Neanderthals in Southwest Asia
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Southwest Asian Neanderthals were
Neanderthals Neanderthals (, also ''Homo neanderthalensis'' and erroneously ''Homo sapiens neanderthalensis''), also written as Neandertals, are an extinct species or subspecies of archaic humans who lived in Eurasia until about 40,000 years ago. While ...
who lived in Turkey, Lebanon, Syria, Palestine, Israel, Iraq, and Iran - the southernmost expanse of the known Neanderthal range. Although their arrival in Asia is not well-dated, early Neanderthals occupied the region apparently until about 100,000 years ago. At this time, ''
Homo sapiens Humans (''Homo sapiens'') are the most abundant and widespread species of primate, characterized by bipedalism and exceptional cognitive skills due to a large and complex brain. This has enabled the development of advanced tools, culture ...
'' immigrants seem to have replaced them in one of the first anatomically-modern expansions out of Africa. In their turn, starting around 80,000 years ago, Neanderthals seem to have returned and replaced ''
Homo sapiens Humans (''Homo sapiens'') are the most abundant and widespread species of primate, characterized by bipedalism and exceptional cognitive skills due to a large and complex brain. This has enabled the development of advanced tools, culture ...
'' in Southwest Asia. They inhabited the region until about 55,000 years ago. In Southwest Asia Neanderthals have left well-preserved skeletal remains in present-day Israel, Syria, and Iraq. Remains in Turkey, Lebanon, and Iran are fragmentary. No Neanderthal skeletal remains have ever been found to the south of
Jerusalem Jerusalem (; he, יְרוּשָׁלַיִם ; ar, القُدس ) (combining the Biblical and common usage Arabic names); grc, Ἱερουσαλήμ/Ἰεροσόλυμα, Hierousalḗm/Hierosóluma; hy, Երուսաղեմ, Erusałēm. i ...
, and although there are
Middle Palaeolithic The Middle Paleolithic (or Middle Palaeolithic) is the second subdivision of the Paleolithic or Old Stone Age as it is understood in Europe, Africa and Asia. The term Middle Stone Age is used as an equivalent or a synonym for the Middle Pale ...
Levallois points in Jordan and in the Arabian peninsula, it is unclear whether these were made by Neanderthals or by
anatomically modern humans Early modern human (EMH) or anatomically modern human (AMH) are terms used to distinguish '' Homo sapiens'' (the only extant Hominina species) that are anatomically consistent with the range of phenotypes seen in contemporary humans from exti ...
. Neanderthals living further to the east, such as those found in present-day Uzbekistan and Asian Russia are known as Central and North Asian Neanderthals. , although many more Neanderthal remains have been discovered in Southwest Asia than in North Asia, where genetic studies have succeeded, no attempt at extracting DNA from Southwest Asian Neanderthals has ever been successful.


Early hominins (to 100 ka)

As the Levant is the landbridge to Eurasia, Dmanisi remains in Georgia from 1.81 Ma suggest that hominins passed through the Levant some time before this (unless they crossed the Bab el-Mandeb strait into Arabia). The oldest known hominin specimen from the Levant, and from all the Middle East, is the Zuttiyeh skull, found by Francis Turville-Petre near the Sea of Galilee in 1927. It has not been dated, but lithic industries suggest it dates from 350-250 ka (Bar-Yosef 1992). Though it has some modern characteristics, it has been classified as a specimen of '' Homo heidelbergensis''. Other known hominin fossils in Southwest Asia older than 100 ka include
Shanidar Shanidar Cave ( ku, Zewî Çemî Şaneder ,ئەشکەوتی شانەدەر, ) is an archaeological site located on Bradost Mountain, within the Zagros Mountains, in the Erbil Governorate of Kurdistan Region in northern Iraq. It is known for th ...
2 and 4, as well as Tabun C1. All three have at one point been classified as Neanderthals, although the latter two are now usually called pre-Neanderthals. In part because none are well-dated these attributions have all been challenged.


Early AMHs in the Levant (100 to 80 ka)

It is believed that anatomically modern humans first entered the Levant by 130 – 100 ka (Grün 2005) from Africa during the Last Interglacial, a hot, parched, period in Africa (Scholz et al. 2007).


Environment

Goat δ13C values from c. 92 ka collected at Qafzeh Cave show that goats were eating, depending on the season, between 20 and 50% of C4 plants. These plants are better adapted to dry and hot climates than the much more common C3 plants. Although it was already established that North Africa was arid in the early Last Glacial, Scholz et al. (2007)'s conclusions would extend this to the Levant, making the region in this period more arid than previously thought. Frumkin et al. (2011) arrived at a similar conclusion of a hot and arid Levant by examining changes through time of lake levels and in the formation of cave formations.


Return of Neanderthals to the Levant (80 to 55 ka)

Potential causes for the initial extinction of modern humans from the Levant and subsequent replacement by Neanderthals around 80 ka include a short-term extreme environmental change in the Levant and environmental changes in the regions neighbouring the Levant. The only long-term environmental change that has been found in the Levant at this period is an increase in rainfall (Hallin et al. 2012), and some moderate cooling of the region (Bar-Yosef 1992, Harrison and Bates 1991), which would not predict a hominin extinction (Hallin et al. 2012). Hence, a short-lived intense environmental change (such as a
volcanic winter A volcanic winter is a reduction in global temperatures caused by volcanic ash and droplets of sulfuric acid and water obscuring the Sun and raising Earth's albedo (increasing the reflection of solar radiation) after a large, particularly explosiv ...
of 6 to 1000 years caused by the Toba supereruption, Rampino and Self 1992) might have caused modern human extinction, especially if the modern human Levantine population was low (Shea 2008).Shea, J. J. (2008). Transitions or turnovers ? Climatically-forced extinctions of Homo sapiens and Neanderthals in the East Mediterranean Levant. Quaternary Science Reviews, 1–18. http://doi.org/10.1016/j.quascirev.2008.08.015 In this case, Neanderthals could have moved in during or after the modern human evacuation of the region.


Environment

Contrarily to modern humans who arrived in the Levant in a period particularly warm in both Eurasia and Africa, Neanderthals are thought to have entered the Levant in a period of increasing Eurasian coldness and aridity known as the Last Glacial Period (Tchernov 1989). In the Levant, however, the conditions would have been wetter than those of today and of the preceding interglacial. This is what Hallin et al. (2012) concluded in their study of the δ13C and δ18Oδ13C and δ18O are so-called
isotopic signatures An isotopic signature (also isotopic fingerprint) is a ratio of non-radiogenic 'stable isotopes', stable radiogenic isotopes, or unstable radioactive isotopes of particular elements in an investigated material. The ratios of isotopes in a sample ma ...
. They respectively measure the prevalence of the heavier
carbon-13 Carbon-13 (13C) is a natural, stable isotope of carbon with a nucleus containing six protons and seven neutrons. As one of the environmental isotopes, it makes up about 1.1% of all natural carbon on Earth. Detection by mass spectrometry A mas ...
(13C) and
oxygen-18 Oxygen-18 (, Ω) is a natural, stable isotope of oxygen and one of the environmental isotopes. is an important precursor for the production of fluorodeoxyglucose (FDG) used in positron emission tomography (PET). Generally, in the radiopharmaceu ...
(18O)
isotopes Isotopes are two or more types of atoms that have the same atomic number (number of protons in their nuclei) and position in the periodic table (and hence belong to the same chemical element), and that differ in nucleon numbers ( mass numbers ...
over the more common
carbon-12 Carbon-12 (12C) is the most abundant of the two stable isotopes of carbon ( carbon-13 being the other), amounting to 98.93% of element carbon on Earth; its abundance is due to the triple-alpha process by which it is created in stars. Carbon- ...
and oxygen-16. C4-pathway plants have relatively more 13C (higher δ13C) than C3-pathway plants. Because C4 plants are better adapted to hot and dry climates than C3 plants, high δ13C values are associated with hot and dry environments. To the contrary, a greater prevalence of 18O (higher δ18O) in (land) animal bones reflects a colder environment: Because 16O is lighter than 18O, water molecules of the form H216O evaporate slightly more readily than those of the H218O form. This difference in evaporation is greater the colder the environment gets, so that rain and snow in colder regions have a lower δ18O value. Animals incorporate the δ13C and δ18O information of their environment and it is possible to extract it from their bones and teeth.
values of goat and gazelle enamel from Amud cave in Neanderthals layers dated to 70-53 ka (Glacial Period), after comparing them to values from Qafzeh cave in a modern human layer dated to 92 ka. They found that at Amud, neither the goats nor the gazelle consumed arid-adapted C4 plants, indicating that the environment was not as dry as today. They found the magnitude and pattern of δ18O values in gazelle and goat teeth enamel to indicate that, unlike today, rain fell throughout the year at Amud in the Neanderthal period. Indeed, the variation in δ18O values in the oldest layers of the teeth, formed when the animal is only a few months old, suggested that goats and gazelles were born throughout the year, which today happens only in the Levant in wetter-than-normal conditions. Belmaker et al. (2011) compared the prevalence in caves of microfaunal bones brought back by Barn and Eagle owls, which are known to accumulate large quantities of rodent skeletons. Since owls are opportunistic hunters and will eat any small mammal, the bone assemblage they leave behind are thought to be accurate indicators of the environment, given that rodents, like beetles, are susceptible to small changes in temperature and humidity. The researchers did find changes in microfaunal bone assemblages, but all were expected by taphonomic bias. They therefore concluded that there were no significant changes in the environment of the Levant between 70 and 55 ka.


Return of AMHs to the Levant (after 55 ka)

Unless modern humans started expanding into Eurasia through Arabia (where stone tools but very few human bones have been found), the Levant was most likely the first place Neanderthals lost ground to expanding modern humans. It is unclear why Neanderthals abandoned the Levant or lost it to modern humans. Shea (2008) has argued that Neanderthals were climatically forced out of the region (as modern humans probably were about 75,000 years ago). This is contested. Belmaker et al. (2011) have found that the proportions of microfaunal bones in the Levant between 70 and 55 kya seem stable, despite the fact that small fauna are sensitive to slight changes in temperature or humidity. There would be hence little reason to believe in a slow deterioration of the Neanderthal habitat driving them out by 45 kya. It is possible that climate change drove Neanderthals to extinction quickly some time after 55,000 BP, but Hallin et al. (2012) found strong consistency through time in the δ13C and δ18O values in the teeth of both goats and gazelles, suggesting that the climate was stable in the Levant at this crucial period when Middle Palaeolithic technologies of Neanderthals and early modern humans were replaced by Upper Palaeolithic technology of later modern humans. Although the environment at this period in the Levant seems to have been stable, Shea (2008) suggested that a rapidly changing environment at the border between the Levant and the Sinai could have stimulated the development of the first Upper Palaeolithic technologies. In this scenario, modern humans would only have been able to displace Neanderthals once they had developed this technology. The advanced tools found in Europe in the millennia thereafter would have developed there and then.


Resource gathering strategy

It is believed that Neanderthals and modern humans in the Levant had different resource gathering behaviours. Lieberman and Shea (1994) analysed their lithic hunting technologies and found their differences to suggest Neanderthals hunted more frequently than modern humans. They argue that Neanderthals would have used their intensive hunting strategy to cope with a biodepleted environment, much like the Inuit of the 20th century used to depend largely on hunting. Henry et al. (2017) found that in the Levant the site exploitation territory of Neanderthals was narrow, as they limited themselves to rugged woodlands, while modern humans of the Upper Palaeolithic would have been generalists with large exploitation territories in both the rugged woodlands and levelled steppe landscapes. Although it does seem as if the environment favoured the initial success and eventual demise of Neanderthals, it is still unclear whether differences in their resource gathering strategies reflect differences in the environment, in anatomy, or in intelligence.


List of Southwest Asian Neanderthals

The remains of more than 70 Southwest Asian Neanderthals have been found. Sites are sorted west to east, first by country (westernmost site) then within countries. Important remains are in bold.


See also

* ''Dawn of Humanity'' (2015 PBS documentary) * Gibraltar Neanderthals * ''Origins of Us'' (2011 BBC documentary) * ''Prehistoric Autopsy'' (2012 BBC documentary) * ''The Incredible Human Journey'' (2009 BBC documentary)


Notes


References

{{Homo neanderthalensis, state=expanded Neanderthals Stone Age Asia Tool-using mammals Mammals of Asia