In
psychology
Psychology is the scientific study of mind and behavior. Psychology includes the study of conscious and unconscious phenomena, including feelings and thoughts. It is an academic discipline of immense scope, crossing the boundaries betwe ...
, precommitment refers to a strategy or a method of
self-control
Self-control, an aspect of inhibitory control, is the ability to regulate one's emotions, thoughts, and behavior in the face of temptations and impulses. As an executive function, it is a cognitive process that is necessary for regulating one's b ...
that an
agent
Agent may refer to:
Espionage, investigation, and law
*, spies or intelligence officers
* Law of agency, laws involving a person authorized to act on behalf of another
** Agent of record, a person with a contractual agreement with an insuranc ...
may use to restrict the number of
choice
A choice is the range of different things from which a being can choose. The arrival at a choice may incorporate motivators and models. For example, a traveler might choose a route for a journey based on the preference of arriving at a giv ...
s available to them at a future time.
The strategy may also involve the imposition of obstacles or additional costs to certain courses of action in advance. As theorized by the social scientist
Jon Elster
Jon Elster (; born 22 February 1940, Oslo) is a Norwegian philosopher and political theorist who holds the Robert K. Merton professorship of Social Science at Columbia University.
He received his PhD in social science from the École Normale Supe ...
, agents may precommit themselves when they predict that their preferences will change but wish to ensure that their future actions will align with their current preferences.
Precommitment has also been studied as a
bargaining
In the social sciences, bargaining or haggling is a type of negotiation in which the buyer and seller of a good or service debate the price or nature of a transaction. If the bargaining produces agreement on terms, the transaction takes plac ...
strategy in which agents bind themselves to one course of action in order to enhance the credibility of present threats. Some scholars have proposed that
collective
A collective is a group of entities that share or are motivated by at least one common issue or interest, or work together to achieve a common objective. Collectives can differ from cooperatives in that they are not necessarily focused upon an ...
political agents may also engage in precommitment by adopting
constitution
A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of Legal entity, entity and commonly determine how that entity is to be governed.
When ...
s that limit the scope of future legislation. The validity of this application of precommitment theory has been called into question, however.
Background
In two unrelated articles, both published in 1956,
Thomas Schelling
Thomas Crombie Schelling (April 14, 1921 – December 13, 2016) was an American economist and professor of foreign policy, national security, nuclear strategy, and arms control at the School of Public Policy at University of Maryland, College ...
and
R.H. Strotz introduced the concept of precommitment to the study of strategic bargaining and
consumer behavior
Consumer behavior is the study of individuals, groups, or organizations and all the activities associated with the purchase, use and disposal of goods and services. Consumer behaviour consists of how the consumer's emotions, attitudes, and pr ...
, respectively. Schelling later included an expanded version of this essay in his 1960 work ''The Strategy of Conflict.''
The economist has explained precommitment as part of his
deterrence theory
Deterrence theory refers to the scholarship and practice of how threats or limited force by one party can convince another party to refrain from initiating some other course of action. The topic gained increased prominence as a military strategy ...
, where the concept is said to influence other parties in a bargaining situation. He detailed that a party can exert
power
Power most often refers to:
* Power (physics), meaning "rate of doing work"
** Engine power, the power put out by an engine
** Electric power
* Power (social and political), the ability to influence people or events
** Abusive power
Power may a ...
over another or achieve more of his aims by adopting rules that restrict available options.
Schelling argued that a negotiator may voluntarily limit the options available to him in the future in order to make his current offer or threat more credible. This can also be achieved by voluntarily raising the cost of a future action for oneself, even if that action is not precluded absolutely. Counterintuitively, a negotiator may strengthen his bargaining position by curtailing his freedom of choice. In a classic example, a general may burn the bridges behind his army to preclude the possibility of
retreat, thereby increasing the credibility of his threat to stand and fight.
In another context, a negotiator may publicly declare her "bottom line" to increase the reputational costs of making further concessions. By voluntarily altering her incentive structure, the negotiator enhances the credibility of her intransigent posture. In the context of the
Cold War
The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
, "
fail-deadly
Fail-deadly is a concept in nuclear military strategy that encourages deterrence by guaranteeing an immediate, automatic, and overwhelming response to an attack, even if there is no one to trigger such retaliation. The term ''fail-deadly'' was coin ...
" retaliation systems such as the Soviet
Dead Hand
Dead Hand (russian: Система «Периметр», , lit. "Perimeter" System, with the GRAU Index 15E601, Cyrillic: 15Э601), also known as Perimeter, is a Cold War-era automatic nuclear weapons-control system (similar in concept to the A ...
ensure an automatic response to a sudden attack, regardless of whether or not anyone is left alive to make a decision. Schelling used the terms "self-commitment" and "self-binding," rather than precommitment.
R. H. Strotz appealed to precommitment in his exploration of inconsistency in consumer behavior. A consumer might devise a plan that optimally spreads his consumption over time, only to revise or repudiate that plan at a later time in favor of higher immediate consumption. In cases like this, Strotz writes, the consumer "finds that he is in an intertemporal tussle with himself."
The rational consumer may thus engage in precommitment to guard against future deviations from his optimal consumption plan. The hiring of a personal financial manager is an example of this kind of strategy. Unlike Schelling, Strotz was not concerned with the uses of precommitment in bargaining situations. Rather, for Strotz, precommitment was a strategy which an agent might use to impose his current intentions upon a myopic future self. In the epigraph to his article on the subject, Strotz connects his theory of precommitment to the story of
Ulysses and the Sirens from ''
The Odyssey
The ''Odyssey'' (; grc, Ὀδύσσεια, Odýsseia, ) is one of two major ancient Greek epic poems attributed to Homer. It is one of the oldest extant works of literature still widely read by modern audiences. As with the ''Iliad'', the ...
''.
Elster's theory
Jon Elster first developed a theory of precommitment, which he also calls self-binding, in his 1979 work ''Ulysses and the Sirens.'' Here, he argues that precommitment is a device that human agents use to overcome the problem of imperfect rationality. Human beings are imperfectly rational because they are capable of rational planning but are prone to deviate from these plans because of weakness of will. Recognizing their vulnerability to imperious passions, human agents precommit themselves to "
chieve
Chieve ( Cremasco: ) is a ''comune'' (municipality) in the Province of Cremona in the Italian region Lombardy, located about southeast of Milan and about northwest of Cremona.
Chieve borders the following municipalities: Abbadia Cerreto, Ba ...
rationality by indirect means."
Elaborating upon Strotz's reference to ''The'' ''Odyssey'', Elster takes the story of Ulysses and the Sirens to be a paradigmatic case of precommitment. Indeed, he refers to precommitment as "the Ulysses problem." On the basis of a warning from his erstwhile lover
Circe
Circe (; grc, , ) is an Magician (paranormal), enchantress and a minor goddess in ancient Greek mythology and Ancient Greek religion, religion. She is either a daughter of the Titans, Titan Helios and the Oceanid nymph Perse (mythology), Perse ...
, Ulysses instructs his sailors to bind him to the mast of his ship and block their own ears before sailing past the island of the Sirens, whose enchanting song draws sailors to shipwreck.
As he commands,
you must bind me with tight chafing ropes so I cannot move a muscle, bound to the spot, erect at the mast-block, lashed by ropes to the mast. And if I plead, commanding you to set me free, then lash me faster, rope on pressing rope.
Thus, foreseeing his own weakness of will, Ulysses guards against the temptation of the Sirens. A more mundane example that Elster uses is that of a smoker who tells her friends about her intention to
quit in order to raise the cost of
backsliding
Backsliding, also known as falling away or described as "committing apostasy", is a term used within Evangelical Christianity to describe a process by which an individual who has converted to Christianity reverts to pre-conversion habits and/or l ...
. Having broadcast her intention to quit, a return to cigarettes would now damage her reputation or, at least, induce snide remarks from her friends.
In ''Ulysses and the Sirens,'' Elster also applies his theory of precommitment to the domain of politics. Elster starts with the assertion that a
direct democracy
Direct democracy or pure democracy is a form of democracy in which the Election#Electorate, electorate decides on policy initiatives without legislator, elected representatives as proxies. This differs from the majority of currently establishe ...
will tend to reverse its own decisions and to display inconsistent preferences over time. As he puts it, direct democracies are "incontinent, vacillating, and inefficient." On this basis, Elster goes on to argue that certain institutions in modern democracies may be considered precommitment devices. A democratic electorate may bind itself as a way of "protecting itself against its own impulsiveness." The establishment of
central bank
A central bank, reserve bank, or monetary authority is an institution that manages the currency and monetary policy of a country or monetary union,
and oversees their commercial banking system. In contrast to a commercial bank, a central ba ...
s, he argues, can be interpreted as an act of precommitment on the part of an electorate seeking to preempt the impulse to meddle with interest rates. Elster argues that a people may similarly bind itself through a constitution that entrusts certain powers to the
judiciary
The judiciary (also known as the judicial system, judicature, judicial branch, judiciative branch, and court or judiciary system) is the system of courts that adjudicates legal disputes/disagreements and interprets, defends, and applies the law ...
and requires
supermajorities to change certain clauses. By doing so, the people guards itself against its own irrationality at a future time. This, Elster says, is "the Ulysses strategy" in domain of politics.
Elster elaborates upon his theory of precommitment in his 2000 work ''Ulysses Unbound.'' Here, he develops a typology of individual precommitment strategies, drawing on examples from
French literature
French literature () generally speaking, is literature written in the French language, particularly by citizens of France; it may also refer to literature written by people living in France who speak traditional languages of France other than Fr ...
and from contemporary studies of
addiction
Addiction is a neuropsychological disorder characterized by a persistent and intense urge to engage in certain behaviors, one of which is the usage of a drug, despite substantial harm and other negative consequences. Repetitive drug use o ...
. In the second part of this work, Elster partially repudiates his earlier application of precommitment to the domain of politics. He argues here that constitutions are often devised with the goal of binding others (e.g. future majorities), not their makers.
See also
*
Commitment device
A commitment device is, according to journalist Stephen J. Dubner and economist Steven Levitt, a way to lock oneself into following a plan of action that one might not want to do, but which one knows is good for oneself. In other words, a commitme ...
*
Sour Grapes
Sour Grapes may refer to:
* Sour grapes, an expression from "The Fox and the Grapes", one of Aesop's Fables
* ''Sour Grapes'' (1998 film), a film by Larry David
* ''Sour Grapes'' (2016 film), a film about Rudy Kurniawan
* ''Sour Grapes'' (poetry c ...
References
Further reading
* {{cite journal , last1=Kurth-Nelson , first1=Zeb , last2=Redish , first2=A. David , title=Don't Let Me Do That! – Models of Precommitment , journal=Frontiers in Neuroscience , publisher=Frontiers Media SA , volume=6 , year=2012 , page=138 , issn=1662-4548 , doi=10.3389/fnins.2012.00138, pmid=23060739 , pmc=3465853 , doi-access=free
Decision-making