Paternalism is action that limits a person's or group's liberty or autonomy and is intended to promote their own good.
Paternalism can also imply that the behavior is against or regardless of the will of a person, or also that the behavior expresses an attitude of superiority. Paternalism, paternalistic and paternalist have all been used as a
pejorative
A pejorative or slur is a word or grammatical form expressing a negative or a disrespectful connotation, a low opinion, or a lack of respect toward someone or something. It is also used to express criticism, hostility, or disregard. Sometimes, a ...
for example in the context of societal and/or political realms and references.
[
Some such as ]John Stuart Mill
John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, Member of Parliament (MP) and civil servant. One of the most influential thinkers in the history of classical liberalism, he contributed widely to ...
think paternalism to be appropriate towards children, saying:
Paternalism towards adults is sometimes thought of as treating them as if they were children.
Etymology
The word ''paternalism'' derives from the adjective ''paternal'', which entered the English language in the 15th century from Old French
Old French (, , ; Modern French: ) was the language spoken in most of the northern half of France from approximately the 8th to the 14th centuries. Rather than a unified language, Old French was a linkage of Romance dialects, mutually intelligib ...
''paternel'' (cf. Old Occitan
Old Occitan ( oc, occitan ancian, label=Occitan language, Modern Occitan, ca, occità antic), also called Old Provençal, was the earliest form of the Occitano-Romance languages, as attested in writings dating from the eighth through the fourteen ...
''paternal'', as in Catalan
Catalan may refer to:
Catalonia
From, or related to Catalonia:
* Catalan language, a Romance language
* Catalans, an ethnic group formed by the people from, or with origins in, Northern or southern Catalonia
Places
* 13178 Catalan, asteroid #1 ...
, Spanish
Spanish might refer to:
* Items from or related to Spain:
**Spaniards are a nation and ethnic group indigenous to Spain
**Spanish language, spoken in Spain and many Latin American countries
**Spanish cuisine
Other places
* Spanish, Ontario, Cana ...
and Portuguese
Portuguese may refer to:
* anything of, from, or related to the country and nation of Portugal
** Portuguese cuisine, traditional foods
** Portuguese language, a Romance language
*** Portuguese dialects, variants of the Portuguese language
** Portu ...
), itself from Medieval Latin
Medieval Latin was the form of Literary Latin used in Roman Catholic Western Europe during the Middle Ages. In this region it served as the primary written language, though local languages were also written to varying degrees. Latin functioned ...
''paternalis''. The classical Latin
Classical Latin is the form of Literary Latin recognized as a literary standard by writers of the late Roman Republic and early Roman Empire. It was used from 75 BC to the 3rd century AD, when it developed into Late Latin. In some later periods ...
equivalent was ''paternus'' "fatherly", from ''pater'' "father".
Types
Soft and hard
Soft paternalism is the view that paternalism is justified only if an action to be committed is involuntary. John Stuart Mill
John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, Member of Parliament (MP) and civil servant. One of the most influential thinkers in the history of classical liberalism, he contributed widely to ...
gives the example of a person about to walk across a damaged bridge. One cannot tell the person the bridge is damaged as he does not speak our language. According to soft paternalism, one would be justified in forcing him to not cross the bridge so one could find out whether he knows about the damage. If he knows and wants to jump off the bridge and commit suicide then one should allow him to. Hard paternalists say that at least sometimes one is entitled to prevent him from crossing the bridge and committing suicide.
Pure and impure
Pure paternalism is paternalism where the person(s) having their liberty or autonomy taken away are those being protected. Impure paternalism occurs when the class of people whose liberty or autonomy is violated by some measure is wider than the group of persons thereby protected.[
]
Moral and welfare
Moral paternalism is where paternalism is justified to promote the moral well-being of a person(s) even if their welfare would not improve. For example, it could be argued that someone should be prevented from prostitution even if they make a decent living off it and their health is protected. A moral paternalist would argue that it is ethical considering they believe prostitution to be morally corrupting.[
]
Criteria for effective paternalism
Thomas Pogge
Thomas Winfried Menko Pogge (; born 13 August 1953) is a German philosopher and is the Director of the Global Justice Program and Leitner Professor of Philosophy and International Affairs at Yale University. In addition to his Yale appointment, h ...
argues that there are a number of criteria for paternalism.
* The concept should work within human flourishing. Generally accepted items such as nutrition, clothing, shelter, certain basic freedoms may be acceptable by a range of religious and social backgrounds.
* The criteria should be minimally intrusive.
* The requirements of the criteria should not be understood as exhaustive; leaving societies the ability to modify the criteria based on their own needs.
* The supplementary considerations introduced by such more ambitious criteria of justice must not be allowed to outweigh the modest considerations.
Opponents
In his ''Two Treatises of Government
''Two Treatises of Government'' (or ''Two Treatises of Government: In the Former, The False Principles, and Foundation of Sir Robert Filmer, and His Followers, Are Detected and Overthrown. The Latter Is an Essay Concerning The True Original, ...
'', John Locke
John Locke (; 29 August 1632 – 28 October 1704) was an English philosopher and physician, widely regarded as one of the most influential of Age of Enlightenment, Enlightenment thinkers and commonly known as the "father of liberalism ...
argues (against Robert Filmer
Sir Robert Filmer (c. 1588 – 26 May 1653) was an English political theorist who defended the divine right of kings. His best known work, ''Patriarcha'', published posthumously in 1680, was the target of numerous Whig attempts at rebuttal, ...
) that political and paternal power are not the same.
John Stuart Mill
John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, Member of Parliament (MP) and civil servant. One of the most influential thinkers in the history of classical liberalism, he contributed widely to ...
opposes state paternalism on the grounds that individuals know their own good better than the state does, that the moral equality of persons demands respect for others' liberty, and that paternalism disrupts the development of an independent character. In On Liberty
''On Liberty'' is a philosophical essay by the English philosopher John Stuart Mill. Published in 1859, it applies Mill's ethical system of utilitarianism to society and state. Mill suggests standards for the relationship between authority an ...
, he writes:
Mill, however, disregards his own analysis when it comes to colonial subjects. In On Liberty
''On Liberty'' is a philosophical essay by the English philosopher John Stuart Mill. Published in 1859, it applies Mill's ethical system of utilitarianism to society and state. Mill suggests standards for the relationship between authority an ...
, he writes:
Mill above declares barbarians to be in need of paternalism. But he narrowly defines barbarism historically, geographically, and economically insofar as to declare it fit to describe the people he intends to describe as such.
Contemporary opponents of paternalism often appeal to the ideal of personal autonomy
In developmental psychology and moral, political, and bioethical philosophy, autonomy, from , ''autonomos'', from αὐτο- ''auto-'' "self" and νόμος ''nomos'', "law", hence when combined understood to mean "one who gives oneself one's ...
.
In society
* In the Southern United States
The Southern United States (sometimes Dixie, also referred to as the Southern States, the American South, the Southland, or simply the South) is a geographic and cultural region of the United States of America. It is between the Atlantic Ocean ...
before the Civil War
A civil war or intrastate war is a war between organized groups within the same state (or country).
The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies ...
, paternalism was a concept used to justify the legitimacy of slavery
Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
. Women would present themselves as mothers for the slaves, or protectors that provided benefits the slaves would not get on their own. Plantation mistresses would attempt to civilize their workers by providing food, shelter, and affection. These women would justify that the conditions for freed blacks were poorer than those who were under the mistresses' protection. Paternalism was used as an argument against the emancipation of slavery due to these mistresses providing better living conditions than the enslaved's counterpart in the factory-based north. As a result of this conclusion, the whites would often manage basic rights of the enslaved such as child rearing and property.
* Paternalism was also used against women's suffrage
Women's suffrage is the right of women to vote in elections. Beginning in the start of the 18th century, some people sought to change voting laws to allow women to vote. Liberal political parties would go on to grant women the right to vot ...
, with opponents of women's suffrage saying that granting women the right to vote would make their lives harder and separate them from their families.
Paternalism and slavery
A concept of paternalism functioned as a tool of justification during the slavery era, and the concept promoted the institution of the slavery. Masters, who were the owners of slaves, believed themselves that the concept of paternalism can justify their wrongdoings such as trading of slaves and punishment of their slaves. The masters believed that they are helping and rescuing slaves from poor conditions; therefore, the masters believed themselves as parent or savior of their slaves. Masters used the concept of paternalism to show that their behavior is not wrong or unethical. Not only by the masters, but slaves also exploited the concept of paternalism for their own benefit. For instance, slaves believed that enslavement would be better than the freedom. Slaves believed that they would be treated better as long as they build good relationship with their masters. Slaves also believed that they could get basic human needs such as food from their masters. Thus, the concept of paternalism for slaves was the tool that made slaves feel more comfortable and free. Walter Johnson
Walter Perry Johnson (November 6, 1887 – December 10, 1946), nicknamed "Barney" and "The Big Train", was an American professional baseball player and manager. He played his entire 21-year baseball career in Major League Baseball as a right-ha ...
introduces a concept of paternalism in '' Soul by Soul: Life Inside the Antebellum Slave Market'' that mentions "Slave-market paternalism thus replayed the plots of proslavery propaganda and fiction: the good hearted slave at the side of the dying master; the slave who could be trusted to master himself; the slaveholder's saving interventions in the life of the unfortunate slave". Even though slaves could benefit from the concept of paternalism by receiving abundant food and medical care, the concept can never justify the institution of slavery.
See also
* Adultism
Adultism is "the power adults have over children". More narrowly, adultism is defined as "prejudice and accompanying systematic discrimination against young people". On a more philosophical basis, the term has also been defined as "bias towards ad ...
* Authoritarianism
Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political '' status quo'', and reductions in the rule of law, separation of powers, and democratic vot ...
* Noble lie
In politics, a noble lie is a myth or a lie typically of religious nature, knowingly propagated by an elite to maintain social harmony or advance an agenda. The noble lie is a concept originated by Plato as described in '' The Republic''.
In reli ...
* Obscurantism
In philosophy, the terms obscurantism and obscurationism describe the anti-intellectual practices of deliberately presenting information in an abstruse and imprecise manner that limits further inquiry and understanding of a subject. There are two ...
* Paternalistic conservatism
Paternalistic conservatism is a strand of conservatism which reflects the belief that societies exist and develop organically and that members within them have obligations towards each other. There is particular emphasis on the paternalistic obli ...
* Rule according to higher law
* Social conservatism
Social conservatism is a political philosophy and variety of conservatism which places emphasis on traditional power structures over social pluralism. Social conservatives organize in favor of duty, traditional values and social institutio ...
References
Further reading
* ''Mill and Paternalism'', by Gregory Claeys. Cambridge University Press, 2013
''Counting the Dragon's Teeth and Claws: The Definition of Hard Paternalism''
by Thaddeus Mason Pope. From 20 ''Georgia State University Law Review'' 659–722 (2004)
''Monstrous Impersonation: A Critique of Consent-Based Justifications for Hard Paternalism''
by Thaddeus Mason Pope. From 73 ''UMKC Law Review'' 681–713 (2005)
''Is Public Health Paternalism Really Never Justified? A Response to Joel Feinberg''
by Thaddeus Mason Pope. From 30 ''Oklahoma City University Law Review'' 121–207 (2005)
*
', by Peter Suber. From ''Philosophy of Law: An Encyclopedia'', edited by Christopher Berry Gray, Garland Pub. Co., 1999, vol. II, pp. 632–635
*
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