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''Roth v. United States'', 354 U.S. 476 (1957), along with its companion case ''Alberts v. California'', was a
landmark decision Landmark court decisions, in present-day common law legal systems, establish precedents that determine a significant new legal principle or concept, or otherwise substantially affect the interpretation of existing law. "Leading case" is commonly ...
of the
Supreme Court of the United States The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. Federal tribunals in the United States, federal court cases, and over Stat ...
which redefined the Constitutional test for determining what constitutes
obscene An obscenity is any utterance or act that strongly offends the prevalent morality of the time. It is derived from the Latin ''obscēnus'', ''obscaenus'', "boding ill; disgusting; indecent", of uncertain etymology. Such loaded language can be us ...
material unprotected by the
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and reco ...
. The Court, in an opinion by Justice William J. Brennan Jr. created a test to determine what constituted obscene material: Whether the average person, applying contemporary community standards would find that the material appeals to a prurient interest in sex, and whether the material was utterly without redeeming social value. Although the Court upheld Roth’s conviction and allowed some obscenity prosecutions, it drastically loosened obscenity laws. The decision dissatisfied both social conservatives who thought that it had gone too far in tolerating sexual imagery, and liberals who felt that it infringed on the rights of consenting adults. The decision was superseded by ''
Miller v. California ''Miller v. California'', 413 U.S. 15 (1973), was a landmark decision of the U.S. Supreme Court modifying its definition of obscenity from that of "utterly without socially redeeming value" to that which lacks "serious literary, artistic, politi ...
'' which removed the “utterly without redeeming social value” test, and replaced it with without “serious literary, artistic, political, or scientific value.” In that case, Justice Brennan dissented, repudiating his previous position in ''Roth'', arguing that states could not ban the sale, advertisement, or distribution of obscene materials to consenting adults.


Prior history

Under the
common law In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omniprese ...
rule that prevailed before ''Roth'', articulated most famously in the 1868 English case '' Regina v Hicklin'', any material that tended to "deprave and corrupt those whose minds are open to such immoral influences" was deemed "obscene" and could be banned on that basis. Thus, works by Balzac,
Flaubert Gustave Flaubert ( , , ; 12 December 1821 – 8 May 1880) was a French novelist. Highly influential, he has been considered the leading exponent of literary realism in his country. According to the literary theorist Kornelije Kvas, "in Flauber ...
,
James Joyce James Augustine Aloysius Joyce (2 February 1882 – 13 January 1941) was an Irish novelist, poet, and literary critic. He contributed to the Modernism, modernist avant-garde movement and is regarded as one of the most influential and important ...
and
D. H. Lawrence David Herbert Lawrence (11 September 1885 – 2 March 1930) was an English writer, novelist, poet and essayist. His works reflect on modernity, industrialization, sexuality, emotional health, vitality, spontaneity and instinct. His best-k ...
were banned based on isolated passages and the effect they might have on children.
Samuel Roth Samuel Roth (1893–1974) was an American publisher and writer. Described as an "all-around schemer", he was the plaintiff in ''Roth v. United States'' (1957). The case was a Supreme Court ruling on freedom of sexual expression and whose minori ...
, who ran an adult book-selling business in
New York City New York, often called New York City or NYC, is the List of United States cities by population, most populous city in the United States. With a 2020 population of 8,804,190 distributed over , New York City is also the L ...
, was convicted under a federal statute criminalizing the sending of "obscene, lewd, lascivious or filthy" materials through the mail for advertising and selling a publication called ''American Aphrodite'' ("A Quarterly for the Fancy-Free") containing literary
erotica Erotica is literature or art that deals substantively with subject matter that is erotic, sexually stimulating or sexually arousing. Some critics regard pornography as a type of erotica, but many consider it to be different. Erotic art may use ...
and
nude photography Nude photography is the creation of any photograph which contains an image of a nude or semi-nude person, or an image suggestive of nudity. Nude photography is undertaken for a variety of purposes, including educational uses, commercial applicat ...
. David Alberts, who ran a mail-order business from Los Angeles, was convicted under a California statute for selling lewd and obscene books. The Court granted ''
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
'' and affirmed both convictions.


Ruling

''Roth'' came down as a 6–3 decision, with the opinion of the Court authored by William J. Brennan Jr. The Court repudiated the ''Hicklin'' test and defined obscenity more strictly, as material whose "dominant theme taken as a whole appeals to the
prurient Ian Dominick Fernow is an American experimental musician, poet and multimedia artist. He is best known for extreme music released under the stage name Prurient, as well as numerous other aliases including Vatican Shadow and Rainforest Spiritual ...
interest" of the "average person, applying contemporary community standards." Only material meeting this test could be banned as "obscene." However, Brennan reaffirmed that obscenity was not protected by the First Amendment and thus upheld the convictions of Roth and Alberts for publishing and sending obscene material through the mail. Congress could ban material, "utterly without redeeming social importance," or in other words, "whether to the average person, applying contemporary community standards, the dominant theme of the material taken as a whole appeals to the prurient interest." Chief Justice
Earl Warren Earl Warren (March 19, 1891 – July 9, 1974) was an American attorney, politician, and jurist who served as the 14th Chief Justice of the United States from 1953 to 1969. The Warren Court presided over a major shift in American constitutio ...
worried that "broad language used here may eventually be applied to the arts and sciences and freedom of communication generally," but, agreeing that obscenity is not constitutionally protected, concurred only in the judgment. Justices
Hugo Black Hugo Lafayette Black (February 27, 1886 – September 25, 1971) was an American lawyer, politician, and jurist who served as a U.S. Senator from Alabama from 1927 to 1937 and as an associate justice of the U.S. Supreme Court from 1937 to 1971. ...
and William O. Douglas, First Amendment "literalists," dissented in ''Roth'', arguing vigorously that the First Amendment protected obscene material. Justice
John Marshall Harlan II John Marshall Harlan (May 20, 1899 – December 29, 1971) was an American lawyer and jurist who served as an associate justice of the U.S. Supreme Court from 1955 to 1971. Harlan is usually called John Marshall Harlan II to distinguish him ...
dissented in ''Roth'', involving a federal statute, but concurred in ''Alberts'', involving a state law, on the grounds that while states had broad power to prosecute obscenity, the federal government did not.


Legacy

In ''
Memoirs v. Massachusetts ''Memoirs v. Massachusetts'', 383 U.S. 413 (1966), was the United States Supreme Court decision that attempted to clarify a holding regarding obscenity made a decade earlier in '' Roth v. United States'' (1957). Since the ''Roth'' ruling, to ...
'' (1966), a plurality of the Court further redefined the ''Roth'' test by holding unprotected only that which is "patently offensive" and "utterly without redeeming social value," but no opinion in that case could command a majority of the Court either, and the state of the law in the obscenity field remained confused. Pornography and sexually oriented publications proliferated as a result of the Warren Court's holdings, the "
Sexual Revolution The sexual revolution, also known as the sexual liberation, was a social movement that challenged traditional codes of behavior related to sexuality and interpersonal relationships throughout the United States and the developed world from the 1 ...
" of the 1960s flowered, and pressure increasingly came on the Court to allow leeway for state and local governments to crack down on obscenity. During his ill-fated bid to become Chief Justice, Justice
Abe Fortas Abraham Fortas (June 19, 1910 – April 5, 1982) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1965 to 1969. Born and raised in Memphis, Tennessee, Fortas graduated from R ...
was attacked vigorously in Congress by conservatives such as
Strom Thurmond James Strom Thurmond Sr. (December 5, 1902June 26, 2003) was an American politician who represented South Carolina in the United States Senate from 1954 to 2003. Prior to his 48 years as a senator, he served as the 103rd governor of South Car ...
for siding with the Warren Court majority in liberalizing protection for pornography. In his 1968 presidential campaign, Richard Nixon campaigned against the Warren Court, pledging to appoint "strict constructionists" to the Supreme Court. In ''
Miller v. California ''Miller v. California'', 413 U.S. 15 (1973), was a landmark decision of the U.S. Supreme Court modifying its definition of obscenity from that of "utterly without socially redeeming value" to that which lacks "serious literary, artistic, politi ...
'' (1973), a five-person majority agreed for the first time since ''Roth'' as to a test for determining constitutionally unprotected obscenity, thereby superseding the ''Roth'' test. By the time ''Miller'' was considered in 1973, Justice Brennan had abandoned the ''Roth'' test and argued that "no formulation of this Court, the Congress, or the States can adequately distinguish obscene material unprotected by the
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and reco ...
from protected expression."''
Miller v. California ''Miller v. California'', 413 U.S. 15 (1973), was a landmark decision of the U.S. Supreme Court modifying its definition of obscenity from that of "utterly without socially redeeming value" to that which lacks "serious literary, artistic, politi ...
'', .


See also

* List of United States Supreme Court cases, volume 354 *
Freedom of speech Freedom of speech is a principle that supports the freedom of an individual or a community to articulate their opinions and ideas without fear of retaliation, censorship, or legal sanction. The right to freedom of expression has been recogni ...
*
United States Bill of Rights The United States Bill of Rights comprises the first ten amendments to the United States Constitution. Proposed following the often bitter 1787–88 debate over the ratification of the Constitution and written to address the objections ra ...
*
United States Constitution The Constitution of the United States is the supreme law of the United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven articles, it delineates the natio ...
* ''
One, Inc. v. Olesen ''One, Inc. v. Olesen'', 355 U.S. 371 (1958), was a landmark decision of the US Supreme Court for LGBT rights in the United States. It was the first U.S. Supreme Court ruling to deal with homosexuality and the first to address free speech rights ...
'', , an application of the ''Roth'' standard. *
Censorship Censorship is the suppression of speech, public communication, or other information. This may be done on the basis that such material is considered objectionable, harmful, sensitive, or "inconvenient". Censorship can be conducted by governments ...


References


External links

*
Summary of background and decision
{{DEFAULTSORT:Roth V. United States United States Supreme Court cases United States obscenity case law United States Tenth Amendment case law 1957 in United States case law American Civil Liberties Union litigation Overruled United States Supreme Court decisions United States Supreme Court cases of the Warren Court