Optical Scan Voting System
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An optical scan voting system is an electronic voting system and uses an
optical scanner An image scanner—often abbreviated to just scanner—is a device that optically scans images, printed text, handwriting or an object and converts it to a digital image. Commonly used in offices are variations of the desktop ''flatbed scanner'' w ...
to read marked paper
ballot A ballot is a device used to cast votes in an election and may be found as a piece of paper or a small ball used in secret voting. It was originally a small ball (see blackballing) used to record decisions made by voters in Italy around the 16 ...
s and tally the results.


History


Marksense systems

While
mark sense Electrographic is a term used for punched-card and page-scanning technology that allowed cards or pages marked with a pencil to be processed or converted into punched cards. The primary developer of electrographic systems was IBM, who used mark ...
technology dates back to the 1930s and
optical mark recognition Optical mark recognition (also called optical mark reading and OMR) is the process of reading information that people mark on surveys, tests and other paper documents. OMR is used to read questionnaires, multiple choice examination papers in the ...
dates to the 1950s, these technologies were first explored in the context of standardized tests such as
college entrance exam The term College entrance exam may refer to any standardized test which is needed in order for one to be considered eligible for application by a post-secondary institution. Such examinations may include * SAT Reasoning Test, in the United Sta ...
s. The first suggestion to use mark sense technology to count ballots came in 1953, but practical optical scanners did not emerge until the 1960s. The Norden Electronic Vote Tallying System was the first to be deployed, but it required the use of special ink to mark the ballot. The Votronic, from 1965, was the first optical mark vote tabulator able to sense marks made with a graphite pencil. The oldest optical-scan voting systems scan ballots using
optical mark recognition Optical mark recognition (also called optical mark reading and OMR) is the process of reading information that people mark on surveys, tests and other paper documents. OMR is used to read questionnaires, multiple choice examination papers in the ...
scanners. Voters mark their choice in a voting response location, usually filling a rectangle, circle or oval, or by completing an arrow. Various mark-sense voting systems have used a variety of different approaches to determining what marks are counted as votes. Early systems, such as the Votronic, introduced in 1965, had a single photosensor per column of marks on the ballot. Most such tabulators, such as Optech, used analog
comparator In electronics, a comparator is a device that compares two voltages or currents and outputs a digital signal indicating which is larger. It has two analog input terminals V_+ and V_- and one binary digital output V_\text. The output is ideally : ...
s that counted all marks darker than a fixed threshold as being votes. The use of
digital imaging Digital imaging or digital image acquisition is the creation of a digital representation of the visual characteristics of an object, such as a physical scene or the interior structure of an object. The term is often assumed to imply or include t ...
technology to view the ballot does not necessarily imply more sophisticated mark recognition. For example, the Avante Vote-Trakker simply counts the number of dark and light
pixel In digital imaging, a pixel (abbreviated px), pel, or picture element is the smallest addressable element in a raster image, or the smallest point in an all points addressable display device. In most digital display devices, pixels are the ...
s in each marking area to determine if the mark counts as a vote. More sophisticated mark recognition algorithms are sensitive to the shape of the mark as well as the total overall darkness, as illustrated by the ES&S Model 100, introduced in the mid 1990s.


Electronic ballot marker

An electronic ballot marker (EBM) or
ballot marking device A ballot is a device used to cast votes in an election and may be found as a piece of paper or a small ball used in secret voting. It was originally a small ball (see blackballing) used to record decisions made by voters in Italy around the 16 ...
(BMD) is a device that can aid voters in marking paper ballots. Typical ballot markers include a
touch screen A touchscreen or touch screen is the assembly of both an input ('touch panel') and output ('display') device. The touch panel is normally layered on the top of an electronic visual display of an information processing system. The display is ofte ...
and a variety of
assistive device Assistive technology (AT) is a term for assistive, adaptive, and rehabilitative devices for people with disabilities and the elderly. Disabled people often have difficulty performing activities of daily living (ADLs) independently, or even with ...
s to serve the needs of voters with disabilities. In 1991, Julien Anno and others filed a patent application for a device resembling a modern electronic ballot marker, with an emphasis on multilingual ballot presentation, not accessibility. The Jites and Digivote systems used in Belgium are similar to this, although they use magnetic stripe cards instead of bar codes to record the ballot. Eugene Cummings filed a patent for an electronic ballot marker specifically designed as an
accessible Accessibility is the design of products, devices, services, vehicles, or environments so as to be usable by people with disabilities. The concept of accessible design and practice of accessible development ensures both "direct access" (i. ...
voting interface for optical-scan voting systems in 2003. This machine, the Automark, saw widespread use in the United States.
Capital costs Capital costs are fixed, one-time expenses incurred on the purchase of land, buildings, construction, and equipment used in the production of goods or in the rendering of services. In other words, it is the total cost needed to bring a project to a ...
and 10 years of maintenance are $11 to $12 per voter for central count systems, if most voters mark their own ballots and one electronic ballot marker is available at each polling place for voters with disabilities, or $23 to $29 per voter if all voters use electronic ballot markers.Pennsylvania: Georgia: Georgia: In the first option, there are also costs for commercial printers to print ballots in all languages needed, with enough extra for the highest possible turnout. In the second option, there is cost for paper and for the electronic ballot marker to print just the ballots used, which means fewer ballots. A New York study assumed equal printing cost per ballot,New York: while a Georgia study assumed $0.10 per ballot to print on demand and $0.40 to $0.55 for commercial printing. If most voters get ballots by mail, these need to be printed commercially, and polling place costs will be at the low end.


Digital pen voting systems

Digital pen voting systems use ballots on
digital paper Digital paper, also known as interactive paper, is patterned paper used in conjunction with a digital pen to create handwritten digital documents. The printed dot pattern uniquely identifies the position coordinates on the paper. The digital pen ...
which is recognized by a small camera in the pen while it is marked by the voter. The ballots are collected in a ballot box and the digital pen is returned to an election official for tabulation. This technology was expected to be used in the 2008
Hamburg (male), (female) en, Hamburger(s), Hamburgian(s) , timezone1 = Central (CET) , utc_offset1 = +1 , timezone1_DST = Central (CEST) , utc_offset1_DST = +2 , postal ...
state elections, but eventually was decided against due to controversy surrounding the accuracy of voting tallies. The technology was first used by the town of Menstrie, Clackmannanshire Scotland in their 2006 local community council elections.


Optical scan process

The scanner's sensors detect black and white pixels on the paper ballot, at least in the areas designated for marking votes. The scanner's processor interprets the results from the sensors, creates a tally for each candidate, and usually stores the image for later review. The ballot is sometimes immediately interpreted at
polling station A polling place is where voters cast their ballots in elections. The phrase polling station is also used in American English and British English, although polling place is the building
s allowing for voters to be notified by the voting system of voting errors such as an
overvote An overvote occurs when one votes for more than the maximum number of selections allowed in a contest. The result is a spoiled vote which is not included in the final tally. One example of an overvote would be voting for two candidates in a single ...
and some types of
spoilt vote In voting, a ballot is considered spoilt, spoiled, void, null, informal, invalid or stray if a law declares or an election authority determines that it is invalid and thus not included in the vote count. This may occur accidentally or deliberat ...
s. This is known as a precinct-count voting system. Alternately the ballots can be collected in the polling station and tabulated later at a central facility, known as a central-count voting system. Ballots which are torn or otherwise fail to scan are copied by election staff, and the copies are scanned."observers from both political parties there... ballots have to be recreated in every election for a number of reasons, ranging from damaged mail-in ballots, to early voters who use pencils which can’t be read by ballot tabulators." The scanning machines are faster than hand-counting for long ballots, so are typically used during the election and the night afterwards, to give quick results. There is less speed advantage in parliamentary systems where the member of parliament is the only contest on a ballot, so hand counting is fast and reliable. The paper ballots and electronic memories are stored, so
election audit An election audit is any review conducted after polls close for the purpose of determining whether the votes were counted accurately (a ''results audit'') or whether proper procedures were followed (a ''process audit''), or both. Both results and p ...
s can check if the images and tallies are correct, and so investigations or court challenges can examine them. The advantage of scanning systems over direct-recording electronic voting machines is the availability of paper records for audits and investigations, and if electronic ballot markers are not required, voters do not need to wait for a machine during busy times. Hundreds of errors in optical scan systems have been found, from feeding ballots upside down, multiple ballots pulled through at once in central counts, paper jams, broken, blocked or overheated sensors which misinterpret some or many ballots, printing which does not align with the programming, programming errors, and loss of files. The cause of each programming error is rarely found, so it is not known how many were accidental or intentional. Besides scanner problems, paper ballots are subject to traditional risks, such as
ballot box stuffing Electoral fraud, sometimes referred to as election manipulation, voter fraud or vote rigging, involves illegal interference with the process of an election, either by increasing the vote share of a favored candidate, depressing the vote share of ...
, ballot destruction and vote buying. These have traditional prevention measures. To address these issues, some have also suggested
End-to-end auditable voting systems End-to-end auditable or end-to-end voter verifiable (E2E) systems are voting systems with stringent integrity properties and strong tamper resistance. E2E systems often employ cryptographic methods to craft receipts that allow voters to verify t ...
such as
Scantegrity Scantegrity is a security enhancement for optical scan voting systems, providing such systems with end-to-end (E2E) verifiability of election results. It uses confirmation codes to allow a voter to prove to themselves that their ballot is included ...
.


Machine manufacturers

* In the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
: **
Premier Election Solutions Premier Election Solutions, formerly Diebold Election Systems, Inc. (DESI), was a subsidiary of Diebold that made and sold voting machines. In 2009, it was sold to competitor ES&S. In 2010, Dominion Voting Systems purchased the primary asset ...
(formerly Diebold Election Systems) ** Election Systems & Software (ES&S) **
Smartmatic Smartmatic (also referred as Smartmatic Corp. or Smartmatic International) or Smartmatic SGO Group is a multinational company that builds and implements electronic voting systems. The company also produces smart cities solutions (including publ ...
** Sequoia Voting Systems **
Hart InterCivic Hart InterCivic Inc. is a privately held United States company that provides election technologies and services to government jurisdictions. Headquartered in Austin, Texas, Hart products are used by hundreds of jurisdictions nationwide, including co ...
** AVANTE International Technology, Inc. ** Unisyn Voting Solutions * In
Canada Canada is a country in North America. Its ten provinces and three territories extend from the Atlantic Ocean to the Pacific Ocean and northward into the Arctic Ocean, covering over , making it the world's second-largest country by tot ...
: **
Dominion Voting Systems Dominion Voting Systems Corporation is a company that sells electronic voting hardware and software, including voting machines and tabulators, in the United States and Canada. The company's headquarters are in Toronto, Ontario, and Denver, Colo ...
* In
China China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's most populous country, with a population exceeding 1.4 billion, slightly ahead of India. China spans the equivalent of five time zones and ...
: ** EKEMP INT'L LIMITED


See also

*
DRE voting machine A DRE voting machine, or direct-recording electronic voting machine, records votes by means of a ballot display provided with mechanical or electro-optical components that can be activated by the voter. These are typically buttons or a touchsc ...
*
Electronic voting Electronic voting (also known as e-voting) is voting that uses electronic means to either aid or take care of casting and counting ballots. Depending on the particular implementation, e-voting may use standalone ''electronic voting machines'' ( ...
** Electronic voting#Paper-based electronic voting system ** Electronic voting in the United States#Optical scan counting *
Prêt à Voter Prêt à Voter is an E2E voting system devised by Peter Ryan of the University of Luxembourg. It aims to provide guarantees of accuracy of the count and ballot privacy that are independent of software, hardware etc. Assurance of accuracy flows f ...
*
Punchscan Punchscan is an optical scan vote counting system invented by cryptographer David Chaum. Punchscan is designed to offer integrity, privacy, and transparency. The system is voter-verifiable, provides an end-to-end (E2E) audit mechanism, and issu ...
*
Scantegrity Scantegrity is a security enhancement for optical scan voting systems, providing such systems with end-to-end (E2E) verifiability of election results. It uses confirmation codes to allow a voter to prove to themselves that their ballot is included ...
* Vote counting#Optical scan counting *
Voting machine A voting machine is a machine used to record votes in an election without paper. The first voting machines were mechanical but it is increasingly more common to use '' electronic voting machines''. Traditionally, a voting machine has been defi ...
** Voting machine#Optical scan (marksense)


References

{{reflist Electronic voting methods Vote counting LOMO production