In the early
Roman Empire
The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post-Republican period of ancient Rome. As a polity, it included large territorial holdings around the Mediterr ...
, from 30 BC to AD 212, a ''peregrinus'' (
Latin
Latin (, or , ) is a classical language belonging to the Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as Latium) around present-day Rome, but through the power of the ...
: ) was a free provincial subject of the Empire who was not a
Roman citizen
Citizenship in ancient Rome (Latin: ''civitas'') was a privileged political and legal status afforded to free individuals with respect to laws, property, and governance. Citizenship in Ancient Rome was complex and based upon many different laws, t ...
. ''Peregrini'' constituted the vast majority of the Empire's inhabitants in the 1st and 2nd centuries AD. In AD 212, all free inhabitants of the Empire were granted citizenship by the ''
Constitutio Antoniniana
The ''Constitutio Antoniniana'' (Latin for: "Constitution r Edictof Antoninus") (also called the Edict of Caracalla or the Antonine Constitution) was an edict issued in AD 212, by the Roman Emperor Caracalla. It declared that all free men in t ...
'', with the exception of the ''
dediticii
In the Roman Empire, the ''dediticii'' were one of the three classes of '' libertini''. The ''dediticii'' existed as a class of persons who were neither slaves, nor Roman citizens ''(cives)'', nor '' Latini'' (that is, those holding Latin rights) ...
'', people who had become subject to Rome through surrender in war, and freed slaves.
[Giessen Papyrus, 40,7-9 "I grant to all the inhabitants of the Empire the Roman citizenship and no one remains outside a civitas, with the exception of the dediticii"]
The Latin ''
peregrinus'' "foreigner, one from abroad" is related to the Latin
adverb An adverb is a word or an expression that generally modifies a verb, adjective, another adverb, determiner, clause, preposition, or sentence. Adverbs typically express manner, place, time, frequency, degree, level of certainty, etc., answering ...
''peregre'' "abroad", composed of ''per-'' "through" and an assimilated form of ''ager'' "field, country", i.e., "over the lands"; the ''-e'' () is an adverbial suffix.
During the
Roman Republic
The Roman Republic ( la, Res publica Romana ) was a form of government of Rome and the era of the classical Roman civilization when it was run through public representation of the Roman people. Beginning with the overthrow of the Roman Kin ...
, the term ''peregrinus'' simply denoted any person who did not hold Roman citizenship, full or partial, whether that person was under Roman rule or not. Technically, this remained the case during the Imperial era, but in practice the term became limited to subjects of the Empire, with inhabitants of regions outside the Empire's borders denoted ''barbari'' (
barbarians
A barbarian (or savage) is someone who is perceived to be either uncivilized or primitive. The designation is usually applied as a generalization based on a popular stereotype; barbarians can be members of any nation judged by some to be less c ...
).
Numbers
In the 1st and 2nd centuries, the vast majority (80–90%) of the empire's inhabitants were ''peregrini''. By 49 BC, all Italians were Roman citizens. Outside Italy, those provinces with the most intensive Roman colonisation over the approximately two centuries of Roman rule probably had a Roman citizen majority by the end of Augustus' reign:
Gallia Narbonensis
Gallia Narbonensis (Latin for "Gaul of Narbonne", from its chief settlement) was a Roman province located in what is now Languedoc and Provence, in Southern France. It was also known as Provincia Nostra ("Our Province"), because it was the ...
(southern France),
Hispania Baetica
Hispania Baetica, often abbreviated Baetica, was one of three Roman provinces in Hispania (the Iberian Peninsula). Baetica was bordered to the west by Lusitania, and to the northeast by Hispania Tarraconensis. Baetica remained one of the basic ...
(Andalusia, Spain) and
Africa proconsularis
Africa is the world's second-largest and second-most populous continent, after Asia in both cases. At about 30.3 million km2 (11.7 million square miles) including adjacent islands, it covers 6% of Earth's total surface area ...
(Tunisia).
[Brunt (1971)] This could explain the closer similarity of the lexicon of the Iberian, Italian and Occitan languages as compared to French and other
oïl languages.
In frontier provinces, the proportion of citizens would have been far smaller. For example, one estimate puts Roman citizens in Britain c. AD 100 at about 50,000, less than 3% of the total provincial population of c. 1.7 million. In the empire as a whole, we know there were just over 6 million Roman citizens in AD 47, the last quinquennial Roman
census
A census is the procedure of systematically acquiring, recording and calculating information about the members of a given population. This term is used mostly in connection with national population and housing censuses; other common censuses incl ...
return extant. This was just 9% of a total imperial population generally estimated at c. 70 million at that time.
[Scheidel (2006) 9]
Social status
''Peregrini'' were accorded only the basic rights of the
ius gentium
The ''ius gentium'' or ''jus gentium'' (Latin for "law of nations") is a concept of international law within the ancient Roman legal system and Western law traditions based on or influenced by it. The ''ius gentium'' is not a body of statute law n ...
("law of peoples"), a sort of international law derived from the commercial law developed by Greek city-states, that was used by the Romans to regulate relations between citizens and non-citizens. But the ''ius gentium'' did not confer many of the rights and protections of the ''ius civile'' ("law of citizens" i.e. what we call
Roman law
Roman law is the law, legal system of ancient Rome, including the legal developments spanning over a thousand years of jurisprudence, from the Twelve Tables (c. 449 BC), to the ''Corpus Juris Civilis'' (AD 529) ordered by Eastern Roman emperor J ...
).
In the sphere of criminal law, there was no law to prevent the torture of ''peregrini'' during official interrogations. ''Peregrini'' were subject to ''de plano'' (summary) justice, including execution, at the discretion of the ''
legatus Augusti'' (provincial governor). In theory at least, Roman citizens could not be tortured and could insist on being tried by a full hearing of the governor's
assize court
The courts of assize, or assizes (), were periodic courts held around England and Wales until 1972, when together with the quarter sessions they were abolished by the Courts Act 1971 and replaced by a single permanent Crown Court. The assizes e ...
i.e. court held in rotation at different locations. This would involve the governor acting as judge, advised by a ''consilium'' ("council") of senior officials, as well as the right of the defendant to employ legal counsel. Roman citizens also enjoyed the important safeguard (against possible malpractice by the governor), of the right to appeal any criminal sentence, especially a death sentence, directly to the emperor himself.
As regards civil law, with the exception of capital crimes, ''peregrini'' were subject to the customary laws and courts of their ''
civitas
In Ancient Rome, the Latin term (; plural ), according to Cicero in the time of the late Roman Republic, was the social body of the , or citizens, united by law (). It is the law that binds them together, giving them responsibilities () on th ...
'' (an administrative circumscription, similar to a county, based on the pre-Roman tribal territories). Cases involving Roman citizens, on the other hand, were adjudicated by the governor's assize court, according to the elaborate rules of Roman civil law. This gave citizens a substantial advantage in disputes with ''peregrini'', especially over land, as Roman law would always prevail over local customary law if there was a conflict. Furthermore, the governor's verdicts were often swayed by the social status of the parties (and often by bribery) rather than by jurisprudence.
In the fiscal sphere, ''peregrini'' were subject to direct taxes (''tributum''): they were obliged to pay an annual
poll tax
A poll tax, also known as head tax or capitation, is a tax levied as a fixed sum on every liable individual (typically every adult), without reference to income or resources.
Head taxes were important sources of revenue for many governments fr ...
(''tributum capitis''), an important source of imperial revenue. Roman citizens were exempt from the poll tax. As would be expected in an agricultural economy, by far the most important revenue source was the tax on land (''tributum soli''), payable on most provincial land. Again, land in
Italy
Italy ( it, Italia ), officially the Italian Republic, ) or the Republic of Italy, is a country in Southern Europe. It is located in the middle of the Mediterranean Sea, and its territory largely coincides with the homonymous geographical re ...
was exempt as was, probably, land owned by Roman colonies (''coloniae'') outside Italy.
In the military sphere, ''peregrini'' were excluded from service in the
legions, and could only enlist in the less prestigious
auxiliary regiments; at the end of an auxiliary's service (a 25-year term), he and his children were granted citizenship.
In the
social sphere, ''peregrini'' did not possess the right of ''connubium'' ("inter-marriage"): i.e. they could not legally marry a Roman citizen: thus any children from a mixed union were illegitimate and could not inherit citizenship (or property). In addition, ''peregrini'' could not, unless they were auxiliary servicemen, designate heirs under Roman law. On their death, therefore, they were legally intestate and their assets became the property of the state.
Local authorities
Each province of the empire was divided into three types of local authority: ''coloniae'' (Roman colonies, founded by retired legionary veterans), ''municipia'' (cities with "
Latin Right
Latin rights (also Latin citizenship, Latin: ''ius Latii'' or ''ius latinum'') were a set of legal rights that were originally granted to the Latins (Latin: "Latini", the People of Latium, the land of the Latins) under Roman law in their origin ...
s", a sort of half-citizenship) and ''civitates peregrinae'', the local authorities of the ''peregrini''.
''Civitates peregrinae'' were based on the territories of pre-Roman city-states (in the Mediterranean) or indigenous tribes (in the northwestern European and Danubian provinces), minus lands confiscated by the Romans after the conquest of the province to provide land for legionary veterans or to become
imperial estates
An Imperial State or Imperial Estate ( la, Status Imperii; german: Reichsstand, plural: ') was a part of the Holy Roman Empire with representation and the right to vote in the Imperial Diet ('). Rulers of these Estates were able to exercise si ...
. These ''civitates'' were grouped into three categories, according to their status: ''
civitates foederatae A ''civitas foederata'', meaning "allied state/community", was the most elevated type of autonomous cities and local communities under Roman rule.
Each Roman province comprised a number of communities of different status. Alongside Roman colonies ...
'', ''
civitates liberae
In Ancient Rome, the Latin term (; plural ), according to Cicero in the time of the late Roman Republic, was the social body of the , or citizens, united by law (). It is the law that binds them together, giving them responsibilities () on th ...
'', and ''
civitates stipendariae
A ''civitas stipendaria'' or ''stipendiaria'', meaning "tributary state/community", was the lowest and most common type of towns and local communities under Roman rule.
Each Roman province comprised a number of communities of different status. Al ...
''.
Although the provincial governor had absolute power to intervene in ''civitas'' affairs, in practice ''civitates'' were largely autonomous, in part because the governor operated with a minimal bureaucracy and simply did not have the resources for detailed micro-management of the ''civitates''. Provided that the ''civitates'' collected and delivered their assessed annual ''tributum'' (poll and land taxes) and carried out required services such as maintaining trunk
Roman roads
Roman roads ( la, viae Romanae ; singular: ; meaning "Roman way") were physical infrastructure vital to the maintenance and development of the Roman state, and were built from about 300 BC through the expansion and consolidation of the Roman Re ...
that crossed their territory, they were largely left to run their own affairs by the central provincial administration.
The ''civitates peregrinae'' were often ruled by the descendants of the aristocracies that dominated them when they were independent entities in the pre-conquest era, although many of these may have suffered severe diminution of their lands during the invasion period. These elites would dominate the ''civitas'' council and executive magistracies, which would be based on traditional institutions. They would decide disputes according to tribal customary law. If the chief town of a ''civitas'' was granted ''municipium'' status, the elected leaders of the ''civitas'', and, later, the entire council (as many as 100 men), were automatically granted citizenship.
The Romans counted on the native elites to keep their ''civitates'' orderly and submissive. They ensured the loyalty of those elites by substantial favours: grants of land, citizenship and even enrollment in the highest class in Roman society, the
senatorial order, for those who met the property threshold. These privileges would further entrench the wealth and power of native aristocracies, at the expense of the mass of their fellow ''peregrini''.
Land ownership
The Roman Empire was overwhelmingly an agricultural economy: over 80% of the population lived and worked on the land. Therefore, rights over land use and product were the most important determinant of wealth. Roman conquest and rule probably led to a major downgrading of the economic position of the average ''peregrinus'' peasant, to the advantage of the Roman state, Roman landowners and loyal native elites. The Roman Empire was a society with enormous disparities in wealth, with the senatorial order owning a significant proportion of all land in the empire in the form of vast ''latifundia'' ("large estates"), often in several provinces e.g.
Pliny the Younger
Gaius Plinius Caecilius Secundus, born Gaius Caecilius or Gaius Caecilius Cilo (61 – c. 113), better known as Pliny the Younger (), was a lawyer, author, and magistrate of Ancient Rome. Pliny's uncle, Pliny the Elder, helped raise and educate ...
's statement in one of his letters that at the time of
Nero
Nero Claudius Caesar Augustus Germanicus ( ; born Lucius Domitius Ahenobarbus; 15 December AD 37 – 9 June AD 68), was the fifth Roman emperor and final emperor of the Julio-Claudian dynasty, reigning from AD 54 un ...
(r.54–68), half of all land in
Africa proconsularis
Africa is the world's second-largest and second-most populous continent, after Asia in both cases. At about 30.3 million km2 (11.7 million square miles) including adjacent islands, it covers 6% of Earth's total surface area ...
(Tunisia) was owned by just 6 private landlords. Indeed, the senatorial order, which was hereditary, was itself partly defined by wealth, as any outsider wishing to join it had to meet a very high property qualification (250,000 ''denarii'').
Under Roman law, lands formerly belonging to an unconditionally surrendering people (''
dediticii
In the Roman Empire, the ''dediticii'' were one of the three classes of '' libertini''. The ''dediticii'' existed as a class of persons who were neither slaves, nor Roman citizens ''(cives)'', nor '' Latini'' (that is, those holding Latin rights) ...
'') became the property of the Roman state. A proportion of such land would be assigned to Roman colonists. Some would be sold off to big Roman landowners in order to raise money for the imperial treasury.
[Duncan-Jones (1994) 48]
Some would be retained as ''ager publicus'' (state-owned land), which in practice were managed as imperial estates. The rest would be returned to the ''civitas'' that originally owned it, but not necessarily returned to its previous ownership structure. Much land may have been confiscated from members of those native elites who opposed the Roman invaders, and, conversely, granted to those who supported them. The latter may also have been granted land that may once have been communal.
The proportion of land in each province confiscated by the Romans after conquest is unknown. But there are a few clues. Egypt is by far the best-documented province due to the survival of papyri in the dry conditions. There, it appears that probably a third of land was ''ager publicus''.
From the evidence available one can conclude that, between imperial estates, land assigned to ''coloniae'', and land sold to Roman private landowners, a province's ''peregrini'' may have lost ownership of over half their land as a result of the Roman conquest. Roman colonists would routinely help themselves to the best land.
Little is known about the pattern of land ownership before the Roman conquest, but there is no doubt that it radically changed after the Roman conquest. In particular, many free peasants who had farmed the same plots for generations (i.e. were owners under tribal customary law) would have found themselves reduced to tenants, obliged to pay rent to absentee Roman landlords or to the agents of the ''
procurator
Procurator (with procuracy or procuratorate referring to the office itself) may refer to:
* Procurator, one engaged in procuration, the action of taking care of, hence management, stewardship, agency
* ''Procurator'' (Ancient Rome), the title o ...
'', the chief financial officer of the province, if their land was now part of an imperial estate. Even where their new landlord was a local tribal aristocrat, the free peasant may have been worse off, obliged to pay rent for land which he might previously have farmed for free, or pay fees to graze his herds on pastures which might previously have been communal.
Enfranchisement
The proportion of Roman citizens would have grown steadily over time. Emperors occasionally granted citizenship ''en bloc'' to entire cities, tribes or provinces e.g. emperor
Otho
Marcus Otho (; born Marcus Salvius Otho; 28 April 32 – 16 April 69) was the seventh Roman emperor, ruling for three months from 15 January to 16 April 69. He was the second emperor of the Year of the Four Emperors.
A member of a noble Etru ...
's grant to the
Lingones
The Lingones (Gaulish: 'the jumpers') were a Gallic tribe of the Iron Age and Roman periods. They dwelled in the region surrounding the present-day city of Langres, between the provinces of Gallia Lugdunensis and Gallia Belgica.
Name
Attes ...
''civitas'' in Gaul AD 69 or to whole auxiliary regiments for exceptional service.
''Peregrini'' could also acquire citizenship individually, either through service in the auxilia for the minimum 25-year term, or by special grant of the emperor for merit or status. The key person in the grant of citizenship to individuals was the provincial governor: although citizenship awards could only be made by the emperor, the latter would generally act on the recommendation of his governors, as is clear from the letters of
Pliny the Younger
Gaius Plinius Caecilius Secundus, born Gaius Caecilius or Gaius Caecilius Cilo (61 – c. 113), better known as Pliny the Younger (), was a lawyer, author, and magistrate of Ancient Rome. Pliny's uncle, Pliny the Elder, helped raise and educate ...
. As governor of
Bithynia
Bithynia (; Koine Greek: , ''Bithynía'') was an ancient region, kingdom and Roman province in the northwest of Asia Minor (present-day Turkey), adjoining the Sea of Marmara, the Bosporus, and the Black Sea. It bordered Mysia to the southwest, Pa ...
, Pliny successfully lobbied his boss, the emperor
Trajan
Trajan ( ; la, Caesar Nerva Traianus; 18 September 539/11 August 117) was Roman emperor from 98 to 117. Officially declared ''optimus princeps'' ("best ruler") by the senate, Trajan is remembered as a successful soldier-emperor who presi ...
(r.98–117), to grant citizenship to a number of provincials who were Pliny's friends or assistants.
In addition, bribery of governors, or other high officials, was undoubtedly a much-used route for wealthy ''peregrini'' to gain citizenship. This was the case of the commander of the Roman auxiliaries who arrested
St Paul the Apostle
Paul; grc, Παῦλος, translit=Paulos; cop, ⲡⲁⲩⲗⲟⲥ; hbo, פאולוס השליח (previously called Saul of Tarsus;; ar, بولس الطرسوسي; grc, Σαῦλος Ταρσεύς, Saũlos Tarseús; tr, Tarsuslu Pavlus; ...
in AD 60. He confessed to Paul: "I became a Roman citizen by paying a large amount of money." Inhabitants of cities that were granted ''municipium'' status (as were many capital cities of ''civitates peregrinae'') acquired Latin rights, which included ''connubium'', the right to marry a Roman citizen. The children of such a union would inherit citizenship, providing it was the father who held citizenship.
Constitutio Antoniniana (212 AD)
In AD 212, the ''
constitutio Antoniniana
The ''Constitutio Antoniniana'' (Latin for: "Constitution r Edictof Antoninus") (also called the Edict of Caracalla or the Antonine Constitution) was an edict issued in AD 212, by the Roman Emperor Caracalla. It declared that all free men in t ...
'' (Antonine decree) issued by Emperor
Caracalla
Marcus Aurelius Antoninus (born Lucius Septimius Bassianus, 4 April 188 – 8 April 217), better known by his nickname "Caracalla" () was Roman emperor from 198 to 217. He was a member of the Severan dynasty, the elder son of Emperor S ...
(ruled 211–217) granted Roman citizenship to all free subjects of the Empire, with the exception of the ''dediticii'', people who had become subject to Rome through surrender in war, and freed slaves.
The contemporary historian
Dio Cassius
Lucius Cassius Dio (), also known as Dio Cassius ( ), was a Roman historian and senator of maternal Greek origin. He published 80 volumes of the history on ancient Rome, beginning with the arrival of Aeneas in Italy. The volumes documented the ...
ascribes a financial motive to Caracalla's decision. He suggests that Caracalla wanted to make the ''peregrini'' subject to two indirect taxes that applied only to Roman citizens: the 5% levies on inheritances and on the manumission of slaves (both of which Caracalla increased to 10% for good measure).
But these taxes would probably have been outweighed by the loss of the annual poll tax previously paid by ''peregrini'', from which as Roman citizens they would now be exempt. It seems unlikely that the imperial government could have foregone this revenue: it is therefore almost certain that the Antonine decree was accompanied by a further decree ending Roman citizens' exemption from direct taxes. In any case, citizens were certainly paying the poll tax in the time of Emperor
Diocletian
Diocletian (; la, Gaius Aurelius Valerius Diocletianus, grc, Διοκλητιανός, Diokletianós; c. 242/245 – 311/312), nicknamed ''Iovius'', was Roman emperor from 284 until his abdication in 305. He was born Gaius Valerius Diocles ...
(r. 282–305).
[Duncan-Jones (1990) 52]
In this way the Antonine decree would indeed have greatly increased the imperial tax base, primarily by obliging Roman citizens (by then perhaps 20–30% of the population) to pay direct taxes: the poll tax and, in the case of owners of Italian land and Roman ''coloniae'', the land tax.
See also
*
Roman citizen
Citizenship in ancient Rome (Latin: ''civitas'') was a privileged political and legal status afforded to free individuals with respect to laws, property, and governance. Citizenship in Ancient Rome was complex and based upon many different laws, t ...
*
Pilgrim
A pilgrim (from the Latin ''peregrinus'') is a traveler (literally one who has come from afar) who is on Pilgrimage, a journey to a holy place. Typically, this is a physical journey (often on foot) to some place of special significance to the a ...
, from the Latin 'peregrinus'
Notes
Citations
References
Ancient
*
Bible
The Bible (from Koine Greek , , 'the books') is a collection of religious texts or scriptures that are held to be sacred in Christianity, Judaism, Samaritanism, and many other religions. The Bible is an anthologya compilation of texts of a ...
''
New Testament
The New Testament grc, Ἡ Καινὴ Διαθήκη, transl. ; la, Novum Testamentum. (NT) is the second division of the Christian biblical canon. It discusses the teachings and person of Jesus, as well as events in first-century Christ ...
'' (late 1st century)
*
Dio Cassius
Lucius Cassius Dio (), also known as Dio Cassius ( ), was a Roman historian and senator of maternal Greek origin. He published 80 volumes of the history on ancient Rome, beginning with the arrival of Aeneas in Italy. The volumes documented the ...
''History of Rome'' (early 3rd century)
*
Pliny the Younger
Gaius Plinius Caecilius Secundus, born Gaius Caecilius or Gaius Caecilius Cilo (61 – c. 113), better known as Pliny the Younger (), was a lawyer, author, and magistrate of Ancient Rome. Pliny's uncle, Pliny the Elder, helped raise and educate ...
''Epistulae'' (early 2nd century)
*
Tacitus
Publius Cornelius Tacitus, known simply as Tacitus ( , ; – ), was a Roman historian and politician. Tacitus is widely regarded as one of the greatest Roman historiography, Roman historians by modern scholars.
The surviving portions of his t ...
''Historiae'' (late 1st century)
Modern
* Brunt, P. A. (1971) ''Italian Manpower''
* Burton, G. (1987) ''Government and the Provinces'' in J. Wacher ed. ''The Roman World'' Vol I
* Duncan-Jones, Richard (1990) ''The Roman Economy''
* Duncan-Jones, Richard (1994) ''Money & Government in the Roman Empire''
* Goldsworthy, Adrian (2005) ''The Complete Roman Army''
* {{cite book , last=Hassall , first=Mark , year=1987 , chapter=Romans and non-Romans , editor-first=J. , editor-last=Wacher , title=The Roman World , volume=II
*
Mattingly, David (2006) ''An Imperial Possession: Britain in the Roman Empire''
* Scheidel, Walter (2006) ''Population & Demography'' (Princeton-Stanford Working Papers in Classics)
* Thompson, D.J. (1987) ''Imperial Estates'' in J. Wacher ed. ''The Roman World'' Vol II
+
Roman citizenship
Social classes in ancient Rome