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"The Sorcerer's Apprentice" (german: "Der Zauberlehrling", link=no, italic=no) is a poem by
Johann Wolfgang von Goethe Johann Wolfgang von Goethe (28 August 1749 – 22 March 1832) was a German poet, playwright, novelist, scientist, statesman, theatre director, and critic. His works include plays, poetry, literature, and aesthetic criticism, as well as tr ...
written in 1797. The poem is a
ballad A ballad is a form of verse, often a narrative set to music. Ballads derive from the medieval French ''chanson balladée'' or '' ballade'', which were originally "dance songs". Ballads were particularly characteristic of the popular poetry and ...
in 14 stanzas.


Story

The poem begins as an old sorcerer departs his workshop, leaving his apprentice with chores to perform. Tired of fetching water by pail, the apprentice enchants a
broom A broom (also known in some forms as a broomstick) is a cleaning tool consisting of usually stiff fibers (often made of materials such as plastic, hair, or corn husks) attached to, and roughly parallel to, a cylindrical handle, the broomstick. ...
to do the work for him, using magic in which he is not fully trained. The floor is soon awash with water, and the apprentice realizes that he cannot stop the broom because he does not know the magic required to do so. The apprentice splits the broom in two with an axe, but each of the pieces becomes a whole broom that takes up a pail and continues fetching water, now at twice the speed. At this increased pace, the entire room quickly begins to flood. When all seems lost, the old sorcerer returns and quickly breaks the spell. The poem concludes with the old sorcerer's statement that only a master should invoke powerful spirits.


German culture

Goethe's is well known in the German-speaking world. The lines in which the apprentice implores the returning sorcerer to help him with the mess he created have turned into a
cliché A cliché ( or ) is an element of an artistic work, saying, or idea that has become overused to the point of losing its original meaning or effect, even to the point of being weird or irritating, especially when at some earlier time it was consi ...
, especially the line "Die Geister, die ich rief" ("The spirits that I summoned"), a simplified version of one of Goethe's lines "Die ich rief, die Geister, / Werd' ich nun nicht los" - "The spirits that I summoned / I now cannot rid myself of again", which is often used to describe someone who summons help or allies that the individual cannot control, especially in politics.


Analysis

The story of the Sorcerer's Apprentice is classified in the
Aarne–Thompson–Uther Index The Aarne–Thompson–Uther Index (ATU Index) is a catalogue of folktale types used in folklore studies. The ATU Index is the product of a series of revisions and expansions by an international group of scholars: originally composed in German by ...
as ATU 325 (The Magician and his Pupil) or ATU 325* (The Apprentice and the Ghosts). The tale assumes two formats, mostly: *The first type: a father sells his son to a sorcerer-type character (magician, warlock, wizard). The boy learns to shapeshift, escapes the magician's workshop and returns to his father. They both concoct a plan to earn money and scam people: the man shall sell the boy in equine form. The magician notices the trick and buys the horse-boy. What follows is a shape-shifting duel between magician and apprentice, and the apprentice wins by shapeshifting into a fox and eating the magician in rooster shape. *The second type: the father is absent from the story. The boy apprentices himself to the sorcerer, learns his tricks and escapes. With the help of a princess, the apprentice defeats the magician in a shapeshifiting duel. Folklorist
Stith Thompson Stith Thompson (March 7, 1885 – January 10, 1976) was an American folklorist: he has been described as "America's most important folklorist". He is the "Thompson" of the Aarne–Thompson–Uther Index, which indexes folktales by type, and t ...
suggested an Asian origin for the tale, supposedly India. He also remarked on the popularity of the tale, which has spread throughout Asia and Europe, to Africa and the Americas.
Hasan M. El-Shamy Hasan M. El-Shamy (born 1938) is a professor of folklore (folkloristics) in the Department of Folklore and Ethnomusicology, the Department of Near Eastern Languages and Cultures, and the African Studies Program at Indiana University. He received a ...
stated that an old form of the tale type appears in the ''
Tale of Setne Khamwas and Si-Osire The "Tale of Setne Khamwas and Si-Osire" (also known as ''Setne II'') is a Demotic Egyptian story attested on papyrus in Roman Egypt. Some argue that it is an answer to the biblical account about Sheba testing Solomon with hard "questions" in 1 Ki ...
'', as the episode of a confrontation between two sorcerers. Further studies indicate that the motif of the "transformation combat" between two sorcerous characters shows great antiquity.


Similar stories

Some versions of the tale differ from Goethe's, and in some versions the sorcerer is angry at the apprentice and in some even expels the apprentice for causing the mess. In other versions, the sorcerer is a bit amused at the apprentice and he simply chides his apprentice about the need to be able to properly control such magic once summoned. The sorcerer's anger with the apprentice, which appears in both the Greek ''Philopseudes'' and the film '' Fantasia'', does not appear in Goethe's "Der Zauberlehrling".


''Philopseudes''

'' Lover of Lies'' ( grc, Φιλοψευδής, Philopseudḗs, Lover of lies) is a short
frame story A frame is often a structural system that supports other components of a physical construction and/or steel frame that limits the construction's extent. Frame and FRAME may also refer to: Physical objects In building construction * Framing ( ...
by
Lucian Lucian of Samosata, '; la, Lucianus Samosatensis ( 125 – after 180) was a Hellenized Syrian satirist, rhetorician and pamphleteer who is best known for his characteristic tongue-in-cheek style, with which he frequently ridiculed superstiti ...
, written c. AD 150. The narrator, Tychiades, is visiting the house of a sick and elderly friend, Eucrates, where he has an argument about the reality of the
supernatural Supernatural refers to phenomena or entities that are beyond the laws of nature. The term is derived from Medieval Latin , from Latin (above, beyond, or outside of) + (nature) Though the corollary term "nature", has had multiple meanings si ...
. Eucrates and several other visitors tell various tales, intended to convince him that supernatural phenomena are real. Each story in turn is either rebutted or ridiculed by Tychiades. Eucrates recounts a tale extremely similar to Goethe's "Zauberlehrling", which had supposedly happened to him in his youth. It is, indeed, the oldest known variation of this tale type. There are several differences: * The sorcerer is, instead, an Egyptian mystic – a
priest A priest is a religious leader authorized to perform the sacred rituals of a religion, especially as a mediatory agent between humans and one or more deities. They also have the authority or power to administer religious rites; in particu ...
of
Isis Isis (; ''Ēse''; ; Meroitic language, Meroitic: ''Wos'' 'a''or ''Wusa''; Phoenician language, Phoenician: 𐤀𐤎, romanized: ʾs) was a major ancient Egyptian deities, goddess in ancient Egyptian religion whose worship spread throughou ...
called Pancrates. * Eucrates is not an apprentice, but a companion who eavesdrops on Pancrates casting his spell. * Although a broom is listed as one of the items that can be animated by the spell, Eucrates actually uses a
pestle Mortar and pestle is a set of two simple tools used from the Stone Age to the present day to prepare ingredients or substances by crushing and grinding them into a fine paste or powder in the kitchen, laboratory, and pharmacy. The ''mortar'' ...
. (Pancrates also sometimes used the bar of a door.)


Other related stories

Similar themes (such as the power of magic or technology turning against the insufficiently wise person invoking it) are found in many traditions and works of art. Comparative mythologist Patrice Lajoye argues for a parallel between the
Brythonic Brittonic or Brythonic may refer to: *Common Brittonic, or Brythonic, the Celtic language anciently spoken in Great Britain *Brittonic languages, a branch of the Celtic languages descended from Common Brittonic *Britons (Celtic people) The Br ...
legend of
Taliesin Taliesin ( , ; 6th century AD) was an early Brittonic poet of Sub-Roman Britain whose work has possibly survived in a Middle Welsh manuscript, the ''Book of Taliesin''. Taliesin was a renowned bard who is believed to have sung at the courts ...
and a Russian fairy tale, ''Le savoir magique'', collected by Alexander Afanasyev with both stories being classified as ATU 325. As referenced by Joseph Jacobs in his ''English Fairy Tales'', Joseph Tunison (1849–1916) analysed several apocryphal medieval tales of Roman poet
Virgil Publius Vergilius Maro (; traditional dates 15 October 7021 September 19 BC), usually called Virgil or Vergil ( ) in English, was an ancient Roman poet of the Augustan period. He composed three of the most famous poems in Latin literature: t ...
, including one where Virgil summons and banishes an evil entity. Scholarship acknowledges the popularity of the tale type in Yiddish folklore. 17th-century French author Eustace le Noble also wrote a literary variant of the tale type with ''L'apprenti magicien''.


In mythology

*
Midas Midas (; grc-gre, Μίδας) was the name of a king in Phrygia with whom several myths became associated, as well as two later members of the Phrygian royal house. The most famous King Midas is popularly remembered in Greek mythology for his ...
*
Golem A golem ( ; he, , gōlem) is an animated, anthropomorphic being in Jewish folklore, which is entirely created from inanimate matter (usually clay or mud). The most famous golem narrative involves Judah Loew ben Bezalel, the late 16th-centur ...
* Abhimanyu in Chakravyuha in the ''
Mahabharata The ''Mahābhārata'' ( ; sa, महाभारतम्, ', ) is one of the two major Sanskrit epics of ancient India in Hinduism, the other being the '' Rāmāyaṇa''. It narrates the struggle between two groups of cousins in the K ...
'' * The Sañjīva Jātaka story about the boastful pupil who is killed by the tiger he brought to life with a spell, without yet being taught the counter-spell by his teacher.


In folk and fairy tales

* " Maestro Lattantio and His Apprentice Dionigi" * " The Master and his Pupil" * " The Thief and His Master" * " Sweet Porridge" * " The Magic Book" * " Farmer Weathersky" *
Faust Faust is the protagonist of a classic German folklore, German legend based on the historical Johann Georg Faust ( 1480–1540). The wiktionary:erudite, erudite Faust is highly successful yet dissatisfied with his life, which leads him to make a ...
*
Krabat Krabat () is a character in Sorbian folklore, also dubbed the " Wendish Faust". First records of him were mentioned in 1839 minutes of the Akademischen Vereins für lausitzische Geschichte und Sprache, but all writings of the association wer ...


In literature

* ''
Strega Nona ''Strega Nona'' is a children's picturebook written and illustrated by Tomie dePaola. If considered as a folktale, the story is Aarne-Thompson type 565, the Magic Mill. It concerns Strega Nona ("Grandma Witch" in Italian, though it is actually s ...
'' * ''
Frankenstein ''Frankenstein; or, The Modern Prometheus'' is an 1818 novel written by English author Mary Shelley. ''Frankenstein'' tells the story of Victor Frankenstein, a young scientist who creates a sapient creature in an unorthodox scientific exp ...
'' * "
The Monkey's Paw "The Monkey's Paw" is a horror short story by English author W. W. Jacobs, first published in the collection ''The Lady of the Barge'' in 1902. In the story, three wishes are granted to the owner of The Monkey's Paw, but the wishes come with a ...
" * '' The Man Who Could Work Miracles'' (and numerous other works by H. G. Wells)


Other uses

The animated 1940
Disney The Walt Disney Company, commonly known as Disney (), is an American multinational mass media and entertainment conglomerate headquartered at the Walt Disney Studios complex in Burbank, California. Disney was originally founded on October ...
film '' Fantasia'' popularized the story from Goethe's poem, and the 1897
Paul Dukas Paul Abraham Dukas ( or ; 1 October 1865 – 17 May 1935) was a French composer, critic, scholar and teacher. A studious man of retiring personality, he was intensely self-critical, having abandoned and destroyed many of his compositions. His b ...
symphonic poem based on it, in one of eight animated shorts based on classical music. In the piece, which retains the title " The Sorcerer's Apprentice", Mickey Mouse plays the apprentice, and the story follows Goethe's original closely, except that the sorcerer ( Yen Sid, or ''Disney'' backwards) is stern and angry with his apprentice when he saves him. ''Fantasia'' popularized Goethe's story to a worldwide audience. The segment proved so popular that it was repeated, in its original form, in the sequel '' Fantasia 2000''. Literary adaptations of the tale include several fiction and nonfiction books, including the novel '' The Sorcerer's Apprentice'' (1910) by
Hanns Heinz Ewers Hanns Heinz Ewers (3 November 1871 – 12 June 1943) was a German actor, poet, philosopher, and writer of short stories and novels. While he wrote on a wide range of subjects, he is now known mainly for his works of horror, particularly his trilo ...
, and Christopher Bulis's novel '' The Sorcerer's Apprentice'' (1995) based on the TV series '' Doctor Who''. Nonfiction books with this title include ''The Sorcerer's Apprentice: A Journey Through Africa'' (1948) by
Elspeth Huxley Elspeth Joscelin Huxley CBE (née Grant; 23 July 1907 – 10 January 1997) was an English writer, journalist, broadcaster, magistrate, environmentalist, farmer, and government adviser. She wrote over 40 books, including her best-known lyri ...
, and the travel book '' Sorcerer's Apprentice'' (1998) by Tahir Shah.
Karl Marx Karl Heinrich Marx (; 5 May 1818 – 14 March 1883) was a German philosopher, economist, historian, sociologist, political theorist, journalist, critic of political economy, and socialist revolutionary. His best-known titles are the 1848 ...
and
Friedrich Engels Friedrich Engels ( ,"Engels"
'' The Communist Manifesto'' (1848), comparing modern bourgeois society to "the sorcerer who is no longer able to control the powers of the nether world whom he has called up by his spells." " The Sorcerer's Apprentice" is a 1962 episode of ''
Alfred Hitchcock Presents ''Alfred Hitchcock Presents'' is an American television anthology series created, hosted and produced by Alfred Hitchcock, aired on CBS and NBC between 1955 and 1965. It features dramas, thrillers and mysteries. Between 1962 and 1965 it was r ...
'' featuring Brandon deWilde as mentally-troubled youth Hugo, coveting the
magic wand A wand is a thin, light-weight rod that is held with one hand, and is traditionally made of wood, but may also be made of other materials, such as metal or plastic. Long versions of wands are often styled in forms of staves or sceptres, which c ...
of a kindly magician. The poem's story is alluded to in several episodes of the fairy-tale drama '' Once Upon a Time'', especially in " The Apprentice" (2014). A variation of the Dukas piece also plays in certain scenes. The apprentice himself is a recurring character, while the sorcerer is shown to be
Merlin Merlin ( cy, Myrddin, kw, Marzhin, br, Merzhin) is a mythical figure prominently featured in the legend of King Arthur and best known as a mage, with several other main roles. His usual depiction, based on an amalgamation of historic and le ...
. The film '' The Sorcerer's Apprentice'' (2010) features a scene based on Goethe's poem (and the ''Fantasia'' version). "Top Secret Apprentice", a segment of the ''
Tiny Toon Adventures ''Tiny Toon Adventures'' is an American animated comedy television series that was broadcast from September 14, 1990, to December 6, 1992. It was the first collaborative effort of Steven Spielberg's Amblin Television and Warner Bros. Animation ...
'' episode broadcast on February 1, 1991, is a modern version of the story, with
Buster Bunny The ''Tiny Toon Adventures'' animated television series features an extensive cast of characters. The show's central characters are mostly various forms of anthropomorphic animals, based on Looney Tunes characters from earlier films and shows. ...
messing around with
Bugs Bunny Bugs Bunny is an animated cartoon character created in the late 1930s by Leon Schlesinger Productions (later Warner Bros. Cartoons) and voiced originally by Mel Blanc. Bugs is best known for his starring roles in the ''Looney Tunes'' and ''Mer ...
's cartoon scenery machine and getting into trouble. The ''Fantasia'' version appears in the video game series ''
Kingdom Hearts is a series of action role-playing games developed and published by Square Enix (originally by Square). It is a collaboration between Square Enix and The Walt Disney Company and is under the leadership of Tetsuya Nomura, a longtime Square E ...
'' (2002), with the sorcerer Yen Sid serving as an adviser to the heroes, teaching Mickey, Sora, and Riku the Keyblade skills needed to guard the universe from his former friend Xehanort's plan. A world based on the ''Fantasia'' version also appears throughout the series, serving as Yen Sid's home. The Magic: The Gathering playing card Sorcerer's Broom from Throne of Eldraine references the story and the replicating nature of the broom.


See also

* Sorcerer's Apprentice Syndrome * Sweet Porridge * The Master and his Pupil


References


Further reading

* * * Cosquin, Emmanuel.
Les Mongols et leur prétendu rôle dans la transmission des contes indiens vers l'Occident européen: étude de folk-lore comparé sur l'introduction du "Siddhikûr" et le conte du "Magicien et son apprenti"
'. Imprimerie nouvelle G. Clouzot, 1913. * * * *


External links

*
Volume 3 of Fowler's translations of Lucian
from
Project Gutenberg Project Gutenberg (PG) is a volunteer effort to digitize and archive cultural works, as well as to "encourage the creation and distribution of eBooks." It was founded in 1971 by American writer Michael S. Hart and is the oldest digital li ...

Modern English translation from 2013
by Katrin Gygax
The Sorcerer's Apprentice from Fantasia
(first part) an
second part
{{DEFAULTSORT:Sorcerers Apprentice, The 1797 poems Poetry by Johann Wolfgang von Goethe Wizards in fiction ATU 300-399