States And Power In Africa
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''States and Power in Africa: Comparative Lessons in Authority and Control'' is a book on African
state-building State-building as a specific term in social sciences and humanities, refers to political and historical processes of creation, institutional consolidation, stabilization and sustainable development of states, from the earliest emergence of state ...
by
Jeffrey Herbst Jeffrey I. Herbst is an American political scientist, specializing in comparative politics, and in July 2018 became the president of the American Jewish University in Los Angeles, California. Herbst was previously the 16th president of Colgate U ...
, former Professor of Politics and International Affairs at
Woodrow Wilson School of Public and International Affairs The Princeton School of Public and International Affairs (formerly the Woodrow Wilson School of Public and International Affairs) is a professional public policy school at Princeton University. The school provides an array of comprehensive course ...
. The book was a co-winner of the 2001 Gregory Luebbert Book Award from the American Political Science Association in comparative politics. It was also a finalist for the 2001
Herskovits Prize The ASA Best Book Prize, formerly known as the Herskovits Prize (Melville J. Herskovits Prize), is an annual prize given by the African Studies Association to the best scholarly work (including translations) on Africa published in English in the pre ...
awarded by the African Studies Association. This book attempts to explain the lack of robust institutions and the prevalence of state failure in
Africa Africa is the world's second-largest and second-most populous continent, after Asia in both cases. At about 30.3 million km2 (11.7 million square miles) including adjacent islands, it covers 6% of Earth's total surface area ...
. The work is heavily influenced by the scholarship of
Charles Tilly Charles Tilly (May 27, 1929 – April 29, 2008) was an American sociologist, political scientist, and historian who wrote on the relationship between politics and society. He was a professor of history, sociology, and social science at the Univ ...
and
Max Weber Maximilian Karl Emil Weber (; ; 21 April 186414 June 1920) was a German sociologist, historian, jurist and political economist, who is regarded as among the most important theorists of the development of modern Western society. His ideas profo ...
. Both writers emphasize the role of war in the consolidation of state power over well-defined territories. __TOC__


Overview

At the time of writing, Herbst argued that the
political science Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
literature had largely ignored the African
state-building State-building as a specific term in social sciences and humanities, refers to political and historical processes of creation, institutional consolidation, stabilization and sustainable development of states, from the earliest emergence of state ...
experience and focused instead on state creation in Western Europe. His book is an attempt to understand the long run processes of state-building in Africa. In Europe, social scientists such as
Charles Tilly Charles Tilly (May 27, 1929 – April 29, 2008) was an American sociologist, political scientist, and historian who wrote on the relationship between politics and society. He was a professor of history, sociology, and social science at the Univ ...
have argued that European states consolidated power to survive in an anarchic international system during the fourteenth and fifteenth centuries. Faced with the constant threat of war, European political elites sent administrators and armed forces from the urban centers into rural hinterlands to raise taxes, recruit soldiers, and fortify buffer zones. Elites reduced the role of rural authorities and favored direct political rule. European states consequently developed strong political and economic linkages between cities and surrounding territories. Herbst emphasizes that the international pressures for war-making that existed in
medieval In the history of Europe, the Middle Ages or medieval period lasted approximately from the late 5th to the late 15th centuries, similar to the Post-classical, post-classical period of World history (field), global history. It began with t ...
Europe never existed in many parts of Africa. The European state-building experience was unusual and exceptional because it occurred under systemic geographic pressures that favored state consolidation – namely, scarcity of land and high-population densities. By contrast, Herbst argues, Africa has for most of its history been a relatively sparsely populated continent. Precolonial African states never faced survival imperatives for the projection of state power over rural terrain. During colonialism or after independence, moreover, European colonial powers had little incentive to develop state institutions to protect their colonies against invasion, having divided up Africa at the
Berlin Conference The Berlin Conference of 1884–1885, also known as the Congo Conference (, ) or West Africa Conference (, ), regulated European colonisation and trade in Africa during the New Imperialism period and coincided with Germany's sudden emergence ...
. The colonizers instead focused on plundering natural resources through
exploitation colonialism The theory of imperialism refers to a range of theoretical approaches to understanding the expansion of capitalism into new areas, the unequal development of different countries, and economic systems that may lead to the dominance of some countr ...
. The international state system enforced colonial boundaries of African states following independence, eroding any possible survival mandate. Herbst argues that African states have therefore survived without developing the robust and responsive physical, economic, and political infrastructure of modern European states. Herbst underscores that theorizing African state-building is necessary for a nuanced understanding of
international relations International relations (IR), sometimes referred to as international studies and international affairs, is the scientific study of interactions between sovereign states. In a broader sense, it concerns all activities between states—such as ...
because states in many other regions, including
Central America Central America ( es, América Central or ) is a subregion of the Americas. Its boundaries are defined as bordering the United States to the north, Colombia to the south, the Caribbean Sea to the east, and the Pacific Ocean to the west. ...
,
South America South America is a continent entirely in the Western Hemisphere and mostly in the Southern Hemisphere, with a relatively small portion in the Northern Hemisphere at the northern tip of the continent. It can also be described as the southe ...
, and
Southeast Asia Southeast Asia, also spelled South East Asia and South-East Asia, and also known as Southeastern Asia, South-eastern Asia or SEA, is the geographical United Nations geoscheme for Asia#South-eastern Asia, south-eastern region of Asia, consistin ...
face the same challenges that African states confront when controlling and policing their territories.


Synopsis


Influence of geography on pre-colonial African states

Herbst argues that geographic features influenced how precolonial African states conceived of meaningful power. States did not seek to exert total control over strictly delineated territory. Herbst writes, "To equate states with firm territorial control is to misread even much of Europe's own history." Rather, in precolonial Africa and
medieval In the history of Europe, the Middle Ages or medieval period lasted approximately from the late 5th to the late 15th centuries, similar to the Post-classical, post-classical period of World history (field), global history. It began with t ...
Europe, multiple powers extracted tribute and resources from the same territory. Villages appeased the multiple powers that could launch attacks against them by offering treasure and tribute, often in the form of slaves. Geographic features encouraged this shared distribution of power. African farmers relied on rain-fed agriculture and consequently invested little in particular pieces of land. Because land was sparsely populated, African farmers could easily flee rulers rather than fight. Establishing absolute control over particular pieces of land was prohibitively costly and consequently a low priority for African elites. Varied and harsh terrain made it difficult for precolonial leaders to continuously exert power from political centers to the hinterlands. Some empires, like the
Ashanti Empire The Asante Empire (Asante Twi: ), today commonly called the Ashanti Empire, was an Akan state that lasted between 1701 to 1901, in what is now modern-day Ghana. It expanded from the Ashanti Region to include most of Ghana as well as parts of Iv ...
, successfully projected power over large distances by building roads. The largest precolonial polities arose in the Sudanian Savanna belt of West Africa because the horses and camels could transport armies over the terrain. In other areas, no centralized political organizations existed above the village level. Because polities did not pretend to control areas that they could not physically reach, shared sovereignty became the norm in precolonial Africa. International and domestic affairs were then less differentiated than in the modern
Peace of Westphalia The Peace of Westphalia (german: Westfälischer Friede, ) is the collective name for two peace treaties signed in October 1648 in the Westphalian cities of Osnabrück and Münster. They ended the Thirty Years' War (1618–1648) and brought pea ...
state system.


Publication

''States and Power in Africa'' was first published in 2000 by
Princeton University Press Princeton University Press is an independent publisher with close connections to Princeton University. Its mission is to disseminate scholarship within academia and society at large. The press was founded by Whitney Darrow, with the financial su ...
. It is part of the Princeton Studies in International History and Politics book series, edited by
John Ikenberry Gilford John Ikenberry (October 5, 1954) is a theorist of international relations and United States foreign policy, and the Albert G. Milbank Professor of Politics and International Affairs at Princeton University. He is known for his work on lib ...
,
Marc Trachtenberg Marc Trachtenberg (born February 9, 1946) is a professor of Political Science at the University of California, Los Angeles. He received his Ph.D in History from the University of California, Berkeley in 1974 and taught for many years for the history ...
, and
William Wohlforth William Curti Wohlforth (born 1959) is the Daniel Webster Professor of Government in the Dartmouth College Department of Government, of which he was chair for three academic years (2006-2009). Wohlforth was Editor-in-chief of ''Security Studies'' f ...
. Princeton University Press released a second paperback edition with a new preface written by Herbst in 2014. A new
hardcover A hardcover, hard cover, or hardback (also known as hardbound, and sometimes as case-bound) book is one bound with rigid protective covers (typically of binder's board or heavy paperboard covered with buckram or other cloth, heavy paper, or occa ...
edition was released in 2015.


Academic reception

''States and Power in Africa'' was a co-winner of the 2001 Gregory Luebbert Book Award from the American Political Science Association in comparative politics. It was also a finalist for the 2001 Herskovits Prize awarded by the African Studies Association. In a 2002 book review for the ''
Journal of Economic Literature The ''Journal of Economic Literature'' is a peer-reviewed academic journal, published by the American Economic Association, that surveys the academic literature in economics. It was established in 1963 as the ''Journal of Economic Abstracts'',
'',
James A. Robinson James Alan Robinson (born 1960) is a British economist and political scientist. He is currently the Reverend Dr. Richard L. Pearson Professor of Global Conflict Studies and University Professor at the Harris School of Public Policy, University ...
called the book "a bold, historically informed theoretical analysis, essential reading for economists interested in comparative institutions and development". Robinson offers several critiques of the book. He questions that low population densities stalled modern institutional development in Africa, arguing that states with higher precolonial population densities were worse off after colonialism on average. He also contests Herbst's conclusion that modern powers should allow the disintegration of the African states to promote experimentation with new forms of sovereignty.


See also

*
Colonialism Colonialism is a practice or policy of control by one people or power over other people or areas, often by establishing colonies and generally with the aim of economic dominance. In the process of colonisation, colonisers may impose their relig ...
* Colonisation of Africa *
Decolonisation of Africa The decolonisation of Africa was a process that took place in the Scramble for Africa, mid-to-late 1950s to 1975 during the Cold War, with radical government changes on the continent as Colonialism, colonial governments made the transition to So ...
*
Environmental determinism Environmental determinism (also known as climatic determinism or geographical determinism) is the study of how the physical environment predisposes societies and states towards particular development trajectories. Jared Diamond, Jeffrey Herbst, ...
* Impact of Western European colonialism and colonisation * State-building * ''
Why Nations Fail ''Why Nations Fail: The Origins of Power, Prosperity, and Poverty'', first published in 2012, is a book by economists Daron Acemoglu and James A. Robinson. The book applies insights from institutional economics, development economics and economi ...
''


References

{{Portal bar, Books, Africa Books about Africa