Supreme Court Of New York Appellate Division
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The Appellate Divisions of the Supreme Court of the State of New York are the intermediate
appellate court A court of appeals, also called a court of appeal, appellate court, appeal court, court of second instance or second instance court, is any court of law that is empowered to hear an appeal of a trial court or other lower tribunal. In much of ...
s in
New York State New York, officially the State of New York, is a state in the Northeastern United States. It is often called New York State to distinguish it from its largest city, New York City. With a total area of , New York is the 27th-largest U.S. stat ...
. There are four Appellate Divisions, one in each of the state's four Judicial Departments (e.g., the full title of the "Fourth Department" is "Supreme Court of the State of New York, Appellate Division, Fourth Judicial Department").NY Courts website Appellate Divisions page
Accessed June 24, 2009.


Jurisdiction

Each Appellate Division primarily hears appeals from the superior courts (
Supreme Court A supreme court is the highest court within the hierarchy of courts in most legal jurisdictions. Other descriptions for such courts include court of last resort, apex court, and high (or final) court of appeal. Broadly speaking, the decisions of ...
, surrogate's courts, family courts, county courts, and Court of Claims) in civil cases, the Supreme Court in criminal cases, and the county courts in felony criminal cases in the Third and Fourth Judicial Departments. In addition, in civil cases it may hear appeals from the appellate terms of the Supreme Court when these courts have heard appeals from one of the lower trial courts. New York's rules of
civil procedure Civil procedure is the body of law that sets out the rules and standards that courts follow when adjudicating civil lawsuits (as opposed to procedures in criminal law matters). These rules govern how a lawsuit or case may be commenced; what ki ...
allow for
interlocutory appeal An interlocutory appeal (or interim appeal), in the law of civil procedure in the United States, occurs when a ruling by a trial court is appealed while other aspects of the case are still proceeding. Interlocutory appeals are allowed only under sp ...
s of right from nearly every order and decision of the trial court, meaning that most may be appealed to the appropriate appellate department while the case is still pending in the trial court. An Appellate Division may make decisions of law and
fact A fact is a datum about one or more aspects of a circumstance, which, if accepted as true and proven true, allows a logical conclusion to be reached on a true–false evaluation. Standard reference works are often used to check facts. Scient ...
with respect to its power to hear first appeals from state trial courts, including the Supreme Court and County Courts. These trial level courts exercise specific jurisdiction as conferred by law."An Overview of the Appellate Division"
on the New York State Courts website
In contrast, both the New York Court of Appeals and the Appellate Division when it sits as a final appeals court with respect to appeals arising from decisions of the Appellate Terms in the First and Second Departments, generally may only decide questions of law. The Appellate Division may adjudicate facts subject to specific constraints in the course of initial review of agency decisions under New York's CPLR Article 78, which provides for limited court review or agency and corporate decisions. Decisions of the Appellate Division department panels are binding on the lower courts in that department, and also on lower courts in other departments unless there is contrary authority from the Appellate Division of that department. If two different departments have made different rulings on the same issue, then the lower courts in each departmental area must follow the ruling made by the higher court for their particular department. This can sometimes result in the same law being applied differently in different departments. When this occurs, the highest court in the state, the Court of Appeals, can remedy the situation by hearing the case and issuing a single ruling, which is then binding on every court in the state. Every opinion, memorandum, and motion of the Appellate Division sent to the New York State Reporter of the New York State Law Reporting Bureau is required to be published in the '' Appellate Division Reports''. Opinions of the appellate terms are published selectively in the '' Miscellaneous Reports''.


Organization


Departments

*The
First Department The First Department (russian: Первый отдел) was in charge of secrecy and political security of the workplace of every enterprise or institution of the Soviet Union that dealt with any kind of technical or scientific information (p ...
(seated in
Manhattan Manhattan (), known regionally as the City, is the most densely populated and geographically smallest of the five boroughs of New York City. The borough is also coextensive with New York County, one of the original counties of the U.S. state ...
) covers
The Bronx The Bronx () is a borough of New York City, coextensive with Bronx County, in the state of New York. It is south of Westchester County; north and east of the New York City borough of Manhattan, across the Harlem River; and north of the New Y ...
(
Bronx County The Bronx () is a borough of New York City, coextensive with Bronx County, in the state of New York. It is south of Westchester County; north and east of the New York City borough of Manhattan, across the Harlem River; and north of the New York ...
) and Manhattan (
New York County Manhattan (), known regionally as the City, is the most densely populated and geographically smallest of the five boroughs of New York City. The borough is also coextensive with New York County, one of the original counties of the U.S. state ...
). Justice
Rolando Acosta Rolando Acosta is the presiding justice of the New York Appellate Division of the Supreme Court, First Judicial Department. Early life and education Rolando Acosta was born and raised in Santo Domingo, Dominican Republic. When he turned 14, Aco ...
has been the department's Presiding Justice since May 22, 2017. *The Second Department (seated in
Brooklyn Brooklyn () is a borough of New York City, coextensive with Kings County, in the U.S. state of New York. Kings County is the most populous county in the State of New York, and the second-most densely populated county in the United States, be ...
) covers
Queens Queens is a borough of New York City, coextensive with Queens County, in the U.S. state of New York. Located on Long Island, it is the largest New York City borough by area. It is bordered by the borough of Brooklyn at the western tip of Long ...
( Queens County), Brooklyn ( Kings County),
Staten Island Staten Island ( ) is a borough of New York City, coextensive with Richmond County, in the U.S. state of New York. Located in the city's southwest portion, the borough is separated from New Jersey by the Arthur Kill and the Kill Van Kull an ...
(
Richmond County Richmond County may refer to places: Australia *Richmond County, New South Wales, a cadastral division Canada *Richmond County, Nova Scotia United Kingdom *Richmondshire, the original Richmond County in Yorkshire, England United States ...
),
Long Island Long Island is a densely populated island in the southeastern region of the U.S. state of New York (state), New York, part of the New York metropolitan area. With over 8 million people, Long Island is the most populous island in the United Sta ...
(
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and
Suffolk Suffolk () is a ceremonial county of England in East Anglia. It borders Norfolk to the north, Cambridgeshire to the west and Essex to the south; the North Sea lies to the east. The county town is Ipswich; other important towns include Lowes ...
counties) and
Dutchess Dutchess County is a County (United States), county in the U.S. state of New York (state), New York. As of the 2020 United States census, 2020 census, the population was 295,911. The county seat is the city of Poughkeepsie, New York, Poughkeeps ...
,
Orange Orange most often refers to: *Orange (fruit), the fruit of the tree species '' Citrus'' × ''sinensis'' ** Orange blossom, its fragrant flower *Orange (colour), from the color of an orange, occurs between red and yellow in the visible spectrum * ...
, Putnam, Rockland and Westchester counties. This department is the largest by population. Justice
Hector LaSalle Hector Daniel LaSalle (born 1967/1968) is an American lawyer and jurist who is the presiding judge of the New York State Supreme Court, Appellate Division, Second Department. He was unsuccessfully nominated by Governor Kathy Hochul to serve as ...
has been the Presiding Justice since May 25, 2021. *The Third Department (seated in Albany) includes an area extending from the territory of the Second Department north to New York's borders with
Vermont Vermont () is a state in the northeast New England region of the United States. Vermont is bordered by the states of Massachusetts to the south, New Hampshire to the east, and New York to the west, and the Canadian province of Quebec to ...
and
Quebec Quebec ( ; )According to the Canadian government, ''Québec'' (with the acute accent) is the official name in Canadian French and ''Quebec'' (without the accent) is the province's official name in Canadian English is one of the thirtee ...
, and includes the cities of Albany,
Troy Troy ( el, Τροία and Latin: Troia, Hittite language, Hittite: 𒋫𒊒𒄿𒊭 ''Truwiša'') or Ilion ( el, Ίλιον and Latin: Ilium, Hittite language, Hittite: 𒃾𒇻𒊭 ''Wiluša'') was an ancient city located at Hisarlik in prese ...
,
Schenectady Schenectady () is a city in Schenectady County, New York, United States, of which it is the county seat. As of the 2020 census, the city's population of 67,047 made it the state's ninth-largest city by population. The city is in eastern New Y ...
,
Saratoga Springs Saratoga Springs is a city in Saratoga County, New York, United States. The population was 28,491 at the 2020 census. The name reflects the presence of mineral springs in the area, which has made Saratoga a popular resort destination for over 2 ...
, and
Binghamton Binghamton () is a city in the U.S. state of New York, and serves as the county seat of Broome County. Surrounded by rolling hills, it lies in the state's Southern Tier region near the Pennsylvania border, in a bowl-shaped valley at the conflue ...
. This territory extends nearly as far west as
Syracuse Syracuse may refer to: Places Italy *Syracuse, Sicily, or spelled as ''Siracusa'' *Province of Syracuse United States *Syracuse, New York **East Syracuse, New York **North Syracuse, New York *Syracuse, Indiana * Syracuse, Kansas *Syracuse, Miss ...
. Hon. Elizabeth A. Garry has been the Presiding Justice since January 1, 2018. *The Fourth Department (seated in
Rochester Rochester may refer to: Places Australia * Rochester, Victoria Canada * Rochester, Alberta United Kingdom *Rochester, Kent ** City of Rochester-upon-Medway (1982–1998), district council area ** History of Rochester, Kent ** HM Prison ...
) covers the remainder of the state (west of the Third Department's territory), and includes the cities of Buffalo,
Rochester Rochester may refer to: Places Australia * Rochester, Victoria Canada * Rochester, Alberta United Kingdom *Rochester, Kent ** City of Rochester-upon-Medway (1982–1998), district council area ** History of Rochester, Kent ** HM Prison ...
, and Syracuse. Hon. Gerald J. Whalen has been the Presiding Justice since January 7, 2016.


Programs and agencies


Attorneys and Counselors at Law

In addition to hearing appeals in matters of law and equity, the Appellate Divisions regulate the admission of lawyers to the Bar and their conduct and discipline. * Each department has a Character and Fitness Committee, whose members interview applicants in person for admission to the bar. * Each department has Attorney Grievance Committees that investigates complaints of attorney misconduct and may issue reprimands or recommend censure, suspension, or disbarment to the Appellate Division.


Protection of minors and the incapacitated

At English
common law In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omnipresen ...
, the
Lord Chancellor The lord chancellor, formally the lord high chancellor of Great Britain, is the highest-ranking traditional minister among the Great Officers of State in Scotland and England in the United Kingdom, nominally outranking the prime minister. The ...
, as the king's delegate to exercise the Crown's special jurisdiction, had responsibility for the custody and protection of infants and the mentally incapacitated. When the
New York Supreme Court The Supreme Court of the State of New York is the trial-level court of general jurisdiction in the New York State Unified Court System. (Its Appellate Division is also the highest intermediate appellate court.) It is vested with unlimited civ ...
was organized, the Legislature transferred what remained of the king's prerogative to the court. * The Appellate Division regulates the panels of attorneys that represent children in family law proceedings in the appellate, Supreme, Family and Criminal Courts, and each department has an Office for Attorneys for Children (Originally named Law Guardian). * Each department also has a Mental Hygiene Legal Service (MHLS) program. Since its creation by statute in 1964 as the Mental Health Information Service, the MHLS has served as the watchdog of the rights of the institutionalized mentally disabled in New York and has been recognized by the courts as essential to the state's statutory "protective shield of checks and balances" governing the admission, transfer and retention of psychiatric patients. * Court Examiners are designated by each department to ascertain whether guardians appointed pursuant to the Mental Hygiene Law have complied with the order of appointment and have performed the duties specified.


Procedure

Each case is decided by a panel of five, or in some instances four, justices of the Court. There is no procedure for the Court to sit
en banc In law, an en banc session (; French for "in bench"; also known as ''in banc'', ''in banco'' or ''in bank'') is a session in which a case is heard before all the judges of a court (before the entire bench) rather than by one judge or a smaller ...
. Some basic rules governing appeals are found in Articles 55 and 57 of the
New York Civil Practice Law and Rules The New York (state), New York ''Civil Practice Law and Rules'' (CPLR) is chapter 8 of the ''Consolidated Laws of New York'' and governs procedural law, legal procedure in the judiciary of New York, Unified Court System such as jurisdiction, Venue ...
, but they are not detailed enough to fully provide for a comprehensive system of appellate procedure. Prior to September 2018, and unlike other states that have statewide rules of appellate procedure, there was no set of appellate procedure rules shared by all four departments beyond the rudimentary set in the CPLR. Instead, each Appellate Division filled in the CPLR's gaps by promulgating its own individual set of rules governing more specific details of practice before that court. The result was considerable diversity in appellate procedure between the four Appellate Divisions, which extended to matters as basic as the form and formatting of appellate briefs, the deadline to perfect an appeal after filing of the notice of appeal, appellate motions, and oral argument. During the 2010s, this problem was studied at length by the
New York State Bar Association The New York State Bar Association (NYSBA) is a voluntary bar association for the state of New York. The mission of the association is to cultivate the science of jurisprudence; promote reform in the law; facilitate the administration of justice ...
, and the NYSBA's recommendations for reform came to the attention of Chief Judge
Janet DiFiore Janet Marie DiFiore (born August 9, 1955) is an American lawyer and judge who served as the Chief Judge of New York Court of Appeals from 2016-2022. DiFiore was born in Mount Vernon, New York, and graduated from Long Island University and St. ...
. In June 2018, the Presiding Justices of the Appellate Divisions promulgated statewide Practice Rules of the Appellate Division, which became effective in September 2018 and are codified outside of the CPLR in 22 N.Y.C.R.R. Part 1250. The four Departments retain the ability to supplement (and even supersede) the uniform rules by promulgating rules of their own.


Appeals from an Appellate Division

Decisions by an Appellate Division may be appealed to the state's highest court, the
New York Court of Appeals The New York Court of Appeals is the highest court in the Unified Court System of the State of New York. The Court of Appeals consists of seven judges: the Chief Judge and six Associate Judges who are appointed by the Governor and confirmed by t ...
. In some cases, an appeal lies of right, but in most cases, permission (or "leave") to appeal must be obtained, either from the Appellate Division itself or from the Court of Appeals. In civil cases, the Appellate Division panel or Court of Appeals votes on petitions for leave to appeal; in most criminal cases, however, the petition for leave to appeal is referred to a single Justice or Judge, whose decision whether to grant or deny leave is final.


Case management

To keep caseloads under control, most Appellate Division opinions are extremely concise. Often, an Appellate Division panel will dispose of an entire case in only two paragraphs, with the second paragraph stating: "We have considered plaintiff's (or defendant's) remaining contentions and find them unavailing." In contrast, courts in most other states traditionally devote a few more paragraphs to disposing of the other "remaining contentions."


Appointment of justices

Justices of the Appellate Divisions are chosen by the Governor from among those elected to the State Supreme Court. A justice does not have to have been elected from one of the judicial districts within a department to be appointed to the Appellate Division for that department, although the Presiding Justice and a majority of the total number of justices are to reside within the department. They serve at least five years, or until the completion of their 14-year elected terms, or reaching the constitutional age limit of 70, beyond which the governor may choose to reappoint them for up to three two-year terms. The State Constitution provides that the First and Second Department are each to comprise seven justices, and the Third and Fourth departments five justices. In addition to these "constitutional" justices, the presiding justice of each department may ask the Governor to designate "additional justices" where needed based on the court's workload. At present, for example, the First Department comprises 20 justices in total when there are no vacancies. The qualifications for additional Justices are the same as for other justices.


Administration of the courts

Attorneys are admitted to the New York
bar Bar or BAR may refer to: Food and drink * Bar (establishment), selling alcoholic beverages * Candy bar * Chocolate bar Science and technology * Bar (river morphology), a deposit of sediment * Bar (tropical cyclone), a layer of cloud * Bar (u ...
by one of the Appellate Division departments rather than by New York's highest court, the Court of Appeals, though once admitted to any of the Appellate Division departments, such attorney is admitted to practice and appear before all non-federal courts in the state, including the Court of Appeals. Applicants must be interviewed in person by a member of the court's "Character and Fitness Committee" after passing the New York State Bar Exam (since July 2016, the
Uniform Bar Examination In the United States, those seeking to become lawyers must normally pass a bar examination before they can be admitted to the bar and become licensed to practice law. Bar exams are administered by states or territories, generally by agencies under ...
) and
Multistate Professional Responsibility Examination The Multistate Professional Responsibility Examination (MPRE) is a 120-minute, 60-question, multiple-choice examination designed to measure the knowledge and understanding of established standards related to a lawyer's professional conduct. It i ...
administered by the
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. Applicants are admitted in the department in which they reside; applicants residing outside New York are admitted through the Third Department in Albany. Judges are regulated by the ''Rules Governing Judicial Conduct'' promulgated by the
Chief Administrator The head of government is the highest or the second-highest official in the executive branch of a sovereign state, a federated state, or a self-governing colony, autonomous region, or other government who often presides over a cabinet, a gro ...
, the ''Code of Judicial Conduct'' adopted by the New York State Bar Association, and the relevant rules of the respective Appellate Division departments. Attorneys are regulated by various state laws, the ''Rules of Professional Conduct'' (based on the
ABA Model Rules of Professional Conduct The American Bar Association's Model Rules of Professional Conduct (MRPC) are a set of rules and commentaries on the ethical and professional responsibilities of members of the legal profession in the United States. Although the MRPC generally is ...
), and rules adopted by each department of the Appellate Division. Each department of the Appellate Division has a committee that investigates complaints of attorney misconduct and may issue reprimands or recommend censure, suspension, or disbarment to the Appellate Division.


History

The Appellate Divisions were created by the
New York State Constitution The Constitution of the State of New York establishes the structure of the government of the State of New York, and enumerates the basic rights of the citizens of New York. Like most state constitutions in the United States, New York's constituti ...
of 1894 to succeed the General Term of the Supreme Court, effective January 1, 1896.The new judicial system
in NYT on January 2, 1896


See also

*
Judiciary of New York The Judiciary of New York (officially the New York State Unified Court System) is the judicial branch of the Government of New York, comprising all the courts of the State of New York (excluding extrajudicial administrative courts). The Court of ...
* Judicial Conference of the State of New York *
Appellate Division Courthouse of New York State The Appellate Division Courthouse of New York State, First Department (also known as Appellate Division of the Supreme Court of the State of New York) is a historic court house located at 35 East 25th Street at the corner of Madison Avenue, acro ...
*
New York State Courts Electronic Filing System The New York State Courts Electronic Filing System (NYSCEF) is the electronic court filing (e-filing) system used in the New York State Unified Court System. E-filing in criminal cases in the Supreme Court and County Court may be authorized by the ...


References


Further reading

* * * * *


External links


Appellate Divisions of the Supreme Court
*
First Judicial Department
*
Second Judicial Department
*
Third Judicial Department
*
Fourth Judicial Department

Lower appellate courts
*
First Judicial Department Appellate Term
*
Second Judicial Department Appellate Term

Supreme Court
in the
New York Codes, Rules and Regulations The ''New York Codes, Rules and Regulations'' (NYCRR) contains New York state rules and regulations. The NYCRR is officially compiled by the New York State Department of State's Division of Administrative Rules. Contents See also * ''New York ...

New York Slip Opinion Service
from the New York State Law Reporting Bureau
New York Official Reports Service
from
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{{State Intermediate Appellate Courts New York Supreme Court, Appellate Division New York (state) state courts State appellate courts of the United States New York (state) law 1896 establishments in New York (state) Courts and tribunals established in 1896