Rebellion Of Bardas Phokas The Younger
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The Rebellion of Bardas Phokas the Younger was a major
Byzantine The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
civil war fought mostly in
Asia Minor Anatolia, tr, Anadolu Yarımadası), and the Anatolian plateau, also known as Asia Minor, is a large peninsula in Western Asia and the westernmost protrusion of the Asian continent. It constitutes the major part of modern-day Turkey. The re ...
. During the second half of the tenth century the Byzantine Empire was characterized by emperors either devoted to or forced into long periods of campaigning mostly in the
Middle East The Middle East ( ar, الشرق الأوسط, ISO 233: ) is a geopolitical region commonly encompassing Arabian Peninsula, Arabia (including the Arabian Peninsula and Bahrain), Anatolia, Asia Minor (Asian part of Turkey except Hatay Pro ...
,
Crete Crete ( el, Κρήτη, translit=, Modern: , Ancient: ) is the largest and most populous of the Greek islands, the 88th largest island in the world and the fifth largest island in the Mediterranean Sea, after Sicily, Sardinia, Cyprus, and ...
,
Cyprus Cyprus ; tr, Kıbrıs (), officially the Republic of Cyprus,, , lit: Republic of Cyprus is an island country located south of the Anatolian Peninsula in the eastern Mediterranean Sea. Its continental position is disputed; while it is geo ...
,
Antioch Antioch on the Orontes (; grc-gre, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου, ''Antiókheia hē epì Oróntou'', Learned ; also Syrian Antioch) grc-koi, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου; or Ἀντιόχεια ἡ ἐπ ...
; many other territories were also conquered during this period. The success Byzantium experienced during this period was largely thanks to the Phokas clan, an aristocratic family who consistently produced competent generals, and their relatives. Indeed, during the reigns of
Nikephoros II Phokas Nikephoros II Phokas (; – 11 December 969), Latinized Nicephorus II Phocas, was Byzantine emperor from 963 to 969. His career, not uniformly successful in matters of statecraft or of war, nonetheless included brilliant military exploits whi ...
and his nephew
John I Tzimiskes John I Tzimiskes (; 925 – 10 January 976) was the senior Byzantine emperor from 969 to 976. An intuitive and successful general, he strengthened the Empire and expanded its borders during his short reign. Background John I Tzimiskes ...
, these aristocratic generals supplanted the legitimate heirs of the
Macedonian dynasty The Macedonian dynasty (Greek: Μακεδονική Δυναστεία) ruled the Byzantine Empire from 867 to 1056, following the Amorian dynasty. During this period, the Byzantine state reached its greatest extent since the Muslim conquests, ...
, the adolescent brothers
Basil II Basil II Porphyrogenitus ( gr, Βασίλειος Πορφυρογέννητος ;) and, most often, the Purple-born ( gr, ὁ πορφυρογέννητος, translit=ho porphyrogennetos).. 958 – 15 December 1025), nicknamed the Bulgar S ...
and
Constantine VIII Constantine VIII Porphyrogenitus ( el, Κωνσταντῖνος Πορφυρογέννητος, ''Kōnstantinos Porphyrogénnetos''; 960 – 11/12 November 1028) was ''de jure'' Byzantine emperor from 962 until his death. He was the young ...
, as the true rulers of the empire. When Tzimiskes died in 976 Basil II ascended to power. Quickly, however, tensions began to flare up within the royal court itself as the purple-born emperor attempted to reign fully out of the influence of the established court eunuchs. The figureheads behind the simmering tensions in the capital would come to blows in a major rebellion lead by
Bardas Phokas the Younger Bardas Phokas (or Phocas) ( el, ) (–13 April 989) was an eminent Byzantine general who took a conspicuous part in three revolts for and against the ruling Macedonian dynasty. First rebellion Bardas was a scion of the Phokas family, the mos ...
, the most powerful man left of the old Phokas regime.


Prelude to the rebellion

The war was sparked by tensions circulating between the newly crowned emperor
Basil II Basil II Porphyrogenitus ( gr, Βασίλειος Πορφυρογέννητος ;) and, most often, the Purple-born ( gr, ὁ πορφυρογέννητος, translit=ho porphyrogennetos).. 958 – 15 December 1025), nicknamed the Bulgar S ...
and the Phokades-
Lekapenos Lekapenos ( el, Λεκαπηνός) or Lakapenos (Λακαπηνός), usually Latinized as Lecapenus, feminine form Lekapene (Λεκαπηνή), was the name of a prominent Byzantine-Armenian family of humble background which intermarried with an ...
clan. In 985, Basil dismissed the longtime chief minister, the
eunuch A eunuch ( ) is a male who has been castrated. Throughout history, castration often served a specific social function. The earliest records for intentional castration to produce eunuchs are from the Sumerian city of Lagash in the 2nd millennium ...
Basil Lekapenos Basil Lekapenos ( gr, Βασίλειος Λεκαπηνός, Basíleios Lekapēnós; – ), also called the Parakoimomenos () or the Nothos (, "the Bastard"), was an illegitimate child of the Byzantine emperor Romanos I Lekapenos. He served as the ...
. He first placed him under house arrest in
Constantinople la, Constantinopolis ota, قسطنطينيه , alternate_name = Byzantion (earlier Greek name), Nova Roma ("New Rome"), Miklagard/Miklagarth (Old Norse), Tsargrad ( Slavic), Qustantiniya (Arabic), Basileuousa ("Queen of Cities"), Megalopolis (" ...
and then later exiled him and confiscated his possessions. Following this, Basil attempted to weaken the overall power of the Phokades-Lekapenos clan and their supporters across the empire. Throughout 985 he demoted or dismissed suspected sympathizers.
Bardas Phokas the Younger Bardas Phokas (or Phocas) ( el, ) (–13 April 989) was an eminent Byzantine general who took a conspicuous part in three revolts for and against the ruling Macedonian dynasty. First rebellion Bardas was a scion of the Phokas family, the mos ...
was demoted from
Domestic of the Schools The office of the Domestic of the Schools ( gr, δομέστικος τῶν σχολῶν, domestikos tōn scholōn) was a senior military post of the Byzantine Empire, extant from the 8th century until at least the early 14th century. Originally ...
of the East to mere '' doux'' of the East, with nominal authority over
Antioch Antioch on the Orontes (; grc-gre, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου, ''Antiókheia hē epì Oróntou'', Learned ; also Syrian Antioch) grc-koi, Ἀντιόχεια ἡ ἐπὶ Ὀρόντου; or Ἀντιόχεια ἡ ἐπ ...
, while the former ''doux'' of Antioch, a supporter of Lekapenos, Leo Melissenos, was recalled to the capital. Basil also recalled the ''katepano'' of Italy, Delphinas, as he too was a supporter of Lekapenos. It was around this time that
Bulgarian Bulgarian may refer to: * Something of, from, or related to the country of Bulgaria * Bulgarians, a South Slavic ethnic group * Bulgarian language, a Slavic language * Bulgarian alphabet * A citizen of Bulgaria, see Demographics of Bulgaria * Bul ...
forces once again began to raid into Byzantine
Greece Greece,, or , romanized: ', officially the Hellenic Republic, is a country in Southeast Europe. It is situated on the southern tip of the Balkans, and is located at the crossroads of Europe, Asia, and Africa. Greece shares land borders with ...
. Basil, however, saw this as an opportunity: by crushing the Bulgarian forces, he could legitimize his reign at home while diminishing the distinguished military record of the Phokades carried on by Bardas Phokas in the east, as this was his main catalyst of support, he himself being a poor strategist. He departed for the western front in 986 and reached
Serdica Serdika or Serdica (Bulgarian: ) is the historical Roman name of Sofia, now the capital of Bulgaria. Currently, Serdika is the name of a district located in the city. It includes four neighbourhoods: "Fondovi zhilishta"; "Banishora", "Orlandovts ...
by summer. He besieged the city for twenty days before becoming worried on account of circulating rumors that Melissenos was planning a coup in the capital. On August 16, however, he was ambushed by the Bulgarian tsar Samuel's forces at the
Gates of Trajan The Gate of Trajan or Trajan's Gate ( bg, Траянови врата, Trayanovi vrata) is a historic mountain pass near Ihtiman, Bulgaria. In antiquity, the pass was called Succi. Later it was named after Roman Emperor Trajan, on whose order a ...
. His forces were scattered, and Basil was disgraced by the defeat. Not only was Samuil able to reconquer much of the former Bulgarian Empire, as it had been before the conquests of
John I Tzimiskes John I Tzimiskes (; 925 – 10 January 976) was the senior Byzantine emperor from 969 to 976. An intuitive and successful general, he strengthened the Empire and expanded its borders during his short reign. Background John I Tzimiskes ...
, but support for Basil's reign fragmented both in Constantinople and in the east. Worse yet, news of the disastrous defeat would reach as far as
Baghdad Baghdad (; ar, بَغْدَاد , ) is the capital of Iraq and the second-largest city in the Arab world after Cairo. It is located on the Tigris near the ruins of the ancient city of Babylon and the Sassanid Persian capital of Ctesiphon ...
, where the former rebel
Bardas Skleros Bardas Skleros (Greek: Βάρδας Σκληρός) or Sclerus was a Byzantine general who led a wide-scale Asian rebellion against Emperor Basil II during the years 976 to 979. Background Bardas belonged to the great family of the Skleroi, wh ...
had been granted asylum by the ruling
Buyid dynasty The Buyid dynasty ( fa, آل بویه, Āl-e Būya), also spelled Buwayhid ( ar, البويهية, Al-Buwayhiyyah), was a Shia Iranian dynasty of Daylamite origin, which mainly ruled over Iraq and central and southern Iran from 934 to 1062. Coupl ...
.


Beginning of hostilities

In a formal treaty in December 986, Skleros agreed to a number of concessions to the Buyids, including an exchange of Muslim prisoners, and cession of certain border fortresses, provided that they would provide him with support in an open rebellion against the Byzantine Empire. The Buyids, however, did not assist Skleros with a standing army; instead he recruited Arab tribesmen and Armenians on his way to the Byzantine border. In February 987, he reached Melitene, which surrendered to him, where he would declare himself emperor. The Emir of the Buyids, however,
Samsam al-Dawla Abu Kalijar Marzuban, also known as Samsam al-Dawla ( ar, صمصام الدولة, Ṣamṣām al-Dawla, Lion of the Dynasty; c. 963 – December 998) was the Buyid amir of Iraq (983–987), as well as Fars and Kerman (988 or 989 – 998). He w ...
, who had supported Skleros, was overthrown the same year, and while formal support from Baghdad continued, in reality the possibility of actual Buyid intervention in the war all but vanished. At Melitene, Skleros was able to confiscate large quantities of gold and provisions, as well as corral local support, including from the
Kurdish Kurdish may refer to: *Kurds or Kurdish people *Kurdish languages *Kurdish alphabets *Kurdistan, the land of the Kurdish people which includes: **Southern Kurdistan **Eastern Kurdistan **Northern Kurdistan **Western Kurdistan See also * Kurd (dis ...
chieftain Bad ibn Dustuk. Meanwhile, Basil attempted to counter the invasion of Skleros by elevating Bardas Phokas back to Domestic of the East. Phokas, however, who was already in control of most of Byzantine Asia Minor, in turn rebelled against Basil. Phokas then appealed to Skleros to join his cause, as Phokas, despite being the inferior tactician, commanded a much stronger force. The two came upon an agreement that if they were victorious, they would partition the empire, with Skleros taking Antioch and the eastern provinces and Phokas taking the rest. Skleros took to the plan, however, upon meeting in
Cappadocia Cappadocia or Capadocia (; tr, Kapadokya), is a historical region in Central Anatolia, Turkey. It largely is in the provinces Nevşehir, Kayseri, Aksaray, Kırşehir, Sivas and Niğde. According to Herodotus, in the time of the Ionian Revo ...
, Phokas promptly had him imprisoned and took over the rebellion for himself. Following this Skleros' Arab contingents returned home; Phokas now controlled all of Byzantine Asia Minor. Phokas quickly moved his armies towards the
Bosphorus Strait The Bosporus Strait (; grc, Βόσπορος ; tr, İstanbul Boğazı 'Istanbul strait', colloquially ''Boğaz'') or Bosphorus Strait is a natural strait and an internationally significant waterway located in Istanbul in northwestern T ...
in an attempt to blockade Constantinople and eventually cross into Europe and besiege the capital itself. While Phokas encamped on the Asian side of the Bosphorus, Delphinas, Phokas' ally and the former ''katepano'' of Italy, and Phokas' blinded brother Nikephoros, encamped at Chrysopolis. Phokas attempted to take Abydos without success, leaving Melissenos in charge of the siege, while Delphinas attempted to block grain imports into Constantinople, also without success, as the loyalists were able to use their command of the
Black Sea The Black Sea is a marginal mediterranean sea of the Atlantic Ocean lying between Europe and Asia, east of the Balkans, south of the East European Plain, west of the Caucasus, and north of Anatolia. It is bounded by Bulgaria, Georgia, Roma ...
to bring in food from some loyalist coastal cities, such as Trebizond.


Basil turns the tide

At this time, Basil II made a foreign policy decision which would change the course of eastern European history forever. In exchange for Rus' assistance in his civil war, and a guarantee to Christianize Russia, Basil agreed to marry off his sister,
Anna Anna may refer to: People Surname and given name * Anna (name) Mononym * Anna the Prophetess, in the Gospel of Luke * Anna (wife of Artabasdos) (fl. 715–773) * Anna (daughter of Boris I) (9th–10th century) * Anna (Anisia) (fl. 1218 to 12 ...
, to the grand prince of Rus',
Vladimir the Great Vladimir I Sviatoslavich or Volodymyr I Sviatoslavych ( orv, Володимѣръ Свѧтославичь, ''Volodiměrъ Svętoslavičь'';, ''Uladzimir'', russian: Владимир, ''Vladimir'', uk, Володимир, ''Volodymyr''. Se ...
. Early in 988, Vladimir's forces arrived in Byzantium with his own troops along with a contingent of 6,000
Varangians The Varangians (; non, Væringjar; gkm, Βάραγγοι, ''Várangoi'';Varangian
" Online Etymo ...
. The same year Basil crossed the Bosporus and took Delphinas' camp by surprise, defeating his troops and taking him into custody. He was swiftly executed, while Nikephorus was arrested, as Basil's forces continued to move onward. As this offensive continued, the Georgian loyalist
Gregory Taronites Gregory Taronites ( gr, Γρηγόριος Ταρωνίτης, Grēgorios Tarōnitēs) was an Armenians, Armenian prince of Taron (historic Armenia), Taron, who went over to Byzantine service and held senior commands and governorships under Empero ...
landed in Trebizond. He soon began to ravage Phokas' rear with impunity, moving towards the
Euphrates The Euphrates () is the longest and one of the most historically important rivers of Western Asia. Tigris–Euphrates river system, Together with the Tigris, it is one of the two defining rivers of Mesopotamia ( ''the land between the rivers'') ...
. Phokas sent his son, also named Nikephoros, to the kouropalates of
Tao ''Tao'' or ''Dao'' is the natural order of the universe, whose character one's intuition must discern to realize the potential for individual wisdom, as conceived in the context of East Asian philosophy, East Asian religions, or any other phil ...
,
David III David III Kuropalates (, ''Davit’ III Kurapalati'') or David III the Great (დავით III დიდი, ''Davit’ III Didi''), also known as David II, (c. 930s – 1000/1001) was a Georgian prince of the Bagratid family of Tao, a histori ...
, in order to procure new troops for the rebellion. He managed marshaled 2,000 Caucasian troops. Taronites was defeated by Nikephoros, but his armies soon disbanded and returned to their respective homelands as they heard of the defeat at Chrysopolis. In early 989, Phokas became more and more desperate, and intensified the Siege of Abydos. Basil, however, was speedily approaching his camp, and Phokas had no choice but to make preparations for battle. He died, suddenly, possibly of a seizure, on April 16, before the battle could begin. The rebellion quickly disintegrated without his leadership. On November 3, Leo Phokas, under pressure from his people, surrendered Antioch. Many of Phokas' former followers wished to continue the fight under Skleros, and so they released him from captivity, but he was by now in his late 60's, and was tired of the fight. By October, he negotiated a surrender with Basil, guaranteeing his amnesty. He retired to
Didymoteichon Didymoteicho ( el, Διδυμότειχο, Didymóteicho ) is a city located on the eastern edge of the Evros regional unit of Eastern Macedonia and Thrace, in northeastern Greece. It is the seat of the municipality of the same name. The town ...
, where he died on March 6, 991.


Aftermath

Despite the inherently destructive nature of most rebellions, Bardas Phokas' rebellion in fact provided the Byzantine Empire with many long-term benefits. The first of these was the addition of the
Varangians The Varangians (; non, Væringjar; gkm, Βάραγγοι, ''Várangoi'';Varangian
" Online Etymo ...
to the Imperial Guard. For the next three centuries this elite infantry force was the most effective component of the Byzantine army. Secondly, the resources-depleted David III was now in no position to withstand a concentrated Byzantine attack on his Iberian territories, and his countries were quickly overrun in the years after the civil war in retaliation for his support of Phokas. The Rus' emerged from the civil war the newest Christian state in Europe, and one of the largest, largely as a result of the diplomacy sparked by the rebellion. The civil war also highlighted the inability of the Buyids to effectively influence Byzantine politics in a meaningful way despite their supposed military might and control of the Caliph.Kaldellis (2017), pp. 102


References


Sources

* * * * * * * * Stoimenov, D., ''Temporary Byzantine military administration in the Bulgarian lands 971-987/989 (Vremenna vizantiyska voenna administratsiya v balgarskite zemi 971-987/989, Временна византийска военна администрация в българските земи 971-987/989)'', in Yearbook of the Sofia University Magazine. Scientific Center of Slavic-Byzantine Research (GSU HCSVP), ch. 82 (2), 1988, pp. 39–65 * * * Stoimenov, D., ''Temporary Byzantine military administration in the Bulgarian lands 971-987/989 (Vremenna vizantiyska voenna administratsiya v balgarskite zemi 971-987/989, Временна византийска военна администрация в българските земи 971-987/989)'', in Yearbook of the Sofia University Magazine. Scientific Center of Slavic-Byzantine Research (GSU HCSVP), ch. 82 (2), 1988, pp. 39–65 * * * {{cite book, last1=Romane, first1=Julian, title=Byzantium Triumphant, date=2015, publisher=Pen and Sword Books, isbn=978-1473845701 980s in the Byzantine Empire 980s conflicts 10th-century rebellions Civil wars of the Byzantine Empire Rebellions against the Byzantine Empire Basil II Bagratid Iberia Military history of the Buyid dynasty