OMB Circular A-126
   HOME

TheInfoList



OR:

OMB Circular A-126, revised May 22, 1992, is a
Government circular A government circular is a written statement of government policy. It will often provide information, guidance, rules, and/or background information on legislative or procedural matters. See also *List of circulars {{short description, None This ...
that introduces standards and policies to minimize the cost and improve the management and use of
United States Government The federal government of the United States (U.S. federal government or U.S. government) is the national government of the United States, a federal republic located primarily in North America, composed of 50 states, a city within a fede ...
aircraft. Specifically, OMB Circular A-126 addresses the acquisition, management, usage, cost accounting, and disposal of government aircraft. All policies presented by this circular apply to Executive Agencies, with special policy covering the travel by senior officials or non-Federal travelers on government aircraft that is government-owned, leased, chartered or rented and any related services that apply. The only exceptions are aircraft that is in use by or in support of the
President President most commonly refers to: *President (corporate title) *President (education), a leader of a college or university *President (government title) President may also refer to: Automobiles * Nissan President, a 1966–2010 Japanese ful ...
or
Vice President A vice president, also director in British English, is an officer in government or business who is below the president (chief executive officer) in rank. It can also refer to executive vice presidents, signifying that the vice president is on t ...
of the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
The
Office of Management and Budget The Office of Management and Budget (OMB) is the largest office within the Executive Office of the President of the United States (EOP). OMB's most prominent function is to produce the president's budget, but it also examines agency programs, pol ...
was created in 1921 under the authority of the
Budget and Accounting Act The Budget and Accounting Act of 1921 () was landmark legislation that established the framework for the modern federal budget. The act was approved by President Warren G. Harding to provide a national budget system and an independent audit of go ...
, revised in 1950 as the Budget and Accounting Procedures Act; again in 1970 as Reorganization Plan No. 2; as Executive Order 11541 and .


Use and travel on government aircraft

''Note: The sections below are intended only as a summary of government aircraft use policy. For specific concerns or questions about official government flight policy, refer to the official circular at the Office of Management and Budget'' As stated in the circular, government aircraft are to be used for "defined official purposes", which is restricted to three categories:OMB Circular A-126, Section 5: Definitions (22 May 1992)OMB Circular A-126, Section 7: Use of Government Aircraft (22 May 1992) # " avel to meet mission requirements" i.e., travel to discharge an agency's official responsibilities # " quired use travel" i.e., government aircraft are required to meet "bona fide communications or security needs" or as dictated by "exceptional scheduling requirements" # " her travel for the conduct of agency business" There are outlined specifics that define "official travel" that must meet these specific criteria:OMB Circular A-126, Section 8: Travel on Government Aircraft (22 May 1992) * when no commercial airline or aircraft (including charter) service is reasonably available; specifically any schedule that does not meet the traveler's departure and/or arrival requirements within a 24-hour period * the cost of government aircraft usage is not more than the cost of using commercial airline or aircraft, including charter flights * aircraft may not be used on a "space available" basis unless: ** the aircraft is already scheduled for an official purpose ** the "space available" does not require a larger aircraft than needed ** the "space available" use results in a minor additional cost to the government


Cost and reimbursement

The following conditions are not considered official business and require reimbursement to the government: * incidental private travel activities of an employee undertaken while on official travel that result in increased operating costs * wholly personal or political trips (reimbursement level set at "the full coach fare") * official trip during which political activities are attended and engaged in (the appropriate share of the full coach fare) * in which the employee flies to one or more locations for personal reasons (the excess of the full coach fare for all flights taken above the cost of the full coach fare to official business destinations) The government is reimbursed for the cost or portion of the "full coach fare" applicable to the time not spent on required use travel.OMB Circular A-126, Section 9: Reimbursement for Use of Government Aircraft (22 May 1992) The "full coach fare" is defined as the cost of a ticket on a commercial airline available to the general public between the time the travel was planned and the day the travel was taken. For political travel, other laws and regulations may apply that require reimbursement in an amount greater than the "full coach fare".


Approval and documentation for government travel

Typically only an agency head or officials that are designated by the agency head may approve the use of agency aircraft, but government aircraft may also be used when it is also designated to transport senior Federal officials, members of their families or other non-Federal travelers on a "space available" basis but only when a written certification is presented by the agency. This certification must show that the mission activity is
bona fide In human interactions, good faith ( la, bona fides) is a sincere intention to be fair, open, and honest, regardless of the outcome of the interaction. Some Latin phrases have lost their literal meaning over centuries, but that is not the case ...
and that the minimum mission requirements are not surpassed to transport the additional travelers not required for official business. In emergency situations, this certification may be produced after-the-fact.OMB Circular A-126, Section 10: Approving the Use of Government Aircraft (22 May 1992) At a minimum, those individuals appointed by the agency head must be one organizational level above the person(s) traveling. If this is not possible, then another appropriate approval is required. Travel requests must also be approved in advance and in writing. This approval must be done on a trip-by-trip basis from the agency's senior legal official or their principal deputy. There are two exceptions:OMB Circular A-126, Section 11: Approving Travel on Government Aircraft (22 May 1992) * the agency head has determined that all travel by the individual qualifies as required use travel or * the President has determined that all travel by the agency head qualifies as required use. All use of government aircraft by agencies must be reported semi-annually to the
General Services Administration The General Services Administration (GSA) is an independent agency of the United States government established in 1949 to help manage and support the basic functioning of federal agencies. GSA supplies products and communications for U.S. gover ...
(GSA). These reports must be formatted within GSA standards and must list the following information for trips taken during the preceding six-month period: * name of each traveler * official purpose of trip * destination(s) * the appropriate allocated share of the full operating cost of the trip In addition to the GSA, summary data of these reports must also be submitted semi-annually to the OMB in the same format. The exception to this rule are any classified trips, which then must be maintained by the agency and be made available for review under authorization. For all uses of federal aircraft, the following documentation must be retained for a minimum of two years:OMB Circular A-126, Section 12: Documenting the Use of Government Aircraft (22 May 1992) * tail number of the plane used * date(s) used * name(s) of pilot(s) and flight crew * purpose(s) of the flight * the route(s) flown * names of all passengers


Eligibility

Status as a federal employee does not automatically result in authorization for use of government aircraft. There are three categories of people who require advance authorization in writing: * senior Federal officials * members of their families * non-Federal travelers All authorizations must conform to the same policies as authorized agency travel. In this circular, the term 'Senior Official' is defined by anyone employed by an Executive or independent agency at a payrate of Level I of the
Executive Schedule Executive Schedule () is the system of salaries given to the highest-ranked appointed officials in the executive branch of the U.S. government. The president of the United States appoints individuals to these positions, most with the advice and co ...
or employed in the Executive Office of the President at a payrate of Level II of the Executive Schedule (). Simply put, a 'Senior Official' is anyone who meets the criteria as being employed and paid at a rate equal to or greater than the basic pay equivalent to a member of the Senior Executive Service (). Active duty military officers are exempted from this definition.


Audit responsibility

All agency officials with the statutory authority to procure aircraft must ensure that their policies and procedures comply with the requirements of OMB Circular A-76, and that those programs comply with the internal control requirements of
OMB Circular A-123 OMB Circular A-123 is a US Office of Management and Budget (OMB) Government circular that defines the management responsibilities for internal controls in Federal agencies. It was first issued in 1981 by OMB's Office of Federal Financial Management ...
. Any material weaknesses must be reported to the President and the
United States Congress The United States Congress is the legislature of the federal government of the United States. It is bicameral, composed of a lower body, the House of Representatives, and an upper body, the Senate. It meets in the U.S. Capitol in Washing ...
.OMB Circular A-126, Section 13: Responsibilities (22 May 1992) The development of policies and procedures must be done in cooperation with the GSA. If the agency does not have systems that conform to these policies, a period of one year from the date of issuance of GSA standards is given to implement those systems.


Accounting

Those systems which are implemented that conform to GSA standards must permit justification of use of government aircraft services and the determination of usage over commercial or alternative government aircraft; recovery of operation costs of the aircraft; the cost-effectiveness of their aircraft program; and cost-comparison to justify in-house operation of government aircraft in accordance with OMB Circular A-76.


History


Use by Speaker of the House

Since the
September 11, 2001 attacks The September 11 attacks, commonly known as 9/11, were four coordinated suicide terrorist attacks carried out by al-Qaeda against the United States on Tuesday, September 11, 2001. That morning, nineteen terrorists hijacked four commercial ...
, air transportation security has become a major issue for all aspects of American culture, including government transportation. Because of concerns for safety of elected government officials, the
Speaker of the House The speaker of a deliberative assembly, especially a legislative body, is its presiding officer, or the chair. The title was first used in 1377 in England. Usage The title was first recorded in 1377 to describe the role of Thomas de Hungerf ...
—next in line behind the
Vice President A vice president, also director in British English, is an officer in government or business who is below the president (chief executive officer) in rank. It can also refer to executive vice presidents, signifying that the vice president is on t ...
in the
order of succession An order of succession or right of succession is the line of individuals necessitated to hold a high office when it becomes vacated such as head of state or an honour such as a title of nobility.Nancy Pelosi Nancy Patricia Pelosi (; ; born March 26, 1940) is an American politician who has served as Speaker of the United States House of Representatives since 2019 and previously from 2007 to 2011. She has represented in the United States House of ...
(D-CA). The previous speaker, Rep.
Dennis Hastert John Dennis Hastert (; born January 2, 1942) is an American former politician and convicted felon who represented from 1987 to 2007 and served as the 51st speaker of the United States House of Representatives from 1999 to 2007. The longest-se ...
(R-IL), flew in a C-20 which is a modified version of a
Gulfstream III The Gulfstream III, a business jet produced by Gulfstream Aerospace, is an improved variant of the Grumman Gulfstream II. Design and development The Gulfstream III was built at Savannah, Georgia, in the United States and was designed as an im ...
. Pelosi requested an upgrade from this plane, which is incapable of flying non-stop the required 2,800+ miles to Pelosi's home district of
San Francisco San Francisco (; Spanish language, Spanish for "Francis of Assisi, Saint Francis"), officially the City and County of San Francisco, is the commercial, financial, and cultural center of Northern California. The city proper is the List of Ca ...
,
California California is a U.S. state, state in the Western United States, located along the West Coast of the United States, Pacific Coast. With nearly 39.2million residents across a total area of approximately , it is the List of states and territori ...
. There was some question as to whether or not Pelosi's friends and associates would be allowed to travel with her, and that further consultation with the
Air Force An air force – in the broadest sense – is the national military branch that primarily conducts aerial warfare. More specifically, it is the branch of a nation's armed services that is responsible for aerial warfare as distinct from an a ...
, and
Department of Defense Department of Defence or Department of Defense may refer to: Current departments of defence * Department of Defence (Australia) * Department of National Defence (Canada) * Department of Defence (Ireland) * Department of National Defense (Philippin ...
would be required.


Trump administration

After a number of news articles detailing the cost of flights on charter and government-owned aircraft, Senator
Chuck Grassley Charles Ernest Grassley (born September 17, 1933) is an American politician serving as the president pro tempore emeritus of the United States Senate, and the Seniority in the United States Senate, senior United States Senate, United States sen ...
(R-IA) sent a letter to the Trump administration, questioning recent travel by
Secretary of Health and Human Services The United States secretary of health and human services is the head of the United States Department of Health and Human Services, and serves as the principal advisor to the president of the United States on all health matters. The secretary is ...
Tom Price,
Treasury Secretary The United States secretary of the treasury is the head of the United States Department of the Treasury, and is the chief financial officer of the federal government of the United States. The secretary of the treasury serves as the principal a ...
Steven Mnuchin Steven Terner Mnuchin ( ; born December 21, 1962) is an American investment banker and film producer who served as the 77th United States secretary of the treasury as part of the Cabinet of Donald Trump from 2017 to 2021. Serving for a full pres ...
, and
EPA Administrator The administrator of the Environmental Protection Agency is the head of the United States Environmental Protection Agency (EPA), and is thus responsible for enforcing the nation's Clean Air and Clean Water Acts, as well as numerous other enviro ...
Scott Pruitt Edward Scott Pruitt (born May 9, 1968) is an American lawyer, lobbyist and Republican politician from the state of Oklahoma. He served as the fourteenth Administrator of the Environmental Protection Agency (EPA) from February 17, 2017, to July ...
. Other administration officials named as having recently taken charter, military, or private aircraft were
Interior Secretary The United States secretary of the interior is the head of the United States Department of the Interior. The secretary and the Department of the Interior are responsible for the management and conservation of most federal land along with natural ...
Ryan Zinke Ryan Keith Zinke (; born November 1, 1961) is an American politician and businessman. Zinke, a member of the Republican Party, served in the Montana Senate from 2009 to 2013 and as the U.S. representative for Montana's at-large congressional d ...
and Veterans Affairs Secretary
David Shulkin David Jonathon Shulkin (born July 22, 1959) is an American physician and former government official. In 2017, Shulkin became the ninth United States Secretary of Veterans Affairs and served under President Donald Trump. He was the Under Secretary ...
. The acting chief of the
Office of Government Ethics The United States Office of Government Ethics (OGE) is an independent agency within the executive branch of the U.S. Federal Government which is responsible for directing executive branch policies relating to the prevention of conflicts of intere ...
,
David J. Apol David J. Apol is General Counsel at the United States Office of Government Ethics (OGE). He served as an acting director of the OGE between the resignation of Walter Shaub on July 19, 2017 and the appointment of Emory Rounds on July 13, 2018. ...
, issued a letter to agency heads asking them to ensure their actions are "motivated by the public good and not by personal interests."


Tom Price

In a series of reports starting in September 2017, ''Politico'' reported that since May 2017, Price had expended more than $1 million of Department funds for travel on private charter jets and military aircraft. Many of the flights were between cities that are easily accessible by train or car and have frequent, low-cost commercial airline service. The reports from ''Politico'' sparked a larger inquiry into the use of private planes by Trump administration officials. The
House Oversight Committee The Committee on Oversight and Reform is the main investigative committee of the United States House of Representatives. The committee's broad jurisdiction and legislative authority make it one of the most influential and powerful panels in the ...
started a bipartisan investigation led by Representatives
Trey Gowdy Harold Watson "Trey" Gowdy III (born August 22, 1964) is an American television news personality, former politician, and former federal prosecutor who served as the U.S. representative for from 2011 to 2019. His district included much of the Up ...
(R-SC) and Elijah Cummings (D-MD) of all use of private and government-owned planes by non-elected government officials of the Executive Branch on September 26, citing , which states "The travel of an employee shall be by the most expeditious means of transportation practicable and shall be commensurate with the nature and purpose of the duties of the employee requiring such travel." Senator Grassley's letter to the White House asked to "detail what steps the administration has taken to ensure that cabinet secretaries use the most fiscally responsible travel in accordance with the public trust they hold and the spirit and letter of all laws, regulations, and policies that apply." Price vowed to pay back $52,000, the cost of his share of travel that was "approved through the normal process". On September 29, Price resigned following what reporters called "an optics nightmare" for "the appearance of a millionaire Cabinet secretary flying routes easily navigated by far cheaper means."


Steven Mnuchin

After his wife,
Louise Linton Louise Linton ( née Hay; born 20 December 1980) is a Scottish actress. She has appeared in the horror films ''Cabin Fever'' and '' Intruder'', in minor roles in the television series ''CSI: NY'' and ''Cold Case'', and wrote, directed, produced ...
, posted a controversial photograph on August 21, 2017, to
Instagram Instagram is a photo and video sharing social networking service owned by American company Meta Platforms. The app allows users to upload media that can be edited with filters and organized by hashtags and geographical tagging. Posts can ...
showing her deplaning a government jet in Kentucky, the Treasury Department's Office of the Inspector General (OIG) opened up an inquiry into Mnuchin's use of government aircraft. Mnuchin reimbursed the government for Linton's travel to Kentucky. According to the OIG's review, the total cost of the operating the Gulfstream C-37B to Louisville and Fort Knox was $26,900. The reimbursement of Linton's cost of travel was $595.90, as the typical reimbursement paid by requesting federal executive agencies only covers the cost of an equivalent coach ticket on a commercial flight. The OIG released its report on October 4, 2017, concluding that there was "no violation of law in these requests and uses" of government aircraft by Mnuchin, but also expressing concern regarding "a disconnect between the standard of proof called for in the Daley memo and the actual amount of proof provided by Treasury and accepted by the White House in justifying these trip requests". The referenced Daley Memo was issued by then-White House Chief of Staff
William M. Daley William Michael Daley (born August 8, 1948) is an American lawyer, politician and former banker. He served as White House Chief of Staff to President Barack Obama, from January 2011 to January 2012. He also served as U.S. Secretary of Commerc ...
on April 4, 2011, and it stated the standards for use of government aircraft by senior executive branch officials were given in OMB Circular A-126, dated February 10, 1993. The Daley Memo also states that travel using military aircraft must be considered a White House Support Mission, taken at the specific direction of the President under one of a set of limited circumstances that "make commercial transportation unacceptable". In the report, the OIG reviewed nine travel requests by Mnuchin for military air transportation since March 2017, of which seven were approved and taken, one was withdrawn, and one was approved with travel pending in late October 2017. The total cost of the seven trips taken was $811,800, calculated from per-hour cost and operating hours for the specific aircraft, or Air Force-provided direct costs of operations.


References

{{reflist


External links


HTML Version of Circular A-126

Appendix A: Accounting for Aircraft CostsAppendix B: Cost Element DefinitionsList of OMB circulars
United States Office of Management and Budget Government documents of the United States