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Racial formation theory is an analytical tool in
sociology Sociology is a social science that focuses on society, human social behavior, patterns of social relationships, social interaction, and aspects of culture associated with everyday life. It uses various methods of empirical investigation an ...
, developed by Michael Omi and
Howard Winant Howard Winant (born 1946) is an American sociologist and race theorist. Winant is Distinguished Professor of Sociology at the University of California, Santa Barbara. Winant is best known for developing the theory of ''racial formation'' along wi ...
, which is used to look at
race Race, RACE or "The Race" may refer to: * Race (biology), an informal taxonomic classification within a species, generally within a sub-species * Race (human categorization), classification of humans into groups based on physical traits, and/or s ...
as a socially constructed
identity Identity may refer to: * Identity document * Identity (philosophy) * Identity (social science) * Identity (mathematics) Arts and entertainment Film and television * ''Identity'' (1987 film), an Iranian film * ''Identity'' (2003 film), an ...
, where the content and importance of racial categories are determined by social, economic, and political forces. Unlike other traditional race theories, "In mi and Winant'sview, racial meanings pervade US society, extending from the shaping of individual racial identities to the structuring of collective political action on the terrain of the state".


Race concept

In order to delve further into the topic of racial formation, practitioners explore the question of what "race" is. Racial formation theory is a framework that seeks to deconstruct race as it exists today in the United States. To do this, the authors first explore the historical development of race as a dynamic and fluid
social construct Social constructionism is a theory in sociology, social ontology, and communication theory which proposes that certain ideas about physical reality arise from collaborative consensus, instead of pure observation of said reality. The theory ...
. This goes against the dominant discourses on race, which see race as a static and unchanging concept based purely on physical and genetic criteria. Instead of claiming race as something that is concrete, where the person's biology and upbringing are what shape racial identity, Omi and Winant suggest that race is something that is fluid, where "the racial order is organized and enforced by the continuity and reciprocity between micro-level and macro-level of social relations". In the above definition, the "micro-level"
social relation A social relation or also described as a social interaction or social experience is the fundamental unit of analysis within the social sciences, and describes any voluntary or involuntary interpersonal relationship between two or more individuals ...
s refer to "the ways in which we understand ourselves and interact with others, the structuring of our practical activity in work and family, as citizens and as thinkers", basically, a person's individual interactions with other people. The "macro-level" social relations refer to the
social structure In the social sciences, social structure is the aggregate of patterned social arrangements in society that are both emergent from and determinant of the actions of individuals. Likewise, society is believed to be grouped into structurally rel ...
s and common
ideologies An ideology is a set of beliefs or philosophies attributed to a person or group of persons, especially those held for reasons that are not purely epistemic, in which "practical elements are as prominent as theoretical ones." Formerly applied prim ...
of a society. Relevant social structures include collective organizations like businesses, the media, and the government, and the common ideologies include cultural and
stereotypical In social psychology, a stereotype is a generalized belief about a particular category of people. It is an expectation that people might have about every person of a particular group. The type of expectation can vary; it can be, for example ...
beliefs on race,
class Class or The Class may refer to: Common uses not otherwise categorized * Class (biology), a taxonomic rank * Class (knowledge representation), a collection of individuals or objects * Class (philosophy), an analytical concept used differently ...
, sexuality, and gender. Omi and Winant also believe that "race san unstable and 'de-centered' complex of social meanings constantly being transformed by political struggle". Because of this, people are able to constantly contest the definition of both in the micro- and the macro-level.


Functions and origin of racial discrimination

Throughout modern history, people have assigned identity based on race, both as a means of distinguishing one group from another, but more importantly as a means of control. The dominant culture assigns identity to
minority group The term 'minority group' has different usages depending on the context. According to its common usage, a minority group can simply be understood in terms of demographic sizes within a population: i.e. a group in society with the least number o ...
s as a means of separating them, diminishing their status, and maintaining control over them. Often, this distinction is made simply on the basis of skin color. Through this mechanism of assigning identity, race becomes a political weapon of the majority that has several limiting effects on the oppressed group: * determines freedom of movement within the society * limits upward mobility from class to class * prohibits or minimizes economic gain * has a psychological impact on how the oppressed individual perceives themselves and exists within the confines of the limiting social expectations that have been imposed upon them.


Origin of racism as a justification for ethnocentrism

Omi and Winant argue that the concept of race developed gradually and was created to justify and explain inequality and
genocide Genocide is the intentional destruction of a people—usually defined as an ethnic, national, racial, or religious group—in whole or in part. Raphael Lemkin coined the term in 1944, combining the Greek word (, "race, people") with the ...
that is characteristic of European colonization. The expropriation of property, the denial of political rights, the introduction of
slavery Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
and other forms of coercive labor, as well as outright extermination, all presupposed a worldview which distinguished European – children of God, human beings, etc. – from "others". Such a worldview was needed to explain why some should be "free" and others enslaved, why some had rights to land while others did not. Race and the interpretation of racial differences were central factors in that worldview. The need for a justification for institutionalized
racial discrimination Racial discrimination is any discrimination against any individual on the basis of their skin color, race or ethnic origin.Individuals can discriminate by refusing to do business with, socialize with, or share resources with people of a certain g ...
led to the "biological essentialist" framework. In this framework, White European Americans were viewed as being born inherently superior. Religious debates also flared over the role of race in definitions of humanity: "Arguments took place over creation itself, as theories of polygenesis questioned whether God had made only one species of humanity ('monogenesis')." In their book ''Racial Formation'', Omi and Winant present race as a relatively recent phenomenon in the United States. They describe how race becomes established in social consciousness, even without anyone having an explicit intention to perpetuate it:
Everybody learns some combination, some version, of the rules of racial classification, and of their own racial identity, often without obvious teaching or conscious inculcation. Race becomes 'common sense' – a way of comprehending, explaining, and acting in the world.


Race was legitimated through science

There was also a scientific preoccupation with the idea of race. Throughout the 19th and 20th centuries in particular, some of the most respected scientists of the time took up the question of racial superiority. Many of them concluded that White Europeans were, in fact, superior based on studies on everything from
cranial capacity The size of the brain is a frequent topic of study within the fields of anatomy, biological anthropology, animal science and evolution. Brain size is sometimes measured by weight and sometimes by volume (via MRI scans or by skull volume). Neur ...
to
social Darwinism Social Darwinism refers to various theories and societal practices that purport to apply biological concepts of natural selection and survival of the fittest to sociology, economics and politics, and which were largely defined by scholars in We ...
. This scientific debate was not, however, a purely academic one. It was a central icon of public fascination, often in the popular magazines of the time. Even today, scientists are still working on finding a genetic basis for racial categorization. None of these efforts has been successful in defining race in an empirical and objective way. Racial formation theory examines race as a dynamic social construct with inherent structural barriers, ideologies and individual actions, whereas the biological essentialist understands individual deficiency as the basis for racial marginalization and oppression.


Calling for a "racial formation perspective"

According to Omi and Winant, a "racial formation perspective" is needed to explain race as "an autonomous field of social conflict, political organizations, and cultural/ideological meaning". The second part of their book is an elaboration of this racial formation perspective. Omi and Winant define "racial formation" as "the process by which social, economic and political forces determine the content and importance of racial categories, and by which they are in turn shaped by racial meanings". The racial formation perspective emphasizes the extent to which race is a social and political construction that operates at two levels, the micro (individual identity) and the macro (collective social structure). The two levels interact to form a racial social movement when individuals at the micro level are mobilized in response to political racial injustice at the macro level.


Race as seen through the racial formation perspective

Becoming a citizen of this society is the process of learning to see race – that is, to ascribe social meanings and qualities to otherwise meaningless biological features. And in turn, race consciousness figures centrally in the building of a collective body of knowledge without which we could not make sense of the world around us – a body of knowledge that Omi and Winant call "racial common sense". That describes the associations we make between individual characteristics, preferences, behaviors, and attitudes and a particular physical appearance or perceived group membership.


Racial formation guides our expectations

Those expectations will guide all our daily interactions. Individuals that do not perform according to our racial expectations disrupt this micro-level process. Omi and Winant provide several illustrative examples of this disruption of expectations:
The black banker harassed by police while walking in casual clothes through his own well-off neighborhood, the Latino or white kid rapping in perfect Afro patois, the unending faux pas committed by whites who assume that the non-whites they encounter are servants or tradespeople, the belief that non-white colleagues are less qualified persons hired to fulfill affirmative action guidelines...
When our racial expectations are violated, our reactions can betray our "preconceived notions of a racialized social structure". There are many racial projects dispersed throughout society that "mediate between discursive or representational means in which race is identified and signified on the one hand, and the institutional and organizational forms in which is it routinized and standardized on the other".


See also

* Ethnicity theory * Color blind racism


Notes


References

* * * * {{DEFAULTSORT:Racial Formation Theory Sociological theories Social constructionism Race (human categorization)