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Social movement theory is an interdisciplinary study within the
social science Social science is one of the branches of science, devoted to the study of societies and the relationships among individuals within those societies. The term was formerly used to refer to the field of sociology, the original "science of s ...
s that generally seeks to explain why social mobilization occurs, the forms under which it manifests, as well as potential social, cultural, and political consequences, such as the creation and functioning of
social movements A social movement is a loosely organized effort by a large group of people to achieve a particular goal, typically a social or political one. This may be to carry out a social change, or to resist or undo one. It is a type of group action and ma ...
.


Classical approaches

The classical approaches emerged at the turn of the century. These approaches have in common that they rely on the same causal mechanism. The sources of social movements are structural strains. These are structural weaknesses in society that put individuals under a certain subjective psychological pressure, such as
unemployment Unemployment, according to the OECD (Organisation for Economic Co-operation and Development), is people above a specified age (usually 15) not being in paid employment or self-employment but currently available for work during the refe ...
, rapid
industrialization Industrialisation ( alternatively spelled industrialization) is the period of social and economic change that transforms a human group from an agrarian society into an industrial society. This involves an extensive re-organisation of an econo ...
or
urbanization Urbanization (or urbanisation) refers to the population shift from rural to urban areas, the corresponding decrease in the proportion of people living in rural areas, and the ways in which societies adapt to this change. It is predominantly th ...
. When the psychological disturbance reaches a certain threshold, this tension will produce a disposition to participate in unconventional means of political participation, such as
protest A protest (also called a demonstration, remonstration or remonstrance) is a public expression of objection, disapproval or dissent towards an idea or action, typically a political one. Protests can be thought of as acts of cooper ...
ing. Additionally, these approaches have in common that they view participation in
contentious politics Contentious politics is the use of disruptive techniques to make a political point, or to change government policy. Examples of such techniques are actions that disturb the normal activities of society such as demonstrations, general strike action, ...
as unconventional and irrational, because the protests are the result of an emotional and frustrated reaction to grievances rather than a rational attempt to improve their situation.Stekelenburg, J. van en Klandermans, B. (2009). “Social movement theory: Past, present and prospect”, Movers and Shakers, 17-43. These psychologically-based theories have largely been rejected by present-day
sociologists This is a list of sociologists. It is intended to cover those who have made substantive contributions to social theory and research, including any sociological subfield. Scientists in other fields and philosophers are not included, unless at lea ...
and
political scientists This is a list of notable political scientists. See the list of political theorists for those who study political theory. See also political science. A * Robert Abelson - Yale University psychologist and political scientist with special int ...
, although many still make a case for the importance (although not centrality) of emotions. See the work of Gustav LeBon,
Herbert Blumer Herbert George Blumer (March 7, 1900 – April 13, 1987) was an American sociologist whose main scholarly interests were symbolic interactionism and methods of social research. Believing that individuals create social reality through collective ...
, William Kornhauser, and
Neil Smelser Neil Joseph Smelser (1930–2017) was an American sociologist who served as professor of sociology at the University of California, Berkeley. He was an active researcher from 1958 to 1994. His research was on collective behavior, sociological theo ...
.Smelser, Neil J. 1962 Theory of Collective Behavior. London: Collier-Macmillan.


Deindividuation model

Sociologists during the early and middle-1900s thought that movements were random occurrences of individuals who were trying to emotionally react to situations outside their control. An important writer in this area of research was Gustave LeBon. In his book '' The Crowd'', he studied the collective behavior of crowds. What he concluded was that once an individual submerges in a crowd, his behavior becomes primitive and irrational and he is therefore capable of spontaneous violence. This transformation happens under certain conditions. Once individuals submerge themselves in a crowd, they gain a sense of ''anonymity'' and this causes them to believe that they cannot be held accountable for their behavior within the crowd. This is combined with a sense of ''invisibility'' by being part of a crowd. Under these conditions, critical reasoning is impossible and an '' unconscious personality'' emerges: a personality which is dominated by destructive instincts and primitive beliefs. This theory has been picked up and further developed by other theorists like Herbert Blumer and Neil Smelser.


Mass society theory

Mass society theory emerged in the wake of the
fascist Fascism is a far-right, authoritarian, ultra-nationalist political ideology and movement,: "extreme militaristic nationalism, contempt for electoral democracy and political and cultural liberalism, a belief in natural social hierarchy and the ...
and
communist movements The Communist International (Comintern), also known as the Third International, was a Soviet-controlled international organization founded in 1919 that advocated world communism. The Comintern resolved at its Second Congress to "struggle by a ...
in the 1930s and 1940s and can be seen as an attempt to explain the rise of extremism abroad. The central claim of mass society theory is that socially isolated people are more vulnerable to
extremism Extremism is "the quality or state of being extreme" or "the advocacy of extreme measures or views". The term is primarily used in a political or religious sense to refer to an ideology that is considered (by the speaker or by some implied sha ...
. An important underpinning of this theory is
Émile Durkheim David Émile Durkheim ( or ; 15 April 1858 – 15 November 1917) was a French sociologist. Durkheim formally established the academic discipline of sociology and is commonly cited as one of the principal architects of modern social science, al ...
's analysis of
modern society Modernity, a topic in the humanities and social sciences, is both a historical period (the modern era) and the ensemble of particular socio-cultural norms, attitudes and practices that arose in the wake of the Renaissancein the "Age of Reason ...
and the rise of
individualism Individualism is the moral stance, political philosophy, ideology and social outlook that emphasizes the intrinsic worth of the individual. Individualists promote the exercise of one's goals and desires and to value independence and self-reli ...
. Durkheim stated that the emergence of the industrial society caused two problems: * Anomie: There were insufficient ways to regulate behavior due to the increasing size and complexity of the modern society. * Egoism: The excessive individuation of people due to the weakening of local communities. These problems signify a weakened restraining social network to control the behavior of individuals. According to Durkheim, this will lead to dysfunctional behavior, such as suicide. Arthur Kornhauser applied this theory to social movements in his book ''The Politics of Mass Society.'' He stated that in a mass society, anomie and egoism cause small local groups and networks to decline. What is left after this are powerful elites, massive bureaucracies, and isolated individuals? In this society, intermediate buffers between the elite and the non-elite erode and normal channels for non-elites to influence elites become ineffective. This makes non-elites feel more alienated, and therefore more susceptible to extremism.


Relative deprivation

People are driven into movements out of a sense of deprivation or inequality, particularly (1) in relation to others or (2) in relation to their expectations. In the first view, participants see others who have more power, economic resources, or status, and thus try to acquire these same things for themselves. In the second view, people are most likely to rebel when a consistently improving situation (especially an improving economy) stops and makes a turn for the worse. At this point, people will join movements because their expectations will have outgrown their actual material situation (also called the "J-Curve theory"). See the work of James Davies, Ted Gurr, and Denton Morrison.


Contemporary approaches

During the 1960s there was a growth in the amount of social movement activity in both Europe and the United States. With this increase also came a change in the public perception around social movements. Protests were now seen as making politics better and essential for a healthy
democracy Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which the people have the authority to deliberate and decide legislation (" direct democracy"), or to choose g ...
. The classical approaches were not able to explain this increase in social movements. Because the core principle of these approaches was that protests were held by people who were suffering from structural weaknesses in society, it could not explain that the growth in social movement was preceded by a ''growth'' in welfare rather than a ''decline'' in welfare. Therefore, there was a need for new theoretical approaches. Because deprivation was not a viable explanation anymore, researchers needed to search for another explanation. The explanations that were developed were different in the United States than in Europe. The more American-centered ''structural approaches'' examined how characteristics of the social and political context enable or hinder protests. The more European-centered ''social-constructivist approaches'' rejected the notion that class-struggle is central to social movements, and emphasized other indicators of a collective identity, like gender, ethnicity or sexuality.


Structural approaches


Political opportunity/political process

Certain political contexts should be conducive (or representative) for potential social movement activity. These climates may isavor specific social movements or general social movement activity; the climate may be signaled to potential activists and/or structurally allowing for the possibility of social movement activity (matters of legality); and the political opportunities may be realized through political concessions, social movement participation, or social movement organizational founding. Opportunities may include: # Increased access to political decision making power # Instability in the alignment of ruling elites (or conflict between elites) # Access to elite allies (who can then help a movement in its struggle) # Declining capacity and propensity of the state to repress dissent


Resource mobilization

Social movements need organizations first and foremost. Organizations can acquire and then deploy resources to achieve their well-defined goals. To predict the likelihood that the preferences of a certain group in society will turn into protest, these theorists look at the pre-existing organization of this group. When the population related to a social movement is already highly organized, they are more likely to create organized forms of protest because a higher organization makes it easier to mobilize the necessary resources. Some versions of this theory state that movements operate similar to capitalist enterprises that make efficient use of available resources. Scholars have suggested a typology of five types of resources: #Material (money and physical capital); #Morale (solidarity, support for the movement's goals); #Social-Organizational (organizational strategies, social networks, bloc recruitment); #Human (volunteers, staff, leaders); #Cultural (prior activist experience, understanding of the issues,
collective action Collective action refers to action taken together by a group of people whose goal is to enhance their condition and achieve a common objective. It is a term that has formulations and theories in many areas of the social sciences including psyc ...
know-how)


Social movement impact theory

This body of work focuses on assessing the impact that a social movement has on society, and what factors might have led to those impacts. The effects of a social movement can resonate on
individuals An individual is that which exists as a distinct entity. Individuality (or self-hood) is the state or quality of being an individual; particularly (in the case of humans) of being a person unique from other people and possessing one's own nee ...
,
institutions Institutions are humanly devised structures of rules and norms that shape and constrain individual behavior. All definitions of institutions generally entail that there is a level of persistence and continuity. Laws, rules, social conventions a ...
,
cultures Culture () is an umbrella term which encompasses the social behavior, institutions, and norms found in human societies, as well as the knowledge, beliefs, arts, laws, customs, capabilities, and habits of the individuals in these groups.Tylo ...
, or
political systems In political science, a political system means the type of political organization that can be recognized, observed or otherwise declared by a state. It defines the process for making official government decisions. It usually comprizes the gover ...
. While political impacts have been studied the most, effects on other levels can be at least as important. Because Impact Theory has many methodological issues, it is the least studied of the major branches of Social Movement Theory. Nevertheless, it has sparked debates on the efficacy of violence, the importance of elite and political allies, and the
agency Agency may refer to: Organizations * Institution, governmental or others ** Advertising agency or marketing agency, a service business dedicated to creating, planning and handling advertising for its clients ** Employment agency, a business that ...
of popular movements in general.


Social-constructivist approaches


New social movements

This European-influenced group of theories argue that movements today are categorically different from the ones in the past. Instead of
labor movement The labour movement or labor movement consists of two main wings: the trade union movement (British English) or labor union movement (American English) on the one hand, and the political labour movement on the other. * The trade union movement ...
s engaged in
class conflict Class conflict, also referred to as class struggle and class warfare, is the political tension and economic antagonism that exists in society because of socio-economic competition among the social classes or between rich and poor. The forms ...
, present-day movements (such as
anti-war An anti-war movement (also ''antiwar'') is a social movement, usually in opposition to a particular nation's decision to start or carry on an armed conflict, unconditional of a maybe-existing just cause. The term anti-war can also refer to p ...
,
environmental A biophysical environment is a biotic and abiotic surrounding of an organism or population, and consequently includes the factors that have an influence in their survival, development, and evolution. A biophysical environment can vary in scal ...
,
civil rights Civil and political rights are a class of rights that protect individuals' freedom from infringement by governments, social organizations, and private individuals. They ensure one's entitlement to participate in the civil and political life ...
,
feminist Feminism is a range of socio-political movements and ideologies that aim to define and establish the political, economic, personal, and social equality of the sexes. Feminism incorporates the position that society prioritizes the male po ...
, etc.) are engaged in social and political conflict (see
Alain Touraine Alain Touraine (; born 3 August 1925) is a French sociologist. He is research director at the École des Hautes Études en Sciences Sociales, where he founded the ''Centre d'étude des mouvements sociaux''. Touraine was an important figure in ...
). The motivations for movement participation is a form of post-material politics and newly created identities, particularly those from the "new middle class". Also, see the work of
Ronald Inglehart Ronald F. Inglehart (September 5, 1934 – May 8, 2021) was an American political scientist specializing in comparative politics. He was director of the World Values Survey, a global network of social scientists who have carried out representati ...
,
Jürgen Habermas Jürgen Habermas (, ; ; born 18 June 1929) is a German social theorist in the tradition of critical theory and pragmatism. His work addresses communicative rationality and the public sphere. Associated with the Frankfurt School, Habermas's wo ...
, Alberto Melucci, and Steve Buechler. This line of research has stimulated an enduring emphasis on
identity Identity may refer to: * Identity document * Identity (philosophy) * Identity (social science) * Identity (mathematics) Arts and entertainment Film and television * ''Identity'' (1987 film), an Iranian film * ''Identity'' (2003 film), an ...
even among prominent American scholars like
Charles Tilly Charles Tilly (May 27, 1929 – April 29, 2008) was an American sociologist, political scientist, and historian who wrote on the relationship between politics and society. He was a professor of history, sociology, and social science at the Uni ...
.


1990s social-movement studies

In the late 1990s two long books summarized the cultural turn in social-movement studies, Alberto Melucci's ''Challenging Codes'' and
James M. Jasper James Macdonald Jasper (born 1957) is a writer and sociologist who has taught Ph.D. students at the Graduate Center of the City University of New York since 2007. He is best known for his research and theories about culture and politics, especi ...
's ''The Art of Moral Protest''. Melucci focused on the creation of
collective identities Collective identity is the shared sense of belonging to a group. In sociology In 1989, Alberto Melucci published ''Nomads of the Present'', which introduces his model of collective identity based on studies of the social movements of the 1980s ...
as the purpose of social movements, especially the "new social movements", whereas Jasper argued that movements provide participants with a chance to elaborate and articulate their moral intuitions and principles. Both recognized the importance of emotions in social movements, although Jasper developed this idea more systematically. Along with
Jeff Goodwin Jeffrey Roger Goodwin (born January 28, 1958) is a professor of sociology at New York University. He holds a BA, MA (Sociology) and PhD (Sociology) from Harvard University. His research interests include social movements, revolutions, ...
and Francesca Polletta, Jasper organized a conference in New York in 1999 that helped put emotions on the intellectual agenda for many scholars of protest and movements. He has continued to write about the emotional dynamics of protest in the years since. In 1999, Goodwin and Jasper published a critique of the then-dominant political opportunity paradigm, using Jasper’s cultural approach to show that political opportunity was too structural as a concept, leaving out meanings, emotions, and agency.
Charles Tilly Charles Tilly (May 27, 1929 – April 29, 2008) was an American sociologist, political scientist, and historian who wrote on the relationship between politics and society. He was a professor of history, sociology, and social science at the Uni ...
and a number of other scholars responded, often vituperatively. In ''The Art of Moral Protest'' Jasper also argued that strategic interaction had an important logic that was independent of both culture and structure, and in 2006 he followed up on this claim with ''Getting Your Way: Strategic Dilemmas in Real Life'', which developed a vocabulary for studying strategic engagement in a cultural, emotional, and agentic way. By then, his theory of action had moved closer to
pragmatism Pragmatism is a philosophical tradition that considers words and thought as tools and instruments for prediction, problem solving, and action, and rejects the idea that the function of thought is to describe, represent, or mirror reality. ...
and
symbolic interactionism Symbolic interactionism is a sociological theory that develops from practical considerations and alludes to particular effects of communication and interaction in people to make images and normal implications, for deduction and correspondence ...
. In the same period, Wisconsin social theorist
Mustafa Emirbayer Mustafa Emirbayer is an American sociologist and professor of sociology at University of Wisconsin-Madison. He is known for his theoretical contributions to social network analysis, and is "one of the most vocal advocates of the relational appr ...
had begun writing in a similar fashion about emotions and social movements, but more explicitly deriving his ideas from the history of sociological thought. In France, Daniel Cefaï arrived at similar conclusions in ''Pourquoi se mobilise-t-on?'', a sweeping history and synthesis of thought on collective action and social movements.


The postcolonial critique

Recent years have seen the rise of postcolonial critique, which hails from the larger postcolonial debate within the humanities and social sciences. While it is a diverse field, the epistemic core argument within postcolonial studies is that the
discursive dominance Discursive dominance or discursive power is the ultimate emergence of one discourse as dominant among competing ones in their struggle for dominance. Ultimately, one of the discourses emerges as dominant. The word ‘discursive’ is related to the ...
of the Western world/global North has continued after the end of the formal colonization of the global South. From this perspective, global knowledge production is still dominated by Western forms of intellectual inquiry, exemplified by an emphasis on supposed objectivity, universalism and scientific rationality, which buttresses a Western-dominated hierarchy of knowledge that fails to acknowledge its own ‘situatedness’. Most contemporary scientific theories, which have their roots in Western Enlightenment and rational inquiry, are therefore inherently Eurocentric. Postcolonialism problematizes the Eurocentricity of contemporary scientific thought and methodology by arguing that it projects misleading theories, based on particular Western facts, on the global South, while also systematically ignoring Southern data for theorizing. As a result, while contemporary theories aim to be universally valid, they have an inherent Western bias because they are based on Western ideas and thought of in Western institutions, which makes them incapable of accurately presenting and explaining events, structures and movements in the South because they misinterpret the South’s particularities. From this perspective, social movement theory has a Western bias, which has led to a variety of authors claiming that mainstream theories are incapable of accurately explaining social movements in the Global South, because they were originally developed to explain movements in the North. Approaches like Resource Mobilization or Political Process Theory therefore have an overt focus on democratic contestation in developed economies and thus fail to take the South’s different historical, political and cultural context into account. The postcolonial critique on its own has been criticized for failing to come up with new empirical findings, offer different explanations for the development and behaviour of social movements or explain transnational movements. It has also been argued that postcolonial social movements studies, despite forwarding some accurate criticism, is at risk of creating its own form of cultural essentialism and a 'new Orientalism'.


Key concepts


Framing

Certain claims activists make on behalf of their social movement "resonate" with audiences including media, elites, sympathetic allies, and potential recruits. Successful frames draw upon shared cultural understandings (e.g. rights, morality). This perspective is firmly rooted in a
social constructivist Social constructivism is a sociological theory of knowledge according to which human development is socially situated and knowledge is constructed through interaction with others. Like social constructionism, social constructivism states th ...
ontology. See the work of Robert Benford and
David A. Snow David A. Snow is a Distinguished Professor of Sociology at the University of California, Irvine. Intellectual Contributions Snow's research constitutes one of the most original and groundbreaking bodies of work in the discipline. While it addre ...
. Over the last decade, political opportunity theorists have partially appropriated the framing perspective. It is called political theory of a social movement.


Rational choice

Under rational choice theory: Individuals are rational actors who strategically weigh the costs and benefits of alternative courses of action and choose that course of action which is most likely to maximize their utility. The primary research problem from this perspective is the
collective action problem A collective action problem or social dilemma is a situation in which all individuals would be better off cooperating but fail to do so because of conflicting interests between individuals that discourage joint action. The collective action proble ...
, or why rational individuals would choose to join in collective action if they benefit from its acquisition even if they do not participate. See the work of
Mancur Olson Mançur Lloyd Olson Jr. (; January 22, 1932 – February 19, 1998) was an American economist and political scientist who taught at the University of Maryland, College Park. His most influential contributions were in institutional economics, and ...
, Mark Lichbach, and Dennis Chong. In ''Theories of Political Protest and Social Movements'', Karl-Dieter Opp incorporates a number of cultural concepts in his version of rational choice theory, as well as showing that several other approaches surreptitiously rely on rational-choice assumptions without admitting it.Karl-Dieter Opp, Theories of Political Protest and Social Movements (New York: Routledge, 2009).


References

{{Portal bar, Society Sociological theories *1