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Saruman, also called Saruman the White, is a fictional character of
J. R. R. Tolkien John Ronald Reuel Tolkien (, ; 3 January 1892 – 2 September 1973) was an English writer and philology, philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was ...
's fantasy novel ''
The Lord of the Rings ''The Lord of the Rings'' is an epic high-fantasy novel by English author and scholar J. R. R. Tolkien. Set in Middle-earth, intended to be Earth at some time in the distant past, the story began as a sequel to Tolkien's 1937 children's boo ...
''. He is leader of the Istari, wizards sent to
Middle-earth Middle-earth is the fictional setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf''. Middle-earth is t ...
in human form by the godlike Valar to challenge
Sauron Sauron (pronounced ) is the title character and the primary antagonist, through the forging of the One Ring, of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor and has the ambition of ruling the whole of Middl ...
, the main antagonist of the novel, but eventually he desires Sauron's power for himself and tries to take over Middle-earth by force from his base at
Isengard In J. R. R. Tolkien's fantasy writings, Isengard () is a large fortress in Nan Curunír, the Wizard's Vale, in the western part of Middle-earth. In the fantasy world, the name of the fortress is described as a translation of Angrenost, a word ...
. His schemes feature prominently in the second volume, ''
The Two Towers ''The Two Towers'' is the second volume of J. R. R. Tolkien's high fantasy novel ''The Lord of the Rings''. It is preceded by ''The Fellowship of the Ring'' and followed by ''The Return of the King''. Title and publication ''The Lord of the R ...
''; he appears briefly at the end of the third volume, ''
The Return of the King ''The Return of the King'' is the third and final volume of J. R. R. Tolkien's ''The Lord of the Rings'', following ''The Fellowship of the Ring'' and ''The Two Towers''. It was published in 1955. The story begins in the kingdom of Gondor, whi ...
''. His earlier history is summarized in the posthumously published ''
The Silmarillion ''The Silmarillion'' () is a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited and published posthumously by his son Christopher Tolkien in 1977, assisted by the fantasy author Guy Gavriel ...
'' and ''
Unfinished Tales ''Unfinished Tales of Númenor and Middle-earth'' is a collection of stories and essays by J. R. R. Tolkien that were never completed during his lifetime, but were edited by his son Christopher Tolkien and published in 1980. Many of the tales ...
''. Saruman is one of several characters in the book illustrating the corruption of power; his desire for knowledge and order leads to his fall, and he rejects the chance of redemption when it is offered. The name ''Saruman'' () means "man of skill or cunning" in the
Mercian dialect Mercian was a dialect spoken in the Anglian kingdom of Mercia (roughly speaking the Midlands of England, an area in which four kingdoms had been united under one monarchy). Together with Northumbrian, it was one of the two Anglian dialects. Th ...
of
Anglo-Saxon The Anglo-Saxons were a Cultural identity, cultural group who inhabited England in the Early Middle Ages. They traced their origins to settlers who came to Britain from mainland Europe in the 5th century. However, the ethnogenesis of the Anglo- ...
; he serves as an example of technology and modernity being overthrown by forces more in tune with nature.


Appearances


''The Lord of the Rings''

The ''Lord of the Rings'' describes a quest to destroy the
One Ring The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story ''The Hobbit'' (1937) as a magic ring that grants the w ...
, a powerful and evil talisman created by the Dark Lord
Sauron Sauron (pronounced ) is the title character and the primary antagonist, through the forging of the One Ring, of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor and has the ambition of ruling the whole of Middl ...
to control
Middle-earth Middle-earth is the fictional setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf''. Middle-earth is t ...
. Sauron lost the Ring in battle thousands of years before the beginning of the story, and it is now held in secret in
the Shire The Shire is a region of J. R. R. Tolkien's fictional Middle-earth, described in ''The Lord of the Rings'' and other works. The Shire is an inland area settled exclusively by hobbits, the Shire-folk, largely sheltered from the goings-on in the ...
by the
hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
Bilbo Baggins Bilbo Baggins is the title character and protagonist of J. R. R. Tolkien's 1937 novel ''The Hobbit'', a supporting character in ''The Lord of the Rings'', and the fictional narrator (along with Frodo Baggins) of many of Tolkien's Middle-eart ...
, who passes it on to
Frodo Baggins Frodo Baggins is a fictional character in J. R. R. Tolkien's writings, and one of the protagonists in ''The Lord of the Rings''. Frodo is a hobbit of the Shire who inherits the One Ring from his cousin Bilbo Baggins, described familiarly as "u ...
, one of the story's protagonists. Early in the first volume, ''
The Fellowship of the Ring ''The Fellowship of the Ring'' is the first of three volumes of the epic novel ''The Lord of the Rings'' by the English author J. R. R. Tolkien. It is followed by ''The Two Towers'' and ''The Return of the King''. It takes place in the fiction ...
'', the wizard
Gandalf Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the ''Istari'' order, and the leader of the Fellowship of the Ring (characters), Fellowship of t ...
describes Saruman as "the chief of my order" Book 1 Chapter 2 "
The Shadow of the Past "The Shadow of the Past" is the second chapter of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. Tolkien called it "the crucial chapter"; the Tolkien scholar Tom Shippey labelled it "th ...
".
and head of the
White Council Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a wizard, one of the ''Istari'' order, and the leader of the Fellowship of the Ring. Tolkien took the name "Gandalf" from the Old Norse ...
that forced Sauron from
Mirkwood Mirkwood is a name used for a great dark fictional forest in novels by Sir Walter Scott and William Morris in the 19th century, and by J. R. R. Tolkien in the 20th century. The critic Tom Shippey explains that the name evoked the excitement of t ...
at the end of Tolkien's earlier book ''
The Hobbit ''The Hobbit, or There and Back Again'' is a children's fantasy novel by English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the '' ...
''. He notes Saruman's great knowledge of the
Rings of Power The Rings of Power are magical artefacts in J. R. R. Tolkien's legendarium, most prominently in his high fantasy novel ''The Lord of the Rings''. The One Ring first appeared as a plot device, a magic ring in Tolkien's children's fantasy nove ...
created by Sauron and by the Elven-smiths. Shortly afterwards, Gandalf breaks an arrangement to meet Frodo and guide him out of the Shire to
Rivendell Rivendell ('' sjn, Imladris'') is a valley in J. R. R. Tolkien's fictional world of Middle-earth, representing both a homely place of sanctuary and a magical Elvish otherworld. It is an important location in ''The Hobbit'' and ''The Lord of th ...
to keep the Ring safe from Sauron's agents. Frodo and Gandalf are reunited at Rivendell midway through ''The Fellowship of the Ring''. The wizard explains why he failed to join Frodo: he had been summoned to consult with Saruman but had been held captive. Saruman initially had proposed that the wizards ally themselves with the rising power of Sauron in order to eventually control him for their own ends. Saruman went on to suggest that they could take the Ring for themselves and challenge Sauron. When Gandalf refused both options, Saruman imprisoned him in the tower of Orthanc at
Isengard In J. R. R. Tolkien's fantasy writings, Isengard () is a large fortress in Nan Curunír, the Wizard's Vale, in the western part of Middle-earth. In the fantasy world, the name of the fortress is described as a translation of Angrenost, a word ...
, hoping to learn from him the location of the Ring. Whilst on the summit of
Orthanc In J. R. R. Tolkien's fantasy writings, Isengard () is a large fortress in Nan Curunír, the Wizard's Vale, in the western part of Middle-earth. In the fantasy world, the name of the fortress is described as a translation of Angrenost, a word ...
, Gandalf observed that Saruman had industrialised the formerly green valley of Isengard and was creating his own army of Half-
Orc An Orc (or Ork) is a fictional humanoid monster like a goblin. Orcs were brought into modern usage by the fantasy writings of J. R. R. Tolkien, especially ''The Lord of the Rings''. In Tolkien's works, Orcs are a brutish, aggressive, ugly, a ...
/Half-
Man A man is an adult male human. Prior to adulthood, a male human is referred to as a boy (a male child or adolescent). Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chromos ...
fighters and
Warg In the philologist and fantasy author J. R. R. Tolkien's Middle-earth fiction, a warg is a particularly large and evil kind of wolf that could be ridden by orcs. He derived the name and characteristics of his wargs by combining meanings and myth ...
s to rival Sauron. Book 2 Chapter 2 "
The Council of Elrond "The Council of Elrond" is the second chapter of Book 2 of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. It is the longest chapter in that book at some 15,000 words, and critical for e ...
"
Gandalf's escape from the top of the tower on the back of a Great Eagle left Saruman in a desperate position, as he knew he would now be known as traitor to his former allies, but was unable to procure the Ring directly for himself and therefore could not hope to truly rival Sauron. In ''
The Two Towers ''The Two Towers'' is the second volume of J. R. R. Tolkien's high fantasy novel ''The Lord of the Rings''. It is preceded by ''The Fellowship of the Ring'' and followed by ''The Return of the King''. Title and publication ''The Lord of the R ...
'', the second volume of the story, Orcs from Saruman's army attack Frodo and his companions, and carry off two of Frodo's closest friends,
Merry Merry may refer to: A happy person with a jolly personality People * Merry (given name) * Merry (surname) Music * Merry (band), a Japanese rock band * ''Merry'' (EP), an EP by Gregory Douglass * "Merry" (song), by American power pop band Magna ...
and
Pippin Pippin or Pepin may refer to: Arts and entertainment * ''Pippin'' (comics), a children's comic produced from 1966 to 1986 * ''Pippin'' (musical), a Broadway musical by Stephen Schwartz loosely based on the life of Pepin the Hunchback * Pippin T ...
. The two escape into
Fangorn Forest Treebeard, or ''Fangorn'' in Sindarin, is a tree-giant character in J. R. R. Tolkien's ''The Lord of the Rings''. He is an Ent and is said by Gandalf to be "the oldest living thing that still walks beneath the Sun upon this Middle-earth.", boo ...
, where they meet the
Ent Ents are a species of beings in J. R. R. Tolkien's fantasy world Middle-earth who closely resemble trees; their leader is Treebeard of Fangorn forest. Their name is derived from an Old English word for giant. The Ents appear in ''The Lord of ...
s, protectors of the trees, who are outraged at the widespread felling of trees by Saruman's Orcs. Book 3 Chapter 4 "Treebeard" Meanwhile, Saruman prepares to invade the kingdom of Rohan, which has lain exposed ever since he had his servant
Gríma Wormtongue Gríma, called (the) Wormtongue, is a fictional character in J. R. R. Tolkien's ''The Lord of the Rings''. He serves as the secondary antagonist of ''The Two Towers'' and a minor antagonist in ''The Return of the King'', and his role is expand ...
render
Théoden Théoden is a fictional character in J. R. R. Tolkien's fantasy novel, ''The Lord of the Rings''. The King of Rohan and Lord of the Mark or of the Riddermark, names used by the Rohirrim for their land, he appears as a supporting character in ''T ...
, Rohan's king, weak and defenceless with "subtle poisons". Gandalf frees Théoden from Wormtongue's control just as Saruman's army is about to invade. Saruman is ruined when the Riders of Rohan defeat his army and Merry and Pippin prompt the Ents to destroy Isengard. Saruman himself is not directly involved, and only appears again in chapter 10, "The Voice of Saruman", by which time he is trapped in Orthanc. He fails in his attempt to negotiate with the Rohirrim and with Gandalf, and rejects Gandalf's conditional offer to let him go free. Gandalf casts him out of the White Council and the order of the wizards, and breaks Saruman's staff. Book 3 Chapter 10 "The Voice of Saruman" Saruman makes his final appearance at the end of the last volume, ''
The Return of the King ''The Return of the King'' is the third and final volume of J. R. R. Tolkien's ''The Lord of the Rings'', following ''The Fellowship of the Ring'' and ''The Two Towers''. It was published in 1955. The story begins in the kingdom of Gondor, whi ...
'' (1955), after Sauron's defeat. After persuading the Ents to release him from Orthanc, he travels north on foot, apparently reduced to begging. He is accompanied by Wormtongue, whom he beats and curses. Book 6, Chapter 6 "Many Partings" When they reach the Shire, Saruman's agents—both Hobbits and
Men A man is an adult male human. Prior to adulthood, a male human is referred to as a boy (a male child or adolescent). Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chrom ...
—have already taken it over and started a destructive process of industrialization. Saruman governs the Shire in secret under the name of Sharkey until the events of chapter 18 ("
The Scouring of the Shire "The Scouring of the Shire" is the penultimate chapter of J. R. R. Tolkien's fantasy ''The Lord of the Rings''. The Fellowship hobbits, Frodo, Sam, Merry, and Pippin, return home to the Shire to find that it is under the brutal contr ...
") in which Frodo and his companions return and lead a rebellion, defeating the intruders and exposing Saruman's role. Even after Saruman attempts to stab Frodo, Frodo lets him go; but Wormtongue, whom Saruman continues to taunt, finally murders him. Book 6 Chapter 7 "Homeward Bound" Book 6 Chapter 8 "
The Scouring of the Shire "The Scouring of the Shire" is the penultimate chapter of J. R. R. Tolkien's fantasy ''The Lord of the Rings''. The Fellowship hobbits, Frodo, Sam, Merry, and Pippin, return home to the Shire to find that it is under the brutal contr ...
"


Other books

Consistent accounts of Saruman's earlier history appear in Appendix B to ''The Lord of the Rings'', first published in ''The Return of the King'', and in the posthumously published ''
The Silmarillion ''The Silmarillion'' () is a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited and published posthumously by his son Christopher Tolkien in 1977, assisted by the fantasy author Guy Gavriel ...
'' and ''
Unfinished Tales ''Unfinished Tales of Númenor and Middle-earth'' is a collection of stories and essays by J. R. R. Tolkien that were never completed during his lifetime, but were edited by his son Christopher Tolkien and published in 1980. Many of the tales ...
''. All were written in the mid-1950s. Saruman, like Gandalf and Radagast the Brown, is one of five 'wizards', known as the Istari, who begin to arrive in Middle-earth some two thousand years before the beginning of ''The Lord of the Rings''. They are Maiar, envoys of the godlike Valar sent to challenge Sauron by inspiring the people of Middle-earth rather than by direct conflict. Appendix B, "The Third Age". Tolkien regarded them as being somewhat like incarnate
angel In various theistic religious traditions an angel is a supernatural spiritual being who serves God. Abrahamic religions often depict angels as benevolent celestial intermediaries between God (or Heaven) and humanity. Other roles include ...
s. ''Letters'', #156 to R. Murray, SJ, November 1954: "
f Gandalf F, or f, is the sixth letter in the Latin alphabet, used in the modern English alphabet, the alphabets of other western European languages and others worldwide. Its name in English is ''ef'' (pronounced ), and the plural is ''efs''. Hist ...
I would venture to say that he was an ''incarnate'' 'angel'-strictly an ngelos that is, with the other ''Istari'', wizards, 'those who know', an emissary from the Lords of the West, sent to Middle-earth, as the great crisis of Sauron loomed on the horizon."
Saruman initially travels in the east; he is later appointed head of the White Council and eventually settles at
Gondor Gondor is a fictional kingdom in J. R. R. Tolkien's writings, described as the greatest realm of Man (Middle-earth), Men in the west of Middle-earth at the end of the Third Age. The third volume of ''The Lord of the Rings'', ''The Return of the ...
's outpost of Isengard. Fifty years before ''The Lord of the Rings'', after his studies reveal that the One Ring might be found in the river
Anduin The geography of Middle-earth encompasses the physical, political, and moral geography of J. R. R. Tolkien's fictional world of Middle-earth, strictly a continent on the planet of Arda but widely taken to mean the physical world, and ''Eä'', all ...
near Sauron's stronghold at
Dol Guldur Mirkwood is a name used for a great dark fictional forest in novels by Sir Walter Scott and William Morris in the 19th century, and by J. R. R. Tolkien in the 20th century. The critic Tom Shippey explains that the name evoked the excitement of t ...
, he helps the White Council drive out Sauron in order to facilitate his search. "Of the Rings of Power and the Third Age" ''Unfinished Tales'' contains drafts, not included in ''The Lord of the Rings'', that describe Saruman's attempts to frustrate Sauron's chief servants, the
Nazgûl The Nazgûl (from Black Speech , "ring", and , "wraith, spirit"), introduced as Black Riders and also called Ringwraiths, Dark Riders, the Nine Riders, or simply the Nine, are fictional characters in J. R. R. Tolkien's Middle-earth. They were ...
, in their search for the Ring during the early part of ''The Fellowship of the Ring''; in one version he considers throwing himself on Gandalf's mercy. There is also a description of how Saruman becomes involved with the Shire and of how he gradually becomes jealous of Gandalf. Part 3 Chapter 4 "The Hunt for the Ring" Another brief account describes how the five Istari were chosen by the Valar for their mission. Part 4 Chapter 2 "The Istari"


Creation and development

Tolkien had been writing ''The Lord of the Rings'' for several years when Saruman came into existence as the solution to a long-unresolved plot development, and his role and characteristics continued to emerge in the course of writing. Tolkien started work on the book in late 1937, but was initially unsure of how the story would develop. Unlike some of the other characters in the book, Saruman had not appeared in Tolkien's 1937 novel, ''
The Hobbit ''The Hobbit, or There and Back Again'' is a children's fantasy novel by English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the '' ...
'', or in his then-unpublished ''
Quenta Silmarillion ''The Silmarillion'' () is a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited and published posthumously by his son Christopher Tolkien in 1977, assisted by the fantasy author Guy Gavriel ...
'' and related mythology, which date back to 1917. When he wrote of Gandalf's failure to meet Frodo, Tolkien did not know what had caused it and later said: "Most disquieting of all, Saruman had never been revealed to me, and I was as concerned as Frodo at Gandalf's failure to appear." ''Letters'' #163 to
W. H. Auden Wystan Hugh Auden (; 21 February 1907 – 29 September 1973) was a British-American poet. Auden's poetry was noted for its stylistic and technical achievement, its engagement with politics, morals, love, and religion, and its variety in ...
, June 1955.
Tolkien's son,
Christopher Christopher is the English language, English version of a Europe-wide name derived from the Greek language, Greek name Χριστόφορος (''Christophoros'' or ''Christoforos''). The constituent parts are Χριστός (''Christós''), "Jesus ...
, has said that the early stages of the creation of ''The Lord of the Rings'' proceeded in a series of waves, and that having produced the first half of ''The Fellowship of the Ring'', Tolkien rewrote the tale from the start three times. "Foreword" Saruman first appeared during a fourth phase of writing in a rough narrative outline dated August 1940. Intended to account for Gandalf's absence, it describes how a wizard titled "Saramond the White" or "Saramund the Grey", who has fallen under the influence of Sauron, lures Gandalf to his stronghold and traps him. Chapter 4. The outline suggests that Saruman is assisted by the "giant" Treebeard, an early and evil iteration of the
Ent Ents are a species of beings in J. R. R. Tolkien's fantasy world Middle-earth who closely resemble trees; their leader is Treebeard of Fangorn forest. Their name is derived from an Old English word for giant. The Ents appear in ''The Lord of ...
Treebeard Treebeard, or ''Fangorn'' in Sindarin, is a tree-giant character in J. R. R. Tolkien's ''The Lord of the Rings''. He is an Ent and is said by Gandalf to be "the oldest living thing that still walks beneath the Sun upon this Middle-earth.", boo ...
from the finished book.
The full story of Saruman's betrayal was later added to the existing chapters. Several of Saruman's other appearances in the book emerged in the process of writing. Christopher Tolkien believes that the old man seen by
Aragorn Aragorn is a fictional character and a protagonist in J. R. R. Tolkien's ''The Lord of the Rings''. Aragorn was a Ranger of the North, first introduced with the name Strider and later revealed to be the heir of Isildur, an ancient King of Arno ...
,
Legolas Legolas (pronounced ) is a fictional character in J. R. R. Tolkien's ''The Lord of the Rings''. He is a Sindar Elf of the Woodland Realm and one of the nine members of the Fellowship who set out to destroy the One Ring. He and the Dwarf Gimli ...
and Gimli at the edge of
Fangorn Treebeard, or ''Fangorn'' in Sindarin, is a tree-giant character in J. R. R. Tolkien's ''The Lord of the Rings''. He is an Ent and is said by Gandalf to be "the oldest living thing that still walks beneath the Sun upon this Middle-earth.", boo ...
forest near the beginning of ''The Two Towers'' is in the original drafts intended to be Gandalf. In the finished version he is Saruman. Gandalf says of the incident, "You certainly didn't see me, so you must have seen Saruman." Similarly, in the first drafts of the chapter ''
The Scouring of the Shire "The Scouring of the Shire" is the penultimate chapter of J. R. R. Tolkien's fantasy ''The Lord of the Rings''. The Fellowship hobbits, Frodo, Sam, Merry, and Pippin, return home to the Shire to find that it is under the brutal contr ...
'', Sharkey is successively a ruffian met by the hobbits, and then that man's unseen boss. It is only in the second draft of the chapter that, as
Christopher Tolkien Christopher John Reuel Tolkien (21 November 1924 – 16 January 2020) was an English academic editor, becoming a French citizen in later life. The son of author and academic J. R. R. Tolkien, Christopher Tolkien edited much of his father' ...
puts it, his father "perceive that Sharkey was in fact Saruman. Saruman did not appear in the first draft of the chapter; Christopher Tolkien writes: "It is striking that here, virtually at the end of the ''Lord of the Rings'' and in an element that my father had long meditated
hat A hat is a head covering which is worn for various reasons, including protection against weather conditions, ceremonial reasons such as university graduation, religious reasons, safety, or as a fashion accessory. Hats which incorporate mecha ...
he did not perceive that it was Saruman who was the real Boss, Sharkey, at
Bag End Bag End is the underground dwelling of the Hobbits Bilbo and Frodo Baggins in J. R. R. Tolkien's fantasy novels ''The Hobbit'' and ''The Lord of the Rings''. From there, both Bilbo and Frodo set out on their adventures, and both return there, fo ...
".
The name used by Saruman's henchmen for their diminished leader is said in a footnote to the final text to be derived from an Orkish term meaning "old man". Saruman's death scene, in which his body shrivels away to skin and bones revealing "long years of death" and "a pale shrouded figure" rises over the corpse, was not added until Tolkien reviewed the
page proofs In printing and publishing, proofs are the preliminary versions of publications meant for review by authors, editors, and proofreaders, often with extra-wide margins. Galley proofs may be uncut and unbound, or in some cases electronically tran ...
of the completed book. Chapter 9 "The Scouring of the Shire"
John D. Rateliff John D. Rateliff is an author of roleplaying games and an independent scholar. He specializes in the study of the works of J. R. R. Tolkien, particularly his Middle-earth fantasy writings. Early life and education John D. Rateliff was raised in Ma ...
and
Jared Lobdell Charles Jared Lobdell (29 November 1937 – 22 March 2019) was an American author and one of the first Tolkien scholars. He is best known for some thirty academic books on American history and the Inklings including J. R. R. Tolkien, C. S. Lewis, ...
are among those to write that the scene shows similarities to the death of the 2000-year-old sorceress Ayesha in H. Rider Haggard's 1887 novel '' She: A History of Adventure''.


Characterisation

Tolkien described Saruman at the time of ''The Lord of the Rings'' as having a long face and a high forehead, "...he had deep darkling eyes ... His hair and beard were white, but strands of black still showed around his lips and ears." His hair is elsewhere described as having been black when he first arrived in Middle-earth. He is referred to as 'Saruman the White' and is said to have originally worn white robes, but on his first entry in ''The Fellowship of the Ring'' they instead appear to be "woven from all colours theyshimmered and changed hue so that the eye was bewildered" and he names himself 'Saruman of Many Colours'. The power of Saruman's voice is noted throughout the book. Jonathan Evans calls the characterization of Saruman in the chapter ''The Voice of Saruman'' a "tour de force".''
J. R. R. Tolkien Encyclopedia The ''J. R. R. Tolkien Encyclopedia: Scholarship and Critical Assessment'', edited by Michael D. C. Drout, was published by Routledge in 2006. A team of 127 Tolkien scholars on 720 pages cover topics of Tolkien's fiction, his academic works, hi ...
'' 'Saruman' by Jonathan Evans pp. 589–590.
The early critic
Roger Sale Roger Sale (1932–May 11, 2017) was an American literary critic and author, brother of Kirkpatrick Sale and father of Tim Sale. He spent most of his career as a professor of English at the University of Washington. Children's literature Sale's i ...
wrote of the same chapter in 1968 that "Tolkien valiantly tried to do something worth doing which he simply cannot bring off."
Tom Shippey Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
writes that "Saruman talks like a politician ... No other character in Middle-earth has Saruman's trick of balancing phrases against each other so that incompatibles are resolved, and none comes out with words as empty as 'deploring', 'ultimate', worst of all, 'real'. What is 'real change'?" pp. 135–138 Shippey refers to "Tolkien's Northern 'theory of courage'", which appears in Tolkien's 1936 British Academy lecture. Shippey contrasts this modern speech pattern with the archaic stoicism and directness that Tolkien employs for other characters such as the Dwarven King Dáin, which Shippey believes represent Tolkien's view of heroism in the mould of ''Beowulf''. After the defeat of his armies, having been caught in the betrayal of Sauron, Saruman is offered refuge by Gandalf, in return for his aid, but having chosen his path, is unable to turn from it. Evans has compared the character of Saruman to that of
Satan Satan,, ; grc, ὁ σατανᾶς or , ; ar, شيطانالخَنَّاس , also known as Devil in Christianity, the Devil, and sometimes also called Lucifer in Christianity, is an non-physical entity, entity in the Abrahamic religions ...
in
John Milton John Milton (9 December 1608 – 8 November 1674) was an English poet and intellectual. His 1667 epic poem '' Paradise Lost'', written in blank verse and including over ten chapters, was written in a time of immense religious flux and political ...
's ''
Paradise Lost ''Paradise Lost'' is an epic poem in blank verse by the 17th-century English poet John Milton (1608–1674). The first version, published in 1667, consists of ten books with over ten thousand lines of verse (poetry), verse. A second edition fo ...
'' in his use of rhetoric and in this final refusal of redemption, "conquered by pride and hatred".


Literary themes

Saruman has been identified by critics as demonstrating the fall of an originally good character, and has distinctively modern connections with technology. John R. Holmes writes that there is a philological link between "a perverted will to power with the love of machines we see in Isengard". The etymologies of English "magic", Latinised Greek ''magia'', "the power of causing physical change in the real world", and English "machine", Greek ''mekhane'' or ''makhana'' "device", are both from Old Persian ''maghush'' "sorcerer", from Proto-Indo-European ''*magh'', "to have power". Thus, Holmes writes, Tolkien was following an ancient cultural connection in making Saruman think in this way, using
magic Magic or Magick most commonly refers to: * Magic (supernatural), beliefs and actions employed to influence supernatural beings and forces * Ceremonial magic, encompasses a wide variety of rituals of magic * Magical thinking, the belief that unrela ...
. Tolkien writes that ''The Lord of the Rings'' was often criticised for portraying all characters as either good or bad, with no shades of grey, a point to which he responds by proposing Saruman, along with
Denethor Denethor II, son of Ecthelion II, is a fictional character in J. R. R. Tolkien's novel ''The Lord of the Rings''. He was the 26th ruling Steward of Gondor, committing suicide in the besieged city of Minas Tirith during the Battle of the Pelennor ...
and
Boromir Boromir is a fictional character in J. R. R. Tolkien's legendarium. He appears in the first two volumes of ''The Lord of the Rings'' (''The Fellowship of the Ring'' and ''The Two Towers''), and is mentioned in the last volume, ''The Return of ...
, as examples of characters with more nuanced loyalties. ''Letters'' #154 to
Naomi Mitchison Naomi Mary Margaret Mitchison, Baroness Mitchison (; 1 November 1897 – 11 January 1999) was a Scottish novelist and poet. Often called a doyenne of Scottish literature, she wrote over 90 books of historical and science fiction, travel writin ...
, September 1954.
Marjorie Burns Marjorie Burns is a scholar of English literature, best known for her studies of J. R. R. Tolkien. Biography Marjorie Jean Burns was born in 1940. She gained her PhD at the University of California, Berkeley. She is an emeritus professor of En ...
writes that while Saruman is an "imitative and lesser" double of Sauron, reinforcing the Dark Lord's character type, he is also a contrasting double of Gandalf, who becomes Saruman as he "should have been", after Saruman fails in his original purpose. Saruman "was great once, of a noble kind that we should not dare raise our hands against" but decays as the book goes on.
Patricia Meyer Spacks Patricia Ann Meyer Spacks (born 1929) is an American literary scholar. She is the Edgar F. Shannon Professor Emerita at the University of Virginia and former President of the American Academy of Arts and Sciences and of the Modern Language Associat ...
calls him "one of the main case histories
n the book N, or n, is the fourteenth letter in the Latin alphabet, used in the modern English alphabet, the alphabets of other western European languages and others worldwide. Its name in English is ''en'' (pronounced ), plural ''ens''. History ...
of the gradual destructive effect of willing submission to evil wills". Paul Kocher identifies Saruman's use of a ''
palantír A palantír (; in-universe ) is one of several indestructible crystal balls from J. R. R. Tolkien's epic-fantasy novel ''The Lord of the Rings''. The word comes from Quenya ''palan'' 'far', and ''tir'' 'watch over'. ''The Lost Road and Other ...
'', a seeing-stone, as the immediate cause of his downfall, but also suggests that through his study of "the arts of the enemy", Saruman was drawn into imitation of Sauron. According to Jonathan Evans and Spacks, Saruman succumbs to the lust for power, while Shippey identifies Saruman's devotion to goals of knowledge, organization and control as his weakness. Tolkien writes that the Istari's chief temptation (and that to which Saruman fell) is impatience, leading to a desire to force others to do good, and then to a simple desire for power. ''Letters'' #181 to M. Straight, January 1956.
Treebeard Treebeard, or ''Fangorn'' in Sindarin, is a tree-giant character in J. R. R. Tolkien's ''The Lord of the Rings''. He is an Ent and is said by Gandalf to be "the oldest living thing that still walks beneath the Sun upon this Middle-earth.", boo ...
describes Saruman as having "a mind of metal and wheels". Book 3 Chapter 4 "Treebeard" The quote is used as an illustration by Shippey, Spacks and Kocher among many others. Evil in ''The Lord of the Rings'' tends to be associated with machinery, whereas good is usually associated with nature. Both Saruman's stronghold of Isengard and his altered Shire demonstrate the negative effects of
industrialization Industrialisation ( alternatively spelled industrialization) is the period of social and economic change that transforms a human group from an agrarian society into an industrial society. This involves an extensive re-organisation of an econo ...
and Isengard is overthrown when the forests, in the shape of the Ents, literally rise against it. Patrick Curry says Tolkien is hostile to industrialism, linking this to the widespread
urban development Urban means "related to a city". In that sense, the term may refer to: * Urban area, geographical area distinct from rural areas * Urban culture, the culture of towns and cities Urban may also refer to: General * Urban (name), a list of people ...
that took place in the
West Midlands West or Occident is one of the four cardinal directions or points of the compass. It is the opposite direction from east and is the direction in which the Sun sets on the Earth. Etymology The word "west" is a Germanic word passed into some ...
where Tolkien grew up in the first decades of the 20th century. He identifies Saruman as one of the key examples given in the book of the evil effects of industrialization, and by extension of
imperialism Imperialism is the state policy, practice, or advocacy of extending power and dominion, especially by direct territorial acquisition or by gaining political and economic control of other areas, often through employing hard power (economic and ...
. Shippey notes that Saruman's name repeats this view of technology: in the
Mercian dialect Mercian was a dialect spoken in the Anglian kingdom of Mercia (roughly speaking the Midlands of England, an area in which four kingdoms had been united under one monarchy). Together with Northumbrian, it was one of the two Anglian dialects. Th ...
of
Old English Old English (, ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the early Middle Ages. It was brought to Great Britain by Anglo-Saxon settlement of Britain, Anglo ...
used by Tolkien to represent the Language of Rohan in the book, the word ''saru'' means "clever", "skilful" or "ingenious". This has associations with both technology and treachery that are fitting for Tolkien's portrayal of Saruman, the "cunning man". He also writes of Saruman's distinctively modern association with
Communism Communism (from Latin la, communis, lit=common, universal, label=none) is a far-left sociopolitical, philosophical, and economic ideology and current within the socialist movement whose goal is the establishment of a communist society, a s ...
in the way the Shire is run under his control in "
The Scouring of the Shire "The Scouring of the Shire" is the penultimate chapter of J. R. R. Tolkien's fantasy ''The Lord of the Rings''. The Fellowship hobbits, Frodo, Sam, Merry, and Pippin, return home to the Shire to find that it is under the brutal contr ...
": goods are taken "for fair distribution" which, since they are mainly never seen again, Shippey terms an unusually modern piece of hypocrisy in the way evil presents itself in Middle-earth. Saruman is in part the architect of his own downfall. Kocher,
Randel Helms Randel McCraw Helms, also known as Loyce Helms (born November 16, 1942 in Montgomery, Alabama) is an American professor of English literature, a writer on J. R. R. Tolkien and critical writer on the Bible. Biography Helms studied at University of ...
and Shippey write that Saruman's actions in the first half of ''The Two Towers'', although intended to further his own interests, in fact lead to his defeat and that of Sauron: his orcs help split the Fellowship at
Parth Galen Gondor is a fictional kingdom in J. R. R. Tolkien's writings, described as the greatest realm of Men in the west of Middle-earth at the end of the Third Age. The third volume of ''The Lord of the Rings'', ''The Return of the King'', is largely ...
, and in carrying off two of the hobbits initiate a series of incidents that lead to his ruin. In turn this frees the Rohirrim to intervene at the
Battle of the Pelennor Fields In J. R. R. Tolkien's novel ''The Lord of the Rings'', the Battle of the Pelennor Fields () was the defence of the city of Minas Tirith by the forces of Gondor and the cavalry of its ally Rohan, against the forces of the Dark Lord Sauron from M ...
and then together with the men of
Gondor Gondor is a fictional kingdom in J. R. R. Tolkien's writings, described as the greatest realm of Man (Middle-earth), Men in the west of Middle-earth at the end of the Third Age. The third volume of ''The Lord of the Rings'', ''The Return of the ...
to assault Sauron's stronghold of
Mordor In J. R. R. Tolkien's fictional world of Middle-earth, Mordor (pronounced ; from Sindarin ''Black Land'' and Quenya ''Land of Shadow'') is the realm and base of the evil Sauron. It lay to the east of Gondor and the great river Anduin, and to t ...
and distract him from Frodo's final effort to destroy the Ring. Shippey says that this demonstrates the value of persistence in the face of despair, even if a way out cannot be seen; Kocher and Helms write that it is part of a pattern of
providential Providential (February 6, 1977 – May 1998) was an Irish-born Thoroughbred racehorse who competed successfully in France and won the most important race on turf in the United States. Bred and raced by Bertram R. Firestone, he was sired by Ru ...
events and of the reversed effects of evil intentions throughout the book. In the end, the diminished Saruman is murdered, his throat cut, and Shippey notes that when he dies his spirit "dissolved into nothing". He identifies Saruman as the best example in the book of "wraithing", a distinctive 20th-century view of evil that he attributes to Tolkien in which individuals are "'eaten up inside' by devotion to some abstraction". Chapter 4 "Saruman and Denethor: technologist and reactionary" pp. 121–128. Referring to Saruman's demise, Kocher says that he is one example of the consistent theme of nothingness as the fate of evil throughout ''The Lord of the Rings''.


Adaptations

Saruman has appeared in film, radio, stage and video game adaptations of ''The Lord of the Rings''.
BBC Radio BBC Radio is an operational business division and service of the British Broadcasting Corporation (which has operated in the United Kingdom under the terms of a royal charter since 1927). The service provides national radio stations covering th ...
produced the first adaptation in 1955, in which Saruman was played by
Robert Farquharson Robert Donald William Farquharson (born 1969) is an Australian man convicted of murdering his three sons on 4 September 2005, by deliberately driving his car into a farm dam. Farquharson was convicted in an earlier trial and was sentenced to ...
, and which has not survived. Tolkien was disappointed by it. In
Ralph Bakshi Ralph Bakshi (born October 29, 1938) is an American animator and filmmaker. In the 1970s, he established an alternative to mainstream animation through independent and adult-oriented productions. Between 1972 and 1992, he directed nine theatric ...
's 1978 animated adaptation of ''The Lord of the Rings'', which corresponds to ''The Fellowship of the Ring'' and part of ''The Two Towers'', Saruman is voiced by Fraser Kerr. He has only one major scene—his attempt to persuade Gandalf to join him. He appears again briefly before the battle of
Helm's Deep The Battle of Helm's Deep, also called the Battle of the Hornburg, is a fictional battle in J. R. R. Tolkien's ''The Lord of the Rings'' that saw the total destruction of the forces of the Wizard Saruman by the army of Rohan, assisted by a fores ...
, speaking to his army. The character is dressed in red and is called 'Saruman' and 'Aruman' at different points. Smith and Matthews suggest that the use of 'Aruman' was intended to avoid confusion with 'Sauron'. The 1980
Rankin/Bass Rankin/Bass Animated Entertainment (founded and formerly known as Videocraft International, Ltd. and Rankin/Bass Productions, Inc.) was an American production company located in New York City, and known for its seasonal television specials, usual ...
TV animated version of ''The Return of the King'' begins roughly where Bakshi's film ends but does not include Saruman's character. BBC Radio's second adaptation of ''The Lord of the Rings'', from 1981, presents Saruman much as in the books. Smith and Matthews report Peter Howell's performance as Saruman as "brilliantly ambiguous ..., drifting from mellifluous to almost bestially savage from moment to moment without either mood seeming to contradict the other". Saruman is played by
Matti Pellonpää Matti Pellonpää (28 March 1951 in Helsinki – 13 July 1995 in Vaasa) was a Finnish actor and a musician. He rose to international fame with his roles in both Aki Kaurismäki's and Mika Kaurismäki's films; particularly being a regular in Aki's ...
in the 1993 television
miniseries A miniseries or mini-series is a television series that tells a story in a predetermined, limited number of episodes. "Limited series" is another more recent US term which is sometimes used interchangeably. , the popularity of miniseries format h ...
''
Hobitit ''Hobitit'' (''The Hobbits'') is a nine-part Finnish live action fantasy television miniseries directed by Timo Torikka, originally broadcast in 1993 on Yle TV1. It is based on a six-hour play, ''The Lord of the Rings'', put on by the Suomenlin ...
'' produced and aired by Finnish broadcaster
Yle Yleisradio Oy (Finnish, literally "General Radio Ltd." or "General Broadcast Ltd."; abbr. Yle ; sv, Rundradion Ab, italics=no), translated to English as the Finnish Broadcasting Company, is Finland's national public broadcasting company, founde ...
. In
Peter Jackson Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand film director, screenwriter and producer. He is best known as the director, writer and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy ( ...
's
film trilogy A trilogy is a set of three works of art that are connected and can be seen either as a single work or as three individual works. They are commonly found in literature, film, and video games, and are less common in other art forms. Three-part ...
(2001–2003), Saruman is significantly more active in the first two films than in the corresponding books, and he appears in several scenes that are not depicted in Tolkien's work. He was portrayed by
Christopher Lee Sir Christopher Frank Carandini Lee (27 May 1922 – 7 June 2015) was an English actor and singer. In a long career spanning more than 60 years, Lee often portrayed villains, and appeared as Count Dracula in seven Hammer Horror films, ultimat ...
. In the films, Saruman is depicted presenting himself outright as a servant of Sauron. Smith and Matthews suggest that Saruman's role is built up as a substitute for Sauron—the story's main antagonist—who never appears directly in the book, which Jackson confirms in the commentary to the
DVD The DVD (common abbreviation for Digital Video Disc or Digital Versatile Disc) is a digital optical disc data storage format. It was invented and developed in 1995 and first released on November 1, 1996, in Japan. The medium can store any kin ...
. They also suggest that having secured veteran British horror actor
Christopher Lee Sir Christopher Frank Carandini Lee (27 May 1922 – 7 June 2015) was an English actor and singer. In a long career spanning more than 60 years, Lee often portrayed villains, and appeared as Count Dracula in seven Hammer Horror films, ultimat ...
to play Saruman, it made sense to make greater use of his star status. Despite this increased role in the first two films, the scenes involving Saruman that were shot for use in the third film, ''The Lord of the Rings: The Return of the King'', were not used in the cinematic release, a decision which "shocked" Lee. Jackson reasoned that it would be anticlimactic to show Saruman's fate in the second movie (after the
Battle of Helm's Deep The Battle of Helm's Deep, also called the Battle of the Hornburg, is a fictional battle in J. R. R. Tolkien's ''The Lord of the Rings'' that saw the total destruction of the forces of the Wizard Saruman by the army of Rohan, assisted by a fore ...
) and too retrospective for the third one. The cut scenes end with Saruman falling to his death from the top of Orthanc after being stabbed by Wormtongue and include material transposed from the chapter "
The Scouring of the Shire "The Scouring of the Shire" is the penultimate chapter of J. R. R. Tolkien's fantasy ''The Lord of the Rings''. The Fellowship hobbits, Frodo, Sam, Merry, and Pippin, return home to the Shire to find that it is under the brutal contr ...
". They are included at the start of the Extended Edition DVD release of the film. In Jackson's film adaptation of ''The Hobbit'', Lee reprises his role as Saruman the White, even though Saruman does not appear in the book. Saruman, Gandalf,
Galadriel Galadriel (IPA: Help:IPA, aˈladri.ɛl is a Character (arts), character created by J. R. R. Tolkien in his Middle-earth writings. She appears in ''The Lord of the Rings'', ''The Silmarillion'', and ''Unfinished Tales''. She ...
, and
Elrond Elrond Half-elven is a fictional character in J. R. R. Tolkien's Middle-earth legendarium. Both of his parents, Eärendil and Elwing, were half-elven, having both Men and Elves as ancestors. He is the bearer of the elven-ring Vilya, the Ring ...
appear at a meeting of the
White Council Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a wizard, one of the ''Istari'' order, and the leader of the Fellowship of the Ring. Tolkien took the name "Gandalf" from the Old Norse ...
in Rivendell, loosely based on material from the Appendices to ''The Lord of the Rings''. In the 2014 video game '' Middle-earth: Shadow of Mordor'', Saruman is voiced by
Roger L. Jackson Roger Labon Jackson is an American voice actor. He is known for voicing Ghostface in the ''Scream'' film series, where E! ranked him as #46 on their list of ''Best Kept Secrets of Hollywood''. He is also known for voicing the character of Moj ...
. Saruman appears as a minor villain in ''
Lego Dimensions ''Lego Dimensions'' is a Lego-themed action-adventure platform crossover video game developed by Traveller's Tales and published by Warner Bros. Interactive Entertainment, for the PlayStation 4, PlayStation 3, Wii U, Xbox One and Xbox 360. It fo ...
'', in which he allies himself with main antagonist Lord Vortech.


Asteroid

The asteroid 418532 Saruman was named after the wizard and in honour of the actor
Christopher Lee Sir Christopher Frank Carandini Lee (27 May 1922 – 7 June 2015) was an English actor and singer. In a long career spanning more than 60 years, Lee often portrayed villains, and appeared as Count Dracula in seven Hammer Horror films, ultimat ...
. The official naming citation was published by the
Minor Planet Center The Minor Planet Center (MPC) is the official body for observing and reporting on minor planets under the auspices of the International Astronomical Union (IAU). Founded in 1947, it operates at the Smithsonian Astrophysical Observatory. Function ...
on 25 September 2018 ().


Notes


References


Primary


Secondary


Sources

; Secondary * * * * * * ; History of composition * * * ; Fiction * * * * * * {{Authority control Characters in The Silmarillion Fictional murdered people Literary characters introduced in 1954 The Lord of the Rings characters Male film villains Male literary villains Middle-earth rulers Middle-earth wizards de:Figuren in Tolkiens Welt#Saruman