Leon Trotsky and some other members of the Left Opposition and Fourth International. Trotsky self-identified as an orthodox Marxist, a re ...
in the late 1930s as a description of the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
under
Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as General Secretar ...
. Oceania's principal
enemy of the people The term enemy of the people or enemy of the nation, is a designation for the political or class opponents of the subgroup in power within a larger group. The term implies that by opposing the ruling subgroup, the "enemies" in question are ac ...
, Emmanuel Goldstein, is modelled after
Leon Trotsky Lev Davidovich Bronstein. ( – 21 August 1940), better known as Leon Trotsky; uk, link= no, Лев Давидович Троцький; also transliterated ''Lyev'', ''Trotski'', ''Trotskij'', ''Trockij'' and ''Trotzky''. (), was a Russian ...
, a former member of the inner circle of the
Bolshevik Party " Hymn of the Bolshevik Party" , headquarters = 4 Staraya Square, Moscow , general_secretary = Vladimir Lenin (first)Mikhail Gorbachev (last) , founded = , banned = , founder = Vladimir Lenin , newspaper ...
whom Stalin purged and then declared an enemy of the people of the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
, the socialist state that Trotsky had helped found in Russia. From exile, Trotsky criticised the social system of the Soviet Union.


Contents

"Chapter I: Ignorance is Strength", and "Chapter III: War is Peace" of The Book are titled with Party slogans; O'Brien later refers to chapters featuring a programme for deposing the Party. (Chapter II, presumably titled "Freedom is Slavery" after the remaining Party slogan, is not detailed in the novel.)


Chapter I

"Ignorance is Strength" details the perpetual
class struggle Class conflict, also referred to as class struggle and class warfare, is the political tension and economic antagonism that exists in society because of socio-economic competition among the social classes or between rich and poor. The forms ...
characteristic of human societies; beginning with the historical observation that societies always have hierarchically divided themselves into social classes and
caste Caste is a form of social stratification characterised by endogamy, hereditary transmission of a style of life which often includes an occupation, ritual status in a hierarchy, and customary social interaction and exclusion based on cultura ...
s: the High (who rule); the Middle (who work for, and yearn to supplant the High), and the Low (whose goal is quotidian survival). Cyclically, the Middle deposed the High, by enlisting the Low. Upon assuming power, however, the Middle (the new High class) recast the Low into their usual servitude. In the event, the classes perpetually repeat the cycle, when the Middle class speaks to the Low class of "justice" and of "human brotherhood" in aid of becoming the High class rulers. Ian Slater writes that Goldstein goes beyond George Orwell's beliefs in earlier work, such as ''
A Clergyman's Daughter ''A Clergyman's Daughter'' is a 1935 novel by English author George Orwell. It tells the story of Dorothy Hare, the clergyman's daughter of the title, whose life is turned upside down when she suffers an attack of amnesia. It is Orwell's most f ...
'', in which the Middle makes a pretence of believing in equality. In ''
Animal Farm ''Animal Farm'' is a beast fable, in the form of satirical allegorical novella, by George Orwell, first published in England on 17 August 1945. It tells the story of a group of farm animals who rebel against their human farmer, hoping to c ...
'', the state sought power to improve society, but once technological advances make equality possible, the Middle abandons their former promises, as socialism only stands in the way of their aims; they become explicitly tyrannical and openly hostile to equality. The new rhetoric of the Middle becomes Ingsoc and hierarchical
collectivism Collectivism may refer to: * Bureaucratic collectivism, a theory of class society whichto describe the Soviet Union under Joseph Stalin * Collectivist anarchism, a socialist doctrine in which the workers own and manage the production * Collectivis ...
. This pursuit of naked power, without any pretense of concern for equality, distinguishes the Party from previous tyrannies, though the Party initially justifies its control through dedication to socialism. By focusing on collectivism, the Party can consolidate their power and present Ingsoc as an inevitable followup to capitalism in which the Low are no longer exploited. In reality, the social
caste Caste is a form of social stratification characterised by endogamy, hereditary transmission of a style of life which often includes an occupation, ritual status in a hierarchy, and customary social interaction and exclusion based on cultura ...
s are no longer necessary, and collectivism only serves to prolong the exploitation of the Low. Slater states that while O'Brien does not own his mansion, he still lives in luxury compared to the lower castes. Once the Party consolidates its power, all justifications are abandoned. The Party itself is a
meritocracy Meritocracy (''merit'', from Latin , and ''-cracy'', from Ancient Greek 'strength, power') is the notion of a political system in which economic goods and/or political power are vested in individual people based on talent, effort, and achiev ...
, not hereditary. This is not rooted in egalitarianism but practicality, as the Party realizes that its continuation depends on purity of orthodoxy, rather than a bloodline. Unlike Orwell's prior writing, the Party's exploitation in this case is fully intentional. Slater writes that Orwell desired to show through the Party's unrealistic politics that modern authoritarianism was growing more lustful of power for power's sake. Orwell believed that modern states could bring about the desires of the
Spanish Inquisition The Tribunal of the Holy Office of the Inquisition ( es, Tribunal del Santo Oficio de la Inquisición), commonly known as the Spanish Inquisition ( es, Inquisición española), was established in 1478 by the Catholic Monarchs, King Ferdinand ...
not only to control men but also to control their thoughts. This could be achieved through technological breakthroughs, such as the
telescreen Telescreens are devices that operate simultaneously as televisions, security cameras, and microphones. They are featured in George Orwell's dystopian 1949 novel ''Nineteen Eighty-Four'' as well as all film adaptations of the novel. In the novel a ...
, a two-way television that allows continuous government surveillance of the population. Efficient use of such technology to control the populace requires centralisation, and the four ministries of Oceania – the Ministries of Truth, Peace, Love, and Plenty – fill this need. The Proles usually are not subject to propaganda. Instead, it is the middle class – the Outer Party – that the Inner Party fears. Because the Proles have lost everything and have nothing, they have no future. The Party, through the Ministry of Truth, practices historical revisionism, which robs the Proles of a past, too. Robbed of the ability to learn from history and the worries of the future, the Proles exist in a state of constant present and are incapable of revolution. In order to prevent any un
orthodoxy Orthodoxy (from Greek: ) is adherence to correct or accepted creeds, especially in religion. Orthodoxy within Christianity refers to acceptance of the doctrines defined by various creeds and ecumenical councils in Antiquity, but different Churc ...
, the Ministry of Truth uses
Newspeak Newspeak is the fictional language of Oceania, a totalitarian superstate that is the setting of the 1949 dystopian novel ''Nineteen Eighty-Four'', by George Orwell. In the novel, the Party created Newspeak to meet the ideological requirements ...
, an impoverished language that makes heresy impossible by omitting words that could express it. Newspeak also reduces thought to simple opposites, such as good and "ungood", an intentional dichotomy that hides nuance and ambiguity while promoting
black and white thinking Splitting (also called black-and-white thinking or all-or-nothing thinking) is the failure in a person's thinking to bring together the dichotomy of both perceived positive and negative qualities of something into a cohesive, realistic whole. It is ...
. Party members are further subject to self-deceptive habits of mind, such as ''crimestop'' ("preventive stupidity"), which halts thinking at the threshold of politically dangerous thought, and ''
doublethink Doublethink is a process of indoctrination in which subjects are expected to simultaneously accept two conflicting beliefs as truth, often at odds with their own memory or sense of reality. Doublethink is related to, but differs from, hypocrisy. ...
'', which allows simultaneously holding and believing contradictory thoughts without noticing the contradiction, to wit:


Chapter III

Before reading the first chapter, Winston reads the third chapter "War is Peace", which explains that slogan-title's meaning, by reviewing how the global super-states were established: The
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
merged with the
British Empire The British Empire was composed of the dominions, colonies, protectorates, mandates, and other territories ruled or administered by the United Kingdom and its predecessor states. It began with the overseas possessions and trading posts esta ...
(and later
Latin America Latin America or * french: Amérique Latine, link=no * ht, Amerik Latin, link=no * pt, América Latina, link=no, name=a, sometimes referred to as LatAm is a large cultural region in the Americas where Romance languages — languages derived f ...
) to form Oceania; the
Soviets Soviet people ( rus, сове́тский наро́д, r=sovyétsky naród), or citizens of the USSR ( rus, гра́ждане СССР, grázhdanye SSSR), was an umbrella demonym for the population of the Soviet Union. Nationality policy in ...
absorbed mainland
Europe Europe is a large peninsula conventionally considered a continent in its own right because of its great physical size and the weight of its history and traditions. Europe is also considered a Continent#Subcontinents, subcontinent of Eurasia ...
to form Eurasia; and Eastasia emerged "after a decade of confused fighting", with
China proper China proper, Inner China, or the Eighteen Provinces is a term used by some Western writers in reference to the "core" regions of the Manchu-led Qing dynasty of China. This term is used to express a distinction between the "core" regions popu ...
's annexation of
Japan Japan ( ja, 日本, or , and formally , ''Nihonkoku'') is an island country in East Asia. It is situated in the northwest Pacific Ocean, and is bordered on the west by the Sea of Japan, while extending from the Sea of Okhotsk in the north ...
,
Korea Korea ( ko, 한국, or , ) is a peninsular region in East Asia. Since 1945, it has been divided at or near the 38th parallel, with North Korea (Democratic People's Republic of Korea) comprising its northern half and South Korea (Republic o ...
and parts of
Mongolia Mongolia; Mongolian script: , , ; lit. "Mongol Nation" or "State of Mongolia" () is a landlocked country in East Asia, bordered by Russia to the north and China to the south. It covers an area of , with a population of just 3.3 million, ...
and
Tibet Tibet (; ''Böd''; ) is a region in East Asia, covering much of the Tibetan Plateau and spanning about . It is the traditional homeland of the Tibetan people. Also resident on the plateau are some other ethnic groups such as Monpa people, ...
. In various alliances, they have warred for twenty-five years. Yet the perpetual war is militarily nonsensical, because "it is a warfare of limited aims between combatants who are unable to destroy one another, have no material cause for fighting and are not divided by any genuine ideological difference", since each is a totalitarian state. Scientific advance is held carefully in check, as the Party does not want to allow for any unaccounted abundance of goods, which could conceivably raise the quality of life beyond bare subsistence for the Proles. The only technological advances permitted are in mind control and genocide, the twin goals of each of the superstates. Once mind control is perfected, the superstates are free to destroy their counterparts in a theoretical single, decisive strike that precludes retaliation. Technological advancement, even in war, can be counterproductive to the goals of the Party; none of the superstates are a true threat to each other, as they all must exist in a state of permanent limited war to survive. By harnessing the hysteria of war and demand for self-sacrifice, each of the nations declare war not on each other but on their own populace, who are kept ignorant, on the brink of starvation, and overworked. Permanent limited war also allows for the Party to divert attention away from domestic concerns and their failures. Instead of promises of an "easy, safe life", Slater writes that Orwell believed that the populace requires heroic nationalism. Thus, war becomes a psychological tool to establish a kind of ironic "peace", a stasis where progress is impossible and nothing ever changes, except for the possibility of eventual global conquest. However, even though Inner Party members have devoted their lives to establishing Oceania as the universal world power, they use doublethink also in connection with the war, knowing that it is necessary for the conflict to go on indefinitely to keep the structure of Oceanic society intact.


Later chapters

Winston never has the opportunity to finish reading ''The Theory and Practice of Oligarchical Collectivism'', and learn the "Whys?" of Oceania and the world order in 1984 before the
Thought Police In the dystopian novel ''Nineteen Eighty-Four'' (1949), by George Orwell, the Thought Police (''Thinkpol'') are the secret police of the superstate of Oceania, who discover and punish ''thoughtcrime'', personal and political thoughts unapproved ...
arrest him, yet he believes that the hope of change lies with the Proles. The question of 'Why?' is later revealed to him by O'Brien during the torture: power is an end in itself. "Always we shall have the heretic here at our mercy, screaming with pain, broken up, contemptible--and in the end utterly penitent, saved from himself, crawling to our feet of his own accord. That is the world that we are preparing, Winston. A world of victory after victory, triumph after triumph after triumph: an endless pressing, pressing, pressing upon the nerve of power."


Authorship

O'Brien rejects as nonsense Winston Smith's perspective that Big Brother and the Party can be overthrown, because he is a member of the Inner Party, and not a revolutionary of the Brotherhood. At the Miniluv, O'Brien tortures Winston to cure him of his political insanity: the belief that there exists an
objective Objective may refer to: * Objective (optics), an element in a camera or microscope * ''The Objective'', a 2008 science fiction horror film * Objective pronoun, a personal pronoun that is used as a grammatical object * Objective Productions, a Brit ...
reality that is external to the reality of the Party. In their torture chamber conversations, he tells Winston that The Book was written by a committee that included himself. When Winston asks O'Brien if The Book is true, he replies: "As description, yes. The programme it sets forth is nonsense."


Significance

Eric Cheyfitz noted that "whatever the function of
his book His or HIS may refer to: Computing * Hightech Information System, a Hong Kong graphics card company * Honeywell Information Systems * Hybrid intelligent system * Microsoft Host Integration Server Education * Hangzhou International School, in ...
is within the plot of the novel, Orwell uses its extensive elaboration in the novel to make political points about the present of 1949 and the future he imagines unfolding from this present." The book has been described as a
parody A parody, also known as a spoof, a satire, a send-up, a take-off, a lampoon, a play on (something), or a caricature, is a creative work designed to imitate, comment on, and/or mock its subject by means of satiric or ironic imitation. Often its subj ...
and critique of '' The Revolution Betrayed: What Is the Soviet Union and Where Is It Going?'' (1937), by Leon Trotsky; and ''The Managerial Revolution'' (1941), by
James Burnham James Burnham (November 22, 1905 – July 28, 1987) was an American philosopher and political theorist. He chaired the New York University Department of Philosophy; his first book was ''An Introduction to Philosophical Analysis'' (1931). Burn ...
, a former
Trotskyist Trotskyism is the political ideology and branch of Marxism developed by Ukrainian-Russian revolutionary Leon Trotsky and some other members of the Left Opposition and Fourth International. Trotsky self-identified as an orthodox Marxist, a rev ...
.


References

{{DEFAULTSORT:Theory and Practice of Oligarchical Collectivism Fictional elements introduced in 1949 Nineteen Eighty-Four Fictional books Philosophical literature Pseudepigraphy Books about Trotskyism