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was a pre- World War II political doctrine of the Empire of Japan which stated that Manchuria and Siberia were Japan's
sphere of interest In the field of international relations, a sphere of influence (SOI) is a spatial region or concept division over which a state or organization has a level of cultural, economic, military or political exclusivity. While there may be a formal al ...
and that the potential value to Japan for economic and territorial
expansion Expansion may refer to: Arts, entertainment and media * ''L'Expansion'', a French monthly business magazine * ''Expansion'' (album), by American jazz pianist Dave Burrell, released in 2004 * ''Expansions'' (McCoy Tyner album), 1970 * ''Expansio ...
in those areas was greater than elsewhere. Its supporters were sometimes called the Strike North Group. It enjoyed wide support within the Imperial Japanese Army during the interwar period, but was abandoned in 1939 after military defeat on the Mongolian front at the
Battles of Khalkhin Gol The Battles of Khalkhin Gol (russian: Бои на Халхин-Голе; mn, Халхын голын байлдаан) were the decisive engagements of the undeclared Soviet–Japanese border conflicts involving the Soviet Union, Mongolia, ...
(known in Japan as the Nomonhan incident) and the signing of Soviet–Japanese Neutrality Pact in 1941. It was superseded by the diametrically-opposite rival policy, , which regarded Southeast Asia and the Pacific Islands as Japan's political and economic sphere of influence and aimed to acquire the resources of
European colonies The historical phenomenon of colonization is one that stretches around the globe and across time. Ancient and medieval colonialism was practiced by the Phoenicians, the Greeks, the Turks, and the Arabs. Colonialism in the modern sense began w ...
while neutralising the threat of Western military forces in the Pacific.


Origins

From the First Sino-Japanese War in the 1890s, ''Hokushin-ron'' came to dominate Japanese foreign policy. It guided both the
Japanese invasion of Taiwan (1895) The Japanese invasion of Taiwan (; ) (May–October 1895) was a conflict between the Empire of Japan and the armed forces of the short-lived Republic of Formosa following the Qing dynasty's cession of Taiwan to Japan in April 1895 at the end ...
and the Japan–Korea Treaty of 1910 which annexed Korea to Japan. After the
Russo-Japanese War The Russo-Japanese War ( ja, 日露戦争, Nichiro sensō, Japanese-Russian War; russian: Ру́сско-япóнская войнá, Rússko-yapónskaya voyná) was fought between the Empire of Japan and the Russian Empire during 1904 and 1 ...
(1904-5) Field Marshal Prince
Yamagata Aritomo '' Gensui'' Prince , also known as Prince Yamagata Kyōsuke, was a senior-ranking Japanese military commander, twice-elected Prime Minister of Japan, and a leading member of the ''genrō'', an élite group of senior statesmen who dominated Ja ...
, a political and military ideological architect of ''Hokushin-ron'', traced the lines of a defensive strategy against
Russia Russia (, , ), or the Russian Federation, is a transcontinental country spanning Eastern Europe and Northern Asia. It is the largest country in the world, with its internationally recognised territory covering , and encompassing one-eight ...
. A February 1907 Imperial National Defence guideline envisioned two strategies: ''Nanshu Hokushin Ron'' (南守北進, defence in the South and advance in the North) and ''Hokushu Nanshin Ron'' (北守南進, defence in the North and advance in the South). There was intense discourse within Japan on the two diverging theories. Following World War I, Japanese troops were deployed as part of the
Siberian Intervention The Siberian intervention or Siberian expedition of 1918–1922 was the dispatch of troops of the Entente powers to the Russian Maritime Provinces as part of a larger effort by the western powers, Japan, and China to support White Russian fo ...
during the Allied intervention in the
Russian Civil War , date = October Revolution, 7 November 1917 – Yakut revolt, 16 June 1923{{Efn, The main phase ended on 25 October 1922. Revolt against the Bolsheviks continued Basmachi movement, in Central Asia and Tungus Republic, the Far East th ...
, with the hope that Japan could be freed from any future Russian threat by detaching Siberia and forming an independent buffer state. The Japanese troops remained until 1922, encouraging discussion by Japanese strategic planners of the idea of permanent Japanese occupation of Siberia east of Lake Baikal.


Invasion of Manchuria

An essential step in the ''Hokushin-ron'' proposal was for Japan to seize control of Manchuria, so as to obtain an extensive ''de facto'' land border with the Soviet Union. Insubordination by rogue Japanese military personnel in the Kwantung Army in 1931 led to the Mukden Incident and provided a pretext for the
Japanese invasion of Manchuria The Empire of Japan's Kwantung Army invaded Manchuria on 18 September 1931, immediately following the Mukden Incident. At the war's end in February 1932, the Japanese established the puppet state of Manchukuo. Their occupation lasted until the ...
. As the Kwantung Army had 12,000 men available for the invasion of Manchuria at the time it needed reinforcements. War minister
Sadao Araki Baron was a general in the Imperial Japanese Army before and during World War II. As one of the principal nationalist right-wing political theorists in the Empire of Japan, he was regarded as the leader of the radical faction within the poli ...
was a solid supporter of the ''Hokushin-ron,'' and of a proposed attack on the
Soviet Far East The Russian Far East (russian: Дальний Восток России, r=Dal'niy Vostok Rossii, p=ˈdalʲnʲɪj vɐˈstok rɐˈsʲiɪ) is a region in Northeast Asia. It is the easternmost part of Russia and the Asian continent; and is admin ...
and Siberia. He arranged for Chōsen Army forces to be moved from Korea north into Manchuria without permission from Tokyo in support of the Kwantung Army. The plot to seize Manchuria proceeded as planned, and when presented by the ''fait accompli'', all Prime Minister Reijirō Wakatsuki could do was weakly protest and resign with his cabinet. When the new cabinet was formed, Araki, as War Minister, was the real power in Japan. A puppet state was formed in Northeast China and Inner Mongolia. It was named Manchukuo and governed under a form of constitutional monarchy.


Factionalism within the military

''Hokushin-ron'' was largely supported by the Imperial Japanese Army. General
Kenkichi Ueda was a general in the Imperial Japanese Army during the Second Sino-Japanese War. He played an active role in the Soviet-Japanese Border Wars of the late 1930s. Biography Born in Osaka prefecture, Ueda attended the predecessor of Hitotsubashi Un ...
was a strong believer in the ''Hokushin-ron'' policy, believing that Japan's main enemy was communism and that Japan's destiny lay in conquest of the natural resources of the sparely populated north Asian mainland. General
Yukio Kasahara was a leading general in the Imperial Japanese Army in the Second Sino-Japanese War. Biography Kasahara was born into a military family in Sendai, but attended the First Tokyo Middle School as a youth. He graduated from the 22nd class of the ...
was also a major proponent of the ''Hokushin-ron'' philosophy, feeling strongly that the Soviet Union posed both a major threat and a major opportunity for Japan. However, rival cliques of officers in the Army claimed to represent the "true will" of the Emperor. The radical ultranationalist '' Imperial Way Faction'' (''Kōdōha'') had many young activists who were strongly supportive of the ''Hokushin-ron'' strategy and a
preemptive strike A preemptive war is a war that is commenced in an attempt to repel or defeat a perceived imminent offensive or invasion, or to gain a strategic advantage in an impending (allegedly unavoidable) war ''shortly before'' that attack materializes. It ...
against the Soviet Union. They were opposed by the more moderate conservative ''Control Faction'' (''
Tōseiha The ''Tōseiha'' or was a political faction in the Imperial Japanese Army active in the 1920s and 1930s. The ''Tōseiha'' was a grouping of moderate officers united primarily by their opposition to the radical '' Kōdōha'' (Imperial Way) facti ...
''), which favored a more cautious defence expansion and sought to impose greater discipline over the Army and war with China as a strategic imperative. Relations between the Japanese Army and Navy were never cordial, and often marked by deep hostility, a situation whose origin can be traced back to the Meiji period. From the early 1930s the Army saw the Soviet Union as Japan's greatest threat and for the most part supported the ''Hokushin-ron'' concept that Japan's strategic interests were on the Asian continent. The Navy looked across the Pacific Ocean and saw the United States as the greatest threat, and for the most part supported the ''Nanshin-ron'' concept that Japan's strategic interests were in Southeast Asia and the Pacific islands. By the mid-1930s there was the serious possibility of a clash between the Army and Navy due to incompatible expansionist ideas.


Events of 1936

The Kōdōha faction, which favoured ''Hokushin-ron'', was dominant in the Army during Araki's tenure as Minister of War from 1931 to 1934, occupying most significant staff positions. However, many of its members were replaced by Tōseiha officers following Araki's resignation from ill health in 1934. In 1936, Kōdōha-affiliated young Army officers launched an unsuccessful coup d'état in the February 26 Incident. As a result, Kōdōha generals were purged from the Army, including Araki, who was forced to retire in March 1936. The Imperial Defence Plan, formulated in June 1936, incorporated a balance of both ''Hokushin-ron'' and ''Nanshin-ron'', requiring that both the Army and the Navy take a peaceful and unprovocative approach to their "enemies". The plan's goal was to acquire territories which possessed the raw materials, particularly petroleum, which Japan needed to sustain its growth and economy, but which it did not possess itself. Northward expansion (''Hokushin-ron'') would gain the natural resources of Siberia by attacking the Soviet Union via Manchuria. Southward expansion (''Nanshin-ron'') would involve seizing the Dutch East Indies (now Indonesia) and other colonies from the French and/or British. Japan's supply of resources would eventually be assured by creating a " Greater East Asia Co-Prosperity Sphere". However, European powers had been dominant in Southeast Asia for more than a century, and Japanese foreign policy had little experience there. In pursuing ''Nanshin-ron'' Japan would risk – and in some quarters even welcome – a large-scale war with the great powers from across the globe. In November 1936 the
Anti-Comintern Pact The Anti-Comintern Pact, officially the Agreement against the Communist International was an anti-Communist pact concluded between Nazi Germany and the Empire of Japan on 25 November 1936 and was directed against the Communist International (Com ...
was concluded between Japan and Nazi Germany. It agreed that in case of an attack by the Soviet Union against Germany or Japan, the two countries agreed to consult on what measures to take "to safeguard their common interests". They also agreed that neither of them would make any political treaties with the Soviet Union, and Germany also agreed to recognize Manchukuo.


Soviet–Japanese border conflicts

A series of Soviet–Japanese border conflicts, without any formal declaration of war, began in 1932. Aggressive actions initiated by Japanese staff and field officers on the Soviet border with Manchukuo and Mongolia led to the disastrous
Battles of Khalkhin Gol The Battles of Khalkhin Gol (russian: Бои на Халхин-Голе; mn, Халхын голын байлдаан) were the decisive engagements of the undeclared Soviet–Japanese border conflicts involving the Soviet Union, Mongolia, ...
(1939) which resulted in heavy casualties for Kwantung Army and severely challenged its much-vaunted reputation. Any farther expansion northwards into Siberia was shown to be impossible given the Soviet superiority in numbers and armour. However, General Ueda continued to support the actions of his officers and refused to discourage them from taking similar actions, remaining adamant in his support of the ''Hokushin-ron'' policy. He was recalled back to Japan in late 1939 and forced into retirement. The Kwantung Army was purged of both its more insubordinate elements and its proponents of ''Hokushin-ron''.


Abandonment of ''Hokushin-ron''

The Army lost prestige due to its failures in the Soviet–Japanese border conflicts; as a result the Navy gained the ascendency. It was supported in this by a number of the powerful industrial zaibatsu, convinced that they could best serve their interests by fulfilling the needs of the Navy. The military setbacks on the Mongolian front, the ongoing Second Sino-Japanese War, and negative Western attitudes towards Japanese expansionist tendencies led to a shift towards ''Nanshin-ron'' in order to procure colonial resources in South East Asia and to neutralize the threat posed by Western military forces in the Pacific. Japan and the USSR signed the Soviet–Japanese Neutrality Pact in April 1941, freeing Japan for preparations for the Pacific War. When Nazi Germany launched its
invasion of the Soviet Union Operation Barbarossa (german: link=no, Unternehmen Barbarossa; ) was the invasion of the Soviet Union by Nazi Germany and many of its Axis allies, starting on Sunday, 22 June 1941, during the Second World War. The operation, code-named afte ...
in June 1941, Japan did not join its
Axis An axis (plural ''axes'') is an imaginary line around which an object rotates or is symmetrical. Axis may also refer to: Mathematics * Axis of rotation: see rotation around a fixed axis *Axis (mathematics), a designator for a Cartesian-coordinate ...
ally's invasion by opening a second front in the Far East. Indeed, Japan did not militarily engage with the Soviet Union again until the USSR declared war on Japan in August 1945.


See also

* Axis powers negotiations on the division of Asia *
Pan-Asianism Satellite photograph of Asia in orthographic projection. Pan-Asianism (''also known as Asianism or Greater Asianism'') is an ideology aimed at creating a political and economic unity among Asian peoples. Various theories and movements of Pan-Asi ...


References

{{JapanEmpireNavbox Foreign relations of the Empire of Japan Military history of Japan Japanese colonial empire 1930s in Japan Japan–Soviet Union relations