Purcell Principle
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United States law The law of the United States comprises many levels of codified and uncodified forms of law, of which the most important is the nation's Constitution, which prescribes the foundation of the federal government of the United States, as well as v ...
, the ''Purcell'' principle is the doctrine that courts should not change election rules too close to an election, because of the risk of causing confusion. It is named after ''Purcell v. Gonzalez'', a 2006 case from the
U.S. Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
's emergency docket, or
shadow docket The shadow docket is the use of emergency orders and summary decisions by the Supreme Court of the United States without oral argument. The term was coined in 2015 by University of Chicago Law professor William Baude. The shadow docket is a br ...
. It is frequently invoked by the Supreme Court and lower courts to allow elections to proceed under a state's preferred voting requirements, maps, and other rules. The term "''Purcell'' principle" was introduced in a 2016 law review article by Richard L. Hasen. It has also appeared in opinions by the justices themselves.


''Purcell v. Gonzalez''

''Purcell v. Gonzalez'' (2006) was a case where the U.S. Supreme Court vacated a lower court's order that had blocked an Arizona voter ID law during the 2006 midterm election. Plaintiffs challenged Arizona's voting rules in federal court. Initially, the district court denied the plaintiffs' request for a
preliminary injunction An injunction is a legal and equitable remedy in the form of a special court order that compels a party to do or refrain from specific acts. ("The court of appeals ... has exclusive jurisdiction to enjoin, set aside, suspend (in whole or in par ...
. The plaintiffs appealed, and the U.S. Court of Appeals for the Ninth Circuit granted an injunction pending appeal. The appeal was scheduled to be decided after the election. As a result, the Ninth Circuit's October temporary order had the effect of changing the rules for the November election. The Supreme Court held that the Ninth Circuit, whose order contained no explanation, had not given the required deference to the district court's discretion. The Supreme Court also wrote that the election was imminent and the state needed clear guidance.''Purcell v. Gonzalez''
549 U.S. 1
(2006) (per curiam)
The court explained that many considerations, general and election-specific, had to be weighed. One such consideration was that "court orders affecting elections, especially conflicting orders, can themselves result in voter confusion and consequent incentive to remain away from the polls. As an election draws closer, that risk will increase." These ideas about orders issued close to an election formed the basis for the ''Purcell'' principle.


Relationship with traditional stay factors

It is unclear how ''Purcell'' relates to the usual standards of review for emergency relief. ''Purcell v. Gonzalez'' itself stated that "considerations specific to election cases" should be weighed "in addition to" the harms of granting or not granting an injunction. Normally, a court deciding on an application for a stay considers four traditional factors: "(1) whether the stay applicant has made a strong showing that he is likely to succeed on the merits; (2) whether the applicant will be irreparably injured absent a stay; (3) whether issuance of the stay will substantially injure the other parties interested in the proceeding; and (4) where the public interest lies.... The first two factors of the traditional standard are the most critical." Different formulations apply to different forms of emergency relief—granting stays, vacating stays, issuing
interlocutory injunction An interlocutory injunction is a court order to compel or prevent a party from doing certain acts pending the final determination of the case. It is an order made at an interim stage during the trial, and is usually issued to maintain the status q ...
s—but all involve the likelihood of success on the merits, irreparable harm, and public interest. In a dissent in a 2014 case, Justice Ginsburg argued that "''Purcell'' held only that courts must take careful account of considerations specific to election cases, not that election cases are exempt from traditional stay standards". Ginsburg, joined by Justices
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and Kagan, thought that the court of appeals in that case had overemphasized ''Purcell'' and failed to properly apply the established standards, such as likelihood of success on the merits. In a 2022 grant of a stay in '' Merrill v. Milligan'', Justice Kavanaugh wrote a concurring opinion, joined by Justice Alito, stating that the "traditional test for a stay does not apply (at least not in the same way)" when the ''Purcell'' principle is in play. Kavanaugh suggested a set of heightened criteria that he believed are necessary for plaintiffs to overcome the ''Purcell'' principle. Law professor Richard L. Hasen argued that the ''Purcell'' principle should be part of the public interest factor of the traditional multi-factor standard, and not a stand-alone rule. University of Texas law professor
Steve Vladeck Stephen Isaiah Vladeck (born September 26, 1979) is the Charles Alan Wright Chair in Federal Courts at the University of Texas School of Law, where he specializes in national security law, especially with relation to the prosecution of war cr ...
found it "troubling" that "by departing from the traditional standard, ''Purcell'' removes from the equation the possibility that, as disruptive as an injunction might be, freezing (or not issuing) it would be worse."


Late-breaking changes by the Supreme Court itself

Under the ''Purcell'' principle, lower courts should not intervene and change election rules close to an election. If the lower court does intervene, the Supreme Court should correct the lower court's error, even though the Supreme Court's action is also close to the election. In ''
Republican National Committee v. Democratic National Committee The Supreme Court of the United States handed down ten ''per curiam'' opinions during its 2019 term, which began October 7, 2019 and concluded October 4, 2020.The descriptions of two opinions have been omitted: Because ''per curiam'' decisions a ...
'' (2020), the Supreme Court cited ''Purcell'' in granting a stay the district court's order which extended the deadline for absentee ballots. The four-justice dissent also cited ''Purcell'', instead arguing that the Supreme Court's own intervention was even closer to the election and an even less appropriate change to the status quo.''
Republican National Committee v. Democratic National Committee The Supreme Court of the United States handed down ten ''per curiam'' opinions during its 2019 term, which began October 7, 2019 and concluded October 4, 2020.The descriptions of two opinions have been omitted: Because ''per curiam'' decisions a ...
'', 589 U.S. ___, 140 S.Ct. 1205 (2020) (Ginsburg, J., dissenting)


References


Further reading

* * {{USElectionCourt United States election law Legal doctrines and principles