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Robert W. Kates (January 31, 1929 – April 21, 2018) was an American geographer and independent scholar in
Trenton, Maine Trenton is a town in Hancock County, Maine, United States, near Acadia National Park. The population was 1,584 at the 2020 census. Hancock County-Bar Harbor Airport is located in Trenton. In January 1969, town voters defeated 144–77 an atte ...
, and University Professor (Emeritus) at Brown University.


Background

Kates was born in Brooklyn, New York. Unusually for an academic, he never completed an undergraduate degree. He studied Economics at New York University from 1946-8, but dropped out. He married Ellie Hackman (d.2016) at the age of 19 and went to work in a steel mill in Indiana for 12 years, working with the labor union and other movements. He had a chance encounter with a naturalist in a state park in Indiana when on vacation with his family, and this meeting inspired him to train to become an elementary school teacher, a job he thought would free up summer vacations for the family. To realise this career he signed up for night school at Indiana University, Gary in 1957, when aged 28. One of his classes to become a teacher was in geography. Having found his calling and his discipline, he sought study advice from Gilbert F. White at the
University of Chicago The University of Chicago (UChicago, Chicago, U of C, or UChi) is a private university, private research university in Chicago, Illinois. Its main campus is located in Chicago's Hyde Park, Chicago, Hyde Park neighborhood. The University of Chic ...
. White gave him some key texts to read, Kates returned to discuss them, White recognized his abilities and steered him through an MA and eventually a PhD in Geography (1962). Kates taught at the Graduate School of Geography,
Clark University Clark University is a private research university in Worcester, Massachusetts. Founded in 1887 with a large endowment from its namesake Jonas Gilman Clark, a prominent businessman, Clark was one of the first modern research universities in the ...
from 1962 until 1987. At Clark he founded CENTED (the Centre for Technology, Environment, and Development), now part of the Marsh Institute, where he remained a Distinguished Scientist. He worked in Africa with Clark colleagues, and also developed and directed a resource assessment centre at the
University of Dar Es Salaam The University of Dar es Salaam (UDSM) is a public university in Dar es Salaam, Tanzania. It was established in 1961 as an affiliate college of the University of London. The university became an affiliate of the University of East Africa (UEA) in ...
, Tanzania (from 1967–68). Kates helped to establish the international Initiative for Science and Technology for Sustainability, was Executive Editor of ''Environment'' magazine for many years, and was a Senior Associate at Harvard University. From 1986 to 1992 he was Professor and Director of the interdisciplinary World Hunger Program at Brown University. Kates retired relatively early, became an 'independent scholar' and moved to Trenton, Maine overlooking the Narrows in the early 1990s. Kates had three children, 6 grandchildren and 4 great-grandchildren. He remained professionally active until his mid 80s and in 2008 (at age 79), was appointed the inaugural Presidential Professor of Sustainability Science at the University of Maine, Orono.


Contributions

Kates's research focused on long-term trends in environment, development, and population, and he is particularly known for his work on natural hazards
mitigation Mitigation is the reduction of something harmful or the reduction of its harmful effects. It may refer to measures taken to reduce the harmful effects of hazards that remain ''in potentia'', or to manage harmful incidents that have already occur ...
, driven by a Quaker belief in relevance to human society. Kates defines his central question as "What is and ought to be the human use of the Earth?" This led him to address the human use of
natural resources Natural resources are resources that are drawn from nature and used with few modifications. This includes the sources of valued characteristics such as commercial and industrial use, aesthetic value, scientific interest and cultural value. ...
and human response to hazards. His approach was to set up "natural" experiments, and then to develop a set of comparative observations or analogs. This led to several studies of natural and technological hazards, rural resource and water development, and methodologies for studying people's perception of the environment, the assessment of risk, and the impacts of
climate Climate is the long-term weather pattern in an area, typically averaged over 30 years. More rigorously, it is the mean and variability of meteorological variables over a time spanning from months to millions of years. Some of the meteorologi ...
on society. Since retiring from Brown University he continued to work on: *the sustainability transition *long-term population dynamics *global environmental change *the prevalence and persistence of hunger *sustainability science Following the devastation of New Orleans after Hurricane Katrina, Kates returned to his earlier work on hazards and published a research perspective on the reconstruction of New Orleans (Kates et al., 2006).


Honours

Among several honours: * Recipient of the 1991
National Medal of Science The National Medal of Science is an honor bestowed by the President of the United States to individuals in science and engineering who have made important contributions to the advancement of knowledge in the fields of behavioral and social scienc ...
(USA) *
MacArthur Fellow The MacArthur Fellows Program, also known as the MacArthur Fellowship and commonly but unofficially known as the "Genius Grant", is a prize awarded annually by the John D. and Catherine T. MacArthur Foundation typically to between 20 and 30 indi ...
(1981–85) * Member of the National Academy of Sciences, USA * Member of the
American Academy of Arts and Sciences The American Academy of Arts and Sciences (abbreviation: AAA&S) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, a ...
* Fellow of the American Association for the Advancement of Science * Fellow of the
Academia Europaea The Academia Europaea is a pan-European Academy of Humanities, Letters, Law, and Sciences. The Academia was founded in 1988 as a functioning Europe-wide Academy that encompasses all fields of scholarly inquiry. It acts as co-ordinator of Europea ...
. * Laureat d’Honneur, International Geographical Union * Recipient of 2016
Charles P. Daly Medal The Charles P. Daly Medal is awarded to individuals by the American Geographical Society (AGS) "for valuable or distinguished geographical services or labors." The medal was established in 1902. This medal was originally designed by Victor D. Bren ...
from the
American Geographical Society The American Geographical Society (AGS) is an organization of professional geographers, founded in 1851 in New York City. Most fellows of the society are Americans, but among them have always been a significant number of fellows from around the ...
* Stanley Brun Award for Creativity from the
American Association of Geographers The American Association of Geographers (AAG) is a non-profit scientific and educational society aimed at advancing the understanding, study, and importance of geography and related fields. Its headquarters is located in Washington, D.C. The ...
(AAG), *Lifetime Achievement Award from the Human Dimensions of Global Change section of the AAG. Kates was awarded honorary DSc degrees from
Clark University Clark University is a private research university in Worcester, Massachusetts. Founded in 1887 with a large endowment from its namesake Jonas Gilman Clark, a prominent businessman, Clark was one of the first modern research universities in the ...
for his many contributions to hazards research (1993) and from the
University of Maine The University of Maine (UMaine or UMO) is a public land-grant research university in Orono, Maine. It was established in 1865 as the land-grant college of Maine and is the flagship university of the University of Maine System. It is classifie ...
(2004).


Critique

Kates's work on hazards, and his 'human ecology' approach, some of it coauthored with Ian Burton (Burton and Kates 1978), attracted critique from scholars including Michael Watts (1983a, b) and former student Ben Wisner (1976, 2004). The insight of these critiques is that "natural" hazards are in fact exacerbated by political and economic forces, and they should be seen as "social", not "natural". To suggest that severe drought - or even the flooding of New Orleans - are "natural" underplays the ways that powerful political and economic interests ''make'' people more vulnerable. Humans cannot "adapt" or, in Kates's language, "adjust" successfully to hazards when a population is highly vulnerable or even exploited (Watts, 1983a). Mitigating natural hazards is therefore a social justice issue, not a case of adjustment. This has been much-debated in Wisner et al.'s ''At Risk'' (2004). Kates generally chose not to respond openly to his critics.http://www.nasonline.org/publications/biographical-memoirs/memoir-pdfs/kates-robert.pdf


Books

* Kates, R.W. 1962
''Hazard and Choice Perception in Flood Plain Management''
Department of Geography Research Paper no. 78, University of Chicago Press. * Kates, R.W. 1965. ''Industrial Flood Losses: Damage estimation in the Lehigh Valley''. University of Chicago Press. *Kates, RW. and J. Wohlwill (eds). 1966. ''Man's Response to the Physical Environment''. Journal of Social Issues, Vol. XXII, No. 4, October. * Burton, I. and Kates, R.W. (Eds.). 1965. ''Readings in Resource Management and Conservation''. University of Chicago Press. * Burton, I, R W. Kates, J R. Mather and R E. Snead, ''The Shores of Megalopolis: Coastal Occupance and Human Adjustment to Flood Hazard'' Climatology, Vol. XVIII, No. 3, 1965, pp. 435–603 * Burton, I, R.W. Kates and R.E.Snead. 1969. ''The human ecology of coastal flood hazard in megalopolis''. Dept. of Geography. Research paper no. 115. University of Chicago Press. * Russell, C.S., Arey D.G and R.W. Kates. 1970

RFF Press. * Kates, R.W. (Ed.). 1977. ''Managing Technological Hazard: Research Needs and Opportunities''. Boulder: Institute of Behavioral Science. * Hass J.E, R.W. Kates and M.J. Bowden. 1977

MIT Press. * Kates, R.W. 1978

SCOPE Report 8. John Wiley. * Burton I and Kates R.W. 1978. ''The Environment as Hazard''. Oxford University Press. Second edition with a new introduction: Guilford Press, 1993. * Kasperson R.E. and R.W. Kates. 1980. ''Equity Issues in Radioactive Waste Management''. Greenwood Press. * Berry L. and R.W. Kates (Eds.). 1980. ''Making the Most of the Least: Alternative Ways to Development''. New York and London: Holmes & Meier. * Kates, R.W. 1984. ''Technological Hazards Management''. Oelgeschlager Gunn & Hain. * Kates, R. W., J. H. Ausubel, and M. Berberian (eds.), 1985

ICSU/SCOPE Report No. 27, John Wiley. * Kates R.W., Hohenemser C. and J.X. Kasperson (Eds.). 1985. ''Perilous progress: Managing the hazards of technology''. Westview Press. * Kates, R.W. and I. Burton (Eds.). 1986. ''Geography, Resources and Environment, Volume 1: Selected Writings of Gilbert F. White''. University of Chicago Press. * Kates R.W. and I. Burton (Eds.). 1986. ''Geography, Resources and Environment, Volume 2: Themes from the Work of Gilbert F. White''. University of Chicago Press. *Kasperson, RE., JX. Kasperson, C Hohenemser, and RW. Kates. 1988. ''Corporate Management of Health and Safety Hazards: A Comparison of Current Practice''. Boulder, Colorado: Westview Press. * Newman L, (gen.eds. Kates, R.W. et al.) 1990. ''Hunger in History: Food Shortage, Poverty, and Deprivation''. Blackwell. * J.X. Kasperson and R.W. Kates, (eds.), 1990

a special issue of ''Food Policy'', Vol.15, No. 4, pp. 273–368. * Turner, B.L. II, Hyden G, and R.W. Kates (Eds.). 1993. ''Population Growth and Agricultural Change in Africa''. University of Florida Press. * Turner, B.L. II, W.C. Clark, R.W. Kates, J.F. Richards, J.T. Mathews, W.B. Meyer (Eds.). 1990. ''The Earth as Transformed by Human Action: Global and Regional Changes in the Biosphere over the Past 300 Years''. Cambridge University Press. * Chen, RS. and RW. Kates (eds.). 1994. ''Climate Change and World Food Security'' special issue of Global Environmental Change, Vol. 4 No.1, March, 1994, pp. 1–88. * Burton, I. and Kates. R.W. (committee chairs). 1999.

'. National Academy of Sciences. * Raskin, P, T. Banuri, G.Gallopín, P. Gutman, A. Hammond, R.W. Kates, and R. Swart. 2002.
Great Transition: The Promise and Lure of the Times Ahead
'. Stockholm Environment Institute. * Kates R.W. et al. 2003. ''Global Change in Local Places: Estimating, Understanding, and Reducing Greenhouse Gases''. Cambridge University Press. * Kates, R.W. with National Academies Committee on Facilitating Interdisciplinary Research, 2005

Washington DC: National Academy Press. *2010. With National Academies, Committee on America’s Climate Choices, Panel on Adapting to the Impacts of Climate Change. ''Adapting to the Impacts of Climate Change'', Washington: National Academies Press. * Kates R.W.(ed.) 2011
''Readings in Sustainability Science and Technology
'. Centre for International Development, Harvard University. ("This Reader is one possible set of materials for advanced undergraduate and beginning graduate students of sustainability science. It consists of links to 93 articles or book chapters from which appropriate readings and internet sources can be chosen") * Kates, R.W. 2011.
Gilbert F. White, 1911-2006, A Biographical Memoir
'. Washington, DC: National Academy of Sciences.


Recent Articles

* Kates, R.W., W.C. Clark, R. Corell, J.M. Hall, et al. 2001
Sustainability science
''Science'' 292: 641-642. * Parris, T.M. and R.W. Kates. 2003
Characterizing and Measuring Sustainable Development
''Annual Review of Environment and Resources''. 559-586. * Leiserowitz, A.A., R.W. Kates and T.M. Parris. 2005
Do Global Attitudes and Behaviors Support Sustainable Development?
''Environment: Science and Policy for Sustainable Development'' 47(9): 22-38. * Kates, R.W., T.M. Parris, and A.A. Leiserowitz. 2005
What is Sustainable Development? Goals, Indicators, Values, and Practice
''Environment: Science and Policy for Sustainable Development'' 47(3): 8-21. * Kates, R.W., C.E. Colten, S.Laska, and S.P. Leatherman. 2006
Reconstruction of New Orleans after Hurricane Katrina: A research perspective.
''Proceedings of the National Academy of Sciences''. Special Feature. 103(40) (26 September): 14653-14660. * Kates, R.W. 2007
Gilbert F. White, 1911-2006, Great Aspirations: Local Studies, National Comparisons, Global Challenges
First National Academy of Sciences Gilbert F. White Lecture in the Geographical Sciences. January 24, 2007. The National Academies Keck Center, Washington, D.C. *Kates, R.W. and P. Dasgupta. 2007
African Poverty: A Grand Challenge for Sustainability Science
''Proceedings of the National Academy of Sciences''. 104(43): 16747-16750. *Colten, C.E., R.W. Kates, and S.B. Laska. 2008
Three Years after Katrina: Lessons for Community Resilience
''Environment: Science and Policy for Sustainable Development''. 50(5): 36-47. *Kates, R.W. and I. Burton, 2008
Gilbert F. White, 1911–2006: Local Legacies, National Achievements, and Global Visions
''Annals of the Association of American Geographers''. 98(2): 1-8. *Wilbanks, T.J. and Kates, R.W. 2010
Beyond Adapting to Climate Change: Embedding Adaptation in Responses to Multiple Threats and Stresses
''Annals of the Association of American Geographers''. 100(4):719-728. * Kates, R.W. 2011
What kind of a science is sustainability science?
''Proceedings of the National Academy of Sciences''. 108(49): 19449-19450. * Kates, R.W. (ed.). 2011
From the Unity of Nature to Sustainability Science: Ideas and Practice
''CID Working Paper'' No. 218. Center for International Development, Harvard University. * Kates, R.W., W.R. Travis and T.J. Wilbanks. 2012. Transformational adaptation when incremental adaptations to climate change are insufficient. ''Proceedings of the National Academy of Sciences''. 109(19): 7156-7161. * Kates, R.W. 2012
Natural Hazards, Climate Change, and Adaptation: Persistent Questions and Answers
''South Australian Geographical Journal''. 111: 43-55.


Website

http://www.rwkates.org/


References

* Watts, M.J. 1983a. The Poverty of Theory. In Hewitt, K. (ed.) ''Interpretations of Calamity: from the Viewpoint of Human Ecology''. Boston: Allen & Unwin. 231-262. * Watts, MJ. 1983b. ''Silent Violence: Food, Famine and Peasantry in Northern Nigeria''. Berkeley: University of California Press. unner-up for Herskovitz Prize, 1984*Wisner, B. 1976. ''Man-made Famine in Eastern Kenya''. Discussion Paper 96. Falmer, UK: Institute of Development Studies. *Wisner, B, P. Blaikie, T. Cannon, I. Davis. 2004. ''At Risk: Natural Hazards, People's Vulnerability and Disasters''. London: Routledge. {{DEFAULTSORT:Kates, Robert 1929 births 2018 deaths American geographers University of Chicago alumni Clark University faculty Brown University faculty Fellows of the American Academy of Arts and Sciences Members of Academia Europaea Members of the United States National Academy of Sciences National Medal of Science laureates MacArthur Fellows Independent scholars Presidents of the American Association of Geographers People from Trenton, Maine Center for Advanced Study in the Behavioral Sciences fellows