SM U-4 (Austria-Hungary)
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SM ''U-4'' or ''U-IV'' was a ''U-3''-class
submarine A submarine (or sub) is a watercraft capable of independent operation underwater. It differs from a submersible, which has more limited underwater capability. The term is also sometimes used historically or colloquially to refer to remotely op ...
or
U-boat U-boats were naval submarines operated by Germany, particularly in the First and Second World Wars. Although at times they were efficient fleet weapons against enemy naval warships, they were most effectively used in an economic warfare role ...
built for and operated by the
Austro-Hungarian Navy The Austro-Hungarian Navy or Imperial and Royal War Navy (german: kaiserliche und königliche Kriegsmarine, in short ''k.u.k. Kriegsmarine'', hu, Császári és Királyi Haditengerészet) was the naval force of Austria-Hungary. Ships of the A ...
(german: Kaiserliche und Königliche Kriegsmarine or ) before and during the
First World War World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
. The submarine was built as part of a plan to evaluate foreign submarine designs, and was the second of two boats of the class built by Germaniawerft of
Kiel Kiel () is the capital and most populous city in the northern Germany, German state of Schleswig-Holstein, with a population of 246,243 (2021). Kiel lies approximately north of Hamburg. Due to its geographic location in the southeast of the J ...
, Germany. ''U-4'' was authorized in 1906, begun in March 1907, launched in November 1908, and towed from Kiel to
Pola Pola or POLA may refer to: People * House of Pola, an Italian noble family * Pola Alonso (1923–2004), Argentine actress * Pola Brändle (born 1980), German artist and photographer * Pola Gauguin (1883–1961), Danish painter * Pola Gojawiczyńsk ...
in April 1909. The double- hulled submarine was just under long and displaced between , depending on whether surfaced or submerged. The design of the submarine had poor diving qualities and several modifications to ''U-4''s
diving plane Diving planes, also known as hydroplanes, are control surfaces found on a submarine which allow the vessel to pitch its bow and stern up or down to assist in the process of submerging or surfacing the boat, as well as controlling depth when subm ...
s and fins occurred in her first years in the Austro-Hungarian Navy. Her armament, as built, consisted of two bow
torpedo tube A torpedo tube is a cylindrical device for launching torpedoes. There are two main types of torpedo tube: underwater tubes fitted to submarines and some surface ships, and deck-mounted units (also referred to as torpedo launchers) installed aboa ...
s with a supply of three
torpedo A modern torpedo is an underwater ranged weapon launched above or below the water surface, self-propelled towards a target, and with an explosive warhead designed to detonate either on contact with or in proximity to the target. Historically, su ...
es, but was supplemented with a
deck gun A deck gun is a type of naval artillery mounted on the deck of a submarine. Most submarine deck guns were open, with or without a shield; however, a few larger submarines placed these guns in a turret. The main deck gun was a dual-purpose ...
, the first of which was added in 1915. The boat was commissioned into the Austro-Hungarian Navy in August 1909, and served as a training boat—sometimes making as many as ten cruises a month—through the beginning of the First World War in 1914. At the start of that conflict, she was one of only four operational submarines in the Austro-Hungarian Navy U-boat fleet. Over the first year of the war, ''U-4'' made several unsuccessful attacks on warships and captured several smaller vessels as
prize A prize is an award to be given to a person or a group of people (such as sporting teams and organizations) to recognize and reward their actions and achievements.
s. In July 1915, she scored what ''Conway's All the World's Fighting Ships 1906–1921'' calls her greatest success when she torpedoed and sank the Italian armored cruiser , the largest ship hit by ''U-4'' during the war. In mid-May 1917, ''U-4'' was a participant in a raid on the
Otranto Barrage The Otranto Barrage was an Allied naval blockade of the Otranto Straits between Brindisi in Italy and Corfu on the Greek side of the Adriatic Sea in the First World War. The blockade was intended to prevent the Austro-Hungarian Navy from escap ...
which precipitated the Battle of Otranto Straits. In a separate action that same month, ''U-4'' sank her second largest ship, the Italian
troopship A troopship (also troop ship or troop transport or trooper) is a ship used to carry soldiers, either in peacetime or wartime. Troopships were often drafted from commercial shipping fleets, and were unable land troops directly on shore, typicall ...
''Perseo''. She scored her final success in July 1917 with the sinking of a French tug. In total, ''U-4'' sank fifteen ships totaling and 7,345 tons. She survived the war as Austria-Hungary's longest serving submarine, was ceded to France as a
war reparation War reparations are compensation payments made after a war by one side to the other. They are intended to cover damage or injury inflicted during a war. History Making one party pay a war indemnity is a common practice with a long history. R ...
, and scrapped in 1920.


Design and construction

''U-4'' was built as part of a plan by the
Austro-Hungarian Navy The Austro-Hungarian Navy or Imperial and Royal War Navy (german: kaiserliche und königliche Kriegsmarine, in short ''k.u.k. Kriegsmarine'', hu, Császári és Királyi Haditengerészet) was the naval force of Austria-Hungary. Ships of the A ...
to competitively evaluate foreign submarine designs from
Simon Lake Simon Lake (September 4, 1866 – June 23, 1945) was a Quaker American mechanical engineer and naval architect who obtained over two hundred patents for advances in naval design and competed with John Philip Holland to build the first submarines f ...
, Germaniawerft, and
John Philip Holland John Philip Holland ( ga, Seán Pilib Ó hUallacháin/Ó Maolchalann) (24 February 184112 August 1914) was an Irish engineer who developed the first submarine to be formally commissioned by the US Navy, and the first Royal Navy submarine, ''Hol ...
.Gardiner, p. 340. The Austro-Hungarian Navy authorized the construction of ''U-4'' (and sister ship, ''U-3'') in 1906 by Germaniawerft of
Kiel Kiel () is the capital and most populous city in the northern Germany, German state of Schleswig-Holstein, with a population of 246,243 (2021). Kiel lies approximately north of Hamburg. Due to its geographic location in the southeast of the J ...
, Germany. ''U-4'' was
laid down Laying the keel or laying down is the formal recognition of the start of a ship's construction. It is often marked with a ceremony attended by dignitaries from the shipbuilding company and the ultimate owners of the ship. Keel laying is one o ...
on 12 March 1907 and launched on 20 November 1908.In their book ''The German Submarine War, 1914–1918'', R. H. Gibson and Maurice Prendergast report that ''U-4'' was launched in 1909 (p. 384). After completion, she was towed via
Gibraltar ) , anthem = " God Save the King" , song = " Gibraltar Anthem" , image_map = Gibraltar location in Europe.svg , map_alt = Location of Gibraltar in Europe , map_caption = United Kingdom shown in pale green , mapsize = , image_map2 = Gib ...
to
Pola Pola or POLA may refer to: People * House of Pola, an Italian noble family * Pola Alonso (1923–2004), Argentine actress * Pola Brändle (born 1980), German artist and photographer * Pola Gauguin (1883–1961), Danish painter * Pola Gojawiczyńsk ...
, where she arrived on 19 April 1909. ''U-4''s design was an improved version of Germaniawerft's design for the
Imperial German Navy The Imperial German Navy or the Imperial Navy () was the navy of the German Empire, which existed between 1871 and 1919. It grew out of the small Prussian Navy (from 1867 the North German Federal Navy), which was mainly for coast defence. Wilhel ...
's first U-boat, , and featured a double hull with internal saddle tanks. The Germaniawerft engineers refined the design's hull shape through extensive model trials. ''U-4'' was long by
abeam This glossary of nautical terms is an alphabetical listing of terms and expressions connected with ships, shipping, seamanship and navigation on water (mostly though not necessarily on the sea). Some remain current, while many date from the 17th t ...
and had a
draft Draft, The Draft, or Draught may refer to: Watercraft dimensions * Draft (hull), the distance from waterline to keel of a vessel * Draft (sail), degree of curvature in a sail * Air draft, distance from waterline to the highest point on a vesse ...
of . She displaced surfaced and submerged. She was armed with two bow
torpedo tube A torpedo tube is a cylindrical device for launching torpedoes. There are two main types of torpedo tube: underwater tubes fitted to submarines and some surface ships, and deck-mounted units (also referred to as torpedo launchers) installed aboa ...
s, and was designed to carry up to three
torpedo A modern torpedo is an underwater ranged weapon launched above or below the water surface, self-propelled towards a target, and with an explosive warhead designed to detonate either on contact with or in proximity to the target. Historically, su ...
es.


Early career

After ''U-4''s arrival at Pola in April 1909, she was commissioned into the Austro-Hungarian Navy on 29 August 1909 as SM ''U-4''. During the evaluation of the ''U-3'' class conducted by the Navy, the class' poor diving and handling characteristics were noted. To alleviate the diving problems, ''U-4''s fins were changed in size and shape several times, and eventually, the front
diving plane Diving planes, also known as hydroplanes, are control surfaces found on a submarine which allow the vessel to pitch its bow and stern up or down to assist in the process of submerging or surfacing the boat, as well as controlling depth when subm ...
s were removed and a stationary stern flap was affixed to the hull.These same remedies were applied to ''U-4''s sister ship . ''U-4'' served as a training boat between 1910 and 1914 and made as many as ten cruises per month in that capacity.Sieche, p. 20.


World War I


1914–1916

At the beginning of World War I, she was one of only four operational submarines in the Austro-Hungarian Navy.Gardiner, p. 341. On 27 September 1914, ''U-4'' began operating reconnaissance cruises out of the naval base at
Cattaro Kotor (Montenegrin Cyrillic: Котор, ), historically known as Cattaro (from Italian: ), is a coastal town in Montenegro. It is located in a secluded part of the Bay of Kotor. The city has a population of 13,510 and is the administrative ...
under the command of ''
Linienschiffsleutnant is a German language variant of the naval officer rank ship-of-the-line lieutenant. The rank is used by the Belgian Navy and formerly the Austro-Hungarian Navy. Austro-Hungary (; hu, Sorhajóhadnagy) was an officer rank in the Austro-Hu ...
'' Hermann Jüstel. ''U-4'' attacked the cruiser ''Waldeck-Rousseau'' on 17 October, but the French vessel escaped without serious damage.Gibson and Prendergast, p. 69. In late November, ''U-4'' seized the
Albania Albania ( ; sq, Shqipëri or ), or , also or . officially the Republic of Albania ( sq, Republika e Shqipërisë), is a country in Southeastern Europe. It is located on the Adriatic and Ionian Seas within the Mediterranean Sea and shares ...
n sailing vessel ''Fiore del Mar'' as a
prize A prize is an award to be given to a person or a group of people (such as sporting teams and organizations) to recognize and reward their actions and achievements.
off
Montenegro ) , image_map = Europe-Montenegro.svg , map_caption = , image_map2 = , capital = Podgorica , coordinates = , largest_city = capital , official_languages = M ...
. ''U-4'' received her first radio set the following month. ''U-4''s next success was the capture of three Montenegrin boats on 19 February 1915. Rudolf Singule, who was to become ''U-4''s most successful commander, assumed command of the boat in April 1915.It was Singule's second stint in command of ''U-4''; he had also been the boat's commanding officer from September 1912 to July 1913. Around the same time, the boat was equipped with a quick firing (QF)
deck gun A deck gun is a type of naval artillery mounted on the deck of a submarine. Most submarine deck guns were open, with or without a shield; however, a few larger submarines placed these guns in a turret. The main deck gun was a dual-purpose ...
. On 24 May, in the
Gulf of Drin The Gulf of Drin or Bay of Drin ( sq, Gjiri i Drinit or ''Pellgu i Drinit'') is an ocean basin of the Adriatic Sea within the Mediterranean Sea along the northern coast of Albania. Roughly scythe-shaped, it extends immediately from the Delta of ...
, ''U-4'' unsuccessfully attacked an Italian , but on 9 June, Singule spotted the British cruiser escorting a convoy along the Montenegrin coast. Despite a screen of six destroyers, ''U-4'' was able to torpedo ''Dublin'' off San Giovanni de Medua.Gibson and Prendergast, p. 70. Twelve men on ''Dublin'' died in the attack, but the cruiser made her way safely, albeit damaged, back to port. On 18 July, ''U-4'' chanced upon an Italian squadron of ships shelling the railroads at
Dubrovnik Dubrovnik (), historically known as Ragusa (; see notes on naming), is a city on the Adriatic Sea in the region of Dalmatia, in the southeastern semi-exclave of Croatia. It is one of the most prominent tourist destinations in the Mediterran ...
. Singule selected the Italian armored cruiser as a target and torpedoed her.Gibson and Prendergast, p. 73. ''Giuseppe Garibaldi''—at 7,234 tons, the largest ship sunk by ''U-4''—sank with a loss of 53 men; 525 men survived. ''Conway's All the World's Fighting Ships 1906–1921'' calls the sinking of ''Giuseppe Garibaldi'' as ''U-4''s greatest success. In August, she was sent out to search for her missing sister ship, , which was overdue, having been sunk on 13 August by the French destroyer ''Bisson''. In November, ''U-4'' made an unsuccessful attack on a British . In early December, ''U-4'' dispatched two small
Albania Albania ( ; sq, Shqipëri or ), or , also or . officially the Republic of Albania ( sq, Republika e Shqipërisë), is a country in Southeastern Europe. It is located on the Adriatic and Ionian Seas within the Mediterranean Sea and shares ...
n vessels in the Gulf of Drin. The sailing vessel ''Papagallo'' was sunk, and the ''Gjovadje'' was taken as a prize. New periscopes and a new
gyrocompass A gyrocompass is a type of non-magnetic compass which is based on a fast-spinning disc and the rotation of the Earth (or another planetary body if used elsewhere in the universe) to find geographical direction automatically. The use of a gyroc ...
were installed on ''U-4'' later in the month. On 3 January 1916, operating again near the Gulf of Drin, Singule and ''U-4'' seized another Albanian sailing vessel, ''Halil'', and sank two smaller boats. In early February, ''U-4'' sank the French patrol vessel ''Jean Bart'' southwest of Cape Laghi, off Durazzo.This ''Jean Bart'' is not the French dreadnought which was damaged by the Austro-Hungarian submarine on 21 December 1914. See: Gibson and Prendergast, p. 69. Just five days later, ''U-4'' made an unsuccessful attack on a British . Over 26 and 27 March, ''U-4'' participated in a search for the lost Austro-Hungarian submarine .The Austro-Hungarian submarine , was, in fact, the
German Imperial Navy The Imperial German Navy or the Imperial Navy () was the navy of the German Empire, which existed between 1871 and 1919. It grew out of the small Prussian Navy (from 1867 the North German Federal Navy), which was mainly for coast defence. Kaiser ...
submarine operating under the Austro-Hungarian flag (see Gardiner, p. 341). ''UC-12'', a coastal
minelaying A minelayer is any warship, submarine or military aircraft deploying explosive mines. Since World War I the term "minelayer" refers specifically to a naval ship used for deploying naval mines. "Mine planting" was the term for installing controll ...
submarine, was destroyed on 12 March 1916 when the crew deployed the boat's tenth
mine Mine, mines, miners or mining may refer to: Extraction or digging * Miner, a person engaged in mining or digging *Mining, extraction of mineral resources from the ground through a mine Grammar *Mine, a first-person English possessive pronoun ...
, which malfunctioned and exploded, sinking the U-boat with all hands. See:
Three days later, ''U-4'' sank the British
schooner A schooner () is a type of sailing vessel defined by its rig: fore-and-aft rigged on all of two or more masts and, in the case of a two-masted schooner, the foremast generally being shorter than the mainmast. A common variant, the topsail schoon ...
''John Pritchard Of Carnar'' with explosive charges off the island of
Antipaxos Antipaxos ( el, Αντίπαξος, ) is a small island (5 km²) in Greece, about to the south of Paxos. It is administratively part of the municipality of Paxoi in Corfu regional unit in western Greece. , the resident population of the ...
. In July, ''U-4'' was outfitted with a new deck gun,Sieche, p. 21. which equaled the main gun planned for the , under construction at the time. On 2 August, ''U-4'' missed an Italian in a torpedo attack, and three days later, was missed by two torpedoes in an attack by an enemy submarine. A week later, ''U-4'' successfully torpedoed and sank the Italian schooner ''Ponte Maria'' off
Brindisi Brindisi ( , ) ; la, Brundisium; grc, Βρεντέσιον, translit=Brentésion; cms, Brunda), group=pron is a city in the region of Apulia in southern Italy, the capital of the province of Brindisi, on the coast of the Adriatic Sea. Histo ...
and weathered another unsuccessful enemy submarine attack. Two days later, on 14 August, ''U-4'' closed out her busy month of August by attacking the British steamer ''Inverbervie'' off Cape Nau.Sieche (p. 21) reports that a ship named ''Inverberbie'' was sunk by U-4 on that date. Haworth reports no ships of any nationality of the name ''Inverberbie'', but one British ship by the name ''Inverbervie''. Helgason shows the same ''Inverbervie'' as either being sunk by ''U-4'' or by a mine laid by the German U-boat on 14 September 1916, which is the same fate reported by Haworth.
For Haworth, see:
For Helgason, see:
Some two months later, ''U-4'' sank the Italian tanker ''Margaretha'' at position . ''Margaretha'', originally the J.M.Lennard & Sons ship ''Atilla'', went down without any reported loss of life on 13 October.


1917–1918

In early May 1917, ''U-4'' sank the steamer ''Perseo''—the second largest ship sunk by the boat—in the
Ionian Sea The Ionian Sea ( el, Ιόνιο Πέλαγος, ''Iónio Pélagos'' ; it, Mar Ionio ; al, Deti Jon ) is an elongated bay of the Mediterranean Sea. It is connected to the Adriatic Sea to the north, and is bounded by Southern Italy, including C ...
. Although ''Perseo'' was serving as an Italian troop transport at the time, there are no reports of casualties in the 4 May attack. In mid-May 1917, ''U-4'' participated in a support role in a raid on the
Otranto Barrage The Otranto Barrage was an Allied naval blockade of the Otranto Straits between Brindisi in Italy and Corfu on the Greek side of the Adriatic Sea in the First World War. The blockade was intended to prevent the Austro-Hungarian Navy from escap ...
that precipitated the Battle of Otranto Straits. On the night of 14/15 May, the Austro-Hungarian cruisers , , and attacked the drifters that deployed the
anti-submarine net An anti-submarine net or anti-submarine boom is a boom placed across the mouth of a harbour or a strait for protection against submarines. Examples of anti-submarine nets * Lake Macquarie anti-submarine boom * Indicator net * Naval operations in ...
s that formed part of the Barrage, sinking 14, damaging 5, and taking 72 prisoners.Gibson and Prendergast, pp. 254–55.
Joseph Watt Joseph Watt, VC (25 June 1887 – 13 February 1955) was a Scottish recipient of the Victoria Cross, the highest and most prestigious award for gallantry in the face of the enemy that can be awarded to British and Commonwealth forces. He ach ...
, the commander of the British
drifter A drifter is a vagrant who moves from place to place without a fixed home or employment. Drifter(s) or The Drifter(s) may also refer to: Films and television Films * ''The Drifter'' (1917 film), an American film directed by Fred Kelsey * ''Th ...
''Gowan Lea'', was awarded the
Victoria Cross The Victoria Cross (VC) is the highest and most prestigious award of the British honours system. It is awarded for valour "in the presence of the enemy" to members of the British Armed Forces and may be awarded posthumously. It was previously ...
for his actions in refusing to surrender to one of the Austrian cruisers.
Destroyers and were sent to simultaneously attack Italian transports shuttling between Italy and Valona, and sank an Italian destroyer and a munitions ship. ''U-4'', which was posted near Valona, was a part of a force of three U-boats intended to intercept British and Italian ships responding to the attacks; the other two were the Austro-Hungarian (assigned to patrol between Brindisi and Cattaro) and the German (assigned to mine Brindisi). A squadron of British cruisers and Italian and French destroyers joined the battle against the Austro-Hungarian cruisers on 15 May. Several ships on each side were damaged by the time the engagement was broken off. As a result of the attacks the drifter line of the Barrage was moved farther south and maintained only during the day, a success for the
Central Powers The Central Powers, also known as the Central Empires,german: Mittelmächte; hu, Központi hatalmak; tr, İttifak Devletleri / ; bg, Централни сили, translit=Tsentralni sili was one of the two main coalitions that fought in ...
. ''U-4'' did not take any offensive action during the raid and ensuing battle. On 30 May at
Corfu Corfu (, ) or Kerkyra ( el, Κέρκυρα, Kérkyra, , ; ; la, Corcyra.) is a Greek island in the Ionian Sea, of the Ionian Islands, and, including its small satellite islands, forms the margin of the northwestern frontier of Greece. The isl ...
, ''U-4'' torpedoed and sank the French passenger steamer ''SS Italia'', in operation by the
French Navy The French Navy (french: Marine nationale, lit=National Navy), informally , is the maritime arm of the French Armed Forces and one of the five military service branches of France. It is among the largest and most powerful naval forces in t ...
as an armed boarding ship. On 19 June, ''U-4'' scored a triple victory when she sank the French steamers ''Edouarde Corbière'' and ''Cefira'' and the
Greek Greek may refer to: Greece Anything of, from, or related to Greece, a country in Southern Europe: *Greeks, an ethnic group. *Greek language, a branch of the Indo-European language family. **Proto-Greek language, the assumed last common ancestor ...
ship ''Kerkyra'' off
Taranto Taranto (, also ; ; nap, label= Tarantino, Tarde; Latin: Tarentum; Old Italian: ''Tarento''; Ancient Greek: Τάρᾱς) is a coastal city in Apulia, Southern Italy. It is the capital of the Province of Taranto, serving as an important com ...
. ''U-4'' sank what would be her final ship on 12 July, when she torpedoed the French tug ''Berthilde'' off Cape Stilo. In September, ''U-4'' received a new
bulwark Bulwark primarily refers to: * Bulwark (nautical), a nautical term for the extension of a ship's side above the level of a weather deck * Bastion, a structure projecting outward from the curtain wall of a fortification The Bulwark primarily refe ...
on her
conning tower A conning tower is a raised platform on a ship or submarine, often armored, from which an officer in charge can conn the vessel, controlling movements of the ship by giving orders to those responsible for the ship's engine, rudder, lines, and gro ...
. ''U-4'' arrived at Pola for the final time on 1 November 1918 and was there at the war's end. She was ceded to France as a
war reparation War reparations are compensation payments made after a war by one side to the other. They are intended to cover damage or injury inflicted during a war. History Making one party pay a war indemnity is a common practice with a long history. R ...
and scrapped in 1920. ''U-4'' was the longest serving Austro-Hungarian submarine, and sank a total of and 7,345 tons enemy shipping during the war.


Summary of raiding history


Notes


References


Bibliography

* * * * * *


External links

*
The Austro-Hungarian Submarine Force
{{DEFAULTSORT:U0004 U-3-class submarines U-boats commissioned in 1909 1908 ships World War I submarines of Austria-Hungary Ships built in Kiel