The Security Industry Authority (SIA) is the statutory organisation responsible for regulating the private security industry in the
UK. Established as a
non-departmental public body
In the United Kingdom, non-departmental public body (NDPB) is a classification applied by the Cabinet Office, Treasury, the Scottish Government and the Northern Ireland Executive to public sector organisations that have a role in the process of n ...
in 2003, the SIA reports to the
Home Secretary
The secretary of state for the Home Department, otherwise known as the home secretary, is a senior minister of the Crown in the Government of the United Kingdom. The home secretary leads the Home Office, and is responsible for all national ...
under the terms of the Private Security Industry Act 2001.
The two duties of the SIA are to regulate the compulsory licensing of individuals who undertake designated activities within the
private security
A private security company (PSC) is a business entity which provides armed or unarmed security services and expertise to clients in the private or public sectors.
Overview
Private security companies are defined by the U.S. Bureau of Labor Stat ...
industry and to manage a voluntary Approved Contractor Scheme, which measures private security service suppliers against independently established assessment criteria.
SIA licensing
One of the main duties of the SIA is the compulsory licensing of individuals working in specific sectors of the private security industry. Whether or not an individual requires a licence is determined by: "the role that is performed" and "the activity that is undertaken". These are described fully in Section 3 and Schedule 2 of the
Private Security Industry Act 2001 (as amended). It is a
criminal offence to engage in licensable conduct without a licence: if found guilty, the maximum penalty is six months imprisonment and/or an unlimited fine
Licensable activities (sectors)
The activities defined as licensable by the Act are:
*
Cash and Valuables in Transit (CVIT)
*
Close Protection (CP)
* Door Supervision (DS)
*
Public Space Surveillance (CCTV)
* Security Guarding (SG)
* Vehicle Immobilisation (VI)
* Key Holding (KH)
The Private Security Industry Act 2001 (as amended) allows for SIA licensing of private investigation activities, security consultants and precognition agents but the SIA does not license these activities. On 1 October 2012 the
Protection of Freedoms Act 2012 made it an offence to undertake vehicle immobilisation in
England
England is a country that is part of the United Kingdom. It shares land borders with Wales to its west and Scotland to its north. The Irish Sea lies northwest and the Celtic Sea to the southwest. It is separated from continental Europe b ...
and
Wales
Wales ( cy, Cymru ) is a Countries of the United Kingdom, country that is part of the United Kingdom. It is bordered by England to the Wales–England border, east, the Irish Sea to the north and west, the Celtic Sea to the south west and the ...
without lawful authority. The SIA cancelled most of the vehicle immobiliser licences held by individuals in England and Wales. Exceptions were made for those individuals wishing to undertake vehicle immobilisation activities in Northern Ireland (where vehicle immobilisation is still legal) or key holding and non-front line security roles in the
United Kingdom
The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain, is a country in Europe, off the north-western coast of the continental mainland. It comprises England, Scotland, Wales and North ...
(which any SIA licence allows). On 31 July 2013 the Home Secretary announced that the SIA will be regulating private investigators. No deadline was given, although the announcement stated that "The regulation of private investigators will be introduced as quickly as possible and the new regime will begin next year
014 014 may refer to:
* Argus As 014
* BIND-014
* 014 Construction Unit
* Divi Divi Air Flight 014
* Pirna 014
* Tyrrell 014
The Tyrrell 014 was a Formula One car, designed for Tyrrell Racing by Maurice Philippe for use in the season. The cars wer ...
.
Two Types of SIA licence
There are two types of SIA licence:
* A front line licence is required if undertaking licensable activity, other than key holding activities (this also covers undertaking non-front line activity). A front line licence is in the form of a credit card-sized plastic card that must be worn, subject to the licence conditions.
* A non-front line licence is required for those who manage, supervise and/or employ individuals who engage in licensable activity, as long as front line activity is not carried out – this includes directors or partners. A non-front line licence is issued in the form of a letter that also covers key holding activities.
In-house guarding
The Private Security Industry Act 2001 does not require manned guards employed in-house to be licensed unless their activities are in relation to licensed premises. The SIA was charged by
Parliament
In modern politics, and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: Representation (politics), representing the Election#Suffrage, electorate, making laws, and overseeing ...
to investigate the implications of extending the legislation to cover in-house manned guards once licensing of the private security industry had been in force for three to four years. To meet this obligation the SIA consulted widely through a range of mechanisms. Its assessment of the evidence took into account that regulation should only be targeted where action was needed; that regulation should only intervene where there is a clear case for public protection, and any proposal for further regulation should be proportionate and follow a
risk-based approach Regulatory risk differentiation is the process used by a regulatory authority (the regulator - most often a tax administration) to systemically treat entities differently based on the regulator's assessment of the risks of the entity's non-complian ...
. Its conclusion is that there is no clearly defined or substantiated risk to public protection to be addressed and that it is unable to make a case which would justify extending its remit to include the licensing of in-house guards.
Licence-linked qualifications
Individuals applying for a front line SIA licence must prove that they are properly qualified to do their job. If they don't hold one of the SIA-endorsed qualifications then their licence application will be refused. The licence-linked qualifications are intended for individuals entering the private security industry. Their purpose is to ensure that the individual is capable of performing their duties in a manner that will not cause harm to themselves or any member of the public. The qualifications are meant to address the core areas of the role; they are not intended to cover all of the training that an operative could possibly have.
The SIA does not run training courses or award qualifications and does not approve or vet training providers. The SIA specifies the knowledge and skills that a licence holder needs to know and be able to do and these specifications form the basis of the qualifications linked to SIA licensing. The SIA has endorsed certain awarding bodies to offer these qualifications and approve training providers. As of December 2017 these awarding bodies are: AoFAQualifications; BIIAB; City & Guilds; HABC; IQ;
NOCN
The National Open College Network (NOCN), formerly known as the Open College Network (OCN), is a United Kingdom organisation developed to recognise informal learning achieved by adults.
History
The first organisation of this type was created in ...
; Pearson BTEC; SQA; Trident Awards. These organisations approve training providers, who in turn offer training courses to the public.
In January 2008,
Panorama
A panorama (formed from Greek πᾶν "all" + ὅραμα "view") is any wide-angle view or representation of a physical space, whether in painting, drawing, photography, film, seismic images, or 3D modeling. The word was originally coined in ...
carried out an undercover investigation into the training that candidates were undertaking to obtain their SIA licences. This revealed that mobile phone use and open talking in exams was common practice during the training course and examination that the reporter took.
Training malpractice such as this is a matter for the various UK Qualification Regulatory Authorities. Training malpractice can be defined as any deliberate activity, neglect, default or other practice that compromises the integrity of the assessment process and / or the validity of certificates.
Confirmed cases of training malpractice may result in:
* the relevant awarding body or bodies removing the training centre's approval
* the SIA revoking the licences of those licence holders who benefited from the malpractice.
Approved Contractor Scheme
One of the main duties of the SIA is to manage the Approved Contractor Scheme (ACS), a voluntary quality assurance scheme that measures private security suppliers against independently assessed operational and performance standards. Organisations that meet these standards are awarded 'Approved Contractor' status. At the end of March 2012, the total number of approved contractors was 729.
The ACS is based upon widely recognised business improvement models:
ISO9001 and the
European Foundation for Quality Management (EFQM) Excellence Model. The Scheme also references the
British Standard
British Standards (BS) are the standards produced by the BSI Group which is incorporated under a royal charter and which is formally designated as the national standards body (NSB) for the UK. The BSI Group produces British Standards under the a ...
codes of practice applicable to the private security industry and conformance to the relevant codes is built into the ACS requirements.
Companies applying to the scheme are assessed against 89 individual indicators of achievement. The SIA does not normally assess contractors directly, though it may do so in exceptional circumstances. The usual practice is for assessment by one of the SIA's appointed assessing bodies. As of August 2010, these
UKAS-accredited assessing bodies are: BSI; Chamber Certification Assessment Services Ltd; NSI (prop. Insight Certification Ltd); ISOQAR; SSAIB.
SIA approval is only available for the activities of an organisation that are regulated under the Private Security Industry Act 2001. Approval is sector-specific, so a company offering two different kinds of private security services may be approved in one but not the other. To maintain approval an approved contractor must re-register every year and renew approval every three years. This process means that approved contractors are independently assessed on an annual basis.
ACS scoring
The ACS scoring system was not designed to be a differentiation tool. However, it can assist when gauging overall quality, provided that its limitations are understood.
It is important that the score is looked at alongside other differentiators (such as the contractor's reputation in the marketplace or the quality of its tender response) and not in isolation.
* Contractors with a score of 56 or higher would be in the top half of performance for approved contractors
* Contractors with a score of 130 or higher would be in the top 5%
Falsely claiming approval
Claiming to be an approved contractor when this is not the case is an offence under section 16 of the Private Security Industry Act 2001. A section 16 offence includes use of the Approved Contractor Scheme accreditation mark or the use of language that may suggest approval or endorsement, such as "SIA registered" or "SIA member". The penalties for committing an offence under Section 16 are:
* Upon summary conviction at a
Magistrate's Court
A magistrates' court is a lower court where, in several jurisdictions, all criminal proceedings start. Also some civil matters may be dealt with here, such as family proceedings.
Courts
* Magistrates' court (England and Wales)
* Magistrate's Cour ...
,
Sheriff Court or
District Court, a fine of up to £5,000.
* Upon conviction on indictment at
Crown Court
The Crown Court is the court of first instance of England and Wales responsible for hearing all Indictable offence, indictable offences, some Hybrid offence, either way offences and appeals lied to it by the Magistrates' court, magistrates' court ...
,
High Court of Justiciary or Sheriff and jury trial, an unlimited fine.
Criticisms
In July 2016 the SIA shut down its contact centre. This was done partly to reduce the SIA's running costs and partly because of the SIA's plans for private security businesses to take a more active role in supporting the licensing of employees. This decision generated criticism from people unhappy at what they saw as poor customer service.
In 2017 it was widely reported that people going through the licence renewal process were experiencing significant delays.
The future of the SIA
On 14 October 2010 the
UK Government's Cabinet Office made an announcement on the future of many public bodies. Its intention for the SIA was stated as: "Security Industry Authority – No Longer an
NDPB
In the United Kingdom, non-departmental public body (NDPB) is a classification applied by the Cabinet Office, Treasury, the Scottish Government and the Northern Ireland Executive to public sector organisations that have a role in the process of n ...
– Phased transition to new regulatory regime." The exact nature of this new regulatory regime is yet to be determined. In the meantime the existing regulatory regime remains in place and existing laws will continue to be enforced.
In March 2011 the SIA was removed from Schedule 1 of the Public Bodies Bill (subsequently, the Public Bodies Act 2011
).
On 20 November 2012 the
Home Office published a consultation document entitled 'Consultation on a Future Regulatory Regime for the Private Security Industry'. The document proposes a regime in which individuals will continue to be licensed but the primary focus of the regulator will shift to a system of business regulation. The future status of the SIA is not considered.
On 11 January 2016 it was announced that a consultation into the future of the SIA was being conducted. The closing date for submissions is 18 February 2016. Organisations and individuals could submit opinions and experiences.
References
{{Authority control
Security organizations
Home Office (United Kingdom)
Non-departmental public bodies of the United Kingdom government
2003 establishments in the United Kingdom
Government agencies established in 2003
Private security industry