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''Ontogeny and Phylogeny'' is a 1977 book on evolution by
Stephen Jay Gould Stephen Jay Gould (; September 10, 1941 – May 20, 2002) was an American paleontologist, evolutionary biologist, and historian of science. He was one of the most influential and widely read authors of popular science of his generation. Gould ...
, in which the author explores the relationship between embryonic development (
ontogeny Ontogeny (also ontogenesis) is the origination and development of an organism (both physical and psychological, e.g., moral development), usually from the time of fertilization of the egg to adult. The term can also be used to refer to the stu ...
) and
biological evolution Evolution is change in the heritable characteristics of biological populations over successive generations. These characteristics are the expressions of genes, which are passed on from parent to offspring during reproduction. Variation t ...
(
phylogeny A phylogenetic tree (also phylogeny or evolutionary tree Felsenstein J. (2004). ''Inferring Phylogenies'' Sinauer Associates: Sunderland, MA.) is a branching diagram or a tree showing the evolutionary relationships among various biological sp ...
). Unlike his many popular books of essays, it was a technical book, and over the following decades it was influential in stimulating research into
heterochrony In evolutionary developmental biology, heterochrony is any genetically controlled difference in the timing, rate, or duration of a developmental process in an organism compared to its ancestors or other organisms. This leads to changes in the s ...
(changes in the timing of embryonic development), which had been neglected since
Ernst Haeckel Ernst Heinrich Philipp August Haeckel (; 16 February 1834 – 9 August 1919) was a German zoologist, naturalist, eugenicist, philosopher, physician, professor, marine biologist and artist. He discovered, described and named thousands of new ...
's theory that ontogeny recapitulates phylogeny had been largely discredited. This helped to create the field of
evolutionary developmental biology Evolutionary developmental biology (informally, evo-devo) is a field of biological research that compares the developmental processes of different organisms to infer how developmental processes evolved. The field grew from 19th-century begin ...
.


Context

''Ontogeny and Phylogeny'' is
Stephen Jay Gould Stephen Jay Gould (; September 10, 1941 – May 20, 2002) was an American paleontologist, evolutionary biologist, and historian of science. He was one of the most influential and widely read authors of popular science of his generation. Gould ...
's first technical book. He wrote that
Ernst Mayr Ernst Walter Mayr (; 5 July 1904 – 3 February 2005) was one of the 20th century's leading evolutionary biologists. He was also a renowned taxonomist, tropical explorer, ornithologist, philosopher of biology, and historian of science. His ...
had suggested in passing that he write a book on development. Gould stated he "only began it as a practice run to learn the style of lengthy exposition before embarking on my magnum opus about macroevolution." Also (paperback) This later work was published in 2002 as ''
The Structure of Evolutionary Theory ''The Structure of Evolutionary Theory'' (2002) is Harvard paleontologist Stephen Jay Gould's technical book on macroevolution and the historical development of evolutionary theory. The book was twenty years in the making, published just two mon ...
''.


Book


Publication

The book was published in 1977 by
Belknap Press Harvard University Press (HUP) is a publishing house established on January 13, 1913, as a division of Harvard University, and focused on academic publishing. It is a member of the Association of American University Presses. After the retire ...
of Harvard University Press. It was reprinted seventeen times by the same publisher between 1977 and 2003.


Summary

The first half of the book explores
Ernst Haeckel Ernst Heinrich Philipp August Haeckel (; 16 February 1834 – 9 August 1919) was a German zoologist, naturalist, eugenicist, philosopher, physician, professor, marine biologist and artist. He discovered, described and named thousands of new ...
's
biogenetic law The theory of recapitulation, also called the biogenetic law or embryological parallelism—often expressed using Ernst Haeckel's phrase "ontogeny recapitulates phylogeny"—is a historical hypothesis that the development of the embryo of an an ...
(recapitulation)—the discredited idea that embryonic developmental stages replay the evolutionary transitions of adult forms of an organism's past descendants—and how this idea influenced thinking in
biology Biology is the scientific study of life. It is a natural science with a broad scope but has several unifying themes that tie it together as a single, coherent field. For instance, all organisms are made up of cells that process hereditary ...
,
theology Theology is the systematic study of the nature of the divine and, more broadly, of religious belief. It is taught as an academic discipline, typically in universities and seminaries. It occupies itself with the unique content of analyzing t ...
, and
psychology Psychology is the scientific study of mind and behavior. Psychology includes the study of conscious and unconscious phenomena, including feelings and thoughts. It is an academic discipline of immense scope, crossing the boundaries betwe ...
. Gould begins with the ancient Greek philosopher
Anaximander Anaximander (; grc-gre, Ἀναξίμανδρος ''Anaximandros''; ) was a pre-Socratic Greek philosopher who lived in Miletus,"Anaximander" in '' Chambers's Encyclopædia''. London: George Newnes, 1961, Vol. 1, p. 403. a city of Ionia (in mod ...
, showing that the ideas formed a tradition leading to the French naturalist
Charles Bonnet Charles Bonnet (; 13 March 1720 – 20 May 1793) was a Genevan naturalist and philosophical writer. He is responsible for coining the term ''phyllotaxis'' to describe the arrangement of leaves on a plant. He was among the first to notice parth ...
. Gould describes the recapitulationists in the 19th century, from the German
Lorenz Oken Lorenz Oken (1 August 1779 – 11 August 1851) was a German naturalist, botanist, biologist, and ornithologist. Oken was born Lorenz Okenfuss (german: Okenfuß) in Bohlsbach (now part of Offenburg), Ortenau, Baden, and studied natural history ...
and Johann Friedrich Meckel to the French Étienne Serres. The book examines the criticism of the theory by the Baltic German
Karl Ernst von Baer Karl Ernst Ritter von Baer Edler von Huthorn ( – ) was a Baltic German scientist and explorer. Baer was a naturalist, biologist, geologist, meteorologist, geographer, and is considered a, or the, founding father of embryology. He was a ...
and the Swiss-American
Louis Agassiz Jean Louis Rodolphe Agassiz ( ; ) FRS (For) FRSE (May 28, 1807 – December 14, 1873) was a Swiss-born American biologist and geologist who is recognized as a scholar of Earth's natural history. Spending his early life in Switzerland, he rec ...
, and relates 19th century phylogeny to
Charles Darwin Charles Robert Darwin ( ; 12 February 1809 – 19 April 1882) was an English naturalist, geologist, and biologist, widely known for his contributions to evolutionary biology. His proposition that all species of life have descended f ...
's 1859 theory of
evolution Evolution is change in the heredity, heritable Phenotypic trait, characteristics of biological populations over successive generations. These characteristics are the Gene expression, expressions of genes, which are passed on from parent to ...
, Haeckel's approach, and
neo-Lamarckism Lamarckism, also known as Lamarckian inheritance or neo-Lamarckism, is the notion that an organism can pass on to its offspring physical characteristics that the parent organism acquired through use or disuse during its lifetime. It is also calle ...
. A chapter examines the pervasive influence of recapitulationism on such subjects as criminal anthropology, racism, attitudes to
child development Child development involves the biological, psychological and emotional changes that occur in human beings between birth and the conclusion of adolescence. Childhood is divided into 3 stages of life which include early childhood, middle childhood, ...
and primary schooling, and to
Freudian psychoanalysis PsychoanalysisFrom Greek: + . is a set of theories and therapeutic techniques"What is psychoanalysis? Of course, one is supposed to answer that it is many things — a theory, a research method, a therapy, a body of knowledge. In what might be ...
. The second half of the book details how modern concepts such as
heterochrony In evolutionary developmental biology, heterochrony is any genetically controlled difference in the timing, rate, or duration of a developmental process in an organism compared to its ancestors or other organisms. This leads to changes in the s ...
(changes in developmental timing) and
neoteny Neoteny (), also called juvenilization,Montagu, A. (1989). Growing Young. Bergin & Garvey: CT. is the delaying or slowing of the physiological, or somatic, development of an organism, typically an animal. Neoteny is found in modern humans compare ...
(the retardation of developmental expression or growth rates) influence
macroevolution Macroevolution usually means the evolution of large-scale structures and traits that go significantly beyond the intraspecific variation found in microevolution (including speciation). In other words, macroevolution is the evolution of taxa abov ...
(major evolutionary transitions). Gould examines the
ecological Ecology () is the study of the relationships between living organisms, including humans, and their physical environment. Ecology considers organisms at the individual, population, community, ecosystem, and biosphere level. Ecology overlaps w ...
and evolutionary significance of heterochrony, with an analysis of its effect on insect metamorphosis and neoteny in
amphibians Amphibians are four-limbed and ectothermic vertebrates of the class Amphibia. All living amphibians belong to the group Lissamphibia. They inhabit a wide variety of habitats, with most species living within terrestrial, fossorial, arbore ...
. He ends by considering theories of neoteny in
human evolution Human evolution is the evolutionary process within the history of primates that led to the emergence of ''Homo sapiens'' as a distinct species of the hominid family, which includes the great apes. This process involved the gradual development of ...
, including
Louis Bolk Lodewijk 'Louis' Bolk (10 December 1866, Overschie – 17 June 1930, Amsterdam) was a Dutch anatomist who created the fetalization theory about the human body. It states that when a human being is born, it is still a fetus, as can be seen by ...
's so-called fetalization theory.


Reception


Contemporary

The herpetologist David B. Wake, in ''
Paleobiology Paleobiology (or palaeobiology) is an interdisciplinary field that combines the methods and findings found in both the earth sciences and the life sciences. Paleobiology is not to be confused with geobiology, which focuses more on the interact ...
'', wrote that the topic was "at once so obviously important and so intrinsically difficult" that few people would tackle it. The parallelism that Haeckel noted between ontogeny and phylogeny was, Wake observed, a strong argument for evolution, but hardly anyone dared to discuss it. He called the book very good, and predicted that it would set the stage for "endless research", but found it also in a way unsatisfying, using "undigested theory from ecology to ''explain'' what is, as yet, unexplainable. Summing up, Wake calls the book "erudite, important, provocative, and controversial", but noted that it could have been much shorter. The embryologist Søren Løvtrup, in ''Systematic Zoology'', noted that the book had two objectives, unexceptionably to gain practice, and "more dubious y, to show that "in spite of the collapse of Haeckel's biogenetic law, the subject of parallels between ontogenesis and phylogenesis is still of importance to biology". In Løvtrup's view, this was because Haeckel's law had been refuted except where evolution had by chance happened to add to the end of development. Gould had little new to report, as people knew half a century earlier that development could be modified at other stages; the book was "a great disappointment." Haeckel could "of course be of historical interest" but Gould had chosen not to research Haeckel's influence. Work on "wrong theories" represented, Løvtrup wrote, "a terrible waste of effort and time, and block dfurther progress." The anthropologist
C. Loring Brace Charles Loring Brace IV (December 19, 1930 – September 7, 2019) was an American anthropologist, Professor Emeritus at the University of Michigan's Department of Anthropology and Curator Emeritus at the University's Museum of Anthropological Arc ...
, in ''American Anthropologist'', noted that two years earlier,
E. O. Wilson Edward Osborne Wilson (June 10, 1929 – December 26, 2021) was an American biologist, naturalist, entomologist and writer. According to David Attenborough, Wilson was the world's leading expert in his specialty of myrmecology, the study of ...
's ''
Sociobiology Sociobiology is a field of biology that aims to examine and explain social behavior in terms of evolution. It draws from disciplines including psychology, ethology, anthropology, evolution, zoology, archaeology, and population genetics. Within t ...
'' had with "woeful ignorance" strayed into anthropology, and Wilson's "bright young colleague" Gould had now done the same thing, possibly making trouble for years to come. Gould was "a wonderful writer, literate, erudite, gracefully witty, and gifted with the ability to present difficult material in a straightforward and easily readable fashion." The bulk of the book was fine, though of no interest to anthropologists. But the tenth chapter, "Retardation and Neoteny in Human Evolution", would "mislead a great many people" who would be unable to make an informed judgement about its conclusions. Gould "turns out to be just as much of a teleologist and progressivist as the scholars of previous generations whom he appraises so effectively. He notes that we associate 'cute' features with mammals of higher intelligence, features that show 'the common traits of babyhood: relatively large eyes, short face, smooth features, bulbous cranium. The presence of this complex in advanced adult mammals argues for neoteny' (Gould p. 350)." In Brace's view, "Gould's main thesis founders between the
Scylla In Greek mythology, Scylla), is obsolete. ( ; grc-gre, Σκύλλα, Skúlla, ) is a legendary monster who lives on one side of a narrow channel of water, opposite her counterpart Charybdis. The two sides of the strait are within an arrow's ra ...
of mosaic evolution and the
Charybdis Charybdis (; grc, Χάρυβδις, Khárybdis, ; la, Charybdis, ) is a sea monster in Greek mythology. She, with the sea monster Scylla, appears as a challenge to epic characters such as Odysseus, Jason, and Aeneas. Scholarship locates her in ...
of Darwinian theory." Brace concluded that Gould had provided "nothing more useful than the vision that human form can be understood by regarding 'man' as an overgrown retarded child." James Gorman, in ''
The New York Times ''The New York Times'' (''the Times'', ''NYT'', or the Gray Lady) is a daily newspaper based in New York City with a worldwide readership reported in 2020 to comprise a declining 840,000 paid print subscribers, and a growing 6 million paid ...
'', wrote that the book was rich but not easy to read; it was primarily for biologists, with long and precise arguments in technical language; a simpler account of the same topic was to be found in Gould's essay "Ever Since Darwin". Gorman called the book scholarly, entertaining and informative, expressed "with clarity and wit". The zoologist A. J. Cain, in ''
Nature Nature, in the broadest sense, is the physical world or universe. "Nature" can refer to the phenomena of the physical world, and also to life in general. The study of nature is a large, if not the only, part of science. Although humans are p ...
'', called it "a superb analysis of the use of ontogenetic analogy, the controversies over ontogeny and phylogeny, and the classification of the different processes observable in comparing different ontogenies." It was a "massive book", in Cain's view excellently illustrated with often surprising examples, covering both the history and a functional interpretation of heterochrony. Cain found it refreshing to find someone who had a good word for Ernst Haeckel, and who did not "treat
Charles Bonnet Charles Bonnet (; 13 March 1720 – 20 May 1793) was a Genevan naturalist and philosophical writer. He is responsible for coining the term ''phyllotaxis'' to describe the arrangement of leaves on a plant. He was among the first to notice parth ...
as a stupid monomaniac" but who brought out the relationship "between acquired characters and recapitulation in the work of the American neo-Lamarckians".


Retrospective

The evolutionary biologists Kenneth McNamara and Michael McKinney stated in 2005 that of all the books that Gould wrote in his career, "the one with the most impact is probably ''Ontogeny and Phylogeny'' ... to say that this work is a hallmark in this area of evolutionary theory would be an understatement. It proved to be the catalyst for much of the future work in the field, and to a large degree was the inspiration for the modern field of
evolutionary developmental biology Evolutionary developmental biology (informally, evo-devo) is a field of biological research that compares the developmental processes of different organisms to infer how developmental processes evolved. The field grew from 19th-century begin ...
. Gould's hope was to show that the relationship between ontogeny and phylogeny is fundamental to evolution, and at its heart is a simple premise—that variations in the timing and rate of development provide the raw material upon which natural selection can operate." M. Elizabeth Barnes, in ''The Embryo Project Encyclopedia'', looking back at the book in 2014, writes that it became widely cited in evolutionary and developmental biology, encouraging research on acceleration and retardation of development (forms of
heterochrony In evolutionary developmental biology, heterochrony is any genetically controlled difference in the timing, rate, or duration of a developmental process in an organism compared to its ancestors or other organisms. This leads to changes in the s ...
), and investigation of paedomorphosis in human evolution. Barnes notes that "along with other work by Gould, such as ' The Spandrels of San Marco and the Panglossian Paradigm'
he book He or HE may refer to: Language * He (pronoun), an English pronoun * He (kana), the romanization of the Japanese kana へ * He (letter), the fifth letter of many Semitic alphabets * He (Cyrillic), a letter of the Cyrillic script called ''He'' ...
is often credited for influencing the rise of a biological approach called evolutionary developmental biology or evo-devo, which worked to integrate evolutionary and developmental biology."


Notes


References


External links


Harvard University Press page

Online text
from Stanford University
Book preview
– Google Books {{SJGould 1977 non-fiction books American non-fiction books Books by Stephen Jay Gould English-language books Belknap Press books Biology books Books about evolution Evolutionary biology literature +