Robert Paxton
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Robert Owen Paxton (born June 15, 1932) is an American
political scientist Political science is the science, scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of politics, political activities, political thought, political behavior, and associated c ...
and
historian A historian is a person who studies and writes about the past and is regarded as an authority on it. Historians are concerned with the continuous, methodical narrative and research of past events as relating to the human race; as well as the stu ...
specializing in
Vichy France Vichy France (french: Régime de Vichy; 10 July 1940 – 9 August 1944), officially the French State ('), was the fascist French state headed by Marshal Philippe Pétain during World War II. Officially independent, but with half of its ter ...
,
fascism Fascism is a far-right, authoritarian, ultra-nationalist political ideology and movement,: "extreme militaristic nationalism, contempt for electoral democracy and political and cultural liberalism, a belief in natural social hierarchy an ...
, and Europe during the
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
era. He is Mellon Professor Emeritus of Social Science in the Department of History at
Columbia University Columbia University (also known as Columbia, and officially as Columbia University in the City of New York) is a private research university in New York City. Established in 1754 as King's College on the grounds of Trinity Church in Manhatt ...
.


Early life

Paxton was born on June 15, 1932, in
Lexington, Virginia Lexington is an independent city in the Commonwealth of Virginia. At the 2020 census, the population was 7,320. It is the county seat of Rockbridge County, although the two are separate jurisdictions. The Bureau of Economic Analysis combines ...
. After attending secondary school in New England, he received a B.A. from
Washington and Lee University , mottoeng = "Not Unmindful of the Future" , established = , type = Private liberal arts university , academic_affiliations = , endowment = $2.092 billion (2021) , president = William C. Dudley , provost = Lena Hill , city = Lexingto ...
in 1954. Later, he won a
Rhodes Scholarship The Rhodes Scholarship is an international postgraduate award for students to study at the University of Oxford, in the United Kingdom. Established in 1902, it is the oldest graduate scholarship in the world. It is considered among the world' ...
and spent two years earning an M.A. at
Merton College, Oxford Merton College (in full: The House or College of Scholars of Merton in the University of Oxford) is one of the Colleges of Oxford University, constituent colleges of the University of Oxford in England. Its foundation can be traced back to the ...
, where he studied under historians including
James Joll James Bysse Joll FBA (21 June 1918 – 12 July 1994) was a British historian and university lecturer whose works included ''The Origins of the First World War'' and ''Europe Since 1870''. He also wrote on the history of anarchism and socialis ...
and
John Roberts John Glover Roberts Jr. (born January 27, 1955) is an American lawyer and jurist who has served as the 17th chief justice of the United States since 2005. Roberts has authored the majority opinion in several landmark cases, including ''Nati ...
. He earned a Ph.D. from
Harvard University Harvard University is a private Ivy League research university in Cambridge, Massachusetts. Founded in 1636 as Harvard College and named for its first benefactor, the Puritan clergyman John Harvard, it is the oldest institution of higher le ...
in 1963.


Career

Paxton taught at the
University of California, Berkeley The University of California, Berkeley (UC Berkeley, Berkeley, Cal, or California) is a public land-grant research university in Berkeley, California. Established in 1868 as the University of California, it is the state's first land-grant u ...
and the
State University of New York at Stony Brook Stony Brook University (SBU), officially the State University of New York at Stony Brook, is a public research university in Stony Brook, New York. Along with the University at Buffalo, it is one of the State University of New York system's ...
before joining the faculty of
Columbia University Columbia University (also known as Columbia, and officially as Columbia University in the City of New York) is a private research university in New York City. Established in 1754 as King's College on the grounds of Trinity Church in Manhatt ...
in 1969. He served there for the remainder of his career, retiring in 1997. He remains a
professor emeritus ''Emeritus'' (; female: ''emerita'') is an adjective used to designate a retired chair, professor, pastor, bishop, pope, director, president, prime minister, rabbi, emperor, or other person who has been "permitted to retain as an honorary title ...
. He has contributed more than twenty reviews to ''
The New York Review of Books ''The New York Review of Books'' (or ''NYREV'' or ''NYRB'') is a semi-monthly magazine with articles on literature, culture, economics, science and current affairs. Published in New York City, it is inspired by the idea that the discussion of i ...
,'' beginning in 1978 and continuing through 2017.


Vichy

Paxton is best known for his 1972 book ''Vichy France: Old Guard and New Order, 1940-1944.'' In opposition to the traditional view pioneered by
Robert Aron Robert Aron (1898–1975) was a French historian and writer who wrote a number of books on politics and European history. Early life and career Robert Aron was born in Le Vésinet on 25 May 1898 to an upper-class Jewish family from eastern France ...
, he argued that the
Vichy government Vichy France (french: Régime de Vichy; 10 July 1940 – 9 August 1944), officially the French State ('), was the fascist French state headed by Marshal Philippe Pétain during World War II. Officially independent, but with half of its terr ...
was eager to collaborate with
Nazi Germany Nazi Germany (lit. "National Socialist State"), ' (lit. "Nazi State") for short; also ' (lit. "National Socialist Germany") (officially known as the German Reich from 1933 until 1943, and the Greater German Reich from 1943 to 1945) was ...
and did not practice "passive resistance" to German rule. Unlike Aron and
Henri Michel Henri Louis Michel (28 October 1947 – 24 April 2018) was a French football player and coach. He played as a midfielder for Nantes and the France national team, and later went on to coach various clubs and national teams all over the wor ...
, Paxton did not play down Vichy's achievements in his explanation of its domestic agenda. He argued that the reforms undertaken by the Vichy government prefigured the reforms of the 1950s and 1960s and derived from Vichy's aim to transform French society. Upon the book's publication in French translation in 1973, Paxton became the subject of intense vitriol from
French historians This is a list of French historians limited to those with a biographical entry in either English or French Wikipedia. Major chroniclers, annalists, philosophers, or other writers are included, if they have important historical output. Names are lis ...
and commentators. During a televised debate with Paxton in 1976, the Vichy naval leader
Gabriel Auphan Counter-admiral Gabriel Paul Auphan (November 4, 1894, Alès – April 16, 1982) was a French naval officer who became the State Secretary of the Navy (secrétaire d'État à la Marine) of the Vichy government from April to November 1942. N ...
called him a liar. However, the translation sold thousands of copies, particularly to the young generation shaped by the civil unrest of May 1968 and who were uninterested in the "cozy mythologies" of Vichy apologists.


Paxtonian revolution

For decades prior to the 1970s modern period, French historiography was dominated by conservative or pro-Communist thinking, neither of them very inclined to consider the grass-roots pro-democracy developments at liberation. There was little recognition in French scholarship on the active participation of the Vichy regime in the deportation of French Jews, until Paxton's 1972 book appeared. The book received a French translation within a year and sold thousands of copies in France. In the words of French historian , the book "had the effect of a bombshell, because it showed, with supporting evidence, that the French state had participated in the deportation of Jews to the Nazi concentration camps, a fact that had been concealed by historians until then." The "Paxtonian revolution", as the French called it, had a profound effect on French historiography. In 1997, Paxton was called as an expert witness to testify about collaboration during the Vichy period, at the trial in France of
Maurice Papon Maurice Papon (; 3 September 1910 – 17 February 2007) was a French civil servant who led the police in major prefectures from the 1930s to the 1960s, before he became a Gaullist politician. When he was secretary general for the police in B ...
.


French reaction and debate

Marc Ferro Marc Ferro (24 December 1924 – 21 April 2021) was a French historian. Life and career Ferro worked on early twentieth-century European history, specialising in the history of Russia and the USSR The Soviet Union,. officially the Unio ...
, a French historian of Jewish heritage, wrote that ''Vichy France'' would make the left feel uneasy by its contradiction of their belief that only the élite had betrayed France in 1940, "whereas in reality heroic resistance to the last man from Bayonne to Africa made no sense for anyone". He also noted that the
Gaullists Gaullism (french: link=no, Gaullisme) is a French political stance based on the thought and action of World War II French Resistance leader Charles de Gaulle, who would become the founding President of the Fifth French Republic. De Gaulle withd ...
would object to Paxton's portrayal of them as "heirs of the regime they fought against" and that it would disturb all those who believed that Pétain had played a "double game" between the Axis and the Allies. Communists welcomed the book for buttressing their belief that Vichy had been the product of state monopoly capitalism, and it was also applauded by Jewish groups. The reaction among Resistance groups was mixed due to Paxton's argument that there was no serious Resistance until well into 1941. In the preface to the 1982 edition of ''Vichy France'', Paxton disagreed with the assertion of his opponents that he had written in "easy moral superiority" from the perspective of a "victor": "In fact twas written in the shadow of the
war in Vietnam The Vietnam War (also known by other names) was a conflict in Vietnam, Laos, and Cambodia from 1 November 1955 to the fall of Saigon on 30 April 1975. It was the second of the Indochina Wars and was officially fought between North Vietnam a ...
, which sharpened my animosity against nationalist conformism of all kinds. Writing in the late 1960s, what concerned me was not the comparison with defeated France but the confident swagger of the Germans in the summer of 1940." Today, the book is considered a historical classic and one of the best studies on France in the Vichy era. It is so influential that
Richard Vinen Richard Charles Vinen is a British historian and academic who holds a professorship at King's College London. Vinen is a specialist in 20th-century European history, particularly of Britain and France.Marcel Ophüls Marcel Ophuls (; born 1 November 1927) is a German-French documentary film maker and former actor, best known for his films ''The Sorrow and the Pity'' and '' Hôtel Terminus: The Life and Times of Klaus Barbie''. Life and career Ophuls was bo ...
' influential two-part documentary ''
The Sorrow and the Pity ''The Sorrow and the Pity'' (french: Le Chagrin et la Pitié) is a two-part 1969 documentary film by Marcel Ophuls about the collaboration between the Vichy government and Nazi Germany during World War II. The film uses interviews with a Germ ...
'' (1969). As an expert on the Vichy era, Paxton co-wrote
Claude Chabrol Claude Henri Jean Chabrol (; 24 June 1930 – 12 September 2010) was a French film director and a member of the French New Wave (''nouvelle vague'') group of filmmakers who first came to prominence at the end of the 1950s. Like his colleagues an ...
's 1993 documentary ''
The Eye of Vichy ''The Eye of Vichy'' (french: "L'Œil de Vichy") is a 1993 French documentary film directed by Claude Chabrol. It consists of a selection in chronological order of authentic footage, mostly newsreels and documentaries, shown on cinema screens in ...
.'' In 1997 he testified at the trial of Vichy bureaucrat
Maurice Papon Maurice Papon (; 3 September 1910 – 17 February 2007) was a French civil servant who led the police in major prefectures from the 1930s to the 1960s, before he became a Gaullist politician. When he was secretary general for the police in B ...
.


Fascism

Paxton has focused his work on exploring models and definition of fascism. In his 1998 paper "The Five Stages of Fascism," he suggests that fascism cannot be defined solely by its ideology, since fascism is a complex political phenomenon rather than a relatively coherent body of doctrine like
communism Communism (from Latin la, communis, lit=common, universal, label=none) is a far-left sociopolitical, philosophical, and economic ideology and current within the socialist movement whose goal is the establishment of a communist society, a s ...
or
socialism Socialism is a left-wing economic philosophy and movement encompassing a range of economic systems characterized by the dominance of social ownership of the means of production as opposed to private ownership. As a term, it describes the e ...
. Instead, he focuses on fascism's political context and functional development. The article identifies five paradigmatic stages of a fascist movement, although he notes that only
Nazi Germany Nazi Germany (lit. "National Socialist State"), ' (lit. "Nazi State") for short; also ' (lit. "National Socialist Germany") (officially known as the German Reich from 1933 until 1943, and the Greater German Reich from 1943 to 1945) was ...
and Fascist Italy progressed through all five: # Intellectual exploration, where disillusionment with popular democracy manifests itself in discussions of lost national vigor # Rooting, where a fascist movement, aided by political deadlock and polarization, becomes a player on the national stage # Arrival to power, where conservatives seeking to control rising leftist opposition invite fascists to share power # Exercise of power, where the movement and its charismatic leader control the state in balance with state institutions such as the police and traditional elites such as the
clergy Clergy are formal leaders within established religions. Their roles and functions vary in different religious traditions, but usually involve presiding over specific rituals and teaching their religion's doctrines and practices. Some of the ter ...
and
business magnate A business magnate, also known as a tycoon, is a person who has achieved immense wealth through the ownership of multiple lines of enterprise. The term characteristically refers to a powerful entrepreneur or investor who controls, through perso ...
s. # Radicalization or entropy, where the state either becomes increasingly radical, as did Nazi Germany, or slips into traditional
authoritarian Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in the rule of law, separation of powers, and democratic votin ...
rule, as did Fascist Italy. In his 2004 book ''
The Anatomy of Fascism ''The Anatomy of Fascism'' is a 2004 book by Robert O. Paxton, published by Alfred A. Knopf. Paxton sought to establish a more concise definition of fascism in an era where people used the term loosely. The author argued that fascism only took ro ...
'', Paxton refines his five-stage model and puts forward the following definition for fascism:
Fascism may be defined as a form of
political Politics (from , ) is the set of activities that are associated with making decisions in groups, or other forms of power relations among individuals, such as the distribution of resources or status. The branch of social science that studies ...
behavior marked by obsessive preoccupation with community decline,
humiliation Humiliation is the abasement of pride, which creates mortification or leads to a state of being humbled or reduced to lowliness or submission. It is an emotion felt by a person whose social status, either by force or willingly, has just decr ...
, or victim-hood and by compensatory
cult In modern English, ''cult'' is usually a pejorative term for a social group that is defined by its unusual religious, spiritual, or philosophical beliefs and rituals, or its common interest in a particular personality, object, or goal. This ...
s of unity, energy, and
purity Purity may refer to: Books * ''Pureza'' (novel), a 1937 Brazilian novel by José Lins do Rego * ''Purity'' (novel), a 2015 novel by Jonathan Franzen ** ''Purity'' (TV series), a TV series based on the novel *''Purity'', a 2012 novel by Jackson P ...
, in which a mass-based party of committed
nationalist Nationalism is an idea and movement that holds that the nation should be congruent with the state. As a movement, nationalism tends to promote the interests of a particular nation (as in a group of people), Smith, Anthony. ''Nationalism: The ...
militants The English word ''militant'' is both an adjective and a noun, and it is generally used to mean vigorously active, combative and/or aggressive, especially in support of a cause, as in "militant reformers". It comes from the 15th century Latin ...
, working in uneasy but effective collaboration with traditional elites, abandons democratic
liberties Liberty is the ability to do as one pleases, or a right or immunity enjoyed by prescription or by grant (i.e. privilege). It is a synonym for the word freedom. In modern politics, liberty is understood as the state of being free within society fr ...
and pursues with redemptive
violence Violence is the use of physical force so as to injure, abuse, damage, or destroy. Other definitions are also used, such as the World Health Organization's definition of violence as "the intentional use of physical force or Power (social and p ...
and without
ethic Ethics or moral philosophy is a branch of philosophy that "involves systematizing, defending, and recommending concepts of right and wrong behavior".''Internet Encyclopedia of Philosophy'' The field of ethics, along with aesthetics, concerns ma ...
al or
legal Law is a set of rules that are created and are enforceable by social or governmental institutions to regulate behavior,Robertson, ''Crimes against humanity'', 90. with its precise definition a matter of longstanding debate. It has been vario ...
restraints goals of internal cleansing and external expansion.
In 2021, Paxton wrote an op-ed for ''
Newsweek ''Newsweek'' is an American weekly online news magazine co-owned 50 percent each by Dev Pragad, its president and CEO, and Johnathan Davis (businessman), Johnathan Davis, who has no operational role at ''Newsweek''. Founded as a weekly print m ...
'' in which he stated that he now believed
Donald Trump Donald John Trump (born June 14, 1946) is an American politician, media personality, and businessman who served as the 45th president of the United States from 2017 to 2021. Trump graduated from the Wharton School of the University of Pe ...
was a fascist, after insisting for several years that he was instead a right-wing populist. Trump's incitement of the
2021 storming of the United States Capitol On January 6, 2021, following the defeat of then-United States President, U.S. President Donald Trump in the 2020 United States presidential election, 2020 presidential election, a mob of his supporters attacked the United States Capitol, U ...
was the deciding factor in him changing his view.


Awards

In 2009, the French government awarded Paxton the
Legion d'honneur The National Order of the Legion of Honour (french: Ordre national de la Légion d'honneur), formerly the Royal Order of the Legion of Honour ('), is the highest French order of merit, both military and civil. Established in 1802 by Napoleon B ...
.


Personal life

Paxton is an avid
birdwatcher Birdwatching, or birding, is the observing of birds, either as a recreational activity or as a form of citizen science. A birdwatcher may observe by using their naked eye, by using a visual enhancement device like binoculars or a telescope, by ...
and a former president of the
Linnaean Society of New York The Linnaean Society of New York (LSNY) was established in 1878, in the city of New York, United States of America, by a group of amateurs interested in natural science, especially ornithology. The founding members included H.P. Bailey, Eugene Pinta ...
.


Works

* ''Parades and Politics at Vichy'' (1966),
Princeton University Press Princeton University Press is an independent publisher with close connections to Princeton University. Its mission is to disseminate scholarship within academia and society at large. The press was founded by Whitney Darrow, with the financial su ...
, . ** ''L'Armée de Vichy'' (Paris: Tallandier Éditions, 2004), French translation. * ''Vichy France: Old Guard and New Order, 1940-1944'' (1972),
Alfred A. Knopf Alfred A. Knopf, Inc. () is an American publishing house that was founded by Alfred A. Knopf Sr. and Blanche Knopf in 1915. Blanche and Alfred traveled abroad regularly and were known for publishing European, Asian, and Latin American writers in ...
, . ** A new introduction prefaced the Morningside Edition published by
Columbia University Press Columbia University Press is a university press based in New York City, and affiliated with Columbia University. It is currently directed by Jennifer Crewe (2014–present) and publishes titles in the humanities and sciences, including the fiel ...
, 1982, ** Another new introduction prefaced the 2001 publication by Columbia University Press, . * with W. J. Boyle Jr, and D. A. Cutler. "Hudson-Delaware region." ''American Birds'' 32 (1978): 326–331. * "The German Opposition to Hitler: A Non-Germanist's View." ''Central European History'' 14.4 (1981): 362–368. * ''Vichy France and the Jews'' (1981), with
Michael Marrus Michael Robert Marrus (1941–2022) was a Canadian historian of the Holocaust, modern European and Jewish history and international humanitarian law. He is the author of eight books on the Holocaust and related subjects. Overview Marrus (1941–2 ...
. ** A new edition was published in 1995 by
Stanford University Press Stanford University Press (SUP) is the publishing house of Stanford University. It is one of the oldest academic presses in the United States and the first university press to be established on the West Coast. It was among the presses officially ...
, . * "The Nazis and the Jews in Occupied Western Europe, 1940-1944" (1982), with
Michael Marrus Michael Robert Marrus (1941–2022) was a Canadian historian of the Holocaust, modern European and Jewish history and international humanitarian law. He is the author of eight books on the Holocaust and related subjects. Overview Marrus (1941–2 ...
, ''
The Journal of Modern History ''The Journal of Modern History'' is a quarterly peer-reviewed academic journal covering European intellectual, political, and cultural history, published by the University of Chicago Press. Established in 1929, the journal covers events from appro ...
'' vol. 54, no. 4. pp 687–714
online
* "Anti-Americanism in the Years of Collaboration and Resistance." in ''The Rise and Fall of Anti-Americanism'' ed. by Denis Lacorne et al. (Palgrave Macmillan UK, 1990) pp. 55–66. * With Mame Warren. "Oral History Interview with Robert O. Paxton, April 18, 1996.
online
* ''French Peasant Fascism: Henry Dorgere's Greenshirts and the Crises of French Agriculture, 1929-1939'' (1997). *
The Five Stages of Fascism
(1998), ''
The Journal of Modern History ''The Journal of Modern History'' is a quarterly peer-reviewed academic journal covering European intellectual, political, and cultural history, published by the University of Chicago Press. Established in 1929, the journal covers events from appro ...
'' vol. 70, no. 1. *
"Vichy vs. the Nazis"
(2008), ''
The New York Review of Books ''The New York Review of Books'' (or ''NYREV'' or ''NYRB'') is a semi-monthly magazine with articles on literature, culture, economics, science and current affairs. Published in New York City, it is inspired by the idea that the discussion of i ...
''. * "Comparisons and definitions." ''The Oxford Handbook of Fascism'' ed ''The Oxford Handbook of Fascism'' ed by R.J.B. Bosworth (2010) pp 547–565. * ''Europe in the Twentieth Century'' with co-author Julie Hessler, (1st ed. 1975; 5th edition, Wadsworth/Cengage 2011) * "Vichy Lives!—In a way." ''The New York Review of Books'' (April 25, 2013
online
* "American Duce: Is Donald Trump a Fascist or a Plutocrat?" ''Harper's Magazine'' (May 2017
online
* with Manuel Bragança, and Fransiska Louwagie. "Interview with Robert O. Paxton, on the Writing of History and Ego-history." in ''Ego-histories of France and the Second World War'' (Palgrave Macmillan, Cham, 2018. 19–22). *
"Entering the Profession at the End of the Cold War" (2004, revised for H-DIPLO 2020
autobiography


References

* * *


Further reading

* J. Sweets, ′''Chaque livre un événement'': Robert Paxton and the French, from the ''brisuer de glace'' to ''iconoclaste tranquille''′, in S. Fishman et al. (eds.), ''France at War: Vichy and the Historians'' (Oxford: Oxford University Press, 2000), pp. 21–34. * Moshik Temkin, ′''Avec un certain malaise'': The Paxtonian Trauma in France, 1973-74′, ''Journal of Contemporary History'', Vol. 38, No. 2 (Apr., 2003), pp. 291–306.


External links

* * *Paxton, Robert O. (11 January 2021)
"I've Hesitated to Call Donald Trump a Fascist. Until Now."
Newsweek. Retrieved 8 February 2021. {{DEFAULTSORT:Paxton, Robert 1932 births Living people Historians of fascism Historians of Nazism Historians of Vichy France American Rhodes Scholars Washington and Lee University alumni Harvard University alumni Alumni of Merton College, Oxford University of California, Berkeley faculty State University of New York faculty Columbia University faculty Recipients of the Legion of Honour Officers of the Ordre national du Mérite Officiers of the Légion d'honneur Commandeurs of the Ordre des Arts et des Lettres Academics and writers on far-right extremism People from Lexington, Virginia Fellows of Merton College, Oxford