The Shang dynasty (), also known as the Yin dynasty (), was a
Chinese royal dynasty founded by
Tang of Shang (Cheng Tang) that ruled in the
Yellow River
The Yellow River or Huang He (Chinese: , Standard Beijing Mandarin, Mandarin: ''Huáng hé'' ) is the second-longest river in China, after the Yangtze River, and the List of rivers by length, sixth-longest river system in the world at th ...
valley in the
second millennium BC, traditionally succeeding the
Xia dynasty
The Xia dynasty () is the first dynasty in traditional Chinese historiography. According to tradition, the Xia dynasty was established by the legendary Yu the Great, after Shun, the last of the Five Emperors, gave the throne to him. In tradi ...
and followed by the
Western Zhou dynasty
The Western Zhou ( zh, c=, p=Xīzhōu; c. 1045 BC – 771 BC) was a royal dynasty of China and the first half of the Zhou dynasty. It began when King Wu of Zhou overthrew the Shang dynasty at the Battle of Muye and ended when the Quanrong nomad ...
. The classic account of the Shang comes from texts such as the ''
Book of Documents
The ''Book of Documents'' (''Shūjīng'', earlier ''Shu King'') or ''Classic of History'', also known as the ''Shangshu'' (“Venerated Documents”), is one of the Five Classics of ancient Chinese literature. It is a collection of rhetorica ...
'', ''
Bamboo Annals
The ''Bamboo Annals'' (), also known as the ''Ji Tomb Annals'' (), is a chronicle of ancient China.
It begins in the earliest legendary time (the age of the Yellow Emperor) and extends to 299 BC, with the later centuries focusing on the history ...
'' and ''
Records of the Grand Historian
''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese hist ...
''. According to the traditional chronology based on calculations made approximately 2,000 years ago by
Liu Xin, the Shang ruled from 1766 to 1122 BC, but according to the chronology based upon the "current text" of ''Bamboo Annals'', they ruled from 1556 to 1046 BC. Comparing the same text with dates of five-planet
conjunctions, David Pankenier, supported by
David Nivison
David Shepherd Nivison (January 17, 1923 – October 16, 2014) was an American Sinologist and scholar known for his publications on late imperial and ancient Chinese history, philology, and philosophy, and his 40 years as a professor at Sta ...
, proposed dates of the establishment of the dynasty to 1554 BC. The
Xia–Shang–Zhou Chronology Project
The Xia–Shang–Zhou Chronology Project () was a multi-disciplinary project commissioned by the People's Republic of China in 1996 to determine with accuracy the location and time frame of the Xia, Shang, and Zhou dynasties.
The project was dir ...
dated the establishment to c. 1600 BC based on the
carbon-14 dates of the
Erligang
The Erligang culture () is a Bronze Age urban civilization and archaeological culture in China that existed from approximately 1600 to 1400 BC. The primary site, Zhengzhou Shang City, was discovered at Erligang, within the modern city of Zhengz ...
site. The fall of the dynasty is dated 1046 BC by Pankenier and the Xia–Shang–Zhou Chronology Project, but Nivison and
Shaughnessy support 1045 BC.
The Shang dynasty is the earliest dynasty of traditional
Chinese history
The earliest known written records of the history of China date from as early as 1250 BC, from the Shang dynasty (c. 1600–1046 BC), during the reign of king Wu Ding. Ancient historical texts such as the ''Book of Documents'' (early chapter ...
firmly supported by archaeological evidence. Excavation at the
Ruins of Yin (near modern-day
Anyang
Anyang (; ) is a prefecture-level city in Henan province, China. The northernmost city in Henan, Anyang borders Puyang to the east, Hebi and Xinxiang to the south, and the provinces of Shanxi and Hebei to its west and north respectively.
It had a ...
), which has been identified as the last Shang capital, uncovered eleven major royal tombs and the foundations of palaces and ritual sites, containing weapons of war and remains from both animal and human sacrifices. Tens of thousands of
bronze
Bronze is an alloy consisting primarily of copper, commonly with about 12–12.5% tin and often with the addition of other metals (including aluminium, manganese, nickel, or zinc) and sometimes non-metals, such as phosphorus, or metalloids such ...
,
jade
Jade is a mineral used as jewellery or for ornaments. It is typically green, although may be yellow or white. Jade can refer to either of two different silicate minerals: nephrite (a silicate of calcium and magnesium in the amphibole group of ...
,
stone,
bone
A bone is a Stiffness, rigid Organ (biology), organ that constitutes part of the skeleton in most vertebrate animals. Bones protect the various other organs of the body, produce red blood cell, red and white blood cells, store minerals, provid ...
, and
ceramic
A ceramic is any of the various hard, brittle, heat-resistant and corrosion-resistant materials made by shaping and then firing an inorganic, nonmetallic material, such as clay, at a high temperature. Common examples are earthenware, porcelain ...
artifacts have been found.
The Anyang site has yielded the earliest known body of
Chinese writing
Written Chinese () comprises Chinese characters used to represent the Chinese language. Chinese characters do not constitute an alphabet or a compact syllabary. Rather, the writing system is roughly logosyllabic; that is, a character generally r ...
, mostly
divination
Divination (from Latin ''divinare'', 'to foresee, to foretell, to predict, to prophesy') is the attempt to gain insight into a question or situation by way of an occultic, standardized process or ritual. Used in various forms throughout histor ...
s inscribed on
oracle bones – turtle shells, ox
scapula
The scapula (plural scapulae or scapulas), also known as the shoulder blade, is the bone that connects the humerus (upper arm bone) with the clavicle (collar bone). Like their connected bones, the scapulae are paired, with each scapula on eithe ...
e, or other bones. More than 20,000 were discovered in the initial scientific excavations during the 1920s and 1930s, and over four times as many have been found since. The inscriptions provide critical insight into many topics from the politics, economy, and religious practices to the art and medicine of this early stage of
Chinese civilization.
Traditional accounts
Many events concerning the Shang dynasty are mentioned in various
Chinese classics
Chinese classic texts or canonical texts () or simply dianji (典籍) refers to the Chinese texts which originated before the imperial unification by the Qin dynasty in 221 BC, particularly the "Four Books and Five Classics" of the Neo-Confucian ...
, including the ''
Book of Documents
The ''Book of Documents'' (''Shūjīng'', earlier ''Shu King'') or ''Classic of History'', also known as the ''Shangshu'' (“Venerated Documents”), is one of the Five Classics of ancient Chinese literature. It is a collection of rhetorica ...
'', the ''
Mencius
Mencius ( ); born Mèng Kē (); or Mèngzǐ (; 372–289 BC) was a Chinese Confucianism, Confucian Chinese philosophy, philosopher who has often been described as the "second Sage", that is, second to Confucius himself. He is part of Confuc ...
'' and the ''
Zuo Zhuan''. Working from all the available documents, the
Han dynasty
The Han dynasty (, ; ) was an imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–207 BC) and a warr ...
historian
Sima Qian
Sima Qian (; ; ) was a Chinese historian of the early Han dynasty (206AD220). He is considered the father of Chinese historiography for his ''Records of the Grand Historian'', a general history of China covering more than two thousand years b ...
assembled a sequential account of the Shang dynasty as part of his ''
Records of the Grand Historian
''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese hist ...
''. His history describes some events in detail, while in other cases only the name of a king is given. A closely related, but slightly different, account is given by the ''
Bamboo Annals
The ''Bamboo Annals'' (), also known as the ''Ji Tomb Annals'' (), is a chronicle of ancient China.
It begins in the earliest legendary time (the age of the Yellow Emperor) and extends to 299 BC, with the later centuries focusing on the history ...
''. The ''Annals'' were interred in 296 BC, but the text has a complex history, and the authenticity of the surviving versions is controversial.
The name ''Yīn'' (殷) is used by Sima Qian for the dynasty, and in the "current text" version of the ''Bamboo Annals'' for both the dynasty and its final capital. It has been a popular name for the Shang throughout history. Since the ''Records of Emperors and Kings'' by
Huangfu Mi (3rd century AD), it has often been used specifically to describe the later half of the Shang dynasty. In Japan and Korea, the Shang are still referred to almost exclusively as the Yin (''In'' and ''eun'', respectively for Japan and Korea) dynasty. However, it seems to have been a
Zhou name for the earlier dynasty. The word does not appear in the oracle bones, which refer to the state as ''Shāng'' (商), and the capital as ''Dàyì Shāng'' (大邑商 "Great Settlement Shang"). It also does not appear in securely dated Western Zhou bronze inscriptions.
Founding myth
The founding myth of the Shang dynasty is described by Sima Qian in the ''Annals of the Yin''. In the text, a woman named
Jiandi
Jiandi (), also with variants 簡易/简易 and 簡逷/简逷, is an important figure in Chinese history and Chinese mythology. She was the second wife of Emperor Ku, who was a descendant of the Yellow Emperor. Jiandi was the mother of Xie (偰), ...
(簡狄), who was the second wife of
Emperor Ku
Kù (, variant graph ), usually referred to as Dì Kù (), also known as Gaoxin or Gāoxīn Shì () or Qūn (), was a descendant of the Yellow Emperor.
He went by the name Gaoxin until receiving imperial authority, when he took the name Ku and th ...
, swallowed an egg dropped by a black bird (玄鳥) and subsequently gave birth miraculously to
Xie (偰) – also appearing as Qi (契). Xie is said to have helped
Yu the Great
Yu the Great (大禹) was a legendary king in ancient China who was famed for his introduction of flood control, his establishment of the Xia dynasty which inaugurated dynastic rule in China, and his upright moral character. He figures prominen ...
to control the
Great Flood and for his service to have been granted a place called Shang as a fief.
Dynastic course
In the ''Annals of the Yin'', Sima Qian writes that the dynasty was founded 13 generations after
Xie, when Xie's descendant
Tang
Tang or TANG most often refers to:
* Tang dynasty
* Tang (drink mix)
Tang or TANG may also refer to:
Chinese states and dynasties
* Jin (Chinese state) (11th century – 376 BC), a state during the Spring and Autumn period, called Tang (唐) b ...
overthrew the impious and cruel final
Xia
Xia (Hsia in Wade–Giles) may refer to:
Chinese history
* Xia dynasty (c. 2070 – c. 1600 BC), the first orthodox dynasty in Chinese history
* Xia (Sixteen Kingdoms) (407–431), a Xiongnu-led dynasty
* Xia (617–621), a state founded by Dou Ji ...
ruler in the
Battle of Mingtiao
The Battle of Mingtiao was a battle between the Shang dynasty and the Xia dynasty, resulting in a Shang victory which created the elevation circumstances of the Duke of Shang to the throne of China.
Background
When the throne of Xia dynasty wa ...
. The ''Records of the Grand Historian'' recount events from the reigns of Tang,
Tai Jia,
Tai Wu
Tai Wu () or Da Wu, personal name Zi Mi (), was a Shang dynasty King of China.
In the ''Records of the Grand Historian'' he was listed by Sima Qian as the ninth Shang king, succeeding his brother Yong Ji (). He was enthroned with Bo () as his cap ...
,
Pan Geng
Pán Gēng (), personal name Zi Xun, was a Shang dynasty King of China. He is best known for having moved the capital of the Shang dynasty to its final location at Yīn.
Records
In the ''Records of the Grand Historian'' he was listed by Sima Q ...
,
Wu Ding
Wu Ding (); personal name Zi Zhao, was a king of the Shang dynasty who ruled China around 1200s BC. He is the earliest figure in Chinese history mentioned in contemporary records. The annals of the Shang dynasty compiled by later historians were o ...
,
Wu Yi and the depraved final king
Di Xin, but the rest of the Shang rulers are merely mentioned by name. In the last century, Wang Guowei demonstrated that the succession to the Shang throne matched the list of kings in Sima Qian's ''Records of the Grand Historian''. According to the ''Records of the Grand Historian'', the Shang moved their capital five times, with the final move to Yin in the reign of Pan Geng inaugurating the golden age of the dynasty.
Di Xin, the last Shang king, is said to have committed suicide after his army was defeated by
Wu of Zhou
King Wu of Zhou () was the first wang (title), king of the Zhou dynasty of ancient China. The chronology of his reign is disputed but is generally thought to have begun around 1046 BC and ended three years later in 1043 BC.
King Wu's Chine ...
. Legends say that his army and his equipped slaves betrayed him by joining the Zhou rebels in the decisive
Battle of Muye. According to the ''
Yi Zhou Shu'' and
Mencius
Mencius ( ); born Mèng Kē (); or Mèngzǐ (; 372–289 BC) was a Chinese Confucianism, Confucian Chinese philosophy, philosopher who has often been described as the "second Sage", that is, second to Confucius himself. He is part of Confuc ...
the battle was very bloody. The classic,
Ming
The Ming dynasty (), officially the Great Ming, was an Dynasties in Chinese history, imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol Empire, Mongol-led Yuan dynasty. The Ming dynasty was the last ort ...
-era novel ''
Fengshen Yanyi'' retells the story of the war between Shang and Zhou as a conflict with rival factions of gods supporting different sides in the war.
After the Shang were defeated, King Wu allowed Di Xin's son
Wu Geng to rule the Shang as a
vassal
A vassal or liege subject is a person regarded as having a mutual obligation to a lord or monarch, in the context of the feudal system in medieval Europe. While the subordinate party is called a vassal, the dominant party is called a suzerain. W ...
kingdom. However, Zhou Wu sent three of his brothers and an army to ensure that Wu Geng would not rebel. After Zhou Wu's death, the Shang joined the
Rebellion of the Three Guards
The Rebellion of the Three Guards (), or less commonly the Wu Geng Rebellion (), was a civil war, instigated by an alliance of discontent Zhou princes, Shang loyalists, vassal states and other non-Zhou peoples against the Western Zhou government ...
against the
Duke of Zhou
Dan, Duke Wen of Zhou (), commonly known as the Duke of Zhou (), was a member of the royal family of the early Zhou dynasty who played a major role in consolidating the kingdom established by his elder brother King Wu. He was renowned for acting ...
, but the rebellion collapsed after three years, leaving Zhou in control of Shang territory.
Descendants of the Shang royal family
After the collapse of the Shang dynasty, Zhou's rulers forcibly relocated "Yin diehards" (殷頑) and scattered them throughout Zhou territory. Some surviving members of the Shang royal family collectively changed their surname from the ancestral name
Zi (子) to the name of their fallen dynasty, Yin (i.e. Shang). The family retained an aristocratic standing and often provided needed administrative services to the succeeding Zhou dynasty. King Wu of Zhou ennobled Lin Jian (林堅), the son of Prince
Bigan, as the Duke of Bo'ling. The ''
Records of the Grand Historian
''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese hist ...
'' states that
King Cheng of Zhou
King Cheng of Zhou (), personal name Ji Song (姬誦), was the second king of the Chinese Zhou dynasty. The dates of his reign are 1042–1021 BCE or 1042/35–1006 BCE. His parents were King Wu of Zhou and Queen Yi Jiang (邑姜).
King Cheng w ...
, with the support of his regent and uncle, the
Duke of Zhou
Dan, Duke Wen of Zhou (), commonly known as the Duke of Zhou (), was a member of the royal family of the early Zhou dynasty who played a major role in consolidating the kingdom established by his elder brother King Wu. He was renowned for acting ...
,
enfeoffed Weiziqi (微子啟), a brother of Di Xin, as the Duke of
Song
A song is a musical composition intended to be performed by the human voice. This is often done at distinct and fixed pitches (melodies) using patterns of sound and silence. Songs contain various forms, such as those including the repetitio ...
, with its capital at
Shangqiu. This practice was known as
二王三恪 ("enfeoffment of three generations for two kings"). The Dukes of Song would maintain rites honoring the Shang kings until
Qi conquered Song in 286 BC.
Confucius
Confucius ( ; zh, s=, p=Kǒng Fūzǐ, "Master Kǒng"; or commonly zh, s=, p=Kǒngzǐ, labels=no; – ) was a Chinese philosopher and politician of the Spring and Autumn period who is traditionally considered the paragon of Chinese sages. C ...
was possibly a descendant of the Shang Kings through the Dukes of Song.
The Eastern Han dynasty bestowed the title of Duke of Song and ''"Duke Who Continues and Honours the Yin"'' (
殷紹嘉公) upon Kong An (
孔安 (東漢)) because he was part of the Shang dynasty's legacy.
This branch of the Confucius family is a separate branch from the line that held the title of Marquis of Fengsheng village and later Duke Yansheng.
Another remnant of the Shang established the
vassal state
A vassal state is any state that has a mutual obligation to a superior state or empire, in a status similar to that of a vassal in the feudal system in medieval Europe. Vassal states were common among the empires of the Near East, dating back to ...
of
Guzhu (located in present-day
Tangshan), which
Duke Huan of Qi
Duke Huan of Qi (; died 643 BC), personal name Xiǎobái (小白), was the ruler of the State of Qi from 685 to 643 BC. Living during the chaotic Spring and Autumn period, as the Zhou dynasty's former vassal states fought each other for supremacy ...
destroyed. Many Shang clans that migrated northeast after the dynasty's collapse were integrated into
Yan
Yan may refer to:
Chinese states
* Yan (state) (11th century – 222 BC), a major state in northern China during the Zhou dynasty
* Yan (Han dynasty kingdom), first appearing in 206 BC
* Yan (Three Kingdoms kingdom), officially claimed inde ...
culture during the
Western Zhou period. These clans maintained an élite status and continued practicing the sacrificial and burial traditions of the Shang.
Both Korean and Chinese legends, including reports in the ''Book of Documents'' and the ''Bamboo Annals'', state that a disgruntled Shang prince named
Jizi, who had refused to cede power to the Zhou, left China with a small army. According to these legends, he founded a state known as
Gija Joseon in northwest Korea during the
Gojoseon period of ancient Korean history. However, scholars debate the historical accuracy of these legends.
Early Bronze Age archaeology
Before the 20th century, the
Zhou dynasty
The Zhou dynasty ( ; Old Chinese ( B&S): *''tiw'') was a royal dynasty of China that followed the Shang dynasty. Having lasted 789 years, the Zhou dynasty was the longest dynastic regime in Chinese history. The military control of China by th ...
(1046–256 BC) was the earliest Chinese dynasty that could be verified from its own records. However, during the
Song dynasty
The Song dynasty (; ; 960–1279) was an imperial dynasty of China that began in 960 and lasted until 1279. The dynasty was founded by Emperor Taizu of Song following his usurpation of the throne of the Later Zhou. The Song conquered the rest ...
(960–1279 AD),
antiquarian
An antiquarian or antiquary () is an fan (person), aficionado or student of antiquities or things of the past. More specifically, the term is used for those who study history with particular attention to ancient artifact (archaeology), artifac ...
s collected
bronze
Bronze is an alloy consisting primarily of copper, commonly with about 12–12.5% tin and often with the addition of other metals (including aluminium, manganese, nickel, or zinc) and sometimes non-metals, such as phosphorus, or metalloids such ...
ritual vessels attributed to the Shang era, some of which bore inscriptions.
Yellow River valley
In 1899, several scholars noticed that Chinese pharmacists were selling "
dragon bones" marked with curious and archaic characters. These were finally traced back in 1928 to a site (now called
Yinxu
Yinxu (modern ; ) is the site of one of the ancient and major historical capitals of China. It is the source of the archeological discovery of oracle bones and oracle bone script, which resulted in the identification of the earliest known Chine ...
) near
Anyang
Anyang (; ) is a prefecture-level city in Henan province, China. The northernmost city in Henan, Anyang borders Puyang to the east, Hebi and Xinxiang to the south, and the provinces of Shanxi and Hebei to its west and north respectively.
It had a ...
, north of the
Yellow River
The Yellow River or Huang He (Chinese: , Standard Beijing Mandarin, Mandarin: ''Huáng hé'' ) is the second-longest river in China, after the Yangtze River, and the List of rivers by length, sixth-longest river system in the world at th ...
in modern
Henan
Henan (; or ; ; alternatively Honan) is a landlocked province of China, in the central part of the country. Henan is often referred to as Zhongyuan or Zhongzhou (), which literally means "central plain" or "midland", although the name is al ...
province, where the
Academia Sinica
Academia Sinica (AS, la, 1=Academia Sinica, 3=Chinese Academy; ), headquartered in Nangang, Taipei, is the national academy of Taiwan. Founded in Nanking, the academy supports research activities in a wide variety of disciplines, ranging from ...
undertook archeological excavation until the
Japanese invasion in 1937.
Archaeologists focused on the Yellow River valley in Henan as the most likely site of the states described in the traditional histories. After 1950, the remnants of the earlier walled settlement of
Shang City were discovered near
Zhengzhou
Zhengzhou (; ), also spelt Zheng Zhou and alternatively romanized as Chengchow, is the capital and largest city of Henan Province in the central part of the People's Republic of China. Located in north-central Henan, it is one of the National ...
.
It has been determined that the earth walls at Zhengzhou, erected in the 15th century BC, would have been wide at the base, rising to a height of , and formed a roughly rectangular wall around the ancient city.
[Needham, Volume 4, Part 2, 43.] The rammed earth construction of these walls was an inherited tradition, since much older fortifications of this type have been found at Chinese
Neolithic
The Neolithic period, or New Stone Age, is an Old World archaeological period and the final division of the Stone Age. It saw the Neolithic Revolution, a wide-ranging set of developments that appear to have arisen independently in several parts ...
sites of the
Longshan culture .
In 1959, the site of the
Erlitou culture was found in Yanshi, south of the Yellow River near
Luoyang
Luoyang is a city located in the confluence area of Luo River (Henan), Luo River and Yellow River in the west of Henan province. Governed as a prefecture-level city, it borders the provincial capital of Zhengzhou to the east, Pingdingshan to the ...
.
Radiocarbon dating
Radiocarbon dating (also referred to as carbon dating or carbon-14 dating) is a method for determining the age of an object containing organic material by using the properties of radiocarbon, a radioactive isotope of carbon.
The method was dev ...
suggests that the Erlitou culture flourished c. 2100 BC to 1800 BC. They built large palaces, suggesting the existence of an organized state.
In 1983,
Yanshi Shang City
Yanshi District () is a district in the prefecture-level city of Luoyang in western Henan province, China. Yanshi lies on the Luo River and is the easternmost county-level division of Luoyang.
History
After the Zhou conquest of Shang in mid-11th ...
was discovered north-east of the Erlitou site in Yanshi's Shixianggou Township. This was a large walled city dating from 1600 BC. It had an area of nearly and featured pottery characteristic of the
Erligang culture.
The remains of a walled city of about were discovered in 1999 across the
Huan River from the well explored Yinxu site. The city, now known as
Huanbei
Huanbei () is the site of a Bronze Age city on the northern outskirts of the modern city of Anyang in Henan province, China, discovered in 1999. The name refers to its position to the north (''běi'') of the Huan River. The city seems to have been ...
, was apparently occupied for less than a century and destroyed shortly before the construction of the Yinxu complex. Between 1989 and 2000, an important Shang settlement was excavated near
Xiaoshuangqiao
Xiaoshuangqiao () is the site of a Bronze Age city, located on the southern bank of the Suoxu River, 20 km northwest of Zhengzhou.
At the centre of the site are rammed-earth foundations of palaces. To the north are sacrificial pits containing hum ...
, about 20 km northwest of Zhengzhou. Covering an intermediary period between the
Zhengzhou Site and the late capitals on the
Huan River, it features most prominently sacrificial pits with articulated skeletons of cattle, a quintessential part of the late Shang ritual complex.
Chinese historians were accustomed to the notion of one dynasty succeeding another, and readily identified the Erligang and Erlitou sites with the early Shang and
Xia dynasty
The Xia dynasty () is the first dynasty in traditional Chinese historiography. According to tradition, the Xia dynasty was established by the legendary Yu the Great, after Shun, the last of the Five Emperors, gave the throne to him. In tradi ...
of traditional histories. The actual political situation in early China may have been more complicated, with the Xia and Shang being political entities that existed concurrently, just as the early
Zhou, who established the successor state of the Shang, are known to have existed at the same time as the Shang. It has also been suggested the Xia legend originated as a Shang myth of an earlier people who were their opposites.
Other sites
The
Erligang culture centred on the Zhengzhou site is found across a wide area of China, even as far northeast as the area of modern
Beijing
}
Beijing ( ; ; ), alternatively romanized as Peking ( ), is the capital of the People's Republic of China. It is the center of power and development of the country. Beijing is the world's most populous national capital city, with over 21 ...
, where at least one burial in this region during this period contained both Erligang-style
bronze
Bronze is an alloy consisting primarily of copper, commonly with about 12–12.5% tin and often with the addition of other metals (including aluminium, manganese, nickel, or zinc) and sometimes non-metals, such as phosphorus, or metalloids such ...
utensils and local-style
gold
Gold is a chemical element with the symbol Au (from la, aurum) and atomic number 79. This makes it one of the higher atomic number elements that occur naturally. It is a bright, slightly orange-yellow, dense, soft, malleable, and ductile met ...
jewelry. The discovery of a
Chenggu-style ''ge''
dagger-axe at Xiaohenan demonstrates that even at this early stage of Chinese history, there were some ties between the distant areas of north China. The
Panlongcheng
Panlongcheng () or Panlong City is an archaeological site associated with the Erligang culture () during the Shang dynasty period (). The site is located just north of the Yangtze river, on the bank of the Panlong lake, and is surrounded by the Fus ...
site in the middle
Yangtze valley
The Yangtze or Yangzi ( or ; ) is the longest river in Asia, the third-longest in the world, and the longest in the world to flow entirely within one country. It rises at Jari Hill in the Tanggula Mountains (Tibetan Plateau) and flows ...
was an important regional center of the
Erligang culture.
Accidental finds elsewhere in China have revealed advanced civilizations contemporaneous with but culturally unlike the settlement at Anyang, such as the walled city of
Sanxingdui in
Sichuan
Sichuan (; zh, c=, labels=no, ; zh, p=Sìchuān; alternatively romanized as Szechuan or Szechwan; formerly also referred to as "West China" or "Western China" by Protestant missions) is a province in Southwest China occupying most of the ...
. Western scholars are hesitant to designate such settlements as belonging to the Shang dynasty. Also unlike the Shang, there is no known evidence that the Sanxingdui culture had a system of writing. The late Shang state at Anyang is thus generally considered the first verifiable civilization in Chinese history.
In contrast, the earliest layers of the
Wucheng site, pre-dating Anyang, have yielded pottery fragments containing short sequences of symbols, suggesting that they may be a form of writing quite different in form from
oracle bone characters, but the sample is too small for decipherment.
In 2022, a 3,000-year-old gold burial mask was found in a royal tomb belonging to a high-level noble from the Shang dynasty. The mask predates a similar gold mask discovered at the Sanxingdui archaeological site in 2021, making it the oldest example of this burial practice in China and also illustrating a link between Sanxingdui and the
Zhongyuan civilization. The mask fully covers the face, to ensure that the wearer’s spirits would remain whole. 200 other artifacts were discovered in the Shangcheng tombs, including gold leaves and plaques inlaid with turquoise, coins made from shell, and bronze and jade weapons.
Genetic studies
A study of
mitochondrial DNA
Mitochondrial DNA (mtDNA or mDNA) is the DNA located in mitochondria, cellular organelles within eukaryotic cells that convert chemical energy from food into a form that cells can use, such as adenosine triphosphate (ATP). Mitochondrial D ...
(inherited in the maternal line) from Yinxu graves showed similarity with modern northern
Han Chinese
The Han Chinese () or Han people (), are an East Asian ethnic group native to China. They constitute the world's largest ethnic group, making up about 18% of the global population and consisting of various subgroups speaking distinctive va ...
, but significant differences from southern Han Chinese.
Absolute chronology
The earliest securely dated event in Chinese history is the start of the
Gonghe Regency
The Gonghe Regency () was an interregnum period in Chinese history from 841 BC to 828 BC, after King Li of Zhou was exiled by his nobles during the Compatriots Rebellion, when the Chinese people rioted against their old corrupt king. It lasted unt ...
in 841 BC, early in the
Zhou dynasty
The Zhou dynasty ( ; Old Chinese ( B&S): *''tiw'') was a royal dynasty of China that followed the Shang dynasty. Having lasted 789 years, the Zhou dynasty was the longest dynastic regime in Chinese history. The military control of China by th ...
, a date first established by the
Han dynasty
The Han dynasty (, ; ) was an imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–207 BC) and a warr ...
historian
Sima Qian
Sima Qian (; ; ) was a Chinese historian of the early Han dynasty (206AD220). He is considered the father of Chinese historiography for his ''Records of the Grand Historian'', a general history of China covering more than two thousand years b ...
. Attempts to establish earlier dates have been plagued by doubts about the origin and transmission of traditional texts and the difficulties in their interpretation. More recent attempts have compared the traditional histories with archaeological and astronomical data.
At least 44 dates for the end of the dynasty have been proposed, ranging from 1130 BC to 1018 BC.
* The traditional dates of the dynasty, from 1766 BC to 1122 BC, were calculated by
Liu Xin during the Han dynasty.
* A calculation based on the "old text" of the ''
Bamboo Annals
The ''Bamboo Annals'' (), also known as the ''Ji Tomb Annals'' (), is a chronicle of ancient China.
It begins in the earliest legendary time (the age of the Yellow Emperor) and extends to 299 BC, with the later centuries focusing on the history ...
'' yields dates of 1523 BC to 1027 BC.
* David Pankenier, by attempting to identify astronomical events mentioned in Zhou texts, dated the beginning of the dynasty at 1554 BC and its overthrow at 1046 BC.
* The
Xia–Shang–Zhou Chronology Project
The Xia–Shang–Zhou Chronology Project () was a multi-disciplinary project commissioned by the People's Republic of China in 1996 to determine with accuracy the location and time frame of the Xia, Shang, and Zhou dynasties.
The project was dir ...
identified the establishment of the dynasty with the foundation of an
Erligang culture walled city at
Yanshi, dated at c. 1600 BC. The project also arrived at an end date of 1046 BC, based on a combination of the astronomical evidence considered by David Pankenier and dating of archaeological layers.
*
Radiocarbon dating
Radiocarbon dating (also referred to as carbon dating or carbon-14 dating) is a method for determining the age of an object containing organic material by using the properties of radiocarbon, a radioactive isotope of carbon.
The method was dev ...
of oracle bones has yielded an end date of 1041 BC, with an uncertainty of about 10 years.
Late Shang at Anyang
![Oracle bones pit](https://upload.wikimedia.org/wikipedia/commons/5/59/Oracle_bones_pit.JPG)
The oldest extant direct records date from approximately 1250 BC at Anyang, covering the reigns of the last nine Shang kings.
The Shang had a fully developed system of writing, preserved on
bronze inscriptions
Chinese bronze inscriptions, also commonly referred to as bronze script or bronzeware script, are writing in a variety of Chinese scripts on ritual bronzes such as ''zhōng'' bells and '' dǐng'' tripodal cauldrons from the Shang dynasty (2nd mi ...
and a small number of other writings on pottery, jade and other stones, horn, etc., but most prolifically on
oracle bones. The complexity and sophistication of this writing system indicates an earlier period of development, but direct evidence of that development is still lacking. Other advances included the invention of many musical instruments and celestial observations of
Mars
Mars is the fourth planet from the Sun and the second-smallest planet in the Solar System, only being larger than Mercury (planet), Mercury. In the English language, Mars is named for the Mars (mythology), Roman god of war. Mars is a terr ...
and various
comet
A comet is an icy, small Solar System body that, when passing close to the Sun, warms and begins to release gases, a process that is called outgassing. This produces a visible atmosphere or coma, and sometimes also a tail. These phenomena ar ...
s by Shang astronomers.
Their civilization was based on
agriculture
Agriculture or farming is the practice of cultivating plants and livestock. Agriculture was the key development in the rise of sedentary human civilization, whereby farming of domesticated species created food surpluses that enabled people to ...
and augmented by
hunting
Hunting is the human activity, human practice of seeking, pursuing, capturing, or killing wildlife or feral animals. The most common reasons for humans to hunt are to harvest food (i.e. meat) and useful animal products (fur/hide (skin), hide, ...
and
animal husbandry
Animal husbandry is the branch of agriculture concerned with animals that are raised for meat, fibre, milk, or other products. It includes day-to-day care, selective breeding, and the raising of livestock. Husbandry has a long history, starti ...
.
In addition to war, the Shang also practiced
human sacrifice
Human sacrifice is the act of killing one or more humans as part of a ritual, which is usually intended to please or appease gods, a human ruler, an authoritative/priestly figure or spirits of dead ancestors or as a retainer sacrifice, wherein ...
.
Crania of sacrificial victims have been found to be similar to modern Chinese ones (based on comparisons with remains from
Hainan
Hainan (, ; ) is the smallest and southernmost province of the People's Republic of China (PRC), consisting of various islands in the South China Sea. , the largest and most populous island in China,The island of Taiwan, which is slightly l ...
and
Taiwan
Taiwan, officially the Republic of China (ROC), is a country in East Asia, at the junction of the East and South China Seas in the northwestern Pacific Ocean, with the People's Republic of China (PRC) to the northwest, Japan to the nort ...
).
Cowry shells were also excavated at
Anyang
Anyang (; ) is a prefecture-level city in Henan province, China. The northernmost city in Henan, Anyang borders Puyang to the east, Hebi and Xinxiang to the south, and the provinces of Shanxi and Hebei to its west and north respectively.
It had a ...
, suggesting trade with coast-dwellers, but there was very limited sea trade since China was isolated from other large civilizations during the Shang period. Trade relations and diplomatic ties with other formidable powers via the
Silk Road
The Silk Road () was a network of Eurasian trade routes active from the second century BCE until the mid-15th century. Spanning over 6,400 kilometers (4,000 miles), it played a central role in facilitating economic, cultural, political, and reli ...
and Chinese voyages to the Indian Ocean did not exist until the reign of
Emperor Wu during the
Han dynasty
The Han dynasty (, ; ) was an imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–207 BC) and a warr ...
(206 BC – 221 AD).
Court life
![Tomb Fu Hao YinXu](https://upload.wikimedia.org/wikipedia/commons/f/f2/Tomb_Fu_Hao_YinXu.jpg)
At the excavated royal palace of
Yinxu
Yinxu (modern ; ) is the site of one of the ancient and major historical capitals of China. It is the source of the archeological discovery of oracle bones and oracle bone script, which resulted in the identification of the earliest known Chine ...
, large stone pillar bases were found along with
rammed earth foundations and platforms, which according to Fairbank, were "as hard as cement". These foundations in turn originally supported 53 buildings of wooden
post-and-beam
Timber framing (german: Holzfachwerk) and "post-and-beam" construction are traditional methods of building with heavy timbers, creating structures using squared-off and carefully fitted and joined timbers with joints secured by large wooden ...
construction. In close proximity to the main palatial complex, there were underground pits used for storage, servants' quarters, and housing quarters.
Many Shang royal tombs had been tunneled into and ravaged by
grave robbers
Grave robbery, tomb robbing, or tomb raiding is the act of uncovering a grave, tomb or crypt to steal commodities. It is usually perpetrated to take and profit from valuable artefacts or personal property. A related act is body snatching, a term ...
in ancient times, but in the spring of 1976, the
discovery of Tomb 5 at Yinxu revealed a tomb that was not only undisturbed, but one of the most richly furnished Shang tombs that archaeologists had yet come across. With over 200 bronze ritual vessels and 109 inscriptions of
Lady Fu Hao's name,
Zheng Zhenxiang
Zheng Zhenxiang () is a Chinese archaeologist most famous for excavating the Bronze Age tomb of Fuhao at Anyang. She has been referred to as the 'First Lady of Chinese Archaeology'.
Career
After completing her undergraduate degree at Peking Un ...
and other archaeologists realized they had stumbled across the tomb of
King Wu Ding's most famous consort, Fu Hao, who is mentioned in 170 to 180 Shang oracle bone inscriptions, and who was also renowned as a military general. Along with bronze vessels,
stoneware and pottery vessels, bronze weapons,
jade
Jade is a mineral used as jewellery or for ornaments. It is typically green, although may be yellow or white. Jade can refer to either of two different silicate minerals: nephrite (a silicate of calcium and magnesium in the amphibole group of ...
figures and hair combs, and bone hairpins were found. The archaeological team argue that the large assortment of weapons and ritual vessels in her tomb correlate with the oracle bone accounts of her military and ritual activities.
The capital was the center of court life. Over time, court rituals to appease spirits developed, and in addition to his secular duties, the king would serve as the head of the
ancestor worship cult. Often, the king would even perform oracle bone divinations himself, especially near the end of the dynasty. Evidence from excavations of the royal tombs indicates that royalty were buried with articles of value, presumably for use in the afterlife. Perhaps for the same reason, hundreds of commoners, who may have been
slave
Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
s, were buried alive with the royal corpse.
A line of hereditary Shang kings ruled over much of northern China, and Shang troops fought frequent wars with neighboring settlements and nomadic herdsmen from the inner Asian
steppe
In physical geography, a steppe () is an ecoregion characterized by grassland plains without trees apart from those near rivers and lakes.
Steppe biomes may include:
* the montane grasslands and shrublands biome
* the temperate grasslands, ...
s. The Shang king, in his oracular divinations, repeatedly showed concern about the ''fang'', barbarians living outside of the civilized ''tu'' regions, which made up the center of Shang territory. In particular, the ''tufang'' group of the
Yanshan region were regularly mentioned as hostile to the Shang.
Apart from their role as the head military commanders, Shang kings also asserted their social supremacy by acting as the high priests of society and leading the divination ceremonies. As the oracle bone texts reveal, the Shang kings were viewed as the best qualified members of society to offer sacrifices to their royal ancestors and to the high god
Di, who in their beliefs was responsible for the rain, wind, and thunder.
The King appointed officials to manage certain activities, usually in a specified area. These included field (agricultural) officials 田, pastors 牧, dog officers 犬 (hunting), and guards 衛. These officers led their own retinues in the conduct of their duties, and some grew more independent and emerged as rulers of their own. There was a basic system of bureaucracy in place, with references to positions such as the "Many Dog officers", "Many horse officers", the "Many Artisans", the "Many Archers" or court titles like "Junior Servitor for Cultivation" or "Junior Servitor for labourers". More distant rulers were known as marquess 侯 or count 伯, who sometimes provided tribute and support to the Shang King in exchange for military aid and augury services. However these alliances were unstable, as indicated by the frequent royal divinations about the sustainability of such relations.
The existence of records regarding enemy kills, prisoners and booty taken point to the existence of a proto-bureaucracy of written documents.
Religion
![Shang bronze masks, 16-14th](https://upload.wikimedia.org/wikipedia/commons/3/36/Shang_bronze_masks%2C_16-14th.JPG)
Shang religious rituals featured divination and sacrifice. The degree to which
shamanism
Shamanism is a religious practice that involves a practitioner (shaman) interacting with what they believe to be a Spirit world (Spiritualism), spirit world through Altered state of consciousness, altered states of consciousness, such as tranc ...
was a central aspect of Shang religion is a subject of debate.
There were six main recipients of sacrifice: (1) Di (the High God), (2) nature powers like the sun and mountain powers, (3) former lords, deceased humans who had been added to the dynastic pantheon, (4) pre-dynastic ancestors, (5) dynastic ancestors, and (6) royal wives who were ancestors of the present king.
The Shang believed that their ancestors held power over them and performed divination rituals to secure their approval for planned actions. Divination involved cracking a turtle carapace or ox scapula to answer a question, and to then record the response to that question on the bone itself. It is unknown what criteria the diviners used to determine the response, but it is believed to be the sound or pattern of the cracks on the bone.
The Shang also seem to have believed in an afterlife, as evidenced by the elaborate burial tombs built for deceased rulers. Often "carriages, utensils, sacrificial vessels,
ndweapons" would be included in the tomb. A king's burial involved the burial of up to a few hundred humans and horses as well to accompany the king into the afterlife, in some cases even numbering four hundred. Finally, tombs included ornaments such as jade, which the Shang may have believed to protect against decay or confer immortality.
The Shang religion was highly bureaucratic and meticulously ordered. Oracle bones contained descriptions of the date, ritual, person, ancestor, and questions associated with the divination. Tombs displayed highly ordered arrangements of bones, with groups of skeletons laid out facing the same direction.
Bronze working
![Bronze square ding (cauldron) with human faces](https://upload.wikimedia.org/wikipedia/commons/a/a3/Bronze_square_ding_%28cauldron%29_with_human_faces.jpg)
Chinese bronze casting and pottery advanced during the Shang dynasty, with bronze typically being used for ritually significant, rather than primarily utilitarian, items. As early as c. 1500 BC, the early Shang dynasty engaged in large-scale production of
bronze
Bronze is an alloy consisting primarily of copper, commonly with about 12–12.5% tin and often with the addition of other metals (including aluminium, manganese, nickel, or zinc) and sometimes non-metals, such as phosphorus, or metalloids such ...
-ware vessels and weapons. This production required a large labor force that could handle the mining, refining, and transportation of the necessary
copper
Copper is a chemical element with the symbol Cu (from la, cuprum) and atomic number 29. It is a soft, malleable, and ductile metal with very high thermal and electrical conductivity. A freshly exposed surface of pure copper has a pinkis ...
,
tin
Tin is a chemical element with the symbol Sn (from la, stannum) and atomic number 50. Tin is a silvery-coloured metal.
Tin is soft enough to be cut with little force and a bar of tin can be bent by hand with little effort. When bent, t ...
, and
lead
Lead is a chemical element with the symbol Pb (from the Latin ) and atomic number 82. It is a heavy metal that is denser than most common materials. Lead is soft and malleable, and also has a relatively low melting point. When freshly cu ...
ores. This in turn created a need for official managers that could oversee both hard-laborers and skilled artisans and craftsmen. The Shang royal court and aristocrats required a vast number of different bronze vessels for various ceremonial purposes and events of religious
divination
Divination (from Latin ''divinare'', 'to foresee, to foretell, to predict, to prophesy') is the attempt to gain insight into a question or situation by way of an occultic, standardized process or ritual. Used in various forms throughout histor ...
. Ceremonial rules even decreed how many bronze containers of each type a nobleman or noblewoman of a certain rank could own. With the increased amount of bronze available, the army could also better equip itself with an assortment of bronze weaponry. Bronze was also used for the fittings of
spoke
A spoke is one of some number of rods radiating from the center of a wheel (the hub where the axle connects), connecting the hub with the round traction surface.
The term originally referred to portions of a log that had been riven (split l ...
-wheeled
chariot
A chariot is a type of cart driven by a charioteer, usually using horses to provide rapid motive power. The oldest known chariots have been found in burials of the Sintashta culture in modern-day Chelyabinsk Oblast, Russia, dated to c. 2000&nbs ...
s, which appeared in China around 1200 BC.
File:Dinastia shang, tipode ding biansato, xiii-xii sec. ac.JPG, A Shang dynasty bronze ''ding'' vessel
File:HouMuWuDingFullView.jpg, The Shang dynasty Houmuwu Ding is the heaviest piece of bronze work found in China so far.
File:Liu Ding.jpg, A late Shang dynasty bronze ''ding'' vessel with taotie motif
File:Gu wine vessel from the Shang Dynasty.jpg, Bronze ''gū'' ritual wine vessel
File:La Tigresse, bronze vessel to preserve drink. Hunan, 11th BC. Cernuschi museum.jpg, A Shang dynasty bronze vessel to preserve drink
Military
![CMOC Treasures of Ancient China exhibit - bronze battle axe](https://upload.wikimedia.org/wikipedia/commons/0/04/CMOC_Treasures_of_Ancient_China_exhibit_-_bronze_battle_axe.jpg)
Bronze weapons were an integral part of Shang society. Shang infantry were armed with a variety of stone and bronze weaponry, including ''máo'' (矛) spears, ''yuè'' (鉞) pole-axes, ''gē'' (戈) pole-based
dagger-axes, composite bows, and bronze or leather helmets.
The
chariot
A chariot is a type of cart driven by a charioteer, usually using horses to provide rapid motive power. The oldest known chariots have been found in burials of the Sintashta culture in modern-day Chelyabinsk Oblast, Russia, dated to c. 2000&nbs ...
first appeared in China around 1200 BC, during the reign of Wu Ding. There is little doubt that the chariot entered China through Central Asia and the Northern Steppe, possibly indicating some form of contact with the
Indo-Europeans. Recent archaeological finds have shown that the late Shang used horses, chariots, bows, and practiced
horse burials that are similar to the steppe peoples to the west. Oracle bone inscriptions suggest that the Shang used chariots in royal hunts and in battle only as mobile command vehicles. In contrast, the western enemies of the Shang, such as the Zhou, began to use limited numbers of chariots in battle towards the end of the Shang period.
Although the Shang depended upon the military skills of their nobility, Shang rulers could mobilize the masses of town-dwelling and rural commoners as conscript laborers and soldiers for both campaigns of defense and conquest. Aristocrats and other state rulers were obligated to furnish their local garrisons with all necessary equipment, armor, and armaments. The Shang king maintained a force of about a thousand troops at his capital and would personally lead this force into battle. A rudimentary military bureaucracy was also needed in order to muster forces ranging from three to five thousand troops for border campaigns to thirteen thousand troops for suppressing rebellions.
Kings
![Shang Bronze Battle Axe](https://upload.wikimedia.org/wikipedia/commons/7/71/Shang_Bronze_Battle_Axe.jpg)
The earliest records are the
oracle bones inscribed during the reigns of the Shang kings from
Wu Ding
Wu Ding (); personal name Zi Zhao, was a king of the Shang dynasty who ruled China around 1200s BC. He is the earliest figure in Chinese history mentioned in contemporary records. The annals of the Shang dynasty compiled by later historians were o ...
.
The oracle bones do not contain king lists, but they do record the sacrifices to previous kings and the ancestors of the current king, which follow a standard schedule that scholars have reconstructed. From this evidence, scholars have assembled the implied king list and genealogy, finding that it is in substantial agreement with the later accounts, especially for later kings.
According to this implied king list, Wu Ding was the twenty-first Shang king.
The Shang kings were referred to in the oracle bones by
posthumous name
A posthumous name is an honorary name given mostly to the notable dead in East Asian culture. It is predominantly practiced in East Asian countries such as China, Korea, Vietnam, Japan, and Thailand. Reflecting on the person's accomplishments or ...
s.
The last character of each name is one of the 10
celestial stems, which also denoted the day of the 10-day Shang week on which sacrifices would be offered to that ancestor within the ritual schedule.
There were more kings than stems, so the names have distinguishing prefixes such as ''da'' (greater, 大), 中 ''zhong'' (middle, 中), 小 ''xiao'' (lesser, 小), ''bu'' (outer, 卜), ''zu'' (ancestor, 祖) and a few more obscure names.
The kings, in the order of succession derived from the oracle bones, are here grouped by generation. Later reigns were assigned to oracle bone diviner groups by
Dong Zuobin
Dong Zuobin or Tung Tso-pin (1895–1963) was a Chinese archaeologist. He was a leading authority on the oracle bone and turtle shell inscriptions of the Shang dynasty (1600-1046 BC). In 1928, Dong supervised the first archaeological dig of An ...
.
The oracle bones have been radiocarbon dated and results are given below. The dates given are uncertainty ranges, not regnal years. That is to say, there is a 80 to 90 percent chance that the divinations recorded were performed within the given date range.
See also
*
Chinese sovereign
*
Historical capitals of China
This is a list of historical capitals of China.
Four Great Ancient Capitals
There are traditionally four major historical capitals of China referred to as the "Four Great Ancient Capitals of China" (). The four are Beijing, Nanjing, Luoyang and X ...
*
Women in ancient and imperial China
Women in ancient and imperial China were restricted from participating in various realms of social life, through social stipulations that they remain indoors, whilst outside business should be conducted by men. The strict division of the sexes, a ...
Notes
References
Citations
Works cited
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* A 1985 paperback 2nd edition is still in print, .
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* (English translation of ''Wénzìxué Gàiyào'' 文字學概要, Shangwu, 1988.)
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Further reading
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External links
Zhengzhou Shang City Site
{{Authority control
States and territories established in the 16th century BC
States and territories disestablished in the 11th century BC
Dynasties in Chinese history
Former countries in Chinese history
11th century BC
11th century BC in China
16th-century BC establishments in China