HOME

TheInfoList



OR:

''The Revolution Betrayed: What Is the Soviet Union and Where Is It Going?'' (russian: Преданная революция: Что такое СССР и куда он идет?) is a book published in 1937 by the exiled Soviet
Bolshevik The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
leader
Leon Trotsky Lev Davidovich Bronstein. ( – 21 August 1940), better known as Leon Trotsky; uk, link= no, Лев Давидович Троцький; also transliterated ''Lyev'', ''Trotski'', ''Trotskij'', ''Trockij'' and ''Trotzky''. (), was a Russian ...
. This work analyzed and criticized the course of historical development in the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nationa ...
following the death of
Vladimir Lenin Vladimir Ilyich Ulyanov. ( 1870 – 21 January 1924), better known as Vladimir Lenin,. was a Russian revolutionary, politician, and political theorist. He served as the first and founding head of government of Soviet Russia from 1917 to 1 ...
in 1924 and is regarded as Trotsky's primary work dealing with the nature of
Stalinism Stalinism is the means of governing and Marxist-Leninist policies implemented in the Soviet Union from 1927 to 1953 by Joseph Stalin. It included the creation of a one-party totalitarian police state, rapid industrialization, the the ...
. The book was written by Trotsky during his
exile Exile is primarily penal expulsion from one's native country, and secondarily expatriation or prolonged absence from one's homeland under either the compulsion of circumstance or the rigors of some high purpose. Usually persons and peoples suf ...
in
Norway Norway, officially the Kingdom of Norway, is a Nordic countries, Nordic country in Northern Europe, the mainland territory of which comprises the western and northernmost portion of the Scandinavian Peninsula. The remote Arctic island of ...
and was originally translated into Spanish by
Victor Serge Victor Serge (; 1890–1947), born Victor Lvovich Kibalchich (russian: Ви́ктор Льво́вич Киба́льчич), was a Russian revolutionary Marxist, novelist, poet and historian. Originally an anarchist, he joined the Bolsheviks fi ...
. The most widely available English translation is by
Max Eastman Max Forrester Eastman (January 4, 1883 – March 25, 1969) was an American writer on literature, philosophy and society, a poet and a prominent political activist. Moving to New York City for graduate school, Eastman became involved with radical ...
.


Historical background

Leon Trotsky (Lev Davidovich Bronstein, 1879–1940) was one of the leaders of the
October Revolution The October Revolution,. officially known as the Great October Socialist Revolution. in the Soviet Union, also known as the Bolshevik Revolution, was a revolution in Russia led by the Bolshevik Party of Vladimir Lenin that was a key mom ...
in 1917, which installed the
Bolshevik The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
s to power in Russia. In 1900, as the leading
Marxist Marxism is a left-wing to far-left method of socioeconomic analysis that uses a materialist interpretation of historical development, better known as historical materialism, to understand class relations and social conflict and a dialecti ...
theoretician and revolutionary, Trotsky was exiled to
Siberia Siberia ( ; rus, Сибирь, r=Sibir', p=sʲɪˈbʲirʲ, a=Ru-Сибирь.ogg) is an extensive geographical region, constituting all of North Asia, from the Ural Mountains in the west to the Pacific Ocean in the east. It has been a part ...
for his socialist activities against the
Russian Empire The Russian Empire was an empire and the final period of the Russian monarchy from 1721 to 1917, ruling across large parts of Eurasia. It succeeded the Tsardom of Russia following the Treaty of Nystad, which ended the Great Northern War ...
. In 1905, after a European exile, Trotsky returned to Russia for the abortive
1905 Russian Revolution The Russian Revolution of 1905,. also known as the First Russian Revolution,. occurred on 22 January 1905, and was a wave of mass political and social unrest that spread through vast areas of the Russian Empire. The mass unrest was directed again ...
, where his oratory made him a leading figure in the
Saint Petersburg Soviet The Petersburg Soviet of Workers' Delegates (later the Petersburg Soviet of Workers' Deputies) was a workers' council, or soviet, in Saint Petersburg in 1905. Origins The Soviet had its origins in the aftermath of Bloody Sunday, when Nicholas II ...
, until the Tsarist police arrested him in December. After again escaping Tsarist Russia for continental Europe, for a decade Trotsky politically transitioned from supporting the
Menshevik The Mensheviks (russian: меньшевики́, from меньшинство 'minority') were one of the three dominant factions in the Russian socialist movement, the others being the Bolsheviks and Socialist Revolutionaries. The factions em ...
wing of the RSDLP to advocating for the unity of the warring factions in 1913 with the establishment of the
Mezhraiontsy The Mezhraiontsy ( rus, межрайонцы, p=mʲɪʐrɐˈjɵnt͡sɨ), usually translated as the "Interdistrictites,"''Mezhraionka'' and ''Mezhraiontsy'' are derived from the Russian ''"mezh-"'' (meaning "inter-" or "between'") + ''" raion"'' (m ...
, the Interdistrict Organization of United Social Democrats.Vladimir Iu. Cherniaev, "Trotsky," in Edward Acton, Vladimir Iu. Cherniaev, and William G. Rosenberg (eds.), ''Critical Companion to the Russian Revolution, 1914-1921.'' Bloomington, IN: Indiana University Press, 1997; pg. 190. The virtual collapse of the old regime during the latter part of
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
helped to motivate the Mezhraiontsy to make amends with their Bolshevik rivals, headed by
Vladimir Lenin Vladimir Ilyich Ulyanov. ( 1870 – 21 January 1924), better known as Vladimir Lenin,. was a Russian revolutionary, politician, and political theorist. He served as the first and founding head of government of Soviet Russia from 1917 to 1 ...
, and early in 1917 Trotsky returned from exile in New York City by way of Canada to join forces as a member of the Bolshevik party's governing Central Committee. Trotsky was instrumental in laying the groundwork for the 7 November 1917 (25 October 1917 O.S.) seizure of power from the
Russian Provisional Government The Russian Provisional Government ( rus, Временное правительство России, Vremennoye pravitel'stvo Rossii) was a provisional government of the Russian Republic, announced two days before and established immediately ...
headed by
Alexander Kerensky Alexander Fyodorovich Kerensky, ; original spelling: ( – 11 June 1970) was a Russian lawyer and revolutionary who led the Russian Provisional Government and the short-lived Russian Republic for three months from late July to early Novem ...
, taking over as head of the Petrograd Soviet early in October and building that institution's Military-Revolutionary Committee into a revolutionary fighting force.Vladimir Iu. Cherniaev, "Trotsky," pg. 191. Following the successful overthrow of the Kerensky government, Trotsky was named the first People's Commissar of Foreign Affairs of the RSFSR of
Soviet Russia The Russian Soviet Federative Socialist Republic, Russian SFSR or RSFSR ( rus, Российская Советская Федеративная Социалистическая Республика, Rossíyskaya Sovétskaya Federatívnaya Soci ...
. In April 1918, Trotsky was named People's Commissar for War and the Navy, in which capacity he helped to construct the
Red Army The Workers' and Peasants' Red Army (Russian language, Russian: Рабо́че-крестья́нская Кра́сная армия),) often shortened to the Red Army, was the army and air force of the Russian Soviet Federative Socialist R ...
that would defend the new regime against anti-Bolshevik factions in the
Russian Civil War {{Infobox military conflict , conflict = Russian Civil War , partof = the Russian Revolution and the aftermath of World War I , image = , caption = Clockwise from top left: {{flatlist, *Soldiers ...
. Lenin's retirement from active political life in the aftermath of a series of strokes in 1923 followed by his death in January 1924 ushered in an interregnum during which several leading candidates jockeyed for supremacy. Lenin's longtime associate and
Communist International The Communist International (Comintern), also known as the Third International, was a Soviet-controlled international organization founded in 1919 that advocated world communism. The Comintern resolved at its Second Congress to "struggle by ...
chief
Grigory Zinoviev Grigory Yevseyevich Zinoviev, . Transliterated ''Grigorii Evseevich Zinov'ev'' according to the Library of Congress system. (born Hirsch Apfelbaum, – 25 August 1936), known also under the name Ovsei-Gershon Aronovich Radomyslsky (russian: Ов ...
, Moscow party leader
Lev Kamenev Lev Borisovich Kamenev. (''né'' Rozenfeld; – 25 August 1936) was a Bolshevik revolutionary and a prominent Soviet politician. Born in Moscow to parents who were both involved in revolutionary politics, Kamenev attended Imperial Moscow Uni ...
, nationalities expert and party organization secretary
Joseph Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet Union, Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as Ge ...
, and military leader Trotsky represented the leading contenders for party and state primacy. The eloquent Trotsky was identified by the three other leading contenders to the throne as a most serious political threat and a temporary alliance was formed by the trio against Trotsky. Over the next several years Trotsky and his supporters were successively marginalized and isolated by the evolving Soviet leadership group, with Trotsky vilified as a political oppositionist and his supporters atomized by political and police pressure. This process was accentuated by successive exiles of Trotsky, first in 1928 to the remote city of
Alma Ata Almaty (; kk, Алматы; ), formerly known as Alma-Ata ( kk, Алма-Ата), is the largest city in Kazakhstan, with a population of about 2 million. It was the capital of Kazakhstan from 1929 to 1936 as an autonomous republic as part of t ...
in
Soviet Central Asia Soviet Central Asia (russian: link=no, Советская Средняя Азия, Sovetskaya Srednyaya Aziya) was the part of Central Asia administered by the Soviet Union between 1918 and 1991, when the Central Asian republics declared ind ...
followed the next year by Trotsky's physical expulsion from the Soviet Union to
Turkey Turkey ( tr, Türkiye ), officially the Republic of Türkiye ( tr, Türkiye Cumhuriyeti, links=no ), is a transcontinental country located mainly on the Anatolian Peninsula in Western Asia, with a small portion on the Balkan Peninsula ...
. Although separated from his dwindling band of committed followers in the USSR, Trotsky continued to function as an opposition political leader from exile throughout the rest of his life. This ongoing political activity against the regime headed by Joseph Stalin led to ongoing political pressure by the Soviet government against a series of host countries in which Trotsky had sought exile.


The writing development

In the spring of 1935 a beleaguered Trotsky formally sought
political asylum The right of asylum (sometimes called right of political asylum; ) is an ancient juridical concept, under which people persecuted by their own rulers might be protected by another sovereign authority, like a second country or another enti ...
in the
Scandinavia Scandinavia; Sámi languages: /. ( ) is a subregion#Europe, subregion in Northern Europe, with strong historical, cultural, and linguistic ties between its constituent peoples. In English usage, ''Scandinavia'' most commonly refers to Denmark, ...
n kingdom of Norway with an appeal to the Labour Party government in power.Isaac Deutscher, ''The Prophet Outcast: Trotsky: 1929-1940.'' London: Oxford University Press, 1963; pg. 290. The Norwegian response was slow, and only in early June was Trotsky at last notified that his request had been granted and that he was to proceed to the Norwegian embassy in
Paris Paris () is the capital and most populous city of France, with an estimated population of 2,165,423 residents in 2019 in an area of more than 105 km² (41 sq mi), making it the 30th most densely populated city in the world in 2020. S ...
to obtain a
visa Visa most commonly refers to: *Visa Inc., a US multinational financial and payment cards company ** Visa Debit card issued by the above company ** Visa Electron, a debit card ** Visa Plus, an interbank network *Travel visa, a document that allows ...
. Norwegian politics intervened before Trotsky was able to obtain this document, however, and the visa approval was revoked by the time Trotsky arrived at the embassy on June 10. French police, suspecting a ruse by Trotsky to obtain residence in Paris, from which he had been banned, immediately ordered Trotsky out of the city. Trotsky's planned voyage to Norway was abruptly canceled. Norwegian authorities demanded that Trotsky obtain a permit for reentry into France before a visa for travel to Norway would be granted.Deutscher, ''The Prophet Outcast,'' pg. 291. Finally, after a burst of correspondence and negotiation, the demand for an unobtainable French re-entry permit was dropped and Trotsky was allowed a limited six month visa to enter Norway. As was the case with the terms previously set by the French government, the Norwegian government reserved for itself the right to determine Trotsky's place of residence and to exclude him from the capital city of
Oslo Oslo ( , , or ; sma, Oslove) is the capital and most populous city of Norway. It constitutes both a county and a municipality. The municipality of Oslo had a population of in 2022, while the city's greater urban area had a population of ...
.Deutscher, ''The Prophet Outcast,'' pg. 292. He arrived on June 18, 1935. ''The Revolution Betrayed'' was completed and sent to the publisher on 4 August 1936, immediately prior to the sensational public announcement of the first of three great public
Moscow trials The Moscow trials were a series of show trials held by the Soviet Union between 1936 and 1938 at the instigation of Joseph Stalin. They were nominally directed against "Trotskyists" and members of "Right Opposition" of the Communist Party of th ...
generated by the secret police terror known to history as the "
Great Purge The Great Purge or the Great Terror (russian: Большой террор), also known as the Year of '37 (russian: 37-й год, translit=Tridtsat sedmoi god, label=none) and the Yezhovshchina ('period of Nikolay Yezhov, Yezhov'), was General ...
" (''Yezhovshchina'').Leon Trotsky, "Introduction," to ''The Revolution Betrayed.'' New York: Doubleday, Doran & Co., 1937; pg. 4. When Trotsky became aware of the trial, which would ultimately end in the execution of Grigory Zinoviev, Lev Kamenev, and other prominent Soviet political figures, a short postscript was tagged on to his introduction in which Trotsky claimed that his current book constituted "advance exposure" of the Stalin regime's effort at "deliberate mystification".


Content

''The Revolution Betrayed'' has been characterized by historian Baruch Knei-Paz as Trotsky's "major work on Stalinism" and constituted the chief
primary source In the study of history as an academic discipline, a primary source (also called an original source) is an artifact, document, diary, manuscript, autobiography, recording, or any other source of information that was created at the time under ...
for a chapter length summary of Trotsky's thinking on
bureaucracy The term bureaucracy () refers to a body of non-elected governing officials as well as to an administrative policy-making group. Historically, a bureaucracy was a government administration managed by departments staffed with non-elected offi ...
in a seminal 1978 intellectual survey. In the view of Knei-Paz, the subtitle chosen by Trotsky for ''The Revolution Betrayed''"What is the Soviet Union and where is it going?"accurately summarized the author's intent behind the book.Knei-Paz, ''The Social and Political Thought of Leon Trotsky,'' pg. 385. Trotsky was preoccupied with the question of whether the emerging bureaucratic political and economic formation in the USSR constituted a new social model not encompassed previously by Marxist doctrine. Knei-Paz asserted that while Trotsky insisted that the Soviet system did not constitute any such new social and economic system, in reality the analysis he presented in ''The Revolution Betrayed'' was, in fact, "ambivalent". The book is a wide-ranging critique of the USSR and its rulers, and advocates a new political revolution to overthrow the Stalinist dictatorship and bring about a socialist democracy. It opens by praising the positive economic advances of the USSR since the death of Lenin, citing growth in electrical power, agricultural output, industry, etc. It then proceeds to describe the limits on this economic advance, the nature of the new ruling elite, and predicts the ultimate downfall of the Soviet Union as a result of Stalinist rule. It places an emphasis on a Marxist method of analysis, and makes several key observations and predictions, some of which would only be borne out many decades later. The first few chapters examine the "zigzags", as Trotsky describes them, in the policy pursued by the
Communist Party A communist party is a political party that seeks to realize the socio-economic goals of communism. The term ''communist party'' was popularized by the title of ''The Manifesto of the Communist Party'' (1848) by Karl Marx and Friedrich Engels. A ...
, citing rapid panicked changes in policy as a direct result of a lack of democracy. Trotsky highlights the most important of these "zigzags" in the field of economic policy, criticizing Stalin and
Nikolai Bukharin Nikolai Ivanovich Bukharin (russian: Никола́й Ива́нович Буха́рин) ( – 15 March 1938) was a Bolshevik revolutionary, Soviet politician, Marxist philosopher and economist and prolific author on revolutionary theory. ...
's policy of at first opposing voluntary collectivization and increasing privatization of land and then of an abrupt reversal of policy towards rapid industrialization and forced collectivization, which Trotsky brands "economic adventurism" that carried "the nation to the edge of disaster". Trotsky then discusses labor productivity and criticizes the uselessness of the
Stakhanovite movement The term Stakhanovite () originated in the Soviet Union and referred to workers who modeled themselves after Alexey Stakhanov. These workers took pride in their ability to produce more than was required, by working harder and more efficiently, thu ...
and "shock brigades". Trotsky then analyzes the "Soviet
Thermidor Thermidor () was the eleventh month in the French Republican Calendar. The month was named after the French word ''thermal'', derived from the Greek word "thermos" (''heat''). Thermidor was the second month of the summer quarter (''mois d'ét ...
" (Thermidor is a reference to the later stages of the
French Revolution The French Revolution ( ) was a period of radical political and societal change in France that began with the Estates General of 1789 and ended with the formation of the French Consulate in November 1799. Many of its ideas are considere ...
, when conservative forces took hold of society). He analyzes the triumph of Stalin, the separation of the party from Bolshevism, and the rising bureaucratic stratum. The importance of this chapter lies in Trotsky's observation that the ruling stratum in the USSR are neither capitalists nor workers, but rather a section of the working class alienated from its class roots, influenced both by the bureaucracy left over from the Tsarist era and the de-politicisation of the working class. Trotsky refers to Stalinism as a form of "
Bonapartism Bonapartism (french: Bonapartisme) is the political ideology supervening from Napoleon Bonaparte and his followers and successors. The term was used to refer to people who hoped to restore the House of Bonaparte and its style of government. In thi ...
", drawing a comparison with the French dictator
Napoleon Bonaparte Napoleon Bonaparte ; it, Napoleone Bonaparte, ; co, Napulione Buonaparte. (born Napoleone Buonaparte; 15 August 1769 – 5 May 1821), later known by his regnal name Napoleon I, was a French military commander and political leader who ...
and his capture of the French state after that country's revolution. Just as Bonaparte brought back the trappings of the aristocracy and imprisoned capitalists despite presiding over a new capitalist social system, Stalin imprisons workers and behaves like a Tsar despite failing to overturn the gains of a
planned economy A planned economy is a type of economic system where investment, production and the allocation of capital goods takes place according to economy-wide economic plans and production plans. A planned economy may use centralized, decentralized, part ...
and nominal public ownership. At the same time, Trotsky writes that this ruling stratum impoverishes the rest of society, asserting that "a planned economy requires democracy just as the human body requires oxygen"; without democracy, he predicts economic stagnation. He next discusses everyday life in the Soviet Union, economic inequality and the oppression of the new
proletariat The proletariat (; ) is the social class of wage-earners, those members of a society whose only possession of significant economic value is their labour power (their capacity to work). A member of such a class is a proletarian. Marxist philo ...
. He links the increasing conservatism in the treatment of women and the family directly with the rise of Stalinism, and compares it to the period before the revolution. From here he discusses
foreign policy A State (polity), state's foreign policy or external policy (as opposed to internal or domestic policy) is its objectives and activities in relation to its interactions with other states, unions, and other political entities, whether bilaterall ...
and the
Soviet military The Soviet Armed Forces, the Armed Forces of the Soviet Union and as the Red Army (, Вооружённые Силы Советского Союза), were the armed forces of the Russian SFSR (1917–1922), the Soviet Union (1922–1991), and th ...
: the failure to defeat fascism, the re-institution of ranks and the loss of a militia, and closes by examining the future of the Soviet Union. One of the predictions made by Trotsky was that the USSR would come before a disjuncture: either the toppling of the ruling bureaucracy by means of a political revolution, or capitalist restoration led by the bureaucracy. This prediction was made at a time when most commentators, capitalist and Stalinist, predicted the continued rise of Soviet power. As Allin Cottrell and
Paul Cockshott William Paul Cockshott (born 16 March 1952) is a Scottish computer scientist, Marxian economist and a reader at the University of Glasgow. Since 1993 he has authored multiple works in the tradition of scientific socialism, most notably ''Toward ...
would later write in their 1992 book ''Towards a New Socialism'', Trotsky's prediction proved prescient. Lack of economic democracy coupled with computer technology that (at the time) was not yet advanced enough to plan the economy led to economic stagnation in the 1960s and 1970s (
Era of Stagnation The "Era of Stagnation" (russian: Пери́од засто́я, Períod zastóya, or ) is a term coined by Mikhail Gorbachev in order to describe the negative way in which he viewed the economic, political, and social policies of the Soviet Uni ...
). Leading members of the ruling party (who were overwhelmingly from the more privileged stratum of Soviet society) responded to the stagnation by promoting capitalist reforms in the 1980s, rather than expanding more democratic forms of socialism.http://ricardo.ecn.wfu.edu/~cottrell/socialism_book/soviet_planning.pdf


List of English-language editions

:Sources: Louis Sinclair, ''Trotsky: A Bibliography: Volume 2.'' Aldershot, England: Scolar Press, 1989; pp. 1281-1282; ABEBooks.com; OCLC WorldCat. # New York: Doubleday, Doran & Co., 1937. —308 pages. # London: Faber and Faber, 1937. —Includes ''I Stake My LIfe.'' 312 pages. # New York: Pioneer Publishers, 1945. —Facsimile of 1st American edition. # New York and London: Pioneer Publishers, 1957. —Facsimile of 1st American edition. # New York: Pioneer Press, 1964. —Facsimile of 1st American edition. # New York: Merit Publishers, 1965. —Facsimile of 1st American edition. # London: New Park Publishers, 1967. —Facsimile of 1st American edition. # New York: Merit Publishers, 1969. —Facsimile of 1st American edition. # New York: Merit Publishers, 1970. —Facsimile of 1st American edition. # New York: Pathfinder Press, 1972. —Facsimile of 1st American edition. # London: New Park Publishers, 1973. —334 pages. # New York: Pathfinder Press, 1977. —Facsimile of 1st American edition. # New York: Pathfinder Press, 1983. —Facsimile of 1st American edition. # New York: Pathfinder Press, 1987. —Facsimile of 1st American edition. # Detroit: Labor Publications/Mehring Books, 1991. # Mineola, NY: Dover Publications, 2004. # New York: Pathfinder Press, 2004. —Facsimile of 1st American edition.


See also

*
List of books by Leon Trotsky The following is a chronological list of books by Leon Trotsky, a Marxist theoretician, including hardcover and paperback books and pamphlets published during his life and posthumously during the years immediately following his assassination i ...


References


External links


''The Revolution Betrayed,''
Marxists Internet Archive, www.marxists.org/ *
The Revolution Betrayed
', scanned version in
PDF Portable Document Format (PDF), standardized as ISO 32000, is a file format developed by Adobe in 1992 to present documents, including text formatting and images, in a manner independent of application software, hardware, and operating systems. ...
format of the 1937 American printing
After Ten Years: On Trotsky’s The Revolution Betrayed
by
C.L.R. James Cyril Lionel Robert James (4 January 1901 – 31 May 1989),Fraser, C. Gerald, ''The New York Times'', 2 June 1989. who sometimes wrote under the pen-name J. R. Johnson, was a Trinidadian historian, journalist and Marxist. His works are in ...
(1946)
The Revolution Betrayed
by
Tony Cliff Tony Cliff (born Yigael Glückstein, he, יגאל גליקשטיין; 20 May 1917 – 9 April 2000) was a Trotskyist activist. Born to a Jewish family in Palestine, he moved to Britain in 1947 and by the end of the 1950s had assumed the pen nam ...
(1993). {{DEFAULTSORT:Revolution Betrayed, The 1937 non-fiction books Communist books Works by Leon Trotsky Books about the Soviet Union Books about the Russian Revolution Books about Trotskyism