Prima Facie Duties
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''Prima facie'' (; ) is a Latin expression meaning ''at first sight'' or ''based on first impression''. The literal translation would be 'at first face' or 'at first appearance', from the feminine forms of ''primus'' ('first') and ''facies'' ('face'), both in the ablative case. In modern, colloquial and conversational English, a common translation would be "on the face of it". The term ''prima facie'' is used in modern
legal English Legal English is the type of English as used in legal writing. In general, a legal language is a formalized language based on logic rules which differs from the ordinary natural language in vocabulary, morphology, syntax, and semantics, as well ...
(including both civil law and criminal law) to signify that upon initial examination, sufficient corroborating evidence appears to exist to support a case. In
common law In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omnipres ...
jurisdictions, a reference to ''prima facie evidence'' denotes evidence that, unless rebutted, would be sufficient to prove a particular proposition or fact. The term is used similarly in academic philosophy. Most legal proceedings, in most
jurisdiction Jurisdiction (from Latin 'law' + 'declaration') is the legal term for the legal authority granted to a legal entity to enact justice. In federations like the United States, areas of jurisdiction apply to local, state, and federal levels. J ...
s, require a ''prima facie'' case to exist, following which proceedings may then commence to test it, and create a ruling.


Burden of proof

In most legal proceedings, one
party A party is a gathering of people who have been invited by a host for the purposes of socializing, conversation, recreation, or as part of a festival or other commemoration or celebration of a special occasion. A party will often featur ...
has a burden of proof, which requires it to present ''prima facie'' evidence for all of the essential facts in its case. If it cannot, its claim may be dismissed without any need for a response by other parties. A ''prima facie'' case might not stand or fall on its own; if an opposing party introduces other evidence or asserts an affirmative defense, it can only be reconciled with a full
trial In law, a trial is a coming together of parties to a dispute, to present information (in the form of evidence) in a tribunal, a formal setting with the authority to adjudicate claims or disputes. One form of tribunal is a court. The tribunal ...
. Sometimes the introduction of ''prima facie'' evidence is informally called ''making a case'' or ''building a case''. For example, in a trial under criminal law, the
prosecution A prosecutor is a legal representative of the prosecution in states with either the common law adversarial system or the Civil law (legal system), civil law inquisitorial system. The prosecution is the legal party responsible for presenting the ...
has the burden of presenting ''prima facie'' evidence of each element of the crime charged against the defendant. In a murder case, this would include evidence that the victim was in fact dead, that the defendant's act caused the death, and that the defendant acted with
malice aforethought Malice aforethought is the "premeditation" or "predetermination" (with malice) required as an element of some crimes in some jurisdictions and a unique element for first-degree or aggravated murder in a few. Insofar as the term is still in use, ...
. If no party introduces new evidence, the case stands or falls just by the ''prima facie'' evidence or lack thereof, respectively. ''Prima facie'' evidence does not need to be conclusive or irrefutable: at this stage, evidence rebutting the case is not considered, only whether any party's case has enough merit to take it to a full trial. In
common law In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omnipres ...
jurisdictions such as the
United Kingdom The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain, is a country in Europe, off the north-western coast of the European mainland, continental mainland. It comprises England, Scotlan ...
and the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territori ...
, the prosecution in a criminal trial must disclose all evidence to the defense. This includes the ''prima facie'' evidence. An aim of the doctrine of ''prima facie'' is to prevent litigants from bringing spurious charges which simply waste all other parties' time.


''Res ipsa loquitur''

''Prima facie'' is often confused with ''
res ipsa loquitur ''Res ipsa loquitur'' (Latin: ''"the thing speaks for itself"'') is a doctrine in the common law and Roman-Dutch law jurisdictions under which a court can infer negligence from the very nature of an accident or injury in the absence of direct evid ...
'' ('the thing speaks for itself', or literally 'the thing itself speaks'), the common law doctrine that when the facts make it self-evident that negligence or other responsibility lies with a party, it is not necessary to provide extraneous details, since any reasonable person would immediately find the facts of the case. The difference between the two is that ''prima facie'' is a term meaning there is enough evidence for there to be a case to answer, while ''Res ipsa loquitur'' means that the facts are so obvious a party does not need to explain any more. For example: "There is a ''prima facie'' case that the defendant is liable. They controlled the pump. The pump was left on and flooded the
plaintiff A plaintiff ( Π in legal shorthand) is the party who initiates a lawsuit (also known as an ''action'') before a court. By doing so, the plaintiff seeks a legal remedy. If this search is successful, the court will issue judgment in favor of t ...
's house. The plaintiff was away and had left the house in the control of the defendant. ''Res ipsa loquitur''." In Canadian tort law, this doctrine has been subsumed by general negligence law.


Use in academic philosophy

The phrase is also used in academic philosophy. Among its most notable uses is in the theory of
ethics Ethics or moral philosophy is a branch of philosophy that "involves systematizing, defending, and recommending concepts of right and wrong behavior".''Internet Encyclopedia of Philosophy'' The field of ethics, along with aesthetics, concer ...
first proposed by W. D. Ross in his book ''
The Right and the Good ''The Right and the Good'' is a 1930 book by the Scottish philosopher David Ross. In it, Ross develops a deontological pluralism based on prima facie duties. Ross defends a realist position about morality and an intuitionist position about mor ...
'', often called the ''Ethic of Prima Facie Duties'', as well as in
epistemology Epistemology (; ), or the theory of knowledge, is the branch of philosophy concerned with knowledge. Epistemology is considered a major subfield of philosophy, along with other major subfields such as ethics, logic, and metaphysics. Epis ...
, as used, for example, by
Robert Audi Robert N. Audi (born November 1941) is an American philosopher whose major work has focused on epistemology, ethics (especially on ethical intuitionism), rationality and the theory of action. He is O'Brien Professor of Philosophy at the Universi ...
. It is generally used in reference to an obligation. "I have a ''prima facie'' obligation to keep my promise and meet my friend" means that I am under an obligation, but this may yield to a more pressing duty. A more modern usage prefers the title '' pro tanto obligation'': an obligation that may be later overruled by another more pressing one; it exists only '' pro tempore''.


Other uses and references

The phrase ''prima facie'' is sometimes misspelled ' in the mistaken belief that ' is the actual Latin word; however, ''faciē'' is in fact the ablative case of ''faciēs'', a fifth declension Latin noun. In policy debate theory, ''prima facie'' is used to describe the mandates or planks of an affirmative case, or, in some rare cases, a negative
counterplan A counterplan is a component of debate theory commonly employed in the activity of parliamentary and policy debate. While some conceptions of debate theory require the negative position in a debate to defend the status quo against an affirmative ...
. When the negative team appeals to ''prima facie'', it appeals to the fact that the affirmative team cannot add or amend anything in its plan after being stated in the first affirmative constructive. A common usage of the phrase is the concept of a "''prima facie'' speed limit", which has been used in Australia and the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territori ...
. A ''prima facie'' speed limit is a default speed limit that applies when no other specific speed limit is posted, and may be exceeded by a driver. However, if the driver is detected, and cited by police for exceeding the limit, the onus of proof is on the driver, to show that the speed at which the driver was travelling was safe under the circumstances. In most jurisdictions, this type of speed limit has been replaced by absolute speed limits.


See also

*
Defeasible reasoning In philosophical logic, defeasible reasoning is a kind of reasoning that is rationally compelling, though not deductive reasoning, deductively valid. It usually occurs when a rule is given, but there may be specific exceptions to the rule, or su ...
*
List of Latin phrases __NOTOC__ This is a list of Wikipedia articles of Latin phrases and their translation into English. ''To view all phrases on a single, lengthy document, see: List of Latin phrases (full)'' The list also is divided alphabetically into twenty pag ...
*
Probable cause In United States criminal law, probable cause is the standard by which police authorities have reason to obtain a warrant for the arrest of a suspected criminal or the issuing of a search warrant. There is no universally accepted definition o ...
*
Proximate cause In law and insurance, a proximate cause is an event sufficiently related to an injury that the courts deem the event to be the cause of that injury. There are two types of causation in the law: cause-in-fact, and proximate (or legal) cause. Ca ...
* Pseudologia fantastica


References


Further reading

* * {{Authority control Common law Deontological ethics Latin legal terminology Latin logical phrases Latin philosophical phrases Legal reasoning